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Livermore
Livermore
ZHEN

Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q2 2022

Holdings as of Jun 30, 2022, filed Aug 11, 2022. Long positions only; changes compare share counts with Q1 2022.

Institution overview
Positions
2,055
0 vs. Q1 2022
Portfolio value
$7.80B
−$439.2M (−5.3%) vs. Q1 2022
Filed
Aug 11, 2022
SEC
Holdings of Cetera Advisor Networks LLC in Q2 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
NBEVNewAge, Inc.COM10,380$2.00K<0.1%00.0%UnchangedHistory
AMPEAmpio Pharmaceuticals, Inc.COM21,422$3.00K<0.1%00.0%UnchangedHistory
Anpac Bio Med Science Co Ltd03635R107SPONSORED ADS11,608$3.00K<0.1%−1,070−8.4%Reduced–
ATXIAvenue Therapeutics, Inc.COM NEW11,392$3.00K<0.1%+11,392NewHistory
CWBRCohBar, Inc.COM14,020$3.00K<0.1%00.0%UnchangedHistory
MYSZMy Size, Inc.COM NEW15,607$3.00K<0.1%00.0%UnchangedHistory
TANHTantech Holdings LtdSHS NEW10,787$3.00K<0.1%−594−5.2%ReducedHistory
Happiness Biotech Group LtdG4289N114SHS16,979$4.00K<0.1%−1,241−6.8%Reduced–
DBGIDigital Brands Group, Inc.COM17,966$4.00K<0.1%+17,966NewHistory
TYMETyme Technologies, Inc.COM16,600$5.00K<0.1%00.0%UnchangedHistory
GROMGrom Social Enterprises, Inc.COM NEW11,300$5.00K<0.1%00.0%UnchangedHistory
HYREHC Liquidating, Inc.COM11,350$7.00K<0.1%00.0%UnchangedHistory
EMBKEmbark Technology, Inc.COMMON STOCK16,365$8.00K<0.1%+16,365NewHistory
VBIVVBI Vaccines Inc/BCCOM NEW10,815$9.00K<0.1%−6,500−37.5%ReducedHistory
LITSLite Strategy, Inc.COM NEW19,000$11.0K<0.1%+4,000+26.7%AddedHistory
PHUNPhunware, Inc.COM11,220$12.0K<0.1%00.0%UnchangedHistory
DNNDenison Mines Corp.COM13,125$13.0K<0.1%+1,000+8.2%AddedHistory
LFWDLifeward Ltd.SHS14,800$14.0K<0.1%+14,800NewHistory
VLDRVelodyne Lidar, Inc.COM16,163$15.0K<0.1%+4,300+36.2%AddedHistory
PETVPetVivo Holdings, Inc.COM10,000$16.0K<0.1%00.0%UnchangedHistory
TCRTAlaunos Therapeutics, Inc.COM13,418$17.0K<0.1%+13,418NewHistory
AGENAgenus IncCOM NEW10,000$19.0K<0.1%00.0%UnchangedHistory
ACBAurora Cannabis IncCOM14,977$19.0K<0.1%+71+0.5%AddedHistory
ZOMDFZomedica Corp.COM94,050$21.0K<0.1%00.0%UnchangedHistory
APTXAptinyx Inc.COM40,000$22.0K<0.1%−600−1.5%ReducedHistory
RMORomeo Power, Inc.COM50,050$23.0K<0.1%−8,200−14.1%ReducedHistory
AUIDauthID Inc.Common Stock12,000$23.0K<0.1%00.0%UnchangedHistory
CRXTClarus Therapeutics Holdings, Inc.COM63,000$24.0K<0.1%+63,000NewHistory
PRTYParty City Holdco Inc.COM21,000$28.0K<0.1%00.0%UnchangedHistory
ZYNEZynerba Pharmaceuticals, Inc.COM24,405$28.0K<0.1%+24,405NewHistory
VRAYViewRay, Inc.COM11,100$29.0K<0.1%00.0%UnchangedHistory
AAOIApplied Optoelectronics, Inc.COM20,085$31.0K<0.1%00.0%UnchangedHistory
DHFBNY Mellon High Yield Strategies FundSH BEN INT13,535$31.0K<0.1%+3,235+31.4%AddedHistory
NNDMNano Dimension Ltd.SPONSORD ADS NEW10,004$31.0K<0.1%+10,004NewHistory
AVDLAvadel Pharmaceuticals PLCSPONSORED ADR12,666$31.0K<0.1%+696+5.8%AddedHistory
ContextLogic Inc.21077C107COM CL A19,372$31.0K<0.1%−17,300−47.2%Reduced–
MBIOMustang Bio, Inc.COM52,251$31.0K<0.1%+52,251NewHistory
SENSSenseonics Holdings, Inc.COM30,500$32.0K<0.1%+500+1.7%AddedHistory
MESOMesoblast LtdSPONS ADR15,000$33.0K<0.1%00.0%UnchangedHistory
GWHESS Tech, Inc.CL SHS11,910$33.0K<0.1%+11,910NewHistory
AQMSAqua Metals, Inc.COM43,000$35.0K<0.1%00.0%UnchangedHistory
VXRTVaxart, Inc.COM NEW10,000$35.0K<0.1%−2,400−19.4%ReducedHistory
VKTXViking Therapeutics, Inc.COM12,559$36.0K<0.1%+12,559NewHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM12,220$36.0K<0.1%−586−4.6%ReducedHistory
MINAberdeen Intermediate Income FundSH BEN INT12,088$36.0K<0.1%00.0%UnchangedHistory
Atech (Parent) Resolution Corp.00973N102COM10,825$40.0K<0.1%00.0%Unchanged–
TLRYTilray Brands, Inc.COM CL 212,760$40.0K<0.1%+2,174+20.5%AddedHistory
Ironsource LtdM5R75Y101CL A ORD SHS17,100$41.0K<0.1%00.0%Unchanged–
CRONCronos Group Inc.COM15,681$45.0K<0.1%+15,681NewHistory
SRNESorrento Therapeutics, Inc.COM NEW22,455$45.0K<0.1%+3,800+20.4%AddedHistory
SABASaba Capital Income & Opportunities Fund IICOM10,135$45.0K<0.1%−388−3.7%ReducedHistory
YARWYarrow Bioscience, Inc.COM115,000$45.0K<0.1%+115,000NewHistory
FUBOFuboTV Inc.COM18,328$46.0K<0.1%+396+2.2%AddedHistory
TELLTellurian Inc.COM16,204$48.0K<0.1%−1,100−6.4%ReducedHistory
BKCCBlackRock Capital Investment CorpCOM14,137$52.0K<0.1%00.0%UnchangedHistory
CXCemex SAB de CVSPON ADR NEW13,547$53.0K<0.1%+13,547NewHistory
POWWOutdoor Holding CoCOM13,900$54.0K<0.1%+1,000+7.8%AddedHistory
SDCSmileDirectClub, Inc.CL A COM53,655$56.0K<0.1%+17,847+49.8%AddedHistory
FIRYFiry Inc.COM46,447$57.0K<0.1%−19,700−29.8%ReducedHistory
EXKEndeavour Silver CorpCOM19,218$60.0K<0.1%00.0%UnchangedHistory
HMYHarmony Gold Mining Co LtdADR19,600$61.0K<0.1%−106,100−84.4%ReducedHistory
Exchange Traded Concepts Tru301505624BITWISE CRYPTO11,200$62.0K<0.1%−12,959−53.6%Reduced–
Adamas Trust, Inc.649604501COM PAR $.0222,625$62.0K<0.1%00.0%Unchanged–
Prospect Cap Corp74348TAR3NOTE 4.950% 7/163,000$63.0K<0.1%00.0%Unchanged–
ZEVLightning eMotors, Inc.COM22,700$63.0K<0.1%−4,300−15.9%ReducedHistory
MBOTMicrobot Medical Inc.COM NEW12,548$64.0K<0.1%+100+0.8%AddedHistory
SANBanco Santander, S.A.ADR22,978$64.0K<0.1%+3,664+19.0%AddedHistory
FCELFuelcell Energy IncCOM17,383$65.0K<0.1%−3,834−18.1%ReducedHistory
KGCKinross Gold CorpCOM18,663$67.0K<0.1%−76,071−80.3%ReducedHistory
APPHAppHarvest, Inc.COM19,330$67.0K<0.1%+5,200+36.8%AddedHistory
OCSLOaktree Specialty Lending CorpCOM10,244$67.0K<0.1%+49+0.5%AddedHistory
BGYBlackRock Enhanced International Dividend TrustCOM BENE INTER13,445$68.0K<0.1%00.0%UnchangedHistory
EODAllspring Global Dividend Opportunity FundCOM15,878$69.0K<0.1%+97+0.6%AddedHistory
NRONeuberger Real Estate Securities Income Fund IncCOM17,433$70.0K<0.1%00.0%UnchangedHistory
NEUENeueHealth, Inc.COM38,800$70.0K<0.1%+28,500+276.7%AddedHistory
HIOWestern Asset High Income Opportunity Fund Inc.COM17,927$71.0K<0.1%+2,114+13.4%AddedHistory
DMDesktop Metal, Inc.COM CL A32,933$72.0K<0.1%+16,127+96.0%AddedHistory
UECUranium Energy CorpCOM23,608$73.0K<0.1%+23,608NewHistory
PROFProfound Medical Corp.COM NEW10,519$77.0K<0.1%+10,519NewHistory
Prospect Cap Corp74348TAT9NOTE 6.375% 3/075,000$77.0K<0.1%00.0%Unchanged–
BLDPBallard Power Systems Inc.COM12,465$79.0K<0.1%00.0%UnchangedHistory
Spinnaker ETF Series84858T400CANNABIS ETF21,510$79.0K<0.1%+10,607+97.3%Added–
ESPREsperion Therapeutics, Inc.COM12,925$82.0K<0.1%00.0%UnchangedHistory
FTFranklin Universal TrustSH BEN INT11,067$83.0K<0.1%+11,067NewHistory
WRAPWrap Technologies, Inc.COM45,030$84.0K<0.1%+45,030NewHistory
CNSLConsolidated Communications Holdings, Inc.COM12,039$84.0K<0.1%+100+0.8%AddedHistory
ALDXAldeyra Therapeutics, Inc.COM21,426$85.0K<0.1%00.0%UnchangedHistory
SBIWestern Asset Intermediate Muni Fund Inc.COM10,694$86.0K<0.1%+42+0.4%AddedHistory
OXSQOxford Square Capital Corp.COM23,526$86.0K<0.1%00.0%UnchangedHistory
First Tr MLP & Energy Incom33739B104COM11,389$87.0K<0.1%−2,790−19.7%Reduced–
MVFBlackRock Munivest Fund, Inc.COM11,803$88.0K<0.1%00.0%UnchangedHistory
DOMADoma Holdings, Inc.COMMON STOCK85,191$88.0K<0.1%+10,481+14.0%AddedHistory
TVRDTvardi Therapeutics, Inc.COM10,153$93.0K<0.1%+10,153NewHistory
LAZRQLuminar Technologies, Inc.COM CL A16,032$95.0K<0.1%+937+6.2%AddedHistory
GUTGabelli Utility TrustCOM14,569$99.0K<0.1%+2,302+18.8%AddedHistory
RDFNRedfin CorpCOM12,162$100.0K<0.1%+12,162NewHistory
JQCNuveen Credit Strategies Income FundCOM SHS19,901$103.0K<0.1%+25+0.1%AddedHistory
Delaware Invts Div & Income245915103COM12,331$105.0K<0.1%−805−6.1%Reduced–
VKQInvesco Municipal TrustCOM10,395$106.0K<0.1%+10,395NewHistory
MHIPioneer Municipal High Income Fund, Inc.COM SHS11,502$107.0K<0.1%00.0%UnchangedHistory

Options (6)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q2 2022
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$118.0K–
NVDANVIDIA CorpStock$14.0K–
Yamana Gold Inc98462Y100COM–$13.0K
TTDTrade Desk, Inc.Stock–$5.00K
State Street Financial Select Sector SPDR ETF81369Y605ETF$2.00K–
AAPLApple Inc.Stock$2.00K–

Sold out since Q1 2022 (183)

Positions held at the end of Q1 2022 that are gone from this filing.

The largest 100 of 183 by value last quarter.

Positions of Cetera Advisor Networks LLC sold out since Q1 2022
SecurityClassShares in Q1 2022Value in Q1 2022% of portfolio in Q1 2022History
PIMCO ETF Tr72201R403BROAD US TIPS43,766$2.77M<0.1%–
DMOWestern Asset Mortgage Opportunity Fund Inc.COM103,605$1.39M<0.1%History
PBCTPeople's United Financial, Inc.COM56,523$1.13M<0.1%History
SPDR Series Trust78464A128ST STR SP1500VT6,713$1.04M<0.1%–
iShares Inc46434G848MSCI GBL ETF NEW15,988$819.0K<0.1%–
YETIYETI Holdings, Inc.COM13,607$816.0K<0.1%History
FOXAFox CorpCL A COM18,337$723.0K<0.1%History
LPXLouisiana-Pacific CorpCOM10,405$646.0K<0.1%History
Fidelity Covington Trust316092709MSCI INDL INDX11,718$631.0K<0.1%–
iShares Tr46432F370MSCI USA SZE FT4,280$558.0K<0.1%–
Flexshares Tr33939L837INTL QLTDV IDX23,162$553.0K<0.1%–
Osi ETF Tr67110P407OSHARES US QUALT12,564$553.0K<0.1%–
iShares U S ETF Tr46431W598BLOOMBERG ROLL8,774$538.0K<0.1%–
Invesco Actively Managed ETF46090A408GWT MLTI ASST28,000$513.0K<0.1%–
First Tr Exchange Traded FD33738R811NASDQ SEMCNDTR7,004$493.0K<0.1%–
GGPIGores Guggenheim, Inc.CLASS A COM40,880$465.0K<0.1%History
SPSCSPS Commerce IncCOM3,488$458.0K<0.1%History
ASBAssociated Banc-CorpCOM19,988$455.0K<0.1%History
AFRMAffirm Holdings, Inc.COM CL A9,354$433.0K<0.1%History
JXNJackson Financial Inc.COM CL A9,420$417.0K<0.1%History
TTGTTechTarget, Inc.COM5,074$412.0K<0.1%History
Exchange Traded Concepts Tr301505715NORTH SHOR GBL4,945$411.0K<0.1%–
Viacomcbs Inc92556H305PFD7,158$398.0K<0.1%–
Invesco Exch TRD SLF Idx FD46138J775BLOO PRI PWR ETF5,575$392.0K<0.1%–
MEDPMedpace Holdings, Inc.COM2,304$377.0K<0.1%History
Kraneshares Tr500767587QUADRATIC DEFLA14,647$375.0K<0.1%–
CATYCathay General BancorpCOM8,335$373.0K<0.1%History
TREXTrex Co IncCOM5,684$371.0K<0.1%History
iShares Tr46435U333FOCUSD VAL FAC6,335$371.0K<0.1%–
GFIGold Fields LtdSPONSORED ADR23,875$369.0K<0.1%History
CROXCrocs, Inc.COM4,775$365.0K<0.1%History
SPHRSphere Entertainment Co.CL A4,269$356.0K<0.1%History
PUMPProPetro Holding Corp.COM25,165$351.0K<0.1%History
NETCloudflare, Inc.CL A COM2,914$349.0K<0.1%History
Fidelity Covington Trust316092873MSCI COMMNTN SVC7,493$341.0K<0.1%–
Invesco Exchange Traded FD T46137V845DORSEY WRGT INDS3,394$334.0K<0.1%–
WDAYWorkday, Inc.CL A1,372$329.0K<0.1%History
APPSDigital Turbine, Inc.COM NEW7,403$324.0K<0.1%History
WGOWinnebago Industries IncCOM5,989$324.0K<0.1%History
AUAngloGold Ashanti PLCSPONSORED ADR13,688$324.0K<0.1%History
HLNEHamilton Lane INCCL A4,174$323.0K<0.1%History
ETF Ser Solutions26922A511US DIVERSIFIED8,460$321.0K<0.1%–
First Tr Exchange-Traded Alp33733C108SHS ISSUED FRST4,198$314.0K<0.1%–
Siren ETF Tr829658400DIVCN DIVD ETF8,546$314.0K<0.1%–
PHGKoninklijke Philips NVNY REGIS SHS NEW10,191$311.0K<0.1%History
MCMoelis & CoCL A6,366$299.0K<0.1%History
Vanguard Intl Equity Index F922042866FTSE PACIFIC ETF4,036$299.0K<0.1%–
SEICSEI Investments CoCOM4,948$298.0K<0.1%History
Invesco Exchange Traded FD T46137V647SEMICONDUCTORS2,272$295.0K<0.1%–
Innovator ETFs Trust45782C276GRWT100 PWR BUF6,198$293.0K<0.1%–
SAPSAP SEADR2,630$292.0K<0.1%History
UHSUniversal Health Services IncCL B2,011$291.0K<0.1%History
Silvercrest Metals Inc828363101COM31,675$283.0K<0.1%–
CCSCentury Communities, Inc.COM5,271$282.0K<0.1%History
WisdomTree Tr97717X867EM LCL DEBT FD10,080$282.0K<0.1%–
CDNACareDx, Inc.COM7,510$278.0K<0.1%History
First Tr Exch Traded FD III33739P871HORIZON MNGD ETF9,044$277.0K<0.1%–
MGEEMge Energy IncCOM3,476$277.0K<0.1%History
Vanguard Emerging Markets Government Bond ETF921946885ETF3,937$275.0K<0.1%–
ETSYEtsy IncCOM2,212$275.0K<0.1%History
BYDBoyd Gaming CorpCOM4,160$274.0K<0.1%History
Innovator U.S. Equity Ultra Buffer ETF - October45782C821ETF9,642$273.0K<0.1%–
OLNOLIN CorpStock5,220$273.0K<0.1%History
Invesco Actively Managed ETF46090A200BLNCD MLTI AST16,710$273.0K<0.1%–
Invesco Actively Managed ETF46090A507MDRTLY CNSRTIV18,260$273.0K<0.1%–
EPRTEssential Properties Realty Trust, Inc.COM10,705$271.0K<0.1%History
Sprott ETF Trust85210B201JR GOLD MINERS E6,252$271.0K<0.1%–
TTCToro CoCOM3,145$269.0K<0.1%History
CZRCaesars Entertainment, Inc.COM3,470$268.0K<0.1%History
UNFIUnited Natural Foods IncCOM6,418$265.0K<0.1%History
ZZillow Group, Inc.CL C CAP STK5,385$265.0K<0.1%History
FCTFirst Trust Senior Floating Rate Income Fund IICOM20,967$264.0K<0.1%History
Invesco Exchange Traded FD T46137V753FOOD & BEVERAGE5,696$263.0K<0.1%–
CLFDClearfield, Inc.COM4,028$263.0K<0.1%History
BBWIBath & Body Works, Inc.COM5,398$258.0K<0.1%History
OLPOne Liberty Properties IncCOM8,382$258.0K<0.1%History
WBDWarner Bros. Discovery, Inc.COM SER A10,322$257.0K<0.1%History
East Stone Acquisition CorpG2911D108SHS24,633$255.0K<0.1%–
SPDR Ser Tr78468R689S&P KENSHO SMART5,420$254.0K<0.1%–
Global X FDS37950E416SOCIAL MED ETF5,973$253.0K<0.1%–
Innovator ETFs Tr45782C102IBD 50 ETF6,435$252.0K<0.1%–
CERNCERNER CorpCOM2,682$251.0K<0.1%History
Invesco Exchange Traded FD T46137V712DYNMC MKT ETF2,178$251.0K<0.1%–
TRGPTarga Resources Corp.COM3,316$250.0K<0.1%History
EPAMEPAM Systems, Inc.COM842$250.0K<0.1%History
INVAInnoviva, Inc.COM12,857$249.0K<0.1%History
CUBECubeSmartREIT4,767$248.0K<0.1%History
CEMClearBridge MLP & Midstream Fund Inc.COM7,282$246.0K<0.1%History
iShares Tr46435U192GENOMICS IMMUN7,106$245.0K<0.1%–
EHCEncompass Health CorpCOM3,421$243.0K<0.1%History
Invesco Exch Traded FD Tr II46138E719BLOO EN ANGE ETF13,133$241.0K<0.1%–
EGPEastgroup Properties IncCOM1,175$239.0K<0.1%History
EATBrinker International, IncStock6,202$237.0K<0.1%History
HOGHarley-Davidson, Inc.COM6,023$237.0K<0.1%History
AESAES CorpStock9,148$235.0K<0.1%History
NVMINova Ltd.COM2,138$234.0K<0.1%History
Invesco Exchange Traded FD T46137Y401ZACKS MID CAP2,459$234.0K<0.1%–
BHCBausch Health Companies Inc.Stock10,193$233.0K<0.1%History
CASSCass Information Systems IncCOM6,301$233.0K<0.1%History
ASANAsana, Inc.CL A5,765$230.0K<0.1%History