Cetera Advisors LLC
- SEC CIK
- 0001534400
- Latest filing
- May 24, 2024
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 13, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 1,782
- +92 vs. Q3 2023
- Portfolio value
- $7.22B
- +$816.0M (+12.7%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| EQHEquitable Holdings, Inc. | COM | 9,619 | $320.3K | <0.1% | +9,619 | New | History |
| LSTRLandstar System Inc | COM | 1,655 | $320.5K | <0.1% | +1,655 | New | History |
| ALVAutoliv Inc | COM | 2,912 | $320.9K | <0.1% | +775+36.3% | Added | History |
| Litman Gregory FDS Tr53700T793 | IMGP RBA RESPONS | 34,268 | $321.8K | <0.1% | −1,040−2.9% | Reduced | – |
| SPDR Series Trust78464A789 | ST STR SP INS | 7,116 | $321.8K | <0.1% | −1,046−12.8% | Reduced | – |
| TSLXSixth Street Specialty Lending, Inc. | COM | 14,950 | $322.9K | <0.1% | +2,135+16.7% | Added | History |
| WisdomTree Tr97717Y477 | US QUALITY GROW | 8,845 | $323.5K | <0.1% | +8,845 | New | – |
| AFGAmerican Financial Group Inc | COM | 2,733 | $324.9K | <0.1% | +2,733 | New | History |
| ALLEAllegion plc | ORD SHS | 2,567 | $325.2K | <0.1% | +317+14.1% | Added | History |
| CZRCaesars Entertainment, Inc. | COM | 6,950 | $325.8K | <0.1% | +6,950 | New | History |
| First Tr Exchng Traded FD VI33740F789 | MLT MNGD LRG GRW | 13,644 | $327.3K | <0.1% | +318+2.4% | Added | – |
| iShares Tr464288737 | GLB CNSM STP ETF | 5,534 | $328.1K | <0.1% | −141−2.5% | Reduced | – |
| JCIJohnson Controls International plc | Stock | 5,700 | $328.5K | <0.1% | +1,624+39.8% | Added | History |
| INGRIngredion Inc | COM | 3,029 | $328.7K | <0.1% | −512−14.5% | Reduced | History |
| SPDR Index Shs FDS78463X749 | ST DOW GLOBA ETF | 7,523 | $328.8K | <0.1% | +344+4.8% | Added | – |
| ENPHEnphase Energy, Inc. | Stock | 2,510 | $331.7K | <0.1% | −2,679−51.6% | Reduced | History |
| CTSHCognizant Technology Solutions Corp | CL A | 4,399 | $332.3K | <0.1% | +164+3.9% | Added | History |
| J P Morgan Exchange Traded F46641Q753 | US VALUE FACTR | 8,664 | $334.3K | <0.1% | +8,664 | New | – |
| AKAMAkamai Technologies Inc | COM | 2,827 | $334.6K | <0.1% | +2,827 | New | History |
| Victory Portfolios II92647N766 | VCSHS US 500 VOL | 4,491 | $335.2K | <0.1% | +200+4.7% | Added | – |
| Fidelity Covington Trust31609A305 | ENHANCED LARGE | 12,785 | $335.4K | <0.1% | +12,785 | New | – |
| Invesco Exch TRD SLF Idx FD46138J577 | BULETSHS 2029 | 18,136 | $336.3K | <0.1% | +4,081+29.0% | Added | – |
| ELEstee Lauder Companies Inc | CL A | 2,306 | $337.3K | <0.1% | −507−18.0% | Reduced | History |
| UBSUBS Group AG | Stock | 10,946 | $338.2K | <0.1% | +10,946 | New | History |
| ESIElement Solutions Inc | COM | 14,626 | $338.4K | <0.1% | +14,626 | New | History |
| First Tr Exch TRD Alphdx FD33737J182 | EMERG MKT ALPH | 15,317 | $339.0K | <0.1% | +1,115+7.9% | Added | – |
| State Street SPDR Portfolio Long Term Corporate Bond ETF78464A367 | ETF | 14,292 | $340.0K | <0.1% | +2,218+18.4% | Added | – |
| ProShares Tr74347R206 | PSHS ULTRA QQQ | 4,481 | $340.6K | <0.1% | +4,481 | New | – |
| iShares Tr46435U796 | SYSTEMATIC BD ET | 3,954 | $341.2K | <0.1% | 00.0% | Unchanged | – |
| HCCWarrior Met Coal, Inc. | COM | 5,606 | $341.8K | <0.1% | −76−1.3% | Reduced | History |
| DHFBNY Mellon High Yield Strategies Fund | SH BEN INT | 149,525 | $342.4K | <0.1% | +2,490+1.7% | Added | History |
| NCLHNorwegian Cruise Line Holdings Ltd. | SHS | 17,091 | $342.5K | <0.1% | −4,968−22.5% | Reduced | History |
| Invesco Exch TRD SLF Idx FD46138J460 | INVSCO 30 CORP | 20,619 | $343.0K | <0.1% | +20,619 | New | – |
| TMToyota Motor Corp | ADS | 1,872 | $343.2K | <0.1% | +326+21.1% | Added | History |
| First Tr Exchng Traded FD VI33740F680 | FT VEST US EQT | 9,442 | $344.0K | <0.1% | +3,238+52.2% | Added | – |
| Invesco Exch TRD SLF Idx FD46138J429 | BULETSHS 2031 CP | 20,973 | $344.3K | <0.1% | +20,973 | New | – |
| iShares Tr46435U473 | BB RAT CORP BD | 7,485 | $344.4K | <0.1% | +7,485 | New | – |
| WisdomTree Tr97717X784 | WSDM EMKTBD FD | 5,397 | $344.9K | <0.1% | −113−2.1% | Reduced | – |
| POOLPool Corp | COM | 866 | $345.3K | <0.1% | +108+14.2% | Added | History |
| APAAPA Corp | Stock | 9,624 | $345.3K | <0.1% | −1,562−14.0% | Reduced | History |
| GRMNGarmin Ltd | SHS | 2,687 | $345.4K | <0.1% | −342−11.3% | Reduced | History |
| AIGAmerican International Group, Inc. | Stock | 5,100 | $345.6K | <0.1% | −1,468−22.4% | Reduced | History |
| Fidelity Covington Trust316092824 | LOW VOLITY ETF | 6,532 | $346.0K | <0.1% | +6,532 | New | – |
| EVTEaton Vance Tax-Advantaged Dividend Income Fund | COM | 15,555 | $346.1K | <0.1% | +701+4.7% | Added | History |
| MXMagnachip Semiconductor Corp | COM | 46,161 | $346.2K | <0.1% | −10,805−19.0% | Reduced | History |
| Innovator ETFs Trust45782C599 | US SML CP PWR B | 12,598 | $346.7K | <0.1% | 00.0% | Unchanged | – |
| BIDUBaidu, Inc. | ADR | 2,913 | $346.9K | <0.1% | +9+0.3% | Added | History |
| GENGen Digital Inc. | Stock | 15,212 | $347.1K | <0.1% | +1,376+9.9% | Added | History |
| INMDInMode Ltd. | SHS | 15,634 | $347.7K | <0.1% | −5,153−24.8% | Reduced | History |
| CFCF Industries Holdings, Inc. | COM | 4,404 | $350.1K | <0.1% | +458+11.6% | Added | History |
| VanEck Vectors ETF Tr92189F585 | OIL REFINERS ETF | 10,237 | $350.3K | <0.1% | 00.0% | Unchanged | – |
| Invesco Exchange Traded FD T46137V811 | DORSEY WRGT TECH | 6,938 | $350.4K | <0.1% | +595+9.4% | Added | – |
| iShares Tr46435G672 | CORE INTL AGGR | 7,044 | $350.8K | <0.1% | +1,418+25.2% | Added | – |
| MARAMARA Holdings, Inc. | COM | 14,953 | $351.2K | <0.1% | +14,953 | New | History |
| Invesco Exch Traded FD Tr II46138G631 | NASDAQNXTGEN100 | 13,027 | $351.6K | <0.1% | −424−3.2% | Reduced | – |
| EAElectronic Arts Inc. | COM | 2,581 | $353.1K | <0.1% | +511+24.7% | Added | History |
| CRCrane Co | COMMON STOCK | 2,991 | $353.4K | <0.1% | −198−6.2% | Reduced | History |
| SONYSony Group Corp | SPONSORED ADR | 3,738 | $354.0K | <0.1% | −171−4.4% | Reduced | History |
| iShares Tr46434V449 | MSCI INTL MOMENT | 10,348 | $354.8K | <0.1% | +10,348 | New | – |
| LBTYKLiberty Global Ltd. | COM CL C | 19,084 | $355.7K | <0.1% | +506+2.7% | Added | History |
| Ea Series Trust02072L714 | BRIDGEWAY BLUE | 34,299 | $356.0K | <0.1% | −3,812−10.0% | Reduced | – |
| First Tr Exchange-Traded FD33734G108 | COM | 13,587 | $356.5K | <0.1% | +30+0.2% | Added | – |
| LQDALiquidia Corp | COM NEW | 29,674 | $357.0K | <0.1% | +140.0% | Added | History |
| iShares Tr464288851 | US OIL GS EX ETF | 3,835 | $357.4K | <0.1% | −1,617−29.7% | Reduced | – |
| Schwab Fundamental Emerging Markets Equity ETF808524730 | ETF | 13,194 | $358.1K | <0.1% | −4,377−24.9% | Reduced | – |
| GGGGraco Inc | COM | 4,132 | $358.5K | <0.1% | +604+17.1% | Added | History |
| CDWCDW Corp | COM | 1,579 | $358.9K | <0.1% | +51+3.3% | Added | History |
| Schwab Strategic Tr808524680 | LONG TERM US | 10,256 | $359.8K | <0.1% | +1,841+21.9% | Added | – |
| First Tr Exchange Traded FD33738R704 | RBA INDL ETF | 6,234 | $360.6K | <0.1% | +1,372+28.2% | Added | – |
| Dimensional ETF Trust25434V807 | INTERNATNAL VAL | 10,509 | $361.1K | <0.1% | +10,509 | New | – |
| RGAReinsurance Group of America Inc | COM NEW | 2,239 | $362.2K | <0.1% | +2,239 | New | History |
| KNXKnight-Swift Transportation Holdings Inc. | CL A | 6,284 | $362.2K | <0.1% | −107−1.7% | Reduced | History |
| FNBFNB Corp | COM | 26,310 | $362.3K | <0.1% | +305+1.2% | Added | History |
| Absolute Shs Tr00400R858 | WBI PWR FACTOR | 12,640 | $363.2K | <0.1% | −1,551−10.9% | Reduced | – |
| CLMCornerstone Strategic Investment Fund, Inc. | COM | 50,522 | $363.3K | <0.1% | −2,655−5.0% | Reduced | History |
| ENVXEnovix Corp | COM | 29,081 | $364.1K | <0.1% | +6,309+27.7% | Added | History |
| SYFSynchrony Financial | COM | 9,537 | $364.2K | <0.1% | −90−0.9% | Reduced | History |
| LHLabcorp Holdings Inc. | COM NEW | 1,609 | $365.7K | <0.1% | +1,609 | New | History |
| ANSSAnsys Inc | COM | 1,008 | $365.8K | <0.1% | +1,008 | New | History |
| Victory Portfolios II92647N824 | VCSHS US EQ INCM | 6,467 | $365.8K | <0.1% | −3,388−34.4% | Reduced | – |
| FISFidelity National Information Services, Inc. | Stock | 6,113 | $367.2K | <0.1% | +1,512+32.9% | Added | History |
| KDPKeurig Dr Pepper Inc. | COM | 11,021 | $367.2K | <0.1% | +709+6.9% | Added | History |
| CCKCrown Holdings, Inc. | COM | 4,002 | $368.5K | <0.1% | +132+3.4% | Added | History |
| Vanguard Scottsdale FDS92206C714 | VNG RUS1000VAL | 5,125 | $371.8K | <0.1% | 00.0% | Unchanged | – |
| DBX ETF Tr233051697 | XTRACK MSCI EURO | 8,860 | $371.9K | <0.1% | +2,880+48.2% | Added | – |
| FYBRFrontier Communications Parent, Inc. | COM | 14,681 | $372.0K | <0.1% | −2,367−13.9% | Reduced | History |
| BIIBBiogen Inc. | COM | 1,439 | $372.4K | <0.1% | +83+6.1% | Added | History |
| NRGNRG Energy, Inc. | Stock | 7,204 | $372.4K | <0.1% | +7,204 | New | History |
| PTYPIMCO Corporate & Income Opportunity Fund | COM | 28,137 | $372.5K | <0.1% | +28,137 | New | History |
| WSMWilliams Sonoma Inc | COM | 1,848 | $372.8K | <0.1% | +382+26.1% | Added | History |
| J P Morgan Exchange Traded F46641Q373 | BETABUILDERS I | 6,551 | $373.0K | <0.1% | +356+5.7% | Added | – |
| LNCLincoln National Corp | COM | 13,848 | $373.5K | <0.1% | −10,766−43.7% | Reduced | History |
| WFC.PLWells Fargo & Company | PERP PFD CNV A | 313 | $374.2K | <0.1% | +29+10.2% | Added | History |
| COKECoca-Cola Consolidated, Inc. | COM | 406 | $376.6K | <0.1% | +8+2.0% | Added | History |
| STLDSteel Dynamics Inc | COM | 3,199 | $377.9K | <0.1% | −163−4.8% | Reduced | History |
| iShares Tr464287127 | MORNINGSTR US EQ | 5,746 | $377.9K | <0.1% | +695+13.8% | Added | – |
| BRSPBrightSpire Capital, Inc. | COM CL A | 50,901 | $378.7K | <0.1% | +2,802+5.8% | Added | History |
| Timothy Plan887432334 | INTL ETF | 14,371 | $380.1K | <0.1% | +1,500+11.7% | Added | – |
| iShares Ibonds 2027 Term High Yield and Income ETF46436E478 | ETF | 17,120 | $380.2K | <0.1% | +2,486+17.0% | Added | – |
| Fidelity MSCI Energy Index ETF316092402 | ETF | 16,534 | $380.9K | <0.1% | +792+5.0% | Added | – |
Options (6)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
Sold out since Q3 2023 (97)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| Invesco Exch TRD SLF Idx FD46138J858 | BULSHS 2023 HY | 469,108 | $11.0M | 0.2% | – |
| UUPInvesco DB US Dollar Index Bullish Fund | BULLISH FD | 268,544 | $7.98M | 0.1% | History |
| MMacy's, Inc. | COM | 186,806 | $2.17M | <0.1% | History |
| DBCInvesco DB Commodity Index Tracking Fund | UNIT | 67,232 | $1.68M | <0.1% | History |
| ETF Ser Solutions26922A172 | NATIONWIDE RSK | 73,097 | $1.47M | <0.1% | – |
| iShares Tr46434VAX8 | IBONDS DEC23 ETF | 55,708 | $1.41M | <0.1% | – |
| ANAutonation, Inc. | COM | 9,116 | $1.38M | <0.1% | History |
| LSCCLattice Semiconductor Corp | COM | 14,076 | $1.21M | <0.1% | History |
| IEPIcahn Enterprises L.P. | DEPOSITARY UNIT | 51,751 | $1.02M | <0.1% | History |
| TDWTidewater Inc | COM | 14,285 | $1.02M | <0.1% | History |
| SGENSeagen Inc. | COM | 4,763 | $1.01M | <0.1% | History |
| WisdomTree Tr97717W802 | ITL HIGH DIV FD | 25,030 | $906.0K | <0.1% | – |
| VMWVmware LLC | CL A COM | 5,372 | $894.4K | <0.1% | History |
| TNKTeekay Tankers Ltd. | CL A | 18,686 | $777.9K | <0.1% | History |
| Invesco Exchange Traded FD T46137V688 | NEXT GEN CON ETF | 9,850 | $752.6K | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J866 | BULSHS 2023 CB | 33,943 | $720.6K | <0.1% | – |
| ProShares Tr74348A608 | SHT 7-10 YR TR | 23,500 | $717.3K | <0.1% | – |
| GASSStealthGas Inc. | SHS | 127,054 | $639.7K | <0.1% | History |
| ARLPAlliance Resource Partners LP | Stock | 27,381 | $616.9K | <0.1% | History |
| SBLKStar Bulk Carriers Corp. | SHS PAR | 29,411 | $567.1K | <0.1% | History |
| ATVIActivision Blizzard, Inc. | COM | 5,649 | $529.0K | <0.1% | History |
| UUnity Software Inc. | COM | 16,168 | $507.5K | <0.1% | History |
| ASURAsure Software Inc | COM | 52,641 | $498.0K | <0.1% | History |
| OPRAOpera Ltd | SPONSORED ADS | 42,961 | $484.2K | <0.1% | History |
| iShares Tr46436E882 | IBONDS 23 TRM TS | 19,003 | $471.7K | <0.1% | – |
| GLADGladstone Capital Corp | COM | 47,001 | $453.1K | <0.1% | History |
| EBSEmergent BioSolutions Inc. | COM | 125,112 | $425.4K | <0.1% | History |
| TRMDTORM plc | SHS CL A | 14,601 | $401.8K | <0.1% | History |
| INSWInternational Seaways, Inc. | COM | 8,360 | $376.2K | <0.1% | History |
| TDOCTeladoc Health, Inc. | COM | 19,759 | $367.3K | <0.1% | History |
| SPDR Series Trust78464A656 | ST STR TIPS ETF | 14,772 | $366.9K | <0.1% | – |
| OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | COM | 45,829 | $362.5K | <0.1% | History |
| First Tr Exchange-Traded FD33737A108 | NASDQ CLN EDGE | 3,693 | $346.7K | <0.1% | – |
| iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853 | ETF | 11,271 | $328.6K | <0.1% | – |
| American Centy ETF Tr025072802 | INTL SMCP VLU | 5,654 | $327.1K | <0.1% | – |
| ELFe.l.f. Beauty, Inc. | COM | 2,944 | $323.3K | <0.1% | History |
| iShares MSCI India ETF46429B598 | ETF | 7,105 | $314.2K | <0.1% | – |
| Cambria ETF Tr132061839 | TRINITY | 12,739 | $311.5K | <0.1% | – |
| BILLBILL Holdings, Inc. | Stock | 2,833 | $307.6K | <0.1% | History |
| UALUnited Airlines Holdings, Inc. | COM | 7,027 | $297.2K | <0.1% | History |
| SPDR Series Trust78468R200 | ST STR RATE ETF | 9,327 | $286.5K | <0.1% | – |
| NNOXNano-X Imaging Ltd. | ORD SHS | 43,491 | $285.3K | <0.1% | History |
| OSISOsi Systems Inc | COM | 2,415 | $285.1K | <0.1% | History |
| SQMChemical & Mining Co of Chile Inc | SPON ADR SER B | 4,748 | $283.3K | <0.1% | History |
| SDIGStronghold Digital Mining, Inc. | CLASS A COM | 63,141 | $274.7K | <0.1% | History |
| CHRWC. H. Robinson Worldwide, Inc. | COM NEW | 3,095 | $266.6K | <0.1% | History |
| iShares Tr46432F859 | CORE 1 5 YR USD | 5,624 | $260.8K | <0.1% | – |
| ProShares Ultrashort S&P 50074347G416 | ETF | 6,920 | $256.8K | <0.1% | – |
| DPZDominos Pizza Inc | COM | 677 | $256.4K | <0.1% | History |
| iShares Tr46435U150 | IBONDS 23 TRM HG | 10,545 | $249.3K | <0.1% | – |
| MPAAMotorcar Parts of America Inc | COM | 30,271 | $244.9K | <0.1% | History |
| First Tr Exchng Traded FD VI33740F631 | FT VEST US | 7,454 | $241.5K | <0.1% | – |
| Schwab Fundamental International Small Equity ETF808524748 | ETF | 7,290 | $234.3K | <0.1% | – |
| PIMCO ETF Tr72201R627 | SR LN ACTIVE ETF | 4,531 | $227.9K | <0.1% | – |
| ARK ETF Tr00214Q203 | AUTNMUS TECHNLGY | 4,292 | $225.2K | <0.1% | – |
| ILMNIllumina, Inc. | COM | 1,638 | $224.9K | <0.1% | History |
| ZBHZimmer Biomet Holdings, Inc. | Stock | 1,983 | $222.5K | <0.1% | History |
| PBTPermian Basin Royalty Trust | UNIT BEN INT | 10,436 | $221.8K | <0.1% | History |
| Sprott FDS Tr85208P303 | URANIUM MINERS E | 4,686 | $221.0K | <0.1% | – |
| AIC3.ai, Inc. | Stock | 8,647 | $220.7K | <0.1% | History |
| ATKRAtkore Inc. | COM | 1,468 | $219.0K | <0.1% | History |
| Invesco Exchange Traded FD T46137V225 | S&P MIDCAP 400 | 2,489 | $217.3K | <0.1% | – |
| AGRAvangrid, Inc. | COM | 7,197 | $217.1K | <0.1% | History |
| ALGNAlign Technology Inc | COM | 694 | $211.9K | <0.1% | History |
| RHIRobert Half Inc. | COM | 2,884 | $211.4K | <0.1% | History |
| CNHCNH Industrial N.V. | SHS | 17,272 | $211.0K | <0.1% | History |
| First Tr Exch Traded FD III33739P301 | MUNI HI INCM ETF | 4,664 | $210.2K | <0.1% | – |
| UTGReaves Utility Income Fund | COM SH BEN INT | 8,495 | $209.4K | <0.1% | History |
| HSBCHSBC Holdings PLC | SPON ADR NEW | 5,264 | $207.7K | <0.1% | History |
| Amplify ETF Tr032108888 | BLACKSWAN GRWT | 8,687 | $207.4K | <0.1% | – |
| iShares Tr46435U663 | ESG AWARE MSCI | 6,109 | $205.6K | <0.1% | – |
| CHRDChord Energy Corp | COM NEW | 1,267 | $205.3K | <0.1% | History |
| Dimensional ETF Trust25434V864 | SHOR DUR FIX ETF | 4,394 | $203.8K | <0.1% | – |
| HASHasbro, Inc. | COM | 3,055 | $202.1K | <0.1% | History |
| LACLithium Americas Corp. | COM NEW | 11,331 | $192.7K | <0.1% | History |
| INTTIntest Corp | COM | 12,674 | $192.3K | <0.1% | History |
| Nuveen Calif Select Tax Free67063R103 | SH BEN INT | 15,000 | $182.6K | <0.1% | – |
| YEXTYext, Inc. | COM | 25,742 | $162.9K | <0.1% | History |
| MHDBlackRock Muniholdings Fund, Inc. | COM | 14,451 | $149.0K | <0.1% | History |
| AGDabrdn Global Dynamic Dividend Fund | COM | 14,899 | $129.0K | <0.1% | History |
| NIMNuveen Select Maturities Municipal Fund | SH BEN INT | 14,160 | $119.9K | <0.1% | History |
| PMLPIMCO Municipal Income Fund II | COM | 15,007 | $115.4K | <0.1% | History |
| EOLSEvolus, Inc. | COM | 11,477 | $104.9K | <0.1% | History |
| AXGNAxogen, Inc. | COM | 18,399 | $92.0K | <0.1% | History |
| EMDWestern Asset Emerging Markets Debt Fund Inc. | COM | 10,380 | $86.2K | <0.1% | History |
| RWTRedwood Trust Inc | COM | 11,422 | $81.4K | <0.1% | History |
| First Tr Exchng Traded FD VI33740F540 | SKYB CRY IND ETF | 13,847 | $68.4K | <0.1% | – |
| GUTGabelli Utility Trust | COM | 12,239 | $64.9K | <0.1% | History |
| IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND | COM | 10,424 | $51.1K | <0.1% | History |
| FAXAbrdn Asia-Pacific Income Fund, Inc. | COM | 17,827 | $43.7K | <0.1% | History |
| ACBAurora Cannabis Inc | COM | 55,050 | $32.2K | <0.1% | History |
| FPAYFlexShopper, Inc. | COM NEW | 27,400 | $28.6K | <0.1% | History |
| LUMNLumen Technologies, Inc. | Stock | 16,503 | $23.4K | <0.1% | History |
| Ironwood Pharmaceuticals Inc46333XAF5 | NOTE 0.750% 6/1 | 21,000 | $20.6K | <0.1% | – |
| PRAXPraxis Precision Medicines, Inc. | COM | 11,194 | $19.1K | <0.1% | History |
| Hope Bancorp Inc43940TAB5 | NOTE 2.000% 5/1 | 18,000 | $17.8K | <0.1% | – |
| NVTAInvitae Corp | COM | 11,377 | $6.88K | <0.1% | History |