Cetera Advisors LLC
- SEC CIK
- 0001534400
- Latest filing
- May 24, 2024
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 13, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 1,782
- +92 vs. Q3 2023
- Portfolio value
- $7.22B
- +$816.0M (+12.7%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Invesco Exch TRD SLF Idx FD46139W825 | BUL 2033 COR ETF | 12,755 | $271.6K | <0.1% | +12,755 | New | – |
| WFRDWeatherford International plc | ORD SHS | 2,779 | $271.9K | <0.1% | −22,630−89.1% | Reduced | History |
| YUMCYum China Holdings, Inc. | COM | 6,417 | $272.3K | <0.1% | −137−2.1% | Reduced | History |
| iShares Tr46434V274 | INTL EQTY FACTOR | 9,723 | $272.5K | <0.1% | +1,041+12.0% | Added | – |
| UNGUnited States Natural Gas Fund, LP | UNIT PAR | 53,794 | $272.7K | <0.1% | −61,513−53.3% | Reduced | History |
| First Tr Exchange-Traded FD33733E807 | NAT GAS ETF | 11,239 | $273.0K | <0.1% | −491−4.2% | Reduced | – |
| ProShares Tr74347B680 | S&P MDCP 400 DIV | 3,717 | $273.4K | <0.1% | +238+6.8% | Added | – |
| FLEXFlex Ltd. | Stock | 8,998 | $274.1K | <0.1% | +8,998 | New | History |
| Invesco Exchange Traded FD T46137V118 | GBL LISTED PVT | 4,420 | $274.9K | <0.1% | −433−8.9% | Reduced | – |
| NTRNutrien Ltd. | COM | 4,861 | $275.2K | <0.1% | −477−8.9% | Reduced | History |
| CBOECboe Global Markets, Inc. | COM | 1,543 | $275.5K | <0.1% | +1,543 | New | History |
| HNIHni Corp | Stock | 6,592 | $275.7K | <0.1% | +39+0.6% | Added | History |
| PLNTPlanet Fitness, Inc. | CL A | 3,786 | $276.4K | <0.1% | +3,786 | New | History |
| PFNPIMCO Income Strategy Fund II | COM | 38,416 | $277.7K | <0.1% | +26,109+212.1% | Added | History |
| CBSHCommerce Bancshares Inc | Stock | 5,218 | $278.7K | <0.1% | +4+0.1% | Added | History |
| iShares Tr464288604 | MRGSTR SM CP GR | 6,346 | $279.2K | <0.1% | +6,346 | New | – |
| BNY Mellon ETF Trust09661T107 | US LRG CP CORE | 3,095 | $279.8K | <0.1% | 00.0% | Unchanged | – |
| Invesco Exchange Traded FD T46137V506 | DIVID ACHIEVEV | 7,033 | $280.5K | <0.1% | −115−1.6% | Reduced | – |
| AVYAvery Dennison Corp | COM | 1,389 | $280.8K | <0.1% | −255−15.5% | Reduced | History |
| Invesco Exch Traded FD Tr II46138E784 | EMRNG MKT SVRG | 13,640 | $281.3K | <0.1% | +13,640 | New | – |
| VTRVentas, Inc. | REIT | 5,661 | $282.2K | <0.1% | +39+0.7% | Added | History |
| Franklin Templeton ETF Tr35473P504 | LIBERTY US ETF | 5,462 | $282.2K | <0.1% | −472−8.0% | Reduced | – |
| First Tr Exchange-Traded FD33738D705 | EIP CARBON IMP | 11,700 | $283.0K | <0.1% | 00.0% | Unchanged | – |
| HWMHowmet Aerospace Inc. | Stock | 5,231 | $283.1K | <0.1% | +582+12.5% | Added | History |
| TPRTapestry, Inc. | COM | 7,699 | $283.4K | <0.1% | +495+6.9% | Added | History |
| Putnam ETF Trust746729854 | ESG ULTRA SHORT | 5,643 | $283.6K | <0.1% | +5,643 | New | – |
| BlackRock ETF Trust09290C608 | ISHA WORL EX ETF | 6,490 | $283.8K | <0.1% | +6,490 | New | – |
| SPDR Series Trust78464A714 | ST STR SP RETAIL | 3,927 | $284.0K | <0.1% | +377+10.6% | Added | – |
| LADRLadder Capital Corp | CL A | 24,775 | $285.2K | <0.1% | −897−3.5% | Reduced | History |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | 17,861 | $285.2K | <0.1% | +5,518+44.7% | Added | History |
| SPDR Series Trust78464A292 | ST STR PFD ETF | 8,531 | $286.0K | <0.1% | +22+0.3% | Added | – |
| Capital Group International14021M107 | SHS | 10,377 | $286.9K | <0.1% | +10,377 | New | – |
| iShares Tr46435G243 | ESG AWRE 1 5 YR | 11,785 | $288.5K | <0.1% | −1,489−11.2% | Reduced | – |
| SEBSeaboard Corp | COM | 81 | $289.2K | <0.1% | 00.0% | Unchanged | History |
| EBAYeBay Inc | COM | 6,665 | $290.7K | <0.1% | −658−9.0% | Reduced | History |
| Dimensional ETF Trust25434V724 | US MKTWIDE VALUE | 7,812 | $290.8K | <0.1% | +475+6.5% | Added | – |
| Innovator ETFs Trust45782C292 | US EQT ULTRA BF | 9,902 | $291.2K | <0.1% | 00.0% | Unchanged | – |
| J P Morgan Exchange Traded F46654Q609 | ACTIVE GROWTH | 4,768 | $291.3K | <0.1% | −318−6.3% | Reduced | – |
| Aim ETF Products Trust00888H752 | ALLIA US MAY ETF | 10,744 | $291.7K | <0.1% | 00.0% | Unchanged | – |
| Invesco Exchange Traded FD T46137V142 | WATER RES ETF | 4,798 | $292.0K | <0.1% | +20.0% | Added | – |
| New York Life Invts Active E45409F843 | MACK MU INSD ETF | 11,913 | $292.6K | <0.1% | −3,438−22.4% | Reduced | – |
| Ssga Active ETF Tr78467V103 | ST STR REAL ETF | 10,757 | $292.8K | <0.1% | −200−1.8% | Reduced | – |
| AMXAmerica Movil SAB de CV | SPON ADS RP CL B | 15,956 | $295.5K | <0.1% | +15,956 | New | History |
| SOYBTeucrium Commodity Trust | SOYBEAN FD | 10,943 | $295.6K | <0.1% | +10,943 | New | History |
| iShares Tr46435G516 | ESG AW MSCI EAFE | 3,928 | $296.7K | <0.1% | −4,120−51.2% | Reduced | – |
| AAAlcoa Corp | Stock | 8,735 | $297.0K | <0.1% | +8,735 | New | History |
| GOFGuggenheim Strategic Opportunities Fund | COM SBI | 23,218 | $297.2K | <0.1% | −63,342−73.2% | Reduced | History |
| STLAStellantis N.V. | SHS | 12,724 | $297.2K | <0.1% | +1,160+10.0% | Added | History |
| BAXBaxter International Inc | Stock | 7,694 | $297.5K | <0.1% | −121−1.5% | Reduced | History |
| Dimensional ETF Trust25434V401 | US EQUI MARK ETF | 5,750 | $298.0K | <0.1% | 00.0% | Unchanged | – |
| WBSWebster Financial Corp | COM | 5,872 | $298.1K | <0.1% | −248−4.1% | Reduced | History |
| ZMZoom Communications, Inc. | Stock | 4,147 | $298.2K | <0.1% | +1,158+38.7% | Added | History |
| Goldman Sachs ETF Tr381430206 | ACTIVEBETA EME | 9,735 | $298.8K | <0.1% | −303−3.0% | Reduced | – |
| SBACSba Communications Corp | CL A | 1,178 | $298.8K | <0.1% | +1,178 | New | History |
| Vanguard Intl Equity Index F922042676 | GLB EX US ETF | 7,019 | $298.9K | <0.1% | +189+2.8% | Added | – |
| Global X FDS37954Y442 | CLOUD COMPUTNG | 13,196 | $299.0K | <0.1% | −2,314−14.9% | Reduced | – |
| WisdomTree Tr97717X214 | EMERG MKTS ESG | 10,231 | $299.5K | <0.1% | +2,700+35.9% | Added | – |
| CSWCCapital Southwest Corp | COM | 12,644 | $299.7K | <0.1% | +1,592+14.4% | Added | History |
| SPDR Index Shs FDS78463X772 | ST S&P INTL ETF | 8,432 | $299.7K | <0.1% | −516−5.8% | Reduced | – |
| First Tr Energy Income & Gro33738G104 | COM | 20,706 | $299.8K | <0.1% | −4,753−18.7% | Reduced | – |
| SCCOSouthern Copper Corp | Stock | 3,497 | $301.0K | <0.1% | +12+0.3% | Added | History |
| DOCNDigitalOcean Holdings, Inc. | COM | 8,215 | $301.4K | <0.1% | −1,203−12.8% | Reduced | History |
| AIFApollo Tactical Income Fund Inc. | COM | 21,612 | $301.7K | <0.1% | +100+0.5% | Added | History |
| FXAInvesco CurrencyShares Australian Dollar Trust | AUSTRALIAN DOL | 4,470 | $301.8K | <0.1% | 00.0% | Unchanged | History |
| TREXTrex Co Inc | COM | 3,649 | $302.1K | <0.1% | −354−8.8% | Reduced | History |
| KOFCoca Cola Femsa SAB de CV | SPONS ADS REP | 3,209 | $303.7K | <0.1% | −17−0.5% | Reduced | History |
| USACUSA Compression Partners, LP | COMUNIT LTDPAR | 13,311 | $303.9K | <0.1% | −12,505−48.4% | Reduced | History |
| Innovator ETFs Trust45782C326 | US EQTY BUFR MAY | 8,976 | $304.0K | <0.1% | −1,892−17.4% | Reduced | – |
| MEDPMedpace Holdings, Inc. | COM | 994 | $304.7K | <0.1% | −385−27.9% | Reduced | History |
| ETF Ser Solutions26922B659 | CBOE VEST 10 YR | 13,572 | $305.2K | <0.1% | −4,520−25.0% | Reduced | – |
| FRTFederal Realty Investment Trust | SH BEN INT NEW | 2,968 | $305.9K | <0.1% | +266+9.8% | Added | History |
| First Tr Exchng Traded FD VI33740F367 | FT VEST U.S | 9,581 | $306.4K | <0.1% | +9,581 | New | – |
| VTRSViatris Inc | Stock | 28,315 | $306.6K | <0.1% | −1,303−4.4% | Reduced | History |
| ProShares Tr74347B425 | SHORT S&P 500 NE | 23,612 | $306.7K | <0.1% | −1,004−4.1% | Reduced | – |
| HLTHilton Worldwide Holdings Inc. | COM | 1,685 | $306.8K | <0.1% | +299+21.6% | Added | History |
| PNRPENTAIR plc | SHS | 4,225 | $307.2K | <0.1% | −1,331−24.0% | Reduced | History |
| MDBMongoDB, Inc. | CL A | 753 | $307.9K | <0.1% | +101+15.5% | Added | History |
| BRWSaba Capital Income & Opportunities Fund | SHS NEW | 40,006 | $308.4K | <0.1% | 00.0% | Unchanged | History |
| JKHYJack Henry & Associates Inc | Stock | 1,896 | $309.8K | <0.1% | +343+22.1% | Added | History |
| PKGPackaging Corp of America | Stock | 1,906 | $310.5K | <0.1% | +1,906 | New | History |
| WMSAdvanced Drainage Systems, Inc. | COM | 2,212 | $311.0K | <0.1% | −4−0.2% | Reduced | History |
| JJacobs Solutions Inc. | COM | 2,400 | $311.5K | <0.1% | +373+18.4% | Added | History |
| HOGHarley-Davidson, Inc. | COM | 8,459 | $311.6K | <0.1% | +1,235+17.1% | Added | History |
| iShares Tr46436E858 | IBONDS 26 TRM TS | 13,665 | $312.3K | <0.1% | +2,367+21.0% | Added | – |
| TRPTC Energy Corp | COM | 7,959 | $312.5K | <0.1% | +7,959 | New | History |
| Pacer FDS Tr69374H766 | INDUSTRIAL RELET | 7,489 | $313.3K | <0.1% | −531−6.6% | Reduced | – |
| J P Morgan Exchange Traded F46654Q799 | HIGH YIELD MUNI | 6,325 | $313.7K | <0.1% | 00.0% | Unchanged | – |
| MTNVail Resorts Inc | COM | 1,470 | $313.8K | <0.1% | +1,470 | New | History |
| SPDR Index Shs FDS78463X756 | ST MARKE CAP ETF | 5,558 | $313.8K | <0.1% | +5,558 | New | – |
| Nushares ETF Tr67092P300 | NUVEEN ESG LRGVL | 8,769 | $314.9K | <0.1% | +1,232+16.3% | Added | – |
| VRTVertiv Holdings Co | COM CL A | 6,557 | $314.9K | <0.1% | +6,557 | New | History |
| PBAPembina Pipeline Corp | COM | 9,158 | $315.2K | <0.1% | +27+0.3% | Added | History |
| First Tr Exchng Traded FD VI33740F391 | FT VEST U.S | 10,078 | $316.1K | <0.1% | +2,082+26.0% | Added | – |
| Aim ETF Products Trust00888H695 | ALLIANZIM US LRG | 12,060 | $316.9K | <0.1% | +12,060 | New | – |
| CWCurtiss Wright Corp | Stock | 1,426 | $317.7K | <0.1% | +17+1.2% | Added | History |
| ZBRAZebra Technologies Corp | CL A | 1,168 | $319.2K | <0.1% | +3+0.3% | Added | History |
| ENTGEntegris Inc | COM | 2,665 | $319.3K | <0.1% | +2,665 | New | History |
| AGFirst Majestic Silver Corp | COM | 51,976 | $319.7K | <0.1% | −925−1.7% | Reduced | History |
| EFXEquifax Inc | COM | 1,293 | $319.8K | <0.1% | +1,293 | New | History |
| NVTnVent Electric plc | SHS | 5,419 | $320.2K | <0.1% | −840−13.4% | Reduced | History |
Options (6)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
Sold out since Q3 2023 (97)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| Invesco Exch TRD SLF Idx FD46138J858 | BULSHS 2023 HY | 469,108 | $11.0M | 0.2% | – |
| UUPInvesco DB US Dollar Index Bullish Fund | BULLISH FD | 268,544 | $7.98M | 0.1% | History |
| MMacy's, Inc. | COM | 186,806 | $2.17M | <0.1% | History |
| DBCInvesco DB Commodity Index Tracking Fund | UNIT | 67,232 | $1.68M | <0.1% | History |
| ETF Ser Solutions26922A172 | NATIONWIDE RSK | 73,097 | $1.47M | <0.1% | – |
| iShares Tr46434VAX8 | IBONDS DEC23 ETF | 55,708 | $1.41M | <0.1% | – |
| ANAutonation, Inc. | COM | 9,116 | $1.38M | <0.1% | History |
| LSCCLattice Semiconductor Corp | COM | 14,076 | $1.21M | <0.1% | History |
| IEPIcahn Enterprises L.P. | DEPOSITARY UNIT | 51,751 | $1.02M | <0.1% | History |
| TDWTidewater Inc | COM | 14,285 | $1.02M | <0.1% | History |
| SGENSeagen Inc. | COM | 4,763 | $1.01M | <0.1% | History |
| WisdomTree Tr97717W802 | ITL HIGH DIV FD | 25,030 | $906.0K | <0.1% | – |
| VMWVmware LLC | CL A COM | 5,372 | $894.4K | <0.1% | History |
| TNKTeekay Tankers Ltd. | CL A | 18,686 | $777.9K | <0.1% | History |
| Invesco Exchange Traded FD T46137V688 | NEXT GEN CON ETF | 9,850 | $752.6K | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J866 | BULSHS 2023 CB | 33,943 | $720.6K | <0.1% | – |
| ProShares Tr74348A608 | SHT 7-10 YR TR | 23,500 | $717.3K | <0.1% | – |
| GASSStealthGas Inc. | SHS | 127,054 | $639.7K | <0.1% | History |
| ARLPAlliance Resource Partners LP | Stock | 27,381 | $616.9K | <0.1% | History |
| SBLKStar Bulk Carriers Corp. | SHS PAR | 29,411 | $567.1K | <0.1% | History |
| ATVIActivision Blizzard, Inc. | COM | 5,649 | $529.0K | <0.1% | History |
| UUnity Software Inc. | COM | 16,168 | $507.5K | <0.1% | History |
| ASURAsure Software Inc | COM | 52,641 | $498.0K | <0.1% | History |
| OPRAOpera Ltd | SPONSORED ADS | 42,961 | $484.2K | <0.1% | History |
| iShares Tr46436E882 | IBONDS 23 TRM TS | 19,003 | $471.7K | <0.1% | – |
| GLADGladstone Capital Corp | COM | 47,001 | $453.1K | <0.1% | History |
| EBSEmergent BioSolutions Inc. | COM | 125,112 | $425.4K | <0.1% | History |
| TRMDTORM plc | SHS CL A | 14,601 | $401.8K | <0.1% | History |
| INSWInternational Seaways, Inc. | COM | 8,360 | $376.2K | <0.1% | History |
| TDOCTeladoc Health, Inc. | COM | 19,759 | $367.3K | <0.1% | History |
| SPDR Series Trust78464A656 | ST STR TIPS ETF | 14,772 | $366.9K | <0.1% | – |
| OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc. | COM | 45,829 | $362.5K | <0.1% | History |
| First Tr Exchange-Traded FD33737A108 | NASDQ CLN EDGE | 3,693 | $346.7K | <0.1% | – |
| iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853 | ETF | 11,271 | $328.6K | <0.1% | – |
| American Centy ETF Tr025072802 | INTL SMCP VLU | 5,654 | $327.1K | <0.1% | – |
| ELFe.l.f. Beauty, Inc. | COM | 2,944 | $323.3K | <0.1% | History |
| iShares MSCI India ETF46429B598 | ETF | 7,105 | $314.2K | <0.1% | – |
| Cambria ETF Tr132061839 | TRINITY | 12,739 | $311.5K | <0.1% | – |
| BILLBILL Holdings, Inc. | Stock | 2,833 | $307.6K | <0.1% | History |
| UALUnited Airlines Holdings, Inc. | COM | 7,027 | $297.2K | <0.1% | History |
| SPDR Series Trust78468R200 | ST STR RATE ETF | 9,327 | $286.5K | <0.1% | – |
| NNOXNano-X Imaging Ltd. | ORD SHS | 43,491 | $285.3K | <0.1% | History |
| OSISOsi Systems Inc | COM | 2,415 | $285.1K | <0.1% | History |
| SQMChemical & Mining Co of Chile Inc | SPON ADR SER B | 4,748 | $283.3K | <0.1% | History |
| SDIGStronghold Digital Mining, Inc. | CLASS A COM | 63,141 | $274.7K | <0.1% | History |
| CHRWC. H. Robinson Worldwide, Inc. | COM NEW | 3,095 | $266.6K | <0.1% | History |
| iShares Tr46432F859 | CORE 1 5 YR USD | 5,624 | $260.8K | <0.1% | – |
| ProShares Ultrashort S&P 50074347G416 | ETF | 6,920 | $256.8K | <0.1% | – |
| DPZDominos Pizza Inc | COM | 677 | $256.4K | <0.1% | History |
| iShares Tr46435U150 | IBONDS 23 TRM HG | 10,545 | $249.3K | <0.1% | – |
| MPAAMotorcar Parts of America Inc | COM | 30,271 | $244.9K | <0.1% | History |
| First Tr Exchng Traded FD VI33740F631 | FT VEST US | 7,454 | $241.5K | <0.1% | – |
| Schwab Fundamental International Small Equity ETF808524748 | ETF | 7,290 | $234.3K | <0.1% | – |
| PIMCO ETF Tr72201R627 | SR LN ACTIVE ETF | 4,531 | $227.9K | <0.1% | – |
| ARK ETF Tr00214Q203 | AUTNMUS TECHNLGY | 4,292 | $225.2K | <0.1% | – |
| ILMNIllumina, Inc. | COM | 1,638 | $224.9K | <0.1% | History |
| ZBHZimmer Biomet Holdings, Inc. | Stock | 1,983 | $222.5K | <0.1% | History |
| PBTPermian Basin Royalty Trust | UNIT BEN INT | 10,436 | $221.8K | <0.1% | History |
| Sprott FDS Tr85208P303 | URANIUM MINERS E | 4,686 | $221.0K | <0.1% | – |
| AIC3.ai, Inc. | Stock | 8,647 | $220.7K | <0.1% | History |
| ATKRAtkore Inc. | COM | 1,468 | $219.0K | <0.1% | History |
| Invesco Exchange Traded FD T46137V225 | S&P MIDCAP 400 | 2,489 | $217.3K | <0.1% | – |
| AGRAvangrid, Inc. | COM | 7,197 | $217.1K | <0.1% | History |
| ALGNAlign Technology Inc | COM | 694 | $211.9K | <0.1% | History |
| RHIRobert Half Inc. | COM | 2,884 | $211.4K | <0.1% | History |
| CNHCNH Industrial N.V. | SHS | 17,272 | $211.0K | <0.1% | History |
| First Tr Exch Traded FD III33739P301 | MUNI HI INCM ETF | 4,664 | $210.2K | <0.1% | – |
| UTGReaves Utility Income Fund | COM SH BEN INT | 8,495 | $209.4K | <0.1% | History |
| HSBCHSBC Holdings PLC | SPON ADR NEW | 5,264 | $207.7K | <0.1% | History |
| Amplify ETF Tr032108888 | BLACKSWAN GRWT | 8,687 | $207.4K | <0.1% | – |
| iShares Tr46435U663 | ESG AWARE MSCI | 6,109 | $205.6K | <0.1% | – |
| CHRDChord Energy Corp | COM NEW | 1,267 | $205.3K | <0.1% | History |
| Dimensional ETF Trust25434V864 | SHOR DUR FIX ETF | 4,394 | $203.8K | <0.1% | – |
| HASHasbro, Inc. | COM | 3,055 | $202.1K | <0.1% | History |
| LACLithium Americas Corp. | COM NEW | 11,331 | $192.7K | <0.1% | History |
| INTTIntest Corp | COM | 12,674 | $192.3K | <0.1% | History |
| Nuveen Calif Select Tax Free67063R103 | SH BEN INT | 15,000 | $182.6K | <0.1% | – |
| YEXTYext, Inc. | COM | 25,742 | $162.9K | <0.1% | History |
| MHDBlackRock Muniholdings Fund, Inc. | COM | 14,451 | $149.0K | <0.1% | History |
| AGDabrdn Global Dynamic Dividend Fund | COM | 14,899 | $129.0K | <0.1% | History |
| NIMNuveen Select Maturities Municipal Fund | SH BEN INT | 14,160 | $119.9K | <0.1% | History |
| PMLPIMCO Municipal Income Fund II | COM | 15,007 | $115.4K | <0.1% | History |
| EOLSEvolus, Inc. | COM | 11,477 | $104.9K | <0.1% | History |
| AXGNAxogen, Inc. | COM | 18,399 | $92.0K | <0.1% | History |
| EMDWestern Asset Emerging Markets Debt Fund Inc. | COM | 10,380 | $86.2K | <0.1% | History |
| RWTRedwood Trust Inc | COM | 11,422 | $81.4K | <0.1% | History |
| First Tr Exchng Traded FD VI33740F540 | SKYB CRY IND ETF | 13,847 | $68.4K | <0.1% | – |
| GUTGabelli Utility Trust | COM | 12,239 | $64.9K | <0.1% | History |
| IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUND | COM | 10,424 | $51.1K | <0.1% | History |
| FAXAbrdn Asia-Pacific Income Fund, Inc. | COM | 17,827 | $43.7K | <0.1% | History |
| ACBAurora Cannabis Inc | COM | 55,050 | $32.2K | <0.1% | History |
| FPAYFlexShopper, Inc. | COM NEW | 27,400 | $28.6K | <0.1% | History |
| LUMNLumen Technologies, Inc. | Stock | 16,503 | $23.4K | <0.1% | History |
| Ironwood Pharmaceuticals Inc46333XAF5 | NOTE 0.750% 6/1 | 21,000 | $20.6K | <0.1% | – |
| PRAXPraxis Precision Medicines, Inc. | COM | 11,194 | $19.1K | <0.1% | History |
| Hope Bancorp Inc43940TAB5 | NOTE 2.000% 5/1 | 18,000 | $17.8K | <0.1% | – |
| NVTAInvitae Corp | COM | 11,377 | $6.88K | <0.1% | History |