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Livermore
Livermore
ZHEN

Cetera Advisor Networks LLC

SEC CIK
0001534468
Latest filing
May 24, 2024

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 12, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
2,055
+31 vs. Q4 2021
Portfolio value
$8.24B
+$73.9M (+0.9%) vs. Q4 2021
Filed
May 12, 2022
SEC
Holdings of Cetera Advisor Networks LLC in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Gabelli Util Tr36240A176RIGHT 04/19/202212,292$2.00K<0.1%+12,292New–
CWBRCohBar, Inc.COM14,020$4.00K<0.1%00.0%UnchangedHistory
Ecmoho Ltd27888P104SPONSORED ADS19,712$5.00K<0.1%+19,712New–
GHSIGuardion Health Sciences, Inc.COM23,420$5.00K<0.1%+23,420NewHistory
MYSZMy Size, Inc.COM NEW15,607$5.00K<0.1%+15,607NewHistory
VTAKCatheter Precision, Inc.COM13,518$5.00K<0.1%+13,518NewHistory
Happiness Biotech Group LtdG4289N114SHS18,220$5.00K<0.1%+18,220New–
TANHTantech Holdings LtdSHS NEW11,381$5.00K<0.1%+11,381NewHistory
Anpac Bio Med Science Co Ltd03635R107SPONSORED ADS12,678$6.00K<0.1%+12,678New–
NBEVNewAge, Inc.COM10,380$6.00K<0.1%−3,200−23.6%ReducedHistory
TYMETyme Technologies, Inc.COM16,600$6.00K<0.1%00.0%UnchangedHistory
China SXT Pharmaceuticals ING2161P116ORD SHS NEW20,202$6.00K<0.1%+20,202New–
SNESSenesTech, Inc.COM NEW11,234$8.00K<0.1%+11,234NewHistory
Liquid Media Group Ltd New53634Q204COM NEW12,018$9.00K<0.1%+12,018New–
LITSLite Strategy, Inc.COM NEW15,000$9.00K<0.1%+15,000NewHistory
SRGASurgalign Holdings, Inc.COM29,400$9.00K<0.1%00.0%UnchangedHistory
Hyperscale Data, Inc.09175M101COM10,800$9.00K<0.1%00.0%Unchanged–
AMPEAmpio Pharmaceuticals, Inc.COM21,422$10.0K<0.1%+1,422+7.1%AddedHistory
GROMGrom Social Enterprises, Inc.COM NEW11,300$12.0K<0.1%+11,300NewHistory
DNNDenison Mines Corp.COM12,125$19.0K<0.1%+12,125NewHistory
NEUENeueHealth, Inc.COM10,300$20.0K<0.1%+10,300NewHistory
PETVPetVivo Holdings, Inc.COM10,000$20.0K<0.1%00.0%UnchangedHistory
AGENAgenus IncCOM NEW10,000$25.0K<0.1%00.0%UnchangedHistory
AKTXAkari Therapeutics PlcSPONSORED ADR21,000$25.0K<0.1%00.0%UnchangedHistory
HYREHC Liquidating, Inc.COM11,350$27.0K<0.1%00.0%UnchangedHistory
FEMYFemasys IncCOM12,000$27.0K<0.1%+12,000NewHistory
DHFBNY Mellon High Yield Strategies FundSH BEN INT10,300$29.0K<0.1%00.0%UnchangedHistory
VBIVVBI Vaccines Inc/BCCOM NEW17,315$29.0K<0.1%−1,000−5.5%ReducedHistory
VLDRVelodyne Lidar, Inc.COM11,863$30.0K<0.1%−335−2.7%ReducedHistory
PHUNPhunware, Inc.COM11,220$31.0K<0.1%+11,220NewHistory
ZOMDFZomedica Corp.COM94,050$32.0K<0.1%+50+0.1%AddedHistory
MINAberdeen Intermediate Income FundSH BEN INT12,088$38.0K<0.1%+12,088NewHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM12,806$43.0K<0.1%+12,806NewHistory
SRNESorrento Therapeutics, Inc.COM NEW18,655$43.0K<0.1%+1,000+5.7%AddedHistory
INSGInseego Corp.COM10,925$44.0K<0.1%−11,413−51.1%ReducedHistory
VRAYViewRay, Inc.COM11,100$44.0K<0.1%00.0%UnchangedHistory
Affimed N VN01045108COM10,300$45.0K<0.1%00.0%Unchanged–
IVRInvesco Mortgage Capital Inc.COM20,293$46.0K<0.1%−1,767−8.0%ReducedHistory
Polymet MNG Corp731916409COM NEW11,001$46.0K<0.1%00.0%Unchanged–
AUIDauthID Inc.Common Stock12,000$47.0K<0.1%+12,000NewHistory
CLOVClover Health Investments, Corp.COM CL A14,522$52.0K<0.1%00.0%UnchangedHistory
OPKOpko Health, Inc.COM15,156$52.0K<0.1%+3,820+33.7%AddedHistory
SABASaba Capital Income & Opportunities Fund IICOM10,523$53.0K<0.1%−495−4.5%ReducedHistory
ACBAurora Cannabis IncCOM14,906$59.0K<0.1%−2,056−12.1%ReducedHistory
SENSSenseonics Holdings, Inc.COM30,000$59.0K<0.1%+10,700+55.4%AddedHistory
ESPREsperion Therapeutics, Inc.COM12,925$60.0K<0.1%00.0%UnchangedHistory
BKCCBlackRock Capital Investment CorpCOM14,137$60.0K<0.1%+14,137NewHistory
POWWOutdoor Holding CoCOM12,900$62.0K<0.1%−340−2.6%ReducedHistory
VXRTVaxart, Inc.COM NEW12,400$62.0K<0.1%−2,500−16.8%ReducedHistory
MESOMesoblast LtdSPONS ADR15,000$63.0K<0.1%00.0%UnchangedHistory
Prospect Cap Corp74348TAR3NOTE 4.950% 7/163,000$63.0K<0.1%−4,000−6.0%Reduced–
SANBanco Santander, S.A.ADR19,314$65.0K<0.1%00.0%UnchangedHistory
AQMSAqua Metals, Inc.COM43,000$65.0K<0.1%00.0%UnchangedHistory
KULRKULR Technology Group, Inc.Common Stock31,000$67.0K<0.1%00.0%UnchangedHistory
Atech (Parent) Resolution Corp.00973N102COM10,825$70.0K<0.1%−2,500−18.8%Reduced–
CNSLConsolidated Communications Holdings, Inc.COM11,939$70.0K<0.1%00.0%UnchangedHistory
HIOWestern Asset High Income Opportunity Fund Inc.COM15,813$71.0K<0.1%+3,640+29.9%AddedHistory
AAOIApplied Optoelectronics, Inc.COM20,085$73.0K<0.1%−6,750−25.2%ReducedHistory
OCSLOaktree Specialty Lending CorpCOM10,195$75.0K<0.1%+40+0.4%AddedHistory
PRTYParty City Holdco Inc.COM21,000$75.0K<0.1%+21,000NewHistory
APPHAppHarvest, Inc.COM14,130$76.0K<0.1%+14,130NewHistory
BGYBlackRock Enhanced International Dividend TrustCOM BENE INTER13,445$77.0K<0.1%00.0%UnchangedHistory
MBOTMicrobot Medical Inc.COM NEW12,448$78.0K<0.1%+12,448NewHistory
Prospect Cap Corp74348TAT9NOTE 6.375% 3/075,000$79.0K<0.1%00.0%Unchanged–
DMDesktop Metal, Inc.COM CL A16,806$80.0K<0.1%−10,463−38.4%ReducedHistory
AVDLAvadel Pharmaceuticals PLCSPONSORED ADR11,970$82.0K<0.1%00.0%UnchangedHistory
TLRYTilray Brands, Inc.COM CL 210,586$82.0K<0.1%+10,586NewHistory
Ironsource LtdM5R75Y101CL A ORD SHS17,100$82.0K<0.1%00.0%Unchanged–
ContextLogic Inc.21077C107COM CL A36,672$83.0K<0.1%−5,153−12.3%Reduced–
Adamas Trust, Inc.649604501COM PAR $.0222,625$83.0K<0.1%−1,186−5.0%Reduced–
Spinnaker ETF Series84858T400CANNABIS ETF10,903$83.0K<0.1%+10,903New–
AMRXAmneal Pharmaceuticals, Inc.COM STK CL A20,055$84.0K<0.1%−58,000−74.3%ReducedHistory
EODAllspring Global Dividend Opportunity FundCOM15,781$84.0K<0.1%−505−3.1%ReducedHistory
PTRAQProterra IncCOM11,238$85.0K<0.1%−600−5.1%ReducedHistory
VVRInvesco Senior Income TrustCOM20,455$87.0K<0.1%+20,455NewHistory
NRONeuberger Real Estate Securities Income Fund IncCOM17,433$87.0K<0.1%−63−0.4%ReducedHistory
RMORomeo Power, Inc.COM58,250$87.0K<0.1%−12,750−18.0%ReducedHistory
GUTGabelli Utility TrustCOM12,267$88.0K<0.1%00.0%UnchangedHistory
EXKEndeavour Silver CorpCOM19,218$89.0K<0.1%−750−3.8%ReducedHistory
SBIWestern Asset Intermediate Muni Fund Inc.COM10,652$92.0K<0.1%+37+0.3%AddedHistory
APTXAptinyx Inc.COM40,600$92.0K<0.1%+40,600NewHistory
TELLTellurian Inc.COM17,304$92.0K<0.1%+500+3.0%AddedHistory
SDCSmileDirectClub, Inc.CL A COM35,808$93.0K<0.1%−17,214−32.5%ReducedHistory
UUUUEnergy Fuels IncCOM NEW10,235$94.0K<0.1%+100+1.0%AddedHistory
ALDXAldeyra Therapeutics, Inc.COM21,426$95.0K<0.1%00.0%UnchangedHistory
MVFBlackRock Munivest Fund, Inc.COM11,803$96.0K<0.1%00.0%UnchangedHistory
OXSQOxford Square Capital Corp.COM23,526$99.0K<0.1%+1,407+6.4%AddedHistory
Invesco Exch Traded FD Tr II46138E164S&P SMLCP ENGY10,300$103.0K<0.1%+10,300New–
MFMAberdeen Municipal Income FundSH BEN INT17,715$108.0K<0.1%+2,000+12.7%AddedHistory
NNYNuveen New York Municipal Value FundCOM12,103$109.0K<0.1%00.0%UnchangedHistory
First Tr MLP & Energy Incom33739B104COM14,179$117.0K<0.1%+1,836+14.9%Added–
FUBOFuboTV Inc.COM17,932$118.0K<0.1%−1,924−9.7%ReducedHistory
MHIPioneer Municipal High Income Fund, Inc.COM SHS11,502$121.0K<0.1%00.0%UnchangedHistory
Swedish Expt CR Corp870297603ROG AGRI ETN2211,950$121.0K<0.1%+11,950New–
FCELFuelcell Energy IncCOM21,217$122.0K<0.1%+571+2.8%AddedHistory
JQCNuveen Credit Strategies Income FundCOM SHS19,876$123.0K<0.1%+19,876NewHistory
BTGB2GOLD CorpCOM26,750$123.0K<0.1%+9,250+52.9%AddedHistory
SLDPSolid Power, Inc.CLASS A COM14,451$125.0K<0.1%−4,649−24.3%ReducedHistory
GPROGoPro, Inc.CL A14,747$126.0K<0.1%+14,747NewHistory
VGMInvesco Trust for Investment Grade MunicipalsCOM10,801$126.0K<0.1%−876−7.5%ReducedHistory

Options (11)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisor Networks LLC in Q1 2022
SecurityClassPutsCalls
TTDTrade Desk, Inc.Stock–$23.0K
Yamana Gold Inc98462Y100COM–$16.0K
CLXClorox CoStock–$6.00K
SPYSPDR S&P 500 ETF TrustETF$6.00K–
AGFirst Majestic Silver CorpCOM–$3.00K
LUVSouthwest Airlines CoCOM–$3.00K
Invesco QQQ Trust Series I46090E103ETF$1.00K–
VanEck Semiconductor ETF92189F676ETF$1.00K–
XYZBlock, Inc.CL A$1.00K–
iShares Tr46428743220 YR TR BD ETF–$1.00K
CHPTChargePoint Holdings, Inc.COM CL A–$1.00K

Sold out since Q4 2021 (154)

Positions held at the end of Q4 2021 that are gone from this filing.

The largest 100 of 154 by value last quarter.

Positions of Cetera Advisor Networks LLC sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
iShares Esg Aware US Aggregate Bond ETF46435U549ETF39,887$2.20M<0.1%–
iShares Tr46429B366CMBS ETF38,957$2.07M<0.1%–
Royal Dutch Shell PLC780259206SPONS ADR A29,849$1.29M<0.1%–
QDELQuidelOrtho CorpCOM6,517$880.0K<0.1%History
Goldman Sachs ETF Tr381430362ACCESS INFLATI14,437$844.0K<0.1%–
CSPRCasper Sleep Inc.COM115,676$773.0K<0.1%History
J P Morgan Exchange Traded F46641Q449BETA US GRAD ETF13,312$726.0K<0.1%–
DKSDick's Sporting Goods, Inc.Stock6,267$721.0K<0.1%History
Royal Dutch Shell PLC780259107SPON ADR B16,637$721.0K<0.1%–
EFXEquifax IncCOM2,261$662.0K<0.1%History
Invesco Exch Traded FD Tr II46138E339S&P 500 MOMNTM10,229$660.0K<0.1%–
ICHRIchor Holdings, Ltd.SHS13,550$624.0K<0.1%History
Exchange Listed FDS Tr30151E814HIGH YIELD ETF19,509$616.0K<0.1%–
TYTRI-CONTINENTAL CorpCOM18,437$612.0K<0.1%History
iShares Tr464289529INDIA 50 ETF12,204$577.0K<0.1%–
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY9,041$562.0K<0.1%–
First Tr Exch Traded FD III33739P830SHRT DUR MNG MUN25,863$538.0K<0.1%–
SGRYSurgery Partners, Inc.Stock10,045$537.0K<0.1%History
iShares Tr464288489INTL DEV RE ETF18,732$534.0K<0.1%–
FIVNFive9, Inc.COM3,717$510.0K<0.1%History
JEFJefferies Financial Group Inc.COM12,967$503.0K<0.1%History
APTVAptiv PLCSHS3,035$501.0K<0.1%History
FTVFortive CorpStock6,173$471.0K<0.1%History
WSCWillScot Holdings CorpCOM CL A11,494$469.0K<0.1%History
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD9,798$462.0K<0.1%–
GAPGap IncCOM25,934$458.0K<0.1%History
BBNBlackRock Taxable Municipal Bond TrustSHS17,199$450.0K<0.1%History
XLNXXilinx IncCOM2,113$448.0K<0.1%History
GDDYGoDaddy Inc.CL A5,177$439.0K<0.1%History
First Tr Exchng Traded FD VI33740F789MLT MNGD LRG GRW15,827$430.0K<0.1%–
DOCNDigitalOcean Holdings, Inc.COM5,257$422.0K<0.1%History
BTLNBrightline Interactive, Inc.COM42,800$422.0K<0.1%History
COUPCoupa Software IncCOM2,591$410.0K<0.1%History
BNY Mellon ETF Trust09661T701SHRT8,045$407.0K<0.1%–
TTWOTake Two Interactive Software IncCOM2,273$404.0K<0.1%History
VMMDelaware Investments Minnesota Municipal Income Fund II, IncCOM28,379$400.0K<0.1%History
SWCHSwitch, Inc.CL A13,940$399.0K<0.1%History
MXLMaxlinear, IncCOM5,179$390.0K<0.1%History
CRUSCirrus Logic, Inc.Stock4,114$379.0K<0.1%History
iShares Inc46434G889EMNG MKTS EQT7,399$378.0K<0.1%–
Advisorshares Tr00768Y818DOUBLELIN VAL EQ3,852$378.0K<0.1%–
SABRSabre CorpCOM43,516$374.0K<0.1%History
FLGTFulgent Genetics, Inc.COM3,674$370.0K<0.1%History
WGSGeneDx Holdings Corp.COMMON STOCK82,700$369.0K<0.1%History
New York Life Investments Et45409B800MERGE ARBIT ETF11,371$367.0K<0.1%–
WMSAdvanced Drainage Systems, Inc.COM2,691$366.0K<0.1%History
Nuveen PFD & Income 2022 Ter67075T105COM14,730$362.0K<0.1%–
CDNSCadence Design Systems IncStock1,930$360.0K<0.1%History
TYLTyler Technologies IncCOM620$334.0K<0.1%History
CRFCornerstone Total Return Fund IncCOM23,506$323.0K<0.1%History
CAMTCamtek LtdORD6,920$319.0K<0.1%History
GMEDGlobus Medical IncStock4,405$318.0K<0.1%History
KIMKimco Realty CorpCOM12,722$314.0K<0.1%History
LMBLimbach Holdings, Inc.COM34,628$312.0K<0.1%History
TXG10x Genomics, Inc.CL A COM2,088$311.0K<0.1%History
AEHRAehr Test SystemsCOM12,761$309.0K<0.1%History
GDRXGoodRx Holdings, Inc.COM CL A9,426$308.0K<0.1%History
PATHUiPath, Inc.Stock7,013$302.0K<0.1%History
SHAKShake Shack Inc.CL A4,181$302.0K<0.1%History
RHRHCOM561$301.0K<0.1%History
EWBCEast West Bancorp IncCOM3,796$299.0K<0.1%History
iShares U S ETF Tr46431W705INT RT HDG C B3,070$294.0K<0.1%–
CARECarter Bankshares, Inc.COM NEW19,073$294.0K<0.1%History
Goldman Sachs ETF Tr381430545HEDGE IND ETF2,870$293.0K<0.1%–
PPLTabrdn Platinum ETF TrustPHYSCL PLATM SHS3,253$292.0K<0.1%History
JBHTHunt J B Transport Services IncCOM1,405$287.0K<0.1%History
Fidelity MSCI Materials Index ETF316092881ETF5,656$285.0K<0.1%–
iShares Tr46435G334MSCI UK ETF NEW8,346$277.0K<0.1%–
J P Morgan Exchange Traded F46641Q191BETA EURO ET NE4,600$275.0K<0.1%–
MDUMdu Resources Group IncStock8,852$273.0K<0.1%History
FUNSix Flags Entertainment CorporationDEPOSITRY UNIT5,450$273.0K<0.1%History
ARNAArena Pharmaceuticals IncCOM NEW2,873$267.0K<0.1%History
Natixis ETF Tr63873X208LOOMIS SAYLES10,639$265.0K<0.1%–
TESSTessco Technologies IncCOM41,944$265.0K<0.1%History
ZUOZuora IncCOM CL A13,927$260.0K<0.1%History
HQLabrdn Life Sciences InvestorsSH BEN INT13,467$259.0K<0.1%History
PCHPotlatchdeltic CorpCOM4,289$258.0K<0.1%History
iShares Tr46429B309MSCI INDONIA ETF11,131$256.0K<0.1%–
APTSPreferred Apartment Communities IncCOM14,135$255.0K<0.1%History
FFAFirst Trust Enhanced Equity Income FundCOM11,828$252.0K<0.1%History
Innovator ETFs Tr II S&P High45783Y822ETF10,432$250.0K<0.1%–
iShares Tr464287184CHINA LG-CAP ETF6,801$249.0K<0.1%–
AIMCAltra Industrial Motion Corp.COM4,822$249.0K<0.1%History
SEESealed Air CorpCOM3,668$248.0K<0.1%History
ORGOOrganogenesis Holdings Inc.COM26,528$245.0K<0.1%History
QGENQiagen N.V.SHS NEW4,411$245.0K<0.1%History
SUMSummit Materials, Inc.CL A6,070$244.0K<0.1%History
Invesco Exchange Traded FD T46137V803DWA CYCLICALS2,659$243.0K<0.1%–
INFOIHS Markit Ltd.SHS1,815$241.0K<0.1%History
ProShares Tr74347B607INVT INT RT HG3,231$240.0K<0.1%–
SPDR Ser Tr78468R697S&P KENSHO INTLG5,284$240.0K<0.1%–
SPDR Index Shs FDS78463X400SP CHINA ETF2,316$239.0K<0.1%–
Invesco Exch Traded FD Tr II46138E636INTL CORP BD8,592$239.0K<0.1%–
Sports Entertainment Gaming Global Corp54570M108COM37,500$239.0K<0.1%–
AITApplied Industrial Technologies IncCOM2,304$237.0K<0.1%History
Indexiq ETF Tr45409B453IQ CNDRM ESG INT7,919$237.0K<0.1%–
NDAQNasdaq, Inc.COM1,121$236.0K<0.1%History
LBRDKLiberty Broadband CorpCOM SER C1,463$236.0K<0.1%History
BNTXBioNTech SESPONSORED ADS908$234.0K<0.1%History
WSTWest Pharmaceutical Services IncCOM491$230.0K<0.1%History