Cetera Advisor Networks LLC

SEC CIK: 0001534468
Latest filing: May 24, 2024

SEC filings (opens in a new tab)

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 12, 2022. Long positions only; changes compare share counts with Q4 2021.

Positions: 2,055; +31 vs. Q4 2021
Portfolio value: $8.24B; +$73.9M (+0.9%) vs. Q4 2021
Filed: May 12, 2022; SEC

Holdings of Cetera Advisor Networks LLC in Q1 2022
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
AAPLApple Inc.	Stock	1,820,336	$317.9M	3.9%	−7,016−0.4%	Reduced	History
Invesco QQQ Trust Series I46090E103	ETF	639,510	$231.8M	2.8%	−60,282−8.6%	Reduced	–
MSFTMicrosoft Corp	Stock	566,329	$174.6M	2.1%	+31,406+5.9%	Added	History
iShares Core S&P 500 ETF464287200	ETF	345,084	$156.6M	1.9%	+54,872+18.9%	Added	–
Vanguard S&P 500 ETF922908363	ETF	371,749	$154.3M	1.9%	+31,518+9.3%	Added	–
iShares Russell 1000 Growth ETF464287614	ETF	534,865	$148.5M	1.8%	+4,762+0.9%	Added	–
SPYSPDR S&P 500 ETF Trust	ETF	262,439	$118.5M	1.4%	−17,001−6.1%	Reduced	History
AMZNAmazon Com Inc	Stock	35,943	$117.2M	1.4%	+2,741+8.3%	Added	History
Vanguard High Dividend Yield Index ETF921946406	ETF	807,461	$90.6M	1.1%	+37,222+4.8%	Added	–
iShares Core U.S. Aggregate Bond ETF464287226	ETF	757,496	$81.1M	1.0%	+6,082+0.8%	Added	–
iShares Core S&P Small Cap ETF464287804	ETF	726,477	$78.4M	1.0%	+34,819+5.0%	Added	–
Vanguard Morningstar Value ETF922908744	ETF	506,964	$74.9M	0.9%	+18,189+3.7%	Added	–
BRK.BBerkshire Hathaway Inc	Stock	176,111	$62.2M	0.8%	+33,121+23.2%	Added	History
iShares Russell 1000 Value ETF464287598	ETF	361,348	$60.0M	0.7%	+17,978+5.2%	Added	–
iShares Core MSCI Eafe ETF46432F842	ETF	785,743	$54.6M	0.7%	+39,920+5.4%	Added	–
JPMorgan Ultra-Short Income ETF46641Q837	ETF	1,061,769	$53.4M	0.6%	+513,858+93.8%	Added	–
State Street Technology Select Sector SPDR ETF81369Y803	ETF	308,986	$49.1M	0.6%	−574−0.2%	Reduced	–
TSLATesla, Inc.	Stock	44,991	$48.5M	0.6%	+3,230+7.7%	Added	History
HDHome Depot, Inc.	Stock	161,600	$48.4M	0.6%	+2,896+1.8%	Added	History
NVDANVIDIA Corp	Stock	167,049	$45.6M	0.6%	+13,088+8.5%	Added	History
First Trust Rising Dividend Achievers ETF33738R506	ETF	920,555	$45.1M	0.5%	+264,284+40.3%	Added	–
iShares Tr464287457	1 3 YR TREAS BD	538,549	$44.9M	0.5%	+82,616+18.1%	Added	–
KYNKayne Anderson Energy Infrastructure Fund, Inc.	COM	4,813,974	$44.4M	0.5%	−425,394−8.1%	Reduced	History
Pacer US Cash Cows 100 ETF69374H881	ETF	886,772	$44.1M	0.5%	+191,404+27.5%	Added	–
JNJJohnson & Johnson	Stock	247,010	$43.8M	0.5%	+12,105+5.2%	Added	History
iShares Core S&P Mid-Cap ETF464287507	ETF	158,209	$42.5M	0.5%	+8,767+5.9%	Added	–
Vanguard Morningstar Growth ETF922908736	ETF	147,024	$42.3M	0.5%	+10,437+7.6%	Added	–
VVisa Inc.	Stock	189,984	$42.1M	0.5%	−2,642−1.4%	Reduced	History
Vanguard Morningstar Total Stock Market ETF922908769	ETF	183,842	$41.9M	0.5%	−3,811−2.0%	Reduced	–
ETF Ser Solutions26922B105	LHA MKT ST TACTL	1,366,672	$41.5M	0.5%	+61,509+4.7%	Added	–
PGProcter & Gamble Co	Stock	268,735	$41.1M	0.5%	+510+0.2%	Added	History
SPDR Series Trust78464A763	ST STR SP DIV	319,641	$40.9M	0.5%	+16,134+5.3%	Added	–
GOOGLAlphabet Inc.	Stock	14,653	$40.8M	0.5%	+1,597+12.2%	Added	History
State Street Financial Select Sector SPDR ETF81369Y605	ETF	1,033,087	$39.6M	0.5%	+317,432+44.4%	Added	–
Vanguard Ftse Developed Markets ETF921943858	ETF	804,449	$38.6M	0.5%	+132,776+19.8%	Added	–
Schwab U.S. Large-Cap Growth ETF808524300	ETF	512,230	$38.3M	0.5%	−5,492−1.1%	ReducedConverted for a 2-for-1 split	–
GLDSPDR Gold Trust	ETF	204,948	$37.0M	0.4%	+9,213+4.7%	Added	History
GOOGAlphabet Inc.	Stock	12,644	$35.3M	0.4%	+1,813+16.7%	Added	History
VZVerizon Communications Inc	Stock	682,651	$34.8M	0.4%	+38,701+6.0%	Added	History
UNHUnitedHealth Group Inc	Stock	66,529	$33.9M	0.4%	+5,065+8.2%	Added	History
iShares Tr46435G425	ESG AWR MSCI USA	333,620	$33.8M	0.4%	+20,682+6.6%	Added	–
iShares Tr46436E874	IBONDS 24 TRM TS	1,356,676	$33.4M	0.4%	+1,356,676	New	–
iShares Core Dividend Growth ETF46434V621	ETF	621,298	$33.2M	0.4%	+51,468+9.0%	Added	–
XOMExxonMobil Holdings Corp	COM	397,309	$32.8M	0.4%	+4,587+1.2%	Added	History
PFEPfizer Inc	Stock	624,691	$32.3M	0.4%	+11,838+1.9%	Added	History
Pacer Trendpilot US Bond ETF69374H642	ETF	1,327,708	$32.3M	0.4%	−57,469−4.1%	Reduced	–
ABBVAbbVie Inc.	Stock	188,410	$30.5M	0.4%	+6,807+3.7%	Added	History
iShares Russell Midcap ETF464287499	ETF	389,559	$30.4M	0.4%	+10,631+2.8%	Added	–
JPMJPMorgan Chase & Co	Stock	215,050	$29.3M	0.4%	−5,189−2.4%	Reduced	History
Vanguard Dividend Appreciation ETF921908844	ETF	173,353	$28.1M	0.3%	+10,762+6.6%	Added	–
iShares Semiconductor ETF464287523	ETF	58,750	$27.8M	0.3%	−7,557−11.4%	Reduced	–
CVXChevron Corp	Stock	169,574	$27.6M	0.3%	−15,953−8.6%	Reduced	History
Vanguard Morningstar Mid-Cap ETF922908629	ETF	115,090	$27.4M	0.3%	+11,355+10.9%	Added	–
First Tr Exchange-Traded FD33733E104	CAP STRENGTH ETF	347,026	$27.1M	0.3%	−4,022−1.1%	Reduced	–
DISWalt Disney Co	Stock	196,754	$27.0M	0.3%	+5,987+3.1%	Added	History
Vanguard Information Technology ETF92204A702	ETF	64,450	$26.8M	0.3%	+1,500+2.4%	Added	–
METAMeta Platforms, Inc.	Stock	116,911	$26.0M	0.3%	+5,130+4.6%	Added	History
State Street Health Care Select Sector SPDR ETF81369Y209	ETF	184,668	$25.3M	0.3%	+1,023+0.6%	Added	–
State Street SPDR Portfolio S&P 500 Growth ETF78464A409	ETF	381,056	$25.2M	0.3%	+75,167+24.6%	Added	–
Schwab U.S. Mid-Cap ETF808524508	ETF	330,496	$25.1M	0.3%	+21,596+7.0%	Added	–
UPSUnited Parcel Service Inc	Stock	113,923	$24.4M	0.3%	+3,823+3.5%	Added	History
iShares Russell 2000 ETF464287655	ETF	117,271	$24.1M	0.3%	−5,188−4.2%	Reduced	–
iShares MSCI USA Min Vol Factor ETF46429B697	ETF	307,745	$23.9M	0.3%	+1,448+0.5%	Added	–
TAT&T Inc.	Stock	1,005,324	$23.8M	0.3%	+30,939+3.2%	Added	History
Vanguard Morningstar Small-Cap ETF922908751	ETF	109,026	$23.2M	0.3%	+7,472+7.4%	Added	–
iShares Core High Dividend ETF46429B663	ETF	215,367	$23.0M	0.3%	+164,582+324.1%	Added	–
WisdomTree Tr97717W208	US HIGH DIVIDEND	256,455	$22.6M	0.3%	+13,536+5.6%	Added	–
WMTWalmart Inc.	Stock	147,674	$22.0M	0.3%	−627−0.4%	Reduced	History
MCDMcDonalds Corp	Stock	88,360	$21.9M	0.3%	+9,523+12.1%	Added	History
PEPPepsiCo Inc	Stock	130,449	$21.8M	0.3%	+6,417+5.2%	Added	History
CSCOCisco Systems, Inc.	Stock	390,427	$21.8M	0.3%	+10,697+2.8%	Added	History
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407	ETF	117,648	$21.8M	0.3%	+16,920+16.8%	Added	–
ProShares Tr74348A467	S&P 500 DV ARIST	228,432	$21.7M	0.3%	+44,081+23.9%	Added	–
Fidelity Covington Trust316092303	CONSMR STAPLES	466,996	$21.4M	0.3%	+466,996	New	–
First Tr Exchange-Traded FD33734H106	SHS	504,176	$21.3M	0.3%	−51,432−9.3%	Reduced	–
MRKMerck & Co., Inc.	Stock	258,456	$21.2M	0.3%	+7,583+3.0%	Added	History
iShares Tips Bond ETF464287176	ETF	167,954	$20.9M	0.3%	−51,391−23.4%	Reduced	–
iShares Select Dividend ETF464287168	ETF	159,650	$20.5M	0.2%	+13,378+9.1%	Added	–
iShares MSCI USA Momentum Factor ETF46432F396	ETF	120,802	$20.3M	0.2%	−12,274−9.2%	Reduced	–
First Tr Exchange Trad FD VI33739H101	FST TR GLB FD	706,730	$20.1M	0.2%	+367,320+108.2%	Added	–
QCOMQualcomm Inc	Stock	130,032	$19.9M	0.2%	+831+0.6%	Added	History
COSTCostco Wholesale Corp	Stock	34,409	$19.8M	0.2%	+1,153+3.5%	Added	History
State Street Utilities Select Sector SPDR ETF81369Y886	ETF	264,378	$19.7M	0.2%	+129,737+96.4%	Added	–
DIASPDR Dow Jones Industrial Average ETF Trust	UT SER 1	56,726	$19.7M	0.2%	+19,113+50.8%	Added	History
iShares MSCI Eafe ETF464287465	ETF	262,599	$19.3M	0.2%	+39,809+17.9%	Added	–
ORealty Income Corp	REIT	278,400	$19.3M	0.2%	+18,180+7.0%	Added	History
State Street Energy Select Sector SPDR ETF81369Y506	ETF	251,939	$19.3M	0.2%	−79,602−24.0%	Reduced	–
Invesco Exchange Traded FD T46137V357	S&P500 EQL WGT	120,764	$19.0M	0.2%	+6,203+5.4%	Added	–
LMTLockheed Martin Corp	Stock	42,499	$18.8M	0.2%	+2,728+6.9%	Added	History
First Tr Exchange Traded FD33738R605	DORSEY WRT 5 ETF	392,382	$18.7M	0.2%	−592−0.2%	Reduced	–
PECOPhillips Edison & Company, Inc.	COMMON STOCK	520,245	$17.9M	0.2%	+520,245	New	History
iShares Tr464288414	NATIONAL MUN ETF	162,066	$17.8M	0.2%	+24,813+18.1%	Added	–
UNPUnion Pacific Corp	Stock	63,356	$17.3M	0.2%	+1,135+1.8%	Added	History
State Street SPDR Portfolio S&P 500 Value ETF78464A508	ETF	413,957	$17.3M	0.2%	+77,666+23.1%	Added	–
Vanguard Morningstar Small-Cap Value ETF922908611	ETF	98,201	$17.3M	0.2%	+18,112+22.6%	Added	–
Invesco Exchange Traded FD T46137V563	HIG YLD EQ DIV	784,303	$17.1M	0.2%	−382,648−32.8%	Reduced	–
iShares Core S&P U.S. Growth ETF464287671	ETF	161,736	$17.1M	0.2%	−14,060−8.0%	Reduced	–
Schwab US Dividend Equity ETF808524797	ETF	216,547	$17.1M	0.2%	+65,511+43.4%	Added	–
Schwab U.S. Large-Cap Value ETF808524409	ETF	237,255	$16.9M	0.2%	−9,185−3.7%	Reduced	–
ARK Innovation ETF00214Q104	ETF	252,651	$16.7M	0.2%	+28,948+12.9%	Added	–

Options (11)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q1 2022
Security	Class	Puts	Calls
TTDTrade Desk, Inc.	Stock	–	$23.0K
Yamana Gold Inc98462Y100	COM	–	$16.0K
CLXClorox Co	Stock	–	$6.00K
SPYSPDR S&P 500 ETF Trust	ETF	$6.00K	–
AGFirst Majestic Silver Corp	COM	–	$3.00K
LUVSouthwest Airlines Co	COM	–	$3.00K
Invesco QQQ Trust Series I46090E103	ETF	$1.00K	–
VanEck Semiconductor ETF92189F676	ETF	$1.00K	–
XYZBlock, Inc.	CL A	$1.00K	–
iShares Tr464287432	20 YR TR BD ETF	–	$1.00K
CHPTChargePoint Holdings, Inc.	COM CL A	–	$1.00K

Sold out since Q4 2021 (154)

Positions held at the end of Q4 2021 that are gone from this filing.

The largest 100 of 154 by value last quarter.

Positions of Cetera Advisor Networks LLC sold out since Q4 2021
Security	Class	Shares in Q4 2021	Value in Q4 2021	% of portfolio in Q4 2021	History
iShares Esg Aware US Aggregate Bond ETF46435U549	ETF	39,887	$2.20M	<0.1%	–
iShares Tr46429B366	CMBS ETF	38,957	$2.07M	<0.1%	–
Royal Dutch Shell PLC780259206	SPONS ADR A	29,849	$1.29M	<0.1%	–
QDELQuidelOrtho Corp	COM	6,517	$880.0K	<0.1%	History
Goldman Sachs ETF Tr381430362	ACCESS INFLATI	14,437	$844.0K	<0.1%	–
CSPRCasper Sleep Inc.	COM	115,676	$773.0K	<0.1%	History
J P Morgan Exchange Traded F46641Q449	BETA US GRAD ETF	13,312	$726.0K	<0.1%	–
DKSDick's Sporting Goods, Inc.	Stock	6,267	$721.0K	<0.1%	History
Royal Dutch Shell PLC780259107	SPON ADR B	16,637	$721.0K	<0.1%	–
EFXEquifax Inc	COM	2,261	$662.0K	<0.1%	History
Invesco Exch Traded FD Tr II46138E339	S&P 500 MOMNTM	10,229	$660.0K	<0.1%	–
ICHRIchor Holdings, Ltd.	SHS	13,550	$624.0K	<0.1%	History
Exchange Listed FDS Tr30151E814	HIGH YIELD ETF	19,509	$616.0K	<0.1%	–
TYTRI-CONTINENTAL Corp	COM	18,437	$612.0K	<0.1%	History
iShares Tr464289529	INDIA 50 ETF	12,204	$577.0K	<0.1%	–
Invesco Exch Traded FD Tr II46138E800	CHINA TECHNLGY	9,041	$562.0K	<0.1%	–
First Tr Exch Traded FD III33739P830	SHRT DUR MNG MUN	25,863	$538.0K	<0.1%	–
SGRYSurgery Partners, Inc.	Stock	10,045	$537.0K	<0.1%	History
iShares Tr464288489	INTL DEV RE ETF	18,732	$534.0K	<0.1%	–
FIVNFive9, Inc.	COM	3,717	$510.0K	<0.1%	History
JEFJefferies Financial Group Inc.	COM	12,967	$503.0K	<0.1%	History
APTVAptiv PLC	SHS	3,035	$501.0K	<0.1%	History
FTVFortive Corp	Stock	6,173	$471.0K	<0.1%	History
WSCWillScot Holdings Corp	COM CL A	11,494	$469.0K	<0.1%	History
First Tr Exchange-Traded Alp33737M201	MID CAP VAL FD	9,798	$462.0K	<0.1%	–
GAPGap Inc	COM	25,934	$458.0K	<0.1%	History
BBNBlackRock Taxable Municipal Bond Trust	SHS	17,199	$450.0K	<0.1%	History
XLNXXilinx Inc	COM	2,113	$448.0K	<0.1%	History
GDDYGoDaddy Inc.	CL A	5,177	$439.0K	<0.1%	History
First Tr Exchng Traded FD VI33740F789	MLT MNGD LRG GRW	15,827	$430.0K	<0.1%	–
DOCNDigitalOcean Holdings, Inc.	COM	5,257	$422.0K	<0.1%	History
BTLNBrightline Interactive, Inc.	COM	42,800	$422.0K	<0.1%	History
COUPCoupa Software Inc	COM	2,591	$410.0K	<0.1%	History
BNY Mellon ETF Trust09661T701	SHRT	8,045	$407.0K	<0.1%	–
TTWOTake Two Interactive Software Inc	COM	2,273	$404.0K	<0.1%	History
VMMDelaware Investments Minnesota Municipal Income Fund II, Inc	COM	28,379	$400.0K	<0.1%	History
SWCHSwitch, Inc.	CL A	13,940	$399.0K	<0.1%	History
MXLMaxlinear, Inc	COM	5,179	$390.0K	<0.1%	History
CRUSCirrus Logic, Inc.	Stock	4,114	$379.0K	<0.1%	History
iShares Inc46434G889	EMNG MKTS EQT	7,399	$378.0K	<0.1%	–
Advisorshares Tr00768Y818	DOUBLELIN VAL EQ	3,852	$378.0K	<0.1%	–
SABRSabre Corp	COM	43,516	$374.0K	<0.1%	History
FLGTFulgent Genetics, Inc.	COM	3,674	$370.0K	<0.1%	History
WGSGeneDx Holdings Corp.	COMMON STOCK	82,700	$369.0K	<0.1%	History
New York Life Investments Et45409B800	MERGE ARBIT ETF	11,371	$367.0K	<0.1%	–
WMSAdvanced Drainage Systems, Inc.	COM	2,691	$366.0K	<0.1%	History
Nuveen PFD & Income 2022 Ter67075T105	COM	14,730	$362.0K	<0.1%	–
CDNSCadence Design Systems Inc	Stock	1,930	$360.0K	<0.1%	History
TYLTyler Technologies Inc	COM	620	$334.0K	<0.1%	History
CRFCornerstone Total Return Fund Inc	COM	23,506	$323.0K	<0.1%	History
CAMTCamtek Ltd	ORD	6,920	$319.0K	<0.1%	History
GMEDGlobus Medical Inc	Stock	4,405	$318.0K	<0.1%	History
KIMKimco Realty Corp	COM	12,722	$314.0K	<0.1%	History
LMBLimbach Holdings, Inc.	COM	34,628	$312.0K	<0.1%	History
TXG10x Genomics, Inc.	CL A COM	2,088	$311.0K	<0.1%	History
AEHRAehr Test Systems	COM	12,761	$309.0K	<0.1%	History
GDRXGoodRx Holdings, Inc.	COM CL A	9,426	$308.0K	<0.1%	History
PATHUiPath, Inc.	Stock	7,013	$302.0K	<0.1%	History
SHAKShake Shack Inc.	CL A	4,181	$302.0K	<0.1%	History
RHRH	COM	561	$301.0K	<0.1%	History
EWBCEast West Bancorp Inc	COM	3,796	$299.0K	<0.1%	History
iShares U S ETF Tr46431W705	INT RT HDG C B	3,070	$294.0K	<0.1%	–
CARECarter Bankshares, Inc.	COM NEW	19,073	$294.0K	<0.1%	History
Goldman Sachs ETF Tr381430545	HEDGE IND ETF	2,870	$293.0K	<0.1%	–
PPLTabrdn Platinum ETF Trust	PHYSCL PLATM SHS	3,253	$292.0K	<0.1%	History
JBHTHunt J B Transport Services Inc	COM	1,405	$287.0K	<0.1%	History
Fidelity MSCI Materials Index ETF316092881	ETF	5,656	$285.0K	<0.1%	–
iShares Tr46435G334	MSCI UK ETF NEW	8,346	$277.0K	<0.1%	–
J P Morgan Exchange Traded F46641Q191	BETA EURO ET NE	4,600	$275.0K	<0.1%	–
MDUMdu Resources Group Inc	Stock	8,852	$273.0K	<0.1%	History
FUNSix Flags Entertainment Corporation	DEPOSITRY UNIT	5,450	$273.0K	<0.1%	History
ARNAArena Pharmaceuticals Inc	COM NEW	2,873	$267.0K	<0.1%	History
Natixis ETF Tr63873X208	LOOMIS SAYLES	10,639	$265.0K	<0.1%	–
TESSTessco Technologies Inc	COM	41,944	$265.0K	<0.1%	History
ZUOZuora Inc	COM CL A	13,927	$260.0K	<0.1%	History
HQLabrdn Life Sciences Investors	SH BEN INT	13,467	$259.0K	<0.1%	History
PCHPotlatchdeltic Corp	COM	4,289	$258.0K	<0.1%	History
iShares Tr46429B309	MSCI INDONIA ETF	11,131	$256.0K	<0.1%	–
APTSPreferred Apartment Communities Inc	COM	14,135	$255.0K	<0.1%	History
FFAFirst Trust Enhanced Equity Income Fund	COM	11,828	$252.0K	<0.1%	History
Innovator ETFs Tr II S&P High45783Y822	ETF	10,432	$250.0K	<0.1%	–
iShares Tr464287184	CHINA LG-CAP ETF	6,801	$249.0K	<0.1%	–
AIMCAltra Industrial Motion Corp.	COM	4,822	$249.0K	<0.1%	History
SEESealed Air Corp	COM	3,668	$248.0K	<0.1%	History
ORGOOrganogenesis Holdings Inc.	COM	26,528	$245.0K	<0.1%	History
QGENQiagen N.V.	SHS NEW	4,411	$245.0K	<0.1%	History
SUMSummit Materials, Inc.	CL A	6,070	$244.0K	<0.1%	History
Invesco Exchange Traded FD T46137V803	DWA CYCLICALS	2,659	$243.0K	<0.1%	–
INFOIHS Markit Ltd.	SHS	1,815	$241.0K	<0.1%	History
ProShares Tr74347B607	INVT INT RT HG	3,231	$240.0K	<0.1%	–
SPDR Ser Tr78468R697	S&P KENSHO INTLG	5,284	$240.0K	<0.1%	–
SPDR Index Shs FDS78463X400	SP CHINA ETF	2,316	$239.0K	<0.1%	–
Invesco Exch Traded FD Tr II46138E636	INTL CORP BD	8,592	$239.0K	<0.1%	–
Sports Entertainment Gaming Global Corp54570M108	COM	37,500	$239.0K	<0.1%	–
AITApplied Industrial Technologies Inc	COM	2,304	$237.0K	<0.1%	History
Indexiq ETF Tr45409B453	IQ CNDRM ESG INT	7,919	$237.0K	<0.1%	–
NDAQNasdaq, Inc.	COM	1,121	$236.0K	<0.1%	History
LBRDKLiberty Broadband Corp	COM SER C	1,463	$236.0K	<0.1%	History
BNTXBioNTech SE	SPONSORED ADS	908	$234.0K	<0.1%	History
WSTWest Pharmaceutical Services Inc	COM	491	$230.0K	<0.1%	History