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Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 14, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
2,535
+457 vs. Q3 2022
Portfolio value
$12.3B
+$4.29B (+53.3%) vs. Q3 2022
Filed
Feb 14, 2023
SEC
Holdings of Cetera Advisor Networks LLC in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
iShares Core S&P 500 ETF464287200ETF744,719$286.1M2.3%+278,980+59.9%Added–
AAPLApple Inc.Stock2,200,470$285.9M2.3%+171,957+8.5%AddedHistory
MSFTMicrosoft CorpStock847,018$203.1M1.6%+194,091+29.7%AddedHistory
Invesco QQQ Trust Series I46090E103ETF746,973$198.9M1.6%+46,898+6.7%Added–
SPYSPDR S&P 500 ETF TrustETF382,376$146.2M1.2%+38,316+11.1%AddedHistory
Vanguard Short-Term Bond ETF921937827ETF1,872,963$141.0M1.1%+1,603,900+596.1%Added–
Vanguard S&P 500 ETF922908363ETF348,328$122.4M1.0%+44,941+14.8%Added–
iShares Russell 1000 Growth ETF464287614ETF566,379$121.3M1.0%+68,532+13.8%Added–
Vanguard Total Bond Market ETF921937835ETF1,536,221$110.4M0.9%+1,355,523+750.2%Added–
Vanguard High Dividend Yield Index ETF921946406ETF1,017,391$110.1M0.9%+98,561+10.7%Added–
Vanguard Morningstar Value ETF922908744ETF752,830$105.7M0.9%+144,663+23.8%Added–
iShares Core S&P Small Cap ETF464287804ETF1,039,017$98.3M0.8%+283,490+37.5%Added–
AMZNAmazon Com IncStock1,127,189$94.7M0.8%+238,940+26.9%AddedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF1,776,940$89.1M0.7%+407,021+29.7%Added–
iShares Core MSCI Eafe ETF46432F842ETF1,436,045$88.5M0.7%+379,999+36.0%Added–
BRK.BBerkshire Hathaway IncStock273,712$84.5M0.7%+31,066+12.8%AddedHistory
iShares Core U.S. Aggregate Bond ETF464287226ETF860,011$83.4M0.7%+122,413+16.6%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF430,869$82.4M0.7%+226,372+110.7%Added–
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663ETF893,341$81.7M0.7%+746,562+508.6%Added–
Vanguard Ftse Developed Markets ETF921943858ETF1,858,822$78.0M0.6%+783,523+72.9%Added–
HDHome Depot, Inc.Stock228,265$72.1M0.6%+29,461+14.8%AddedHistory
Pacer US Cash Cows 100 ETF69374H881ETF1,542,004$71.3M0.6%+334,790+27.7%Added–
iShares Russell 1000 Value ETF464287598ETF459,344$69.7M0.6%+97,244+26.9%Added–
Vanguard Morningstar Large-Cap ETF922908637ETF383,082$66.7M0.5%+331,950+649.2%Added–
UNHUnitedHealth Group IncStock122,166$64.8M0.5%+40,519+49.6%AddedHistory
iShares Tr464288414NATIONAL MUN ETF610,375$64.4M0.5%+259,999+74.2%Added–
iShares Tr46435G425ESG AWR MSCI USA752,711$63.8M0.5%+517,606+220.2%Added–
JNJJohnson & JohnsonStock360,534$63.7M0.5%+61,505+20.6%AddedHistory
iShares Core S&P Mid-Cap ETF464287507ETF258,858$62.6M0.5%+85,522+49.3%Added–
iShares Tr46434V613CORE UNIVRSL USD1,389,025$62.4M0.5%+1,172,790+542.4%Added–
VVisa Inc.Stock289,608$60.2M0.5%+79,956+38.1%AddedHistory
KYNKayne Anderson Energy Infrastructure Fund, Inc.COM6,970,480$59.7M0.5%+253,544+3.8%AddedHistory
XOMExxonMobil Holdings CorpCOM532,360$58.7M0.5%+74,860+16.4%AddedHistory
PGProcter & Gamble CoStock383,076$58.1M0.5%+63,555+19.9%AddedHistory
iShares Tr464288513IBOXX HI YD ETF768,187$56.6M0.5%+657,888+596.5%Added–
State Street Energy Select Sector SPDR ETF81369Y506ETF643,009$56.2M0.5%+309,817+93.0%Added–
Vanguard Morningstar Growth ETF922908736ETF251,089$53.5M0.4%+51,331+25.7%Added–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM947,295$51.6M0.4%+500,390+112.0%Added–
Vanguard Total International Bond ETF92203J407ETF1,085,177$51.5M0.4%+894,281+468.5%Added–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF999,752$50.1M0.4%+789,350+375.2%Added–
iShares Core MSCI Emerging Markets ETF46434G103ETF1,072,836$50.1M0.4%+423,180+65.1%Added–
iShares Tr4642874571 3 YR TREAS BD615,030$49.9M0.4%+129,492+26.7%Added–
CVXChevron CorpStock274,844$49.3M0.4%+60,900+28.5%AddedHistory
Schwab US Dividend Equity ETF808524797ETF638,627$48.2M0.4%+221,681+53.2%Added–
State Street Health Care Select Sector SPDR ETF81369Y209ETF345,002$46.9M0.4%+147,434+74.6%Added–
iShares Select Dividend ETF464287168ETF385,584$46.5M0.4%+84,680+28.1%Added–
SPDR Series Trust78464A763ST STR SP DIV369,314$46.2M0.4%+33,269+9.9%Added–
JPMJPMorgan Chase & CoStock342,254$45.9M0.4%+73,989+27.6%AddedHistory
iShares Core Dividend Growth ETF46434V621ETF912,560$45.6M0.4%+272,833+42.6%Added–
PFEPfizer IncStock874,824$44.8M0.4%+146,982+20.2%AddedHistory
ABBVAbbVie Inc.Stock275,206$44.5M0.4%+45,765+19.9%AddedHistory
MRKMerck & Co., Inc.Stock394,467$43.8M0.4%+66,626+20.3%AddedHistory
GOOGLAlphabet Inc.Stock487,841$43.0M0.3%+159,991+48.8%AddedHistory
Vanguard Star FDS921909768VG TL INTL STK F822,025$42.5M0.3%+514,465+167.3%Added–
Vanguard Dividend Appreciation ETF921908844ETF277,307$42.1M0.3%+41,935+17.8%Added–
NVDANVIDIA CorpStock283,000$41.4M0.3%+69,876+32.8%AddedHistory
iShares Tr464288588MBS ETF441,986$41.0M0.3%+350,494+383.1%Added–
iShares Tr46436E874IBONDS 24 TRM TS1,714,138$40.9M0.3%+88,329+5.4%Added–
State Street SPDR Portfolio S&P 500 Value ETF78464A508ETF1,024,172$39.8M0.3%+582,632+132.0%Added–
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242ETF373,307$39.4M0.3%+233,717+167.4%Added–
VZVerizon Communications IncStock986,938$38.9M0.3%+100,317+11.3%AddedHistory
First Tr Exchange-Traded FD336917109SHS1,026,434$37.5M0.3%+254,481+33.0%Added–
State Street SPDR Portfolio S&P 500 ETF78464A854ETF821,982$37.0M0.3%+561,277+215.3%Added–
iShares MSCI USA Min Vol Factor ETF46429B697ETF507,620$36.6M0.3%+172,449+51.5%Added–
iShares Tr464288877EAFE VALUE ETF797,435$36.6M0.3%+510,957+178.4%Added–
First Tr Exchange-Traded FD33733E104CAP STRENGTH ETF486,015$36.4M0.3%+139,785+40.4%Added–
GOOGAlphabet Inc.Stock408,795$36.3M0.3%+109,739+36.7%AddedHistory
WMTWalmart Inc.Stock252,745$35.8M0.3%+24,749+10.9%AddedHistory
iShares Russell Midcap ETF464287499ETF530,331$35.8M0.3%+44,256+9.1%Added–
PEPPepsiCo IncStock197,963$35.8M0.3%+43,955+28.5%AddedHistory
Schwab U.S. Large-Cap Growth ETF808524300ETF640,077$35.6M0.3%+119,273+22.9%Added–
MCDMcDonalds CorpStock133,882$35.3M0.3%+21,026+18.6%AddedHistory
Vanguard Information Technology ETF92204A702ETF110,220$35.2M0.3%+9,394+9.3%Added–
Vanguard Morningstar Mid-Cap ETF922908629ETF169,587$34.6M0.3%+15,142+9.8%Added–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT724,065$34.3M0.3%+195,150+36.9%Added–
LMTLockheed Martin CorpStock69,223$33.7M0.3%+12,112+21.2%AddedHistory
First Trust Rising Dividend Achievers ETF33738R506ETF756,004$33.2M0.3%−200,742−21.0%Reduced–
State Street Technology Select Sector SPDR ETF81369Y803ETF264,756$32.9M0.3%+56,439+27.1%Added–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409ETF643,416$32.6M0.3%+205,371+46.9%Added–
iShares Core High Dividend ETF46429B663ETF303,432$31.6M0.3%+23,569+8.4%Added–
Vanguard Ftse Emerging Markets ETF922042858ETF796,494$31.0M0.3%+379,202+90.9%Added–
State Street Consumer Staples Select Sector SPDR ETF81369Y308ETF402,385$30.0M0.2%+94,556+30.7%Added–
GLDSPDR Gold TrustETF176,515$29.9M0.2%−17,960−9.2%ReducedHistory
CSCOCisco Systems, Inc.Stock626,785$29.9M0.2%+124,508+24.8%AddedHistory
MAMastercard IncStock85,523$29.7M0.2%+41,887+96.0%AddedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT206,700$29.2M0.2%+66,620+47.6%Added–
iShares Russell 2000 ETF464287655ETF166,766$29.1M0.2%+20,078+13.7%Added–
COSTCostco Wholesale CorpStock63,236$28.9M0.2%+15,031+31.2%AddedHistory
ETF Ser Solutions26922B105LHA MKT ST TACTL1,165,896$28.7M0.2%−145,727−11.1%Reduced–
Vanguard Morningstar Small-Cap Value ETF922908611ETF180,467$28.7M0.2%+39,477+28.0%Added–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 185,151$28.2M0.2%+30,938+57.1%AddedHistory
First Tr Exchange Traded FD33738R605DORSEY WRT 5 ETF602,870$28.1M0.2%+129,018+27.2%Added–
UPSUnited Parcel Service IncStock160,865$28.0M0.2%+34,597+27.4%AddedHistory
Schwab U.S. Mid-Cap ETF808524508ETF423,319$27.8M0.2%+22,242+5.5%Added–
iShares S&P 500 Value ETF464287408ETF191,358$27.8M0.2%+101,977+114.1%Added–
CATCaterpillar IncStock114,715$27.5M0.2%+18,873+19.7%AddedHistory
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474ETF932,940$27.4M0.2%+493,167+112.1%Added–
Invesco Actively Managed Exc46090A887ULTRA SHRT DUR547,468$27.1M0.2%+440,512+411.9%Added–
KOCoca Cola CoStock423,273$26.9M0.2%+101,166+31.4%AddedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF145,375$26.7M0.2%+24,732+20.5%Added–

Options (11)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q4 2022
SecurityClassPutsCalls
NVDANVIDIA CorpStock$13.9K–
AGFirst Majestic Silver CorpCOM–$8.88K
MRKMerck & Co., Inc.Stock–$7.56K
Invesco QQQ Trust Series I46090E103ETF–$4.65K
Yamana Gold Inc98462Y100COM–$4.19K
CMICummins IncStock–$510
TTDTrade Desk, Inc.Stock–$470
GMEGameStop Corp.Stock$68–
RIVNRivian Automotive, Inc.Stock–$2
PTONPeloton Interactive, Inc.CL A COM–$1
CHPTChargePoint Holdings, Inc.COM CL A–$1

Sold out since Q3 2022 (91)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Cetera Advisor Networks LLC sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
BRGBluerock Residential Growth REIT, Inc.COM CL A118,566$3.17M<0.1%History
Dimensional ETF Trust25434V203INTL CORE EQT MK130,247$2.81M<0.1%–
Global X FDS37954Y632ARTIFICIAL ETF121,330$2.33M<0.1%–
CLRContinental Resources, IncCOM19,980$1.33M<0.1%History
FLNAFilana Therapeutics, Inc.COM31,871$1.33M<0.1%History
TWTRTwitter, Inc.COM29,610$1.30M<0.1%History
Barclays Bank PLC06742A669IPATH SHILR CAPE67,598$1.24M<0.1%–
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB46,544$986.0K<0.1%–
BAMBrookfield Asset Management Ltd.CL A LTD VT SH20,363$833.0K<0.1%History
iShares U S ETF Tr46431W580INFLATION HEDG31,910$770.0K<0.1%–
Simplify Exchange Traded Fun82889N715MACRO STRATEGY27,820$660.0K<0.1%–
PIMCO ETF Tr72201R30415+ YR US TIPS10,508$589.0K<0.1%–
CCDCalamos Dynamic Convertible & Income FundCOM28,394$569.0K<0.1%History
NLSNNielsen Holdings plcSHS EUR20,262$562.0K<0.1%History
iShares U S ETF Tr46431W812INT RT HD LONG23,761$533.0K<0.1%–
John Hancock Exchange Traded47804J602MULTIFACTOR TE7,737$514.0K<0.1%–
BHVNBiohaven Ltd.COM3,018$456.0K<0.1%History
CHNGChange Healthcare Inc.COM16,208$446.0K<0.1%History
First Tr Exchng Traded FD VI33740U869FT VEST INT JUNE26,148$424.0K<0.1%–
First Tr Exchange-Traded FD33734G108COM18,196$419.0K<0.1%–
DREDuke Realty CorpCOM NEW7,692$371.0K<0.1%History
John Hancock Exchange Traded47804J404MULTIFACTOR FI8,800$362.0K<0.1%–
iShares Tr46435G755IBONDS DEC202213,870$359.0K<0.1%–
John Hancock Exchange Traded47804J875MLTFCTR CONSMR9,870$332.0K<0.1%–
WFC.PLWells Fargo & CompanyPERP PFD CNV A273$329.0K<0.1%History
iShares Tr46435U176IBONDS 22 TRM HG13,247$318.0K<0.1%–
First Tr Exchng Traded FD VI33740F581FT VEST NAS15,684$294.0K<0.1%–
Northern LTS FD Tr IV66538H534INSPIRE 100 ETF10,048$279.0K<0.1%–
DJTTrump Media & Technology Group Corp.Stock15,681$264.0K<0.1%History
ZSZscaler, Inc.Stock1,597$262.0K<0.1%History
UHALU-Haul Holding CoCOM515$262.0K<0.1%History
Legg Mason ETF Invt524682200CLEARBRIDGE LRG6,404$254.0K<0.1%–
Motley Fool Small-Cap Growth ETF74933W874ETF10,839$252.0K<0.1%–
OKTAOkta, Inc.CL A4,182$238.0K<0.1%History
BLNKBlink Charging Co.COM13,219$234.0K<0.1%History
J P Morgan Exchange Traded F46641Q274SHORT DURA CORE5,145$233.0K<0.1%–
iShares Tr46434VBA7IBONDS DEC22 ETF9,214$231.0K<0.1%–
iShares U.S. Regional Banks ETF464288778ETF4,787$229.0K<0.1%–
WIREEncore Wire CorpCOM1,986$229.0K<0.1%History
INSMINSMED IncCOM PAR $.0110,040$216.0K<0.1%History
iShares Tr464288869MICRO-CAP ETF2,069$214.0K<0.1%–
Global X FDS37950E119MSCI SUPR EM ETF29,532$214.0K<0.1%–
MSEXMiddlesex Water CoCOM2,721$210.0K<0.1%History
SHLXShell Midstream Partners, L.P.UNIT LTD INT13,268$210.0K<0.1%History
Schwab Strategic Tr8085246985 10YR CORP BD4,941$208.0K<0.1%–
DAVAEndava plcADS2,549$206.0K<0.1%History
Global X FDS37950E549GLB X SUPERDIV27,123$205.0K<0.1%–
SPDR Index Shs FDS78463X533ST MAR DIVID ETF9,106$202.0K<0.1%–
RGPResources Connection, Inc.COM11,180$202.0K<0.1%History
FTHYFirst Trust High Yield Opportunities 2027 Term FundCOM13,460$181.0K<0.1%History
MUABlackRock Muniassets Fund, Inc.COM17,130$176.0K<0.1%History
First Tr Exchng Traded FD VI33740U828FT VEST INT EQ M10,465$165.0K<0.1%–
GDOWestern Asset Global Corporate Opportunity Fund Inc.COM14,093$157.0K<0.1%History
FUNDSprott Focus Trust Inc.COM21,954$151.0K<0.1%History
PSFEPaysafe LtdORD109,111$151.0K<0.1%History
RMTRoyce Micro-Cap Trust, Inc.COM18,372$146.0K<0.1%History
WOOFPetco Health & Wellness Company, Inc.CL A COM12,545$140.0K<0.1%History
MMUWestern Asset Managed Municipals Fund Inc.COM14,042$136.0K<0.1%History
Swedish Expt CR Corp870297603ROG AGRI ETN2213,234$120.0K<0.1%–
UAAUnder Armour, Inc.Stock17,616$117.0K<0.1%History
BKTBlackRock Income Trust, Inc.COM25,696$106.0K<0.1%History
VGRVector Group LtdCOM12,067$106.0K<0.1%History
XFLTXAI Floating Rate & Alternative Income TrustCOM17,721$105.0K<0.1%History
Two Harbors Investment Corp.90187B408COM NEW30,734$102.0K<0.1%–
NNYNuveen New York Municipal Value FundCOM12,103$99.0K<0.1%History
KDKyndryl Holdings, Inc.Stock11,526$95.0K<0.1%History
VKQInvesco Municipal TrustCOM10,401$95.0K<0.1%History
FSRFisker Inc.CL A COM STK10,912$82.0K<0.1%History
SBIWestern Asset Intermediate Muni Fund Inc.COM10,738$79.0K<0.1%History
PLYAPlaya Hotels & Resorts N.V.SHS12,000$70.0K<0.1%History
RDFNRedfin CorpCOM10,263$60.0K<0.1%History
Ironsource LtdM5R75Y101CL A ORD SHS17,100$59.0K<0.1%–
TLRYTilray Brands, Inc.COM CL 212,097$33.0K<0.1%History
TRVGtrivago N.V.SPON ADS A SHS20,181$23.0K<0.1%History
CLOVClover Health Investments, Corp.COM CL A13,100$22.0K<0.1%History
ZEVLightning eMotors, Inc.COM14,500$22.0K<0.1%History
RMORomeo Power, Inc.COM49,900$20.0K<0.1%History
PSHGPerformance Shipping Inc.COM NEW15,934$4.00K<0.1%History
GROMGrom Social Enterprises, Inc.COM NEW11,300$4.00K<0.1%History
VINOGaucho Group Holdings, Inc.COM NEW11,493$3.00K<0.1%History
KRBPKiromic Biopharma, Inc.COM10,509$3.00K<0.1%History
MYSZMy Size, Inc.COM NEW16,432$3.00K<0.1%History
TENXTenax Therapeutics, Inc.COM NEW15,638$3.00K<0.1%History
THMOThermoGenesis Holdings, Inc.COM11,816$3.00K<0.1%History
DBGIDigital Brands Group, Inc.COM31,936$3.00K<0.1%History
ABTCAmerican Bitcoin Corp.COM25,479$2.00K<0.1%History
CRKNCrown Electrokinetics Corp.COM NEW10,531$2.00K<0.1%History
TWAVTaoWeave, Inc.COM16,580$2.00K<0.1%History
PALIPalisade Bio, Inc.COM21,642$2.00K<0.1%History
TANHTantech Holdings LtdSHS NEW12,662$2.00K<0.1%History
BlackRock Corpor Hi Yld FD I09255L114RIGHT 10/13/2022121,603$00.0%–