Cetera Advisors LLC
- SEC CIK
- 0001534400
- Latest filing
- May 24, 2024
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 13, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 1,782
- +92 vs. Q3 2023
- Portfolio value
- $7.22B
- +$816.0M (+12.7%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| STMSTMicroelectronics N.V. | NY REGISTRY | 7,629 | $382.5K | <0.1% | +1,748+29.7% | Added | History |
| Invesco Exch Traded FD Tr II46138E198 | S&P MIDCP LOW | 7,200 | $382.9K | <0.1% | −511−6.6% | Reduced | – |
| DBX ETF Tr233051853 | XTRACK MSCI EURP | 10,139 | $383.0K | <0.1% | +498+5.2% | Added | – |
| State Street SPDR S&P 600 Small Cap Value ETF78464A300 | ETF | 4,601 | $383.3K | <0.1% | +1,019+28.4% | Added | – |
| PAAPlains All American Pipeline LP | UNIT LTD PARTN | 25,324 | $383.7K | <0.1% | +446+1.8% | Added | History |
| JFRNuveen Floating Rate Income Fund | COM | 46,813 | $384.8K | <0.1% | −128−0.3% | Reduced | History |
| ODFLOld Dominion Freight Line, Inc. | COM | 951 | $385.6K | <0.1% | −1,163−55.0% | Reduced | History |
| NGGNational Grid PLC | SPONSORED ADR NE | 5,673 | $385.7K | <0.1% | +471+9.1% | Added | History |
| GBCIGlacier Bancorp, Inc. | COM | 9,340 | $385.9K | <0.1% | −1,815−16.3% | Reduced | History |
| SYMSymbotic Inc. | Stock | 7,531 | $386.6K | <0.1% | +7,531 | New | History |
| SPDR Series Trust78464A128 | ST STR SP1500VT | 2,429 | $389.3K | <0.1% | +2,429 | New | – |
| First Tr Exchange-Traded Alp33737M201 | MID CAP VAL FD | 7,656 | $390.5K | <0.1% | +589+8.3% | Added | – |
| Schwab Strategic Tr808524649 | MUN BD ETF | 7,422 | $390.5K | <0.1% | +108+1.5% | Added | – |
| iShares Tr46434VBG4 | IBONDS DEC24 ETF | 15,741 | $392.1K | <0.1% | −1,069−6.4% | Reduced | – |
| ETYEaton Vance Tax-Managed Diversified Equity Income Fund | COM | 32,173 | $392.2K | <0.1% | +3,654+12.8% | Added | History |
| THOThor Industries Inc | COM | 3,328 | $393.5K | <0.1% | +271+8.9% | Added | History |
| FNFFidelity National Financial, Inc. | COM SHS | 7,735 | $394.6K | <0.1% | +1,893+32.4% | Added | History |
| Franklin Templeton ETF Tr35473P595 | SENIOR LOAN ETF | 16,371 | $397.6K | <0.1% | +3,172+24.0% | Added | – |
| Invesco Exch TRD SLF Idx FD46138J775 | BLOO PRI PWR ETF | 5,505 | $398.4K | <0.1% | 00.0% | Unchanged | – |
| SPDR Series Trust78464A771 | ST STR SP CAPMKT | 3,926 | $400.3K | <0.1% | +3,926 | New | – |
| iShares Tr46436E502 | US TECH BRKTHR | 9,334 | $400.6K | <0.1% | +10.0% | Added | – |
| Barrick Gold Corp067901108 | COM | 22,166 | $401.0K | <0.1% | −1,123−4.8% | Reduced | – |
| iShares Inc46434G863 | ESG AWR MSCI EM | 12,517 | $401.3K | <0.1% | −24,776−66.4% | Reduced | – |
| DBX ETF Tr233051705 | XTRACK MUN INFRA | 15,663 | $401.9K | <0.1% | −4,145−20.9% | Reduced | – |
| RBARB Global Inc. | COM | 6,016 | $402.4K | <0.1% | +1,639+37.4% | Added | History |
| GPNGlobal Payments Inc | Stock | 3,176 | $403.4K | <0.1% | +47+1.5% | Added | History |
| Invesco Exchange Traded FD T46137V563 | HIG YLD EQ DIV | 19,109 | $404.0K | <0.1% | −913−4.6% | Reduced | – |
| OZBelpointe PREP, LLC | UNIT RP LTD LB A | 5,230 | $404.0K | <0.1% | 00.0% | Unchanged | History |
| First Tr Exchange-Traded FD33738D606 | LNG DUR OPRTUN | 18,281 | $404.6K | <0.1% | +2,519+16.0% | Added | – |
| BELFBBel Fuse Inc | CL B | 6,060 | $404.6K | <0.1% | +6,060 | New | History |
| State Street SPDR S&P Homebuilders ETF78464A888 | ETF | 4,249 | $406.5K | <0.1% | −264−5.8% | Reduced | – |
| OMCOmnicom Group Inc. | COM | 4,699 | $406.5K | <0.1% | +172+3.8% | Added | History |
| PTVEPactiv Evergreen Inc. | COM | 29,714 | $407.4K | <0.1% | +29,714 | New | History |
| First Tr Exchange Trad FD VI33740Y101 | ALT ABSLT STRG | 14,931 | $408.4K | <0.1% | +1,489+11.1% | Added | – |
| Victory Portfolios II92647N535 | SHORT TRM BD ETF | 8,253 | $409.3K | <0.1% | +3,463+72.3% | Added | – |
| WYWeyerhaeuser Co | COM NEW | 11,802 | $410.4K | <0.1% | +206+1.8% | Added | History |
| TSNTyson Foods, Inc. | Stock | 7,658 | $411.6K | <0.1% | +220+3.0% | Added | History |
| SPDR Series Trust78464A383 | ST STR BACKE ETF | 18,659 | $411.8K | <0.1% | +225+1.2% | Added | – |
| WSTWest Pharmaceutical Services Inc | COM | 1,170 | $412.0K | <0.1% | +75+6.8% | Added | History |
| Vanguard Emerging Markets Government Bond ETF921946885 | ETF | 6,466 | $412.2K | <0.1% | +1,609+33.1% | Added | – |
| EMNEastman Chemical Co | Stock | 4,592 | $412.5K | <0.1% | +4,592 | New | History |
| TWLOTwilio Inc | CL A | 5,437 | $412.5K | <0.1% | −1,446−21.0% | Reduced | History |
| ABAlliancebernstein Holding L.P. | UNIT LTD PARTN | 13,315 | $413.2K | <0.1% | −3,907−22.7% | Reduced | History |
| Aim ETF Products Trust00888H307 | ALLIANZIM US EQ | 12,302 | $413.3K | <0.1% | +675+5.8% | Added | – |
| CNPCenterpoint Energy Inc | COM | 14,468 | $413.4K | <0.1% | +672+4.9% | Added | History |
| AALAmerican Airlines Group Inc. | Stock | 30,111 | $413.7K | <0.1% | −4,111−12.0% | Reduced | History |
| iShares Inc46434G889 | EMNG MKTS EQT | 9,662 | $414.1K | <0.1% | +225+2.4% | Added | – |
| AGXArgan Inc | Stock | 8,860 | $414.5K | <0.1% | −703−7.4% | Reduced | History |
| FLNCFluence Energy, Inc. | COM CL A | 17,434 | $415.8K | <0.1% | +7,357+73.0% | Added | History |
| APHAmphenol Corp | CL A | 4,196 | $415.9K | <0.1% | +1,025+32.3% | Added | History |
| TRIThomson Reuters Corp | COM NO PAR | 2,831 | $416.0K | <0.1% | +11+0.4% | Added | History |
| Janus Detroit STR Tr47103U845 | HENDRSON AAA CL | 8,293 | $417.1K | <0.1% | −7,440−47.3% | Reduced | – |
| ProShares Tr74347B607 | INVT INT RT HG | 5,541 | $417.6K | <0.1% | +5,541 | New | – |
| SPDR Series Trust78468R408 | ST TERM HIGH ETF | 16,630 | $418.1K | <0.1% | −1,822−9.9% | Reduced | – |
| NNNNNN REIT, Inc. | REIT | 9,732 | $419.5K | <0.1% | −4,674−32.4% | Reduced | History |
| BCEBce Inc | COM NEW | 10,654 | $419.5K | <0.1% | −3,857−26.6% | Reduced | History |
| RBB FD Inc74933W460 | US TRSRY 6 MNTH | 8,400 | $419.7K | <0.1% | +999+13.5% | Added | – |
| URGUr-Energy Inc | COM | 272,726 | $420.0K | <0.1% | −14,499−5.0% | Reduced | History |
| iShares Tr464288273 | EAFE SML CP ETF | 6,794 | $420.5K | <0.1% | +406+6.4% | Added | – |
| Aim ETF Products Trust00888H687 | ALLIANZIM US EQT | 16,182 | $421.2K | <0.1% | +811+5.3% | Added | – |
| MRNAModerna, Inc. | Stock | 4,250 | $422.7K | <0.1% | −1,184−21.8% | Reduced | History |
| UPSTUpstart Holdings, Inc. | COM | 10,359 | $423.3K | <0.1% | +10,359 | New | History |
| IRIngersoll Rand Inc. | COM | 5,507 | $425.9K | <0.1% | +213+4.0% | Added | History |
| iShares Tr46434V647 | GLOBAL REIT ETF | 17,683 | $427.6K | <0.1% | −1,487−7.8% | Reduced | – |
| iShares Tr46429B671 | MSCI CHINA ETF | 10,513 | $428.3K | <0.1% | −433−4.0% | Reduced | – |
| FIVEFive Below, Inc | COM | 2,013 | $429.1K | <0.1% | +199+11.0% | Added | History |
| CHKPCheck Point Software Technologies Ltd | ORD | 2,809 | $429.2K | <0.1% | +651+30.2% | Added | History |
| Vanguard Scottsdale FDS92206C664 | VNG RUS2000IDX | 5,299 | $429.8K | <0.1% | +117+2.3% | Added | – |
| Aim ETF Products Trust00888H604 | ALLIANZIM US EQT | 12,585 | $429.9K | <0.1% | +1,275+11.3% | Added | – |
| First Tr Exchange-Traded FD33733E849 | VEST GOLD STRTGY | 22,893 | $430.8K | <0.1% | −10,108−30.6% | Reduced | – |
| VMCVulcan Materials CO | COM | 1,901 | $431.6K | <0.1% | −1,085−36.3% | Reduced | History |
| Aim ETF Products Trust00888H729 | ALLIANZIM US EQT | 16,830 | $437.2K | <0.1% | +4,250+33.8% | Added | – |
| VanEck ETF Trust92189F411 | BDC INCOME ETF | 27,438 | $440.1K | <0.1% | −1,349−4.7% | Reduced | – |
| Innovator ETFs Trust45782C615 | GRWT100 PWR BUF | 9,620 | $440.6K | <0.1% | +9,620 | New | – |
| iShares Ibonds Dec 2028 Term Corporate ETF46435U515 | ETF | 17,584 | $441.2K | <0.1% | +2,114+13.7% | Added | – |
| Direxion Shares ETF Trust25461A726 | DIREXION HCM | 16,582 | $441.6K | <0.1% | 00.0% | Unchanged | – |
| LUVSouthwest Airlines Co | COM | 15,319 | $442.4K | <0.1% | −5,057−24.8% | Reduced | History |
| First Tr Exchange Traded FD33738R860 | NASDAQ BK ETF | 17,524 | $442.7K | <0.1% | −39,919−69.5% | Reduced | – |
| Invesco Actvely MNGD Etc FD46090F100 | OPTIMUM YIELD | 33,341 | $443.4K | <0.1% | −17,730−34.7% | Reduced | – |
| FBRTFranklin BSP Realty Trust, Inc. | COMMON STOCK | 32,846 | $443.8K | <0.1% | +123+0.4% | Added | History |
| iShares Tr464288109 | MORNINGSTAR VALU | 6,297 | $444.7K | <0.1% | −3,135−33.2% | Reduced | – |
| FNFabrinet | SHS | 2,341 | $445.6K | <0.1% | −31−1.3% | Reduced | History |
| iShares Ibonds Dec 2032 Term Corporate ETF46436E312 | ETF | 17,711 | $446.8K | <0.1% | +40.0% | Added | – |
| DRCTDirect Digital Holdings, Inc. | CLASS A COM | 30,033 | $446.9K | <0.1% | +30,033 | New | History |
| VODVodafone Group Public Ltd Co | ADR | 51,373 | $446.9K | <0.1% | −3,647−6.6% | Reduced | History |
| iShares Tr464287788 | U.S. FINLS ETF | 5,234 | $447.0K | <0.1% | −1,513−22.4% | Reduced | – |
| SWNSouthwestern Energy Co | COM | 68,598 | $449.3K | <0.1% | +423+0.6% | Added | History |
| J P Morgan Exchange Traded F46641Q225 | BETA CDA ETF NEW | 7,021 | $450.2K | <0.1% | +228+3.4% | Added | – |
| Innovator ETFs Trust45782C425 | US EQT ULTRA BFR | 15,303 | $450.8K | <0.1% | −91−0.6% | Reduced | – |
| Invesco Exch Traded FD Tr II46138G664 | S&P SMALLCAP 600 | 10,886 | $451.0K | <0.1% | −528−4.6% | Reduced | – |
| UUUUEnergy Fuels Inc | COM NEW | 62,593 | $451.0K | <0.1% | −1,371−2.1% | Reduced | History |
| PPLPPL Corp | COM | 16,717 | $453.0K | <0.1% | +2,130+14.6% | Added | History |
| ARCHArch Resources, Inc. | CL A | 2,733 | $453.4K | <0.1% | +132+5.1% | Added | History |
| SPDR Series Trust78464A755 | ST STR SP METAL | 7,581 | $453.6K | <0.1% | −5,769−43.2% | Reduced | – |
| MGMMGM Resorts International | Stock | 10,176 | $454.7K | <0.1% | −2,975−22.6% | Reduced | History |
| AUPHAurinia Pharmaceuticals Inc. | COM | 50,592 | $454.8K | <0.1% | +2,400+5.0% | Added | History |
| iShares Ibonds Dec 2031 Term Corporate ETF46436E486 | ETF | 21,936 | $455.6K | <0.1% | +362+1.7% | Added | – |
| AMSCAmerican Superconductor Corp | Stock | 41,021 | $457.0K | <0.1% | +41,021 | New | History |
| Ssga Active ETF Tr78467V848 | ST STR TOTAL ETF | 11,369 | $457.6K | <0.1% | +204+1.8% | Added | – |
| RRCRange Resources Corp | COM | 15,055 | $458.3K | <0.1% | −232−1.5% | Reduced | History |
Options (6)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
Sold out since Q3 2023 (97)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| Invesco Exch TRD SLF Idx FD46138J858 | BULSHS 2023 HY | 469,108 | $11.0M | 0.2% | – |
| UUPInvesco DB US Dollar Index Bullish Fund | BULLISH FD | 268,544 | $7.98M | 0.1% | History |
| MMacy's, Inc. | COM | 186,806 | $2.17M | <0.1% | History |
| DBCInvesco DB Commodity Index Tracking Fund | UNIT | 67,232 | $1.68M | <0.1% | History |
| ETF Ser Solutions26922A172 | NATIONWIDE RSK | 73,097 | $1.47M | <0.1% | – |
| iShares Tr46434VAX8 | IBONDS DEC23 ETF | 55,708 | $1.41M | <0.1% | – |
| ANAutonation, Inc. | COM | 9,116 | $1.38M | <0.1% | History |
| LSCCLattice Semiconductor Corp | COM | 14,076 | $1.21M | <0.1% | History |
| IEPIcahn Enterprises L.P. | DEPOSITARY UNIT | 51,751 | $1.02M | <0.1% | History |
| TDWTidewater Inc | COM | 14,285 | $1.02M | <0.1% | History |
| SGENSeagen Inc. | COM | 4,763 | $1.01M | <0.1% | History |
| WisdomTree Tr97717W802 | ITL HIGH DIV FD | 25,030 | $906.0K | <0.1% | – |
| VMWVmware LLC | CL A COM | 5,372 | $894.4K | <0.1% | History |
| TNKTeekay Tankers Ltd. | CL A | 18,686 | $777.9K | <0.1% | History |
| Invesco Exchange Traded FD T46137V688 | NEXT GEN CON ETF | 9,850 | $752.6K | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J866 | BULSHS 2023 CB | 33,943 | $720.6K | <0.1% | – |
| ProShares Tr74348A608 | SHT 7-10 YR TR | 23,500 | $717.3K | <0.1% | – |
| GASSStealthGas Inc. | SHS | 127,054 | $639.7K | <0.1% | History |
| ARLPAlliance Resource Partners LP | Stock | 27,381 | $616.9K | <0.1% | History |
| SBLKStar Bulk Carriers Corp. | SHS PAR | 29,411 | $567.1K | <0.1% | History |
| ATVIActivision Blizzard, Inc. | COM | 5,649 | $529.0K | <0.1% | History |
| UUnity Software Inc. | COM | 16,168 | $507.5K | <0.1% | History |
| ASURAsure Software Inc | COM | 52,641 | $498.0K | <0.1% | History |
| OPRAOpera Ltd | SPONSORED ADS | 42,961 | $484.2K | <0.1% | History |
| iShares Tr46436E882 | IBONDS 23 TRM TS | 19,003 | $471.7K | <0.1% | – |
| GLADGladstone Capital Corp | COM | 47,001 | $453.1K | <0.1% | History |
| EBSEmergent BioSolutions Inc. | COM | 125,112 | $425.4K | <0.1% | History |
| TRMDTORM plc | SHS CL A | 14,601 | $401.8K | <0.1% | History |
| INSWInternational Seaways, Inc. | COM | 8,360 | $376.2K | <0.1% | History |
| TDOCTeladoc Health, Inc. | COM | 19,759 | $367.3K | <0.1% | History |
| SPDR Series Trust78464A656 | ST STR TIPS ETF | 14,772 | $366.9K | <0.1% | – |
| OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | COM | 45,829 | $362.5K | <0.1% | History |
| First Tr Exchange-Traded FD33737A108 | NASDQ CLN EDGE | 3,693 | $346.7K | <0.1% | – |
| iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853 | ETF | 11,271 | $328.6K | <0.1% | – |
| American Centy ETF Tr025072802 | INTL SMCP VLU | 5,654 | $327.1K | <0.1% | – |
| ELFe.l.f. Beauty, Inc. | COM | 2,944 | $323.3K | <0.1% | History |
| iShares MSCI India ETF46429B598 | ETF | 7,105 | $314.2K | <0.1% | – |
| Cambria ETF Tr132061839 | TRINITY | 12,739 | $311.5K | <0.1% | – |
| BILLBILL Holdings, Inc. | Stock | 2,833 | $307.6K | <0.1% | History |
| UALUnited Airlines Holdings, Inc. | COM | 7,027 | $297.2K | <0.1% | History |
| SPDR Series Trust78468R200 | ST STR RATE ETF | 9,327 | $286.5K | <0.1% | – |
| NNOXNano-X Imaging Ltd. | ORD SHS | 43,491 | $285.3K | <0.1% | History |
| OSISOsi Systems Inc | COM | 2,415 | $285.1K | <0.1% | History |
| SQMChemical & Mining Co of Chile Inc | SPON ADR SER B | 4,748 | $283.3K | <0.1% | History |
| SDIGStronghold Digital Mining, Inc. | CLASS A COM | 63,141 | $274.7K | <0.1% | History |
| CHRWC. H. Robinson Worldwide, Inc. | COM NEW | 3,095 | $266.6K | <0.1% | History |
| iShares Tr46432F859 | CORE 1 5 YR USD | 5,624 | $260.8K | <0.1% | – |
| ProShares Ultrashort S&P 50074347G416 | ETF | 6,920 | $256.8K | <0.1% | – |
| DPZDominos Pizza Inc | COM | 677 | $256.4K | <0.1% | History |
| iShares Tr46435U150 | IBONDS 23 TRM HG | 10,545 | $249.3K | <0.1% | – |
| MPAAMotorcar Parts of America Inc | COM | 30,271 | $244.9K | <0.1% | History |
| First Tr Exchng Traded FD VI33740F631 | FT VEST US | 7,454 | $241.5K | <0.1% | – |
| Schwab Fundamental International Small Equity ETF808524748 | ETF | 7,290 | $234.3K | <0.1% | – |
| PIMCO ETF Tr72201R627 | SR LN ACTIVE ETF | 4,531 | $227.9K | <0.1% | – |
| ARK ETF Tr00214Q203 | AUTNMUS TECHNLGY | 4,292 | $225.2K | <0.1% | – |
| ILMNIllumina, Inc. | COM | 1,638 | $224.9K | <0.1% | History |
| ZBHZimmer Biomet Holdings, Inc. | Stock | 1,983 | $222.5K | <0.1% | History |
| PBTPermian Basin Royalty Trust | UNIT BEN INT | 10,436 | $221.8K | <0.1% | History |
| Sprott FDS Tr85208P303 | URANIUM MINERS E | 4,686 | $221.0K | <0.1% | – |
| AIC3.ai, Inc. | Stock | 8,647 | $220.7K | <0.1% | History |
| ATKRAtkore Inc. | COM | 1,468 | $219.0K | <0.1% | History |
| Invesco Exchange Traded FD T46137V225 | S&P MIDCAP 400 | 2,489 | $217.3K | <0.1% | – |
| AGRAvangrid, Inc. | COM | 7,197 | $217.1K | <0.1% | History |
| ALGNAlign Technology Inc | COM | 694 | $211.9K | <0.1% | History |
| RHIRobert Half Inc. | COM | 2,884 | $211.4K | <0.1% | History |
| CNHCNH Industrial N.V. | SHS | 17,272 | $211.0K | <0.1% | History |
| First Tr Exch Traded FD III33739P301 | MUNI HI INCM ETF | 4,664 | $210.2K | <0.1% | – |
| UTGReaves Utility Income Fund | COM SH BEN INT | 8,495 | $209.4K | <0.1% | History |
| HSBCHSBC Holdings PLC | SPON ADR NEW | 5,264 | $207.7K | <0.1% | History |
| Amplify ETF Tr032108888 | BLACKSWAN GRWT | 8,687 | $207.4K | <0.1% | – |
| iShares Tr46435U663 | ESG AWARE MSCI | 6,109 | $205.6K | <0.1% | – |
| CHRDChord Energy Corp | COM NEW | 1,267 | $205.3K | <0.1% | History |
| Dimensional ETF Trust25434V864 | SHOR DUR FIX ETF | 4,394 | $203.8K | <0.1% | – |
| HASHasbro, Inc. | COM | 3,055 | $202.1K | <0.1% | History |
| LACLithium Americas Corp. | COM NEW | 11,331 | $192.7K | <0.1% | History |
| INTTIntest Corp | COM | 12,674 | $192.3K | <0.1% | History |
| Nuveen Calif Select Tax Free67063R103 | SH BEN INT | 15,000 | $182.6K | <0.1% | – |
| YEXTYext, Inc. | COM | 25,742 | $162.9K | <0.1% | History |
| MHDBlackRock Muniholdings Fund, Inc. | COM | 14,451 | $149.0K | <0.1% | History |
| AGDabrdn Global Dynamic Dividend Fund | COM | 14,899 | $129.0K | <0.1% | History |
| NIMNuveen Select Maturities Municipal Fund | SH BEN INT | 14,160 | $119.9K | <0.1% | History |
| PMLPIMCO Municipal Income Fund II | COM | 15,007 | $115.4K | <0.1% | History |
| EOLSEvolus, Inc. | COM | 11,477 | $104.9K | <0.1% | History |
| AXGNAxogen, Inc. | COM | 18,399 | $92.0K | <0.1% | History |
| EMDWestern Asset Emerging Markets Debt Fund Inc. | COM | 10,380 | $86.2K | <0.1% | History |
| RWTRedwood Trust Inc | COM | 11,422 | $81.4K | <0.1% | History |
| First Tr Exchng Traded FD VI33740F540 | SKYB CRY IND ETF | 13,847 | $68.4K | <0.1% | – |
| GUTGabelli Utility Trust | COM | 12,239 | $64.9K | <0.1% | History |
| IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND | COM | 10,424 | $51.1K | <0.1% | History |
| FAXAbrdn Asia-Pacific Income Fund, Inc. | COM | 17,827 | $43.7K | <0.1% | History |
| ACBAurora Cannabis Inc | COM | 55,050 | $32.2K | <0.1% | History |
| FPAYFlexShopper, Inc. | COM NEW | 27,400 | $28.6K | <0.1% | History |
| LUMNLumen Technologies, Inc. | Stock | 16,503 | $23.4K | <0.1% | History |
| Ironwood Pharmaceuticals Inc46333XAF5 | NOTE 0.750% 6/1 | 21,000 | $20.6K | <0.1% | – |
| PRAXPraxis Precision Medicines, Inc. | COM | 11,194 | $19.1K | <0.1% | History |
| Hope Bancorp Inc43940TAB5 | NOTE 2.000% 5/1 | 18,000 | $17.8K | <0.1% | – |
| NVTAInvitae Corp | COM | 11,377 | $6.88K | <0.1% | History |