Cetera Advisor Networks LLC

SEC CIK: 0001534468
Latest filing: May 24, 2024

SEC filings (opens in a new tab)

Holdings in Q2 2022

Holdings as of Jun 30, 2022, filed Aug 11, 2022. Long positions only; changes compare share counts with Q1 2022.

Positions: 2,055; 0 vs. Q1 2022
Portfolio value: $7.80B; −$439.2M (−5.3%) vs. Q1 2022
Filed: Aug 11, 2022; SEC

Holdings of Cetera Advisor Networks LLC in Q2 2022
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
Invesco Exchange Traded FD T46137V357	S&P500 EQL WGT	130,013	$17.5M	0.2%	+9,249+7.7%	Added	–
First Tr Exchange Traded FD33738R605	DORSEY WRT 5 ETF	418,459	$17.3M	0.2%	+26,077+6.6%	Added	–
Vanguard Real Estate ETF922908553	ETF	189,838	$17.3M	0.2%	+56,309+42.2%	Added	–
iShares Tr46435U697	IBONDS DEC	651,930	$16.9M	0.2%	+65,814+11.2%	Added	–
First Tr Exchange-Traded Alp33735J101	COM SHS	271,777	$16.9M	0.2%	+39,202+16.9%	Added	–
IAUiShares Gold Trust	ETF	481,033	$16.5M	0.2%	+124,059+34.8%	Added	History
Invesco Exchange Traded FD T46137V563	HIG YLD EQ DIV	789,441	$16.2M	0.2%	+5,138+0.7%	Added	–
State Street SPDR Portfolio S&P 500 Value ETF78464A508	ETF	439,636	$16.2M	0.2%	+25,679+6.2%	Added	–
Pacer Trendpilot US Bond ETF69374H642	ETF	752,453	$16.2M	0.2%	−575,255−43.3%	Reduced	–
iShares Tr464287440	7-10 YR TRSY BD	157,297	$16.1M	0.2%	+4,937+3.2%	Added	–
AMGNAmgen Inc	Stock	66,094	$16.1M	0.2%	+6,363+10.7%	Added	History
KOCoca Cola Co	Stock	254,578	$16.0M	0.2%	+35,144+16.0%	Added	History
Vanguard Ftse Emerging Markets ETF922042858	ETF	382,004	$15.9M	0.2%	+96,168+33.6%	Added	–
PHYSSprott Physical Gold Trust	PHYSICAL GOLD TR	1,101,774	$15.6M	0.2%	+738,231+203.1%	Added	History
ETF Ser Solutions26922A156	LHA MKT ST ALP	603,486	$15.3M	0.2%	+55,580+10.1%	Added	–
iShares MSCI USA Momentum Factor ETF46432F396	ETF	112,048	$15.3M	0.2%	−8,754−7.2%	Reduced	–
iShares Tr464287622	RUS 1000 ETF	72,929	$15.2M	0.2%	+7,222+11.0%	Added	–
SPDR Series Trust78468R556	SP O&G EXPL PRO	123,534	$14.8M	0.2%	+16,550+15.5%	Added	–
ABTAbbott Laboratories	Stock	135,522	$14.7M	0.2%	+10,867+8.7%	Added	History
DUKDuke Energy CORP	Stock	136,197	$14.6M	0.2%	+10,077+8.0%	Added	History
UNPUnion Pacific Corp	Stock	67,910	$14.5M	0.2%	+4,554+7.2%	Added	History
iShares S&P 500 Growth ETF464287309	ETF	236,374	$14.3M	0.2%	+63,622+36.8%	Added	–
SLViShares Silver Trust	ETF	762,200	$14.2M	0.2%	+67,618+9.7%	Added	History
iShares Core S&P U.S. Growth ETF464287671	ETF	169,660	$14.2M	0.2%	+7,924+4.9%	Added	–
MAMastercard Inc	Stock	44,984	$14.2M	0.2%	+2,581+6.1%	Added	History
Pacer Trendpilot International ETF69374H683	ETF	577,060	$14.1M	0.2%	+222,605+62.8%	Added	–
State Street Materials Select Sector SPDR ETF81369Y100	ETF	189,894	$14.0M	0.2%	+148,208+355.5%	Added	–
iShares Tr46434V456	MSCI INTL QUALTY	451,364	$14.0M	0.2%	+62,267+16.0%	Added	–
iShares S&P Mid-Cap 400 Growth ETF464287606	ETF	214,823	$13.7M	0.2%	+220.0%	Added	–
MMM3M Co	Stock	105,769	$13.7M	0.2%	+10,105+10.6%	Added	History
iShares Tr464287739	U.S. REAL ES ETF	147,651	$13.6M	0.2%	+24,253+19.7%	Added	–
Schwab U.S. Large-Cap Value ETF808524409	ETF	216,281	$13.5M	0.2%	−20,974−8.8%	Reduced	–
John Hancock Exchange Traded47804J206	MULTIFACTOR MI	301,914	$13.3M	0.2%	+722+0.2%	Added	–
iShares Tr464288687	PFD AND INCM SEC	404,892	$13.3M	0.2%	+44,561+12.4%	Added	–
CATCaterpillar Inc	Stock	73,841	$13.2M	0.2%	+5,949+8.8%	Added	History
Vanguard Star FDS921909768	VG TL INTL STK F	254,606	$13.1M	0.2%	−300.0%	Reduced	–
iShares Russell Mid-Cap Value ETF464287473	ETF	129,301	$13.1M	0.2%	+50,821+64.8%	Added	–
State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474	ETF	439,299	$13.1M	0.2%	+285+0.1%	Added	–
VanEck ETF Trust92189H607	OIL SERVICES ETF	55,645	$12.9M	0.2%	+19,786+55.2%	Added	–
Vanguard Total Bond Market ETF921937835	ETF	169,973	$12.8M	0.2%	+865+0.5%	Added	–
IBMInternational Business Machines Corp	Stock	90,399	$12.8M	0.2%	+9,489+11.7%	Added	History
LLYEli Lilly & Co	Stock	39,249	$12.7M	0.2%	+2,606+7.1%	Added	History
Vanguard Malvern FDS922020805	STRM INFPROIDX	253,221	$12.7M	0.2%	+119,120+88.8%	Added	–
Vanguard Scottsdale FDS92206C102	SHORT TERM TREAS	215,477	$12.7M	0.2%	+204,754+1,909.5%	Added	–
CVSCVS Health Corp	Stock	136,149	$12.6M	0.2%	+22,300+19.6%	Added	History
OKEONEOK Inc	COM	226,760	$12.6M	0.2%	+14,407+6.8%	Added	History
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853	ETF	348,662	$12.5M	0.2%	+68,427+24.4%	Added	–
CMCSAComcast Corp	Stock	318,296	$12.5M	0.2%	+42,574+15.4%	Added	History
CRMSalesforce, Inc.	Stock	75,086	$12.4M	0.2%	+10,031+15.4%	Added	History
iShares S&P 500 Value ETF464287408	ETF	87,790	$12.1M	0.2%	+4,732+5.7%	Added	–
Vanguard Morningstar Small-Cap Growth ETF922908595	ETF	61,013	$12.0M	0.2%	+14,981+32.5%	Added	–
iShares Tr464288877	EAFE VALUE ETF	276,369	$12.0M	0.2%	−4,826−1.7%	Reduced	–
RABrookfield Real Assets Income Fund Inc.	SHS BEN INT	648,411	$11.9M	0.2%	+6,429+1.0%	Added	History
NEENextera Energy Inc	Stock	154,240	$11.9M	0.2%	+9,730+6.7%	Added	History
First Tr Exchng Traded FD VI33740F748	FT VEST US EQT	344,821	$11.9M	0.2%	+324,563+1,602.1%	Added	–
iShares MSCI USA Quality Factor ETF46432F339	ETF	105,006	$11.7M	0.2%	+22,213+26.8%	Added	–
INTCIntel Corp	Stock	312,299	$11.7M	0.1%	−596−0.2%	Reduced	History
ENBEnbridge Inc	Stock	272,872	$11.5M	0.1%	+29,918+12.3%	Added	History
Pacer US Small Cap Cash Cows ETF69374H857	ETF	340,079	$11.5M	0.1%	−1,882−0.6%	Reduced	–
BABoeing Co	Stock	83,717	$11.4M	0.1%	+4,288+5.4%	Added	History
BMYBristol Myers Squibb Co	Stock	148,149	$11.4M	0.1%	+11,490+8.4%	Added	History
RTXRTX Corp	Stock	117,595	$11.3M	0.1%	+19,549+19.9%	Added	History
iShares Core S&P US Value ETF464287663	ETF	168,774	$11.3M	0.1%	+7,511+4.7%	Added	–
LOWLowes Companies Inc	Stock	64,106	$11.2M	0.1%	+7,290+12.8%	Added	History
ARK Innovation ETF00214Q104	ETF	280,772	$11.2M	0.1%	+28,121+11.1%	Added	–
AMDAdvanced Micro Devices Inc	Stock	146,288	$11.2M	0.1%	+40,304+38.0%	Added	History
NOCNorthrop Grumman Corp	Stock	23,284	$11.1M	0.1%	+1,386+6.3%	Added	History
iShares U.S. Medical Devices ETF464288810	ETF	219,724	$11.1M	0.1%	+2,447+1.1%	Added	–
WisdomTree Tr97717X669	US QTLY DIV GRT	193,283	$11.1M	0.1%	+2,132+1.1%	Added	–
WisdomTree Tr97717W505	US MIDCAP DIVID	279,469	$10.9M	0.1%	+31,858+12.9%	Added	–
Vanguard Ftse All-World Ex-US Index Fund922042775	ETF	217,234	$10.9M	0.1%	+17,320+8.7%	Added	–
State Street SPDR Portfolio S&P 500 ETF78464A854	ETF	243,944	$10.8M	0.1%	+47,127+23.9%	Added	–
MDTMedtronic plc	Stock	118,921	$10.7M	0.1%	+27,161+29.6%	Added	History
BXBlackstone Inc.	COM	116,711	$10.6M	0.1%	+27,088+30.2%	Added	History
WisdomTree Bloomberg US Dollar Bullish Fund97717W471	ETF	373,423	$10.4M	0.1%	+25,692+7.4%	Added	–
WisdomTree Tr97717W109	US TOTAL DIVIDND	179,956	$10.4M	0.1%	+3,473+2.0%	Added	–
PIMCO Active Bond Exchange-Traded Fund72201R775	ETF	108,704	$10.4M	0.1%	+7,995+7.9%	Added	–
DDominion Energy, Inc	Stock	129,700	$10.4M	0.1%	+12,667+10.8%	Added	History
DEDeere & Co	Stock	34,300	$10.3M	0.1%	+4,472+15.0%	Added	History
HONHoneywell International Inc	COM	58,889	$10.2M	0.1%	+2,905+5.2%	Added	History
Invesco Exch Traded FD Tr II46138E354	S&P500 LOW VOL	162,779	$10.1M	0.1%	+25,474+18.6%	Added	–
Vanguard Morningstar Mid-Cap Value ETF922908512	ETF	77,329	$10.0M	0.1%	+34,917+82.3%	Added	–
First Tr Exchange-Traded FD33738D309	SENIOR LN FD	226,178	$9.97M	0.1%	−8,243−3.5%	Reduced	–
Invesco Exchange Traded FD T46137V597	RAFI US 1500	64,200	$9.85M	0.1%	+608+1.0%	Added	–
PMPhilip Morris International Inc.	Stock	99,074	$9.78M	0.1%	+8,126+8.9%	Added	History
ORCLOracle Corp	Stock	138,425	$9.67M	0.1%	+13,976+11.2%	Added	History
WisdomTree Tr97717W307	US LARGECAP DIVD	162,838	$9.62M	0.1%	+10,747+7.1%	Added	–
WMWaste Management Inc	Stock	62,702	$9.59M	0.1%	+6,564+11.7%	Added	History
SPDR Series Trust78464A805	ST STR PR SP1500	206,238	$9.59M	0.1%	+42,520+26.0%	Added	–
AVGOBroadcom Inc.	Stock	19,630	$9.54M	0.1%	+1,612+8.9%	Added	History
FSKFS KKR Capital Corp	COM	491,088	$9.54M	0.1%	+130,683+36.3%	Added	History
First Tr Exchange-Traded FD33734X846	NASDAQ CYB ETF	236,874	$9.53M	0.1%	+5,534+2.4%	Added	–
Invesco Exchange Traded FD T46137V613	RAFI US 1000 ETF	64,025	$9.49M	0.1%	+7,862+14.0%	Added	–
Kraneshares Tr500767736	QUADRTC INT RT	369,173	$9.35M	0.1%	+28,646+8.4%	Added	–
SBUXStarbucks Corp	Stock	122,349	$9.35M	0.1%	+12,236+11.1%	Added	History
iShares Tr464288760	US AER DEF ETF	94,216	$9.34M	0.1%	+2,763+3.0%	Added	–
Vanguard Intermediate-Term Bond ETF921937819	ETF	119,918	$9.31M	0.1%	+4,838+4.2%	Added	–
Uncommon Investment Funds Tr90431R209	PORTFOLIO DESIGN	424,479	$9.28M	0.1%	+424,479	New	–
iShares Tr464287150	CORE S&P TTL STK	110,040	$9.22M	0.1%	+12,828+13.2%	Added	–
KMBKimberly Clark Corp	Stock	67,985	$9.19M	0.1%	+2,770+4.2%	Added	History

Options (6)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q2 2022
Security	Class	Puts	Calls
SPYSPDR S&P 500 ETF Trust	ETF	$118.0K	–
NVDANVIDIA Corp	Stock	$14.0K	–
Yamana Gold Inc98462Y100	COM	–	$13.0K
TTDTrade Desk, Inc.	Stock	–	$5.00K
State Street Financial Select Sector SPDR ETF81369Y605	ETF	$2.00K	–
AAPLApple Inc.	Stock	$2.00K	–

Sold out since Q1 2022 (183)

Positions held at the end of Q1 2022 that are gone from this filing.

The largest 100 of 183 by value last quarter.

Positions of Cetera Advisor Networks LLC sold out since Q1 2022
Security	Class	Shares in Q1 2022	Value in Q1 2022	% of portfolio in Q1 2022	History
PIMCO ETF Tr72201R403	BROAD US TIPS	43,766	$2.77M	<0.1%	–
DMOWestern Asset Mortgage Opportunity Fund Inc.	COM	103,605	$1.39M	<0.1%	History
PBCTPeople's United Financial, Inc.	COM	56,523	$1.13M	<0.1%	History
SPDR Series Trust78464A128	ST STR SP1500VT	6,713	$1.04M	<0.1%	–
iShares Inc46434G848	MSCI GBL ETF NEW	15,988	$819.0K	<0.1%	–
YETIYETI Holdings, Inc.	COM	13,607	$816.0K	<0.1%	History
FOXAFox Corp	CL A COM	18,337	$723.0K	<0.1%	History
LPXLouisiana-Pacific Corp	COM	10,405	$646.0K	<0.1%	History
Fidelity Covington Trust316092709	MSCI INDL INDX	11,718	$631.0K	<0.1%	–
iShares Tr46432F370	MSCI USA SZE FT	4,280	$558.0K	<0.1%	–
Flexshares Tr33939L837	INTL QLTDV IDX	23,162	$553.0K	<0.1%	–
Osi ETF Tr67110P407	OSHARES US QUALT	12,564	$553.0K	<0.1%	–
iShares U S ETF Tr46431W598	BLOOMBERG ROLL	8,774	$538.0K	<0.1%	–
Invesco Actively Managed ETF46090A408	GWT MLTI ASST	28,000	$513.0K	<0.1%	–
First Tr Exchange Traded FD33738R811	NASDQ SEMCNDTR	7,004	$493.0K	<0.1%	–
GGPIGores Guggenheim, Inc.	CLASS A COM	40,880	$465.0K	<0.1%	History
SPSCSPS Commerce Inc	COM	3,488	$458.0K	<0.1%	History
ASBAssociated Banc-Corp	COM	19,988	$455.0K	<0.1%	History
AFRMAffirm Holdings, Inc.	COM CL A	9,354	$433.0K	<0.1%	History
JXNJackson Financial Inc.	COM CL A	9,420	$417.0K	<0.1%	History
TTGTTechTarget, Inc.	COM	5,074	$412.0K	<0.1%	History
Exchange Traded Concepts Tr301505715	NORTH SHOR GBL	4,945	$411.0K	<0.1%	–
Viacomcbs Inc92556H305	PFD	7,158	$398.0K	<0.1%	–
Invesco Exch TRD SLF Idx FD46138J775	BLOO PRI PWR ETF	5,575	$392.0K	<0.1%	–
MEDPMedpace Holdings, Inc.	COM	2,304	$377.0K	<0.1%	History
Kraneshares Tr500767587	QUADRATIC DEFLA	14,647	$375.0K	<0.1%	–
CATYCathay General Bancorp	COM	8,335	$373.0K	<0.1%	History
TREXTrex Co Inc	COM	5,684	$371.0K	<0.1%	History
iShares Tr46435U333	FOCUSD VAL FAC	6,335	$371.0K	<0.1%	–
GFIGold Fields Ltd	SPONSORED ADR	23,875	$369.0K	<0.1%	History
CROXCrocs, Inc.	COM	4,775	$365.0K	<0.1%	History
SPHRSphere Entertainment Co.	CL A	4,269	$356.0K	<0.1%	History
PUMPProPetro Holding Corp.	COM	25,165	$351.0K	<0.1%	History
NETCloudflare, Inc.	CL A COM	2,914	$349.0K	<0.1%	History
Fidelity Covington Trust316092873	MSCI COMMNTN SVC	7,493	$341.0K	<0.1%	–
Invesco Exchange Traded FD T46137V845	DORSEY WRGT INDS	3,394	$334.0K	<0.1%	–
WDAYWorkday, Inc.	CL A	1,372	$329.0K	<0.1%	History
APPSDigital Turbine, Inc.	COM NEW	7,403	$324.0K	<0.1%	History
WGOWinnebago Industries Inc	COM	5,989	$324.0K	<0.1%	History
AUAngloGold Ashanti PLC	SPONSORED ADR	13,688	$324.0K	<0.1%	History
HLNEHamilton Lane INC	CL A	4,174	$323.0K	<0.1%	History
ETF Ser Solutions26922A511	US DIVERSIFIED	8,460	$321.0K	<0.1%	–
First Tr Exchange-Traded Alp33733C108	SHS ISSUED FRST	4,198	$314.0K	<0.1%	–
Siren ETF Tr829658400	DIVCN DIVD ETF	8,546	$314.0K	<0.1%	–
PHGKoninklijke Philips NV	NY REGIS SHS NEW	10,191	$311.0K	<0.1%	History
MCMoelis & Co	CL A	6,366	$299.0K	<0.1%	History
Vanguard Intl Equity Index F922042866	FTSE PACIFIC ETF	4,036	$299.0K	<0.1%	–
SEICSEI Investments Co	COM	4,948	$298.0K	<0.1%	History
Invesco Exchange Traded FD T46137V647	SEMICONDUCTORS	2,272	$295.0K	<0.1%	–
Innovator ETFs Trust45782C276	GRWT100 PWR BUF	6,198	$293.0K	<0.1%	–
SAPSAP SE	ADR	2,630	$292.0K	<0.1%	History
UHSUniversal Health Services Inc	CL B	2,011	$291.0K	<0.1%	History
Silvercrest Metals Inc828363101	COM	31,675	$283.0K	<0.1%	–
CCSCentury Communities, Inc.	COM	5,271	$282.0K	<0.1%	History
WisdomTree Tr97717X867	EM LCL DEBT FD	10,080	$282.0K	<0.1%	–
CDNACareDx, Inc.	COM	7,510	$278.0K	<0.1%	History
First Tr Exch Traded FD III33739P871	HORIZON MNGD ETF	9,044	$277.0K	<0.1%	–
MGEEMge Energy Inc	COM	3,476	$277.0K	<0.1%	History
Vanguard Emerging Markets Government Bond ETF921946885	ETF	3,937	$275.0K	<0.1%	–
ETSYEtsy Inc	COM	2,212	$275.0K	<0.1%	History
BYDBoyd Gaming Corp	COM	4,160	$274.0K	<0.1%	History
Innovator U.S. Equity Ultra Buffer ETF - October45782C821	ETF	9,642	$273.0K	<0.1%	–
OLNOLIN Corp	Stock	5,220	$273.0K	<0.1%	History
Invesco Actively Managed ETF46090A200	BLNCD MLTI AST	16,710	$273.0K	<0.1%	–
Invesco Actively Managed ETF46090A507	MDRTLY CNSRTIV	18,260	$273.0K	<0.1%	–
EPRTEssential Properties Realty Trust, Inc.	COM	10,705	$271.0K	<0.1%	History
Sprott ETF Trust85210B201	JR GOLD MINERS E	6,252	$271.0K	<0.1%	–
TTCToro Co	COM	3,145	$269.0K	<0.1%	History
CZRCaesars Entertainment, Inc.	COM	3,470	$268.0K	<0.1%	History
UNFIUnited Natural Foods Inc	COM	6,418	$265.0K	<0.1%	History
ZZillow Group, Inc.	CL C CAP STK	5,385	$265.0K	<0.1%	History
FCTFirst Trust Senior Floating Rate Income Fund II	COM	20,967	$264.0K	<0.1%	History
Invesco Exchange Traded FD T46137V753	FOOD & BEVERAGE	5,696	$263.0K	<0.1%	–
CLFDClearfield, Inc.	COM	4,028	$263.0K	<0.1%	History
BBWIBath & Body Works, Inc.	COM	5,398	$258.0K	<0.1%	History
OLPOne Liberty Properties Inc	COM	8,382	$258.0K	<0.1%	History
WBDWarner Bros. Discovery, Inc.	COM SER A	10,322	$257.0K	<0.1%	History
East Stone Acquisition CorpG2911D108	SHS	24,633	$255.0K	<0.1%	–
SPDR Ser Tr78468R689	S&P KENSHO SMART	5,420	$254.0K	<0.1%	–
Global X FDS37950E416	SOCIAL MED ETF	5,973	$253.0K	<0.1%	–
Innovator ETFs Tr45782C102	IBD 50 ETF	6,435	$252.0K	<0.1%	–
CERNCERNER Corp	COM	2,682	$251.0K	<0.1%	History
Invesco Exchange Traded FD T46137V712	DYNMC MKT ETF	2,178	$251.0K	<0.1%	–
TRGPTarga Resources Corp.	COM	3,316	$250.0K	<0.1%	History
EPAMEPAM Systems, Inc.	COM	842	$250.0K	<0.1%	History
INVAInnoviva, Inc.	COM	12,857	$249.0K	<0.1%	History
CUBECubeSmart	REIT	4,767	$248.0K	<0.1%	History
CEMClearBridge MLP & Midstream Fund Inc.	COM	7,282	$246.0K	<0.1%	History
iShares Tr46435U192	GENOMICS IMMUN	7,106	$245.0K	<0.1%	–
EHCEncompass Health Corp	COM	3,421	$243.0K	<0.1%	History
Invesco Exch Traded FD Tr II46138E719	BLOO EN ANGE ETF	13,133	$241.0K	<0.1%	–
EGPEastgroup Properties Inc	COM	1,175	$239.0K	<0.1%	History
EATBrinker International, Inc	Stock	6,202	$237.0K	<0.1%	History
HOGHarley-Davidson, Inc.	COM	6,023	$237.0K	<0.1%	History
AESAES Corp	Stock	9,148	$235.0K	<0.1%	History
NVMINova Ltd.	COM	2,138	$234.0K	<0.1%	History
Invesco Exchange Traded FD T46137Y401	ZACKS MID CAP	2,459	$234.0K	<0.1%	–
BHCBausch Health Companies Inc.	Stock	10,193	$233.0K	<0.1%	History
CASSCass Information Systems Inc	COM	6,301	$233.0K	<0.1%	History
ASANAsana, Inc.	CL A	5,765	$230.0K	<0.1%	History