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Livermore
Livermore
ZHEN

Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 13, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
1,782
+92 vs. Q3 2023
Portfolio value
$7.22B
+$816.0M (+12.7%) vs. Q3 2023
Filed
Feb 13, 2024
SEC
Holdings of Cetera Advisors LLC in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
VIAVViavi Solutions Inc.COM13,165$132.6K<0.1%−1,039−7.3%ReducedHistory
ETF Managers Tr26924G508ETFMG ALTR HRVST42,145$136.1K<0.1%+9,709+29.9%Added–
FGBFirst Trust Specialty Finance & Financial Opportunities FundCOM BEN INTR38,184$136.7K<0.1%00.0%UnchangedHistory
BDJBlackRock Enhanced Equity Dividend TrustCOM17,864$137.4K<0.1%+1,566+9.6%AddedHistory
Invesco Exch Traded FD Tr II46138E511PFD ETF12,359$141.8K<0.1%+412+3.4%Added–
DBDeutsche Bank AktiengesellschaftNAMEN AKT10,825$146.7K<0.1%−635−5.5%ReducedHistory
RESRPC IncCOM20,563$149.7K<0.1%−850−4.0%ReducedHistory
NPKINPK International Inc.COM SHS23,249$154.4K<0.1%+99+0.4%AddedHistory
AHRTAH Realty Trust, Inc.COM12,489$154.5K<0.1%+40+0.3%AddedHistory
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM13,194$162.7K<0.1%−2,093−13.7%ReducedHistory
ENLCEnLink Midstream, LLCCOM UNIT REP LTD13,564$164.9K<0.1%−33−0.2%ReducedHistory
ATECAlphatec Holdings, Inc.COM NEW11,000$166.2K<0.1%−20−0.2%ReducedHistory
RIGTransocean Ltd.REGISTERED SHS26,680$169.4K<0.1%−57,025−68.1%ReducedHistory
TEITempleton Emerging Markets Income FundCOM33,500$170.8K<0.1%+8,750+35.4%AddedHistory
HGLBHighland Global Allocation FundCOM21,804$171.4K<0.1%+2,985+15.9%AddedHistory
MMDNYLI MacKay DefinedTerm Muni Opportunities FundCOM10,799$175.5K<0.1%−4,000−27.0%ReducedHistory
JPCNuveen Preferred & Income Opportunities FundCOM26,458$178.9K<0.1%+13,141+98.7%AddedHistory
PRTHPriority Technology Holdings, Inc.COM50,300$179.1K<0.1%00.0%UnchangedHistory
BEBloom Energy CorpCOM CL A12,289$181.9K<0.1%+12,289NewHistory
LASRNlight, Inc.COM13,500$182.3K<0.1%−425−3.1%ReducedHistory
Paramount Global92556H206CL B12,374$183.0K<0.1%−4,072−24.8%Reduced–
BXMXNuveen S&P 500 BuyWrite Income FundCOM14,407$184.8K<0.1%+60.0%AddedHistory
NADNuveen Quality Municipal Income FundCOM16,153$184.9K<0.1%−1,829−10.2%ReducedHistory
BFZBlackRock California Municipal Income TrustSH BEN INT15,381$185.0K<0.1%−6,497−29.7%ReducedHistory
LTHMLivent Corp.COM10,376$186.6K<0.1%+10,376NewHistory
RQICohen & Steers Quality Income Realty Fund IncCEF15,253$186.7K<0.1%+15,253NewHistory
NEANuveen AMT-Free Quality Municipal Income FundCOM17,009$187.1K<0.1%−6,636−28.1%ReducedHistory
SKYTSkyWater Technology, LLCCOM19,575$188.3K<0.1%+318+1.7%AddedHistory
NUVNuveen Municipal Value Fund IncCOM22,419$192.8K<0.1%+123+0.6%AddedHistory
SBRASabra Health Care REIT, Inc.REIT13,645$194.7K<0.1%+3,394+33.1%AddedHistory
AMCRAmcor plcORD20,243$195.1K<0.1%−842−4.0%ReducedHistory
AESAES CorpStock10,148$195.4K<0.1%+10,148NewHistory
ARIApollo Commercial Real Estate Finance, Inc.COM16,675$195.8K<0.1%+5,008+42.9%AddedHistory
FDUSFidus Investment CorpCOM10,071$198.3K<0.1%+10,071NewHistory
iShares Tr464288786U.S. INSRNCE ETF1,999$200.2K<0.1%+1,999New–
UNTYUnity Bancorp IncCOM6,771$200.4K<0.1%+6,771NewHistory
CECelanese CorpStock1,291$200.6K<0.1%+1,291NewHistory
NINisource Inc.COM7,558$200.7K<0.1%+7,558NewHistory
SMGScotts Miracle-Gro CoStock3,150$200.8K<0.1%+3,150NewHistory
Vanguard Scottsdale FDS92206C599VNG RUS3000IDX944$200.9K<0.1%+944New–
CROXCrocs, Inc.COM2,153$201.1K<0.1%−275−11.3%ReducedHistory
MIDDMIDDLEBY CorpCOM1,372$201.9K<0.1%+1,372NewHistory
OLEDUniversal Display CorpCOM1,057$202.2K<0.1%+1,057NewHistory
New York Life Investments Et45409B107HEDGE MULTI STRA6,717$202.2K<0.1%−381−5.4%Reduced–
ETF Ser Solutions26922B766NATIONWIDE S&P9,436$202.7K<0.1%−2,708−22.3%Reduced–
First Tr Exchng Traded FD VI33740F342FT VEST U.S9,586$202.8K<0.1%+9,586New–
RYAAYRyanair Holdings PLCSPONSORED ADR1,521$202.8K<0.1%+1,521NewHistory
FMNBFarmers National Banc CorpCOM14,041$202.9K<0.1%+262+1.9%AddedHistory
QRVOQorvo, Inc.Stock1,804$203.1K<0.1%+1,804NewHistory
BXMTBlackstone Mortgage Trust, Inc.COM CL A9,557$203.3K<0.1%−169,824−94.7%ReducedHistory
RJFRaymond James Financial IncCOM1,830$204.0K<0.1%+1,830NewHistory
BKRBaker Hughes CoCL A5,980$204.4K<0.1%−21,760−78.4%ReducedHistory
Victory Portfolios II92647N527CORE BD ETF4,358$204.4K<0.1%+4,358New–
RYRoyal Bank of CanadaStock2,025$204.8K<0.1%+2,025NewHistory
Fidelity Covington Trust316092386STOCK FOR INFL5,869$205.4K<0.1%+5,869New–
VanEck ETF Trust92189H201INTRMDT MUNI ETF4,370$205.5K<0.1%−320−6.8%Reduced–
SWKStanley Black & Decker, Inc.COM2,096$205.6K<0.1%+2,096NewHistory
CCEPCoca-Cola Europacific Partners plcSHS3,090$206.3K<0.1%+3,090NewHistory
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT54,901$206.4K<0.1%+8,084+17.3%AddedHistory
JHGJanus Henderson Group Ltd.ORD SHS6,855$206.7K<0.1%+6,855NewHistory
TRMBTrimble Inc.COM3,899$207.4K<0.1%+3,899NewHistory
OCULOcular Therapeutix, IncCOM46,527$207.5K<0.1%−4,935−9.6%ReducedHistory
ALCAlcon IncStock2,661$207.6K<0.1%+2,661NewHistory
Advisorshares Tr00768Y560ADVISORSHS ETF3,507$208.0K<0.1%+3,507New–
Global X FDS37954Y376RATE PREFERRED8,996$208.3K<0.1%+8,996New–
CFRCullen/Frost Bankers, Inc.COM1,922$208.5K<0.1%+1,922NewHistory
DLTRDollar Tree, Inc.COM1,472$209.1K<0.1%−6,355−81.2%ReducedHistory
FROFrontline plcCOM10,447$209.5K<0.1%+10,447NewHistory
TRGPTarga Resources Corp.COM2,418$210.1K<0.1%+2,418NewHistory
WisdomTree Tr97717X701EUROPE HEDGED EQ4,918$210.7K<0.1%−35,302−87.8%Reduced–
FLYYSpirit Aviation Holdings, Inc.COM12,871$211.0K<0.1%+12,871NewHistory
GOODGladstone Commercial CorpCOM15,945$211.1K<0.1%+4,881+44.1%AddedHistory
HUBSHubSpot IncCOM364$211.3K<0.1%+364NewHistory
TTWOTake Two Interactive Software IncCOM1,313$211.3K<0.1%+1,313NewHistory
Nushares ETF Tr67092P870NUVEEN ESG US9,509$211.7K<0.1%+9,509New–
MQYBlackRock Muniyield Quality Fund, Inc.COM17,406$212.2K<0.1%+492+2.9%AddedHistory
DTDynatrace, Inc.Stock3,888$212.6K<0.1%+3,888NewHistory
Franklin Templeton ETF Tr35473P801US LRG CP MLTFCT4,457$212.7K<0.1%−484−9.8%Reduced–
FMCFMC CorpCOM NEW3,379$213.0K<0.1%−658−16.3%ReducedHistory
WHRWhirlpool CorpStock1,751$213.2K<0.1%−156−8.2%ReducedHistory
Invesco Exch Traded FD Tr II46138E339S&P 500 MOMNTM3,256$213.3K<0.1%+3,256New–
Innovator ETFs Trust45782C466GRWT100 PWR BF5,116$213.3K<0.1%−245−4.6%Reduced–
iShares Tr46434V381FUTU EXPO TE ETF3,583$214.5K<0.1%+3,583New–
VanEck Vectors ETF Tr92189F841NAT RES ETF4,402$214.9K<0.1%+4,402New–
MROMarathon Oil CorpCOM8,901$215.0K<0.1%−102−1.1%ReducedHistory
First Tr Exchange-Traded Alp33737M300SML CP GRW ALP3,424$215.4K<0.1%+3,424New–
BXSLBlackstone Secured Lending FundCOMMON STOCK7,858$217.2K<0.1%+482+6.5%AddedHistory
WisdomTree Tr97717Y790US EFFIC CORE FD5,529$217.3K<0.1%+5,529New–
DASHDoorDash, Inc.Stock2,202$217.8K<0.1%+2,202NewHistory
Northern LTS FD Tr IV66538H179MAIN BUYWRITE16,184$218.2K<0.1%−5,849−26.5%Reduced–
Lattice Strategies Tr518416409HARTFORD US EQTY4,967$218.5K<0.1%+4,967New–
COOCooper Companies, Inc.COM NEW581$219.9K<0.1%+581NewHistory
WATWaters CorpCOM668$219.9K<0.1%−70−9.5%ReducedHistory
SUNSunoco LPCOM UT REP LP3,687$220.9K<0.1%+3,687NewHistory
SPDR Series Trust78464A516ST INTL BBG ETF9,555$221.5K<0.1%+20+0.2%Added–
WisdomTree Tr97717Y808YIELD ENHANCED4,706$222.8K<0.1%−353−7.0%Reduced–
Invesco Exch TRD SLF Idx FD46138J619RUSL 1000 DYNM4,349$223.6K<0.1%+4,349New–
DBOInvesco DB Oil FundOIL FD16,085$223.7K<0.1%+5,514+52.2%AddedHistory
DGXQuest Diagnostics IncCOM1,623$223.8K<0.1%−701−30.2%ReducedHistory
Aim ETF Products Trust00888H794ALLIANZIM US EQT7,895$223.9K<0.1%+7,895New–

Options (6)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q4 2023
SecurityClassPutsCalls
Global X Uranium ETF37954Y871ETF$47.6K–
AFRMAffirm Holdings, Inc.COM CL A$25.1K–
PANWPalo Alto Networks IncStock$17.6K–
CRWDCrowdStrike Holdings, Inc.Stock$3.34K–
Invesco QQQ Trust Series I46090E103ETF$1.06K–
FIGSFIGS, Inc.CL A–$36

Sold out since Q3 2023 (97)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Cetera Advisors LLC sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY469,108$11.0M0.2%–
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD268,544$7.98M0.1%History
MMacy's, Inc.COM186,806$2.17M<0.1%History
DBCInvesco DB Commodity Index Tracking FundUNIT67,232$1.68M<0.1%History
ETF Ser Solutions26922A172NATIONWIDE RSK73,097$1.47M<0.1%–
iShares Tr46434VAX8IBONDS DEC23 ETF55,708$1.41M<0.1%–
ANAutonation, Inc.COM9,116$1.38M<0.1%History
LSCCLattice Semiconductor CorpCOM14,076$1.21M<0.1%History
IEPIcahn Enterprises L.P.DEPOSITARY UNIT51,751$1.02M<0.1%History
TDWTidewater IncCOM14,285$1.02M<0.1%History
SGENSeagen Inc.COM4,763$1.01M<0.1%History
WisdomTree Tr97717W802ITL HIGH DIV FD25,030$906.0K<0.1%–
VMWVmware LLCCL A COM5,372$894.4K<0.1%History
TNKTeekay Tankers Ltd.CL A18,686$777.9K<0.1%History
Invesco Exchange Traded FD T46137V688NEXT GEN CON ETF9,850$752.6K<0.1%–
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB33,943$720.6K<0.1%–
ProShares Tr74348A608SHT 7-10 YR TR23,500$717.3K<0.1%–
GASSStealthGas Inc.SHS127,054$639.7K<0.1%History
ARLPAlliance Resource Partners LPStock27,381$616.9K<0.1%History
SBLKStar Bulk Carriers Corp.SHS PAR29,411$567.1K<0.1%History
ATVIActivision Blizzard, Inc.COM5,649$529.0K<0.1%History
UUnity Software Inc.COM16,168$507.5K<0.1%History
ASURAsure Software IncCOM52,641$498.0K<0.1%History
OPRAOpera LtdSPONSORED ADS42,961$484.2K<0.1%History
iShares Tr46436E882IBONDS 23 TRM TS19,003$471.7K<0.1%–
GLADGladstone Capital CorpCOM47,001$453.1K<0.1%History
EBSEmergent BioSolutions Inc.COM125,112$425.4K<0.1%History
TRMDTORM plcSHS CL A14,601$401.8K<0.1%History
INSWInternational Seaways, Inc.COM8,360$376.2K<0.1%History
TDOCTeladoc Health, Inc.COM19,759$367.3K<0.1%History
SPDR Series Trust78464A656ST STR TIPS ETF14,772$366.9K<0.1%–
OPPRiverNorth/DoubleLine Strategic Opportunity Fund, Inc.COM45,829$362.5K<0.1%History
First Tr Exchange-Traded FD33737A108NASDQ CLN EDGE3,693$346.7K<0.1%–
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF11,271$328.6K<0.1%–
American Centy ETF Tr025072802INTL SMCP VLU5,654$327.1K<0.1%–
ELFe.l.f. Beauty, Inc.COM2,944$323.3K<0.1%History
iShares MSCI India ETF46429B598ETF7,105$314.2K<0.1%–
Cambria ETF Tr132061839TRINITY12,739$311.5K<0.1%–
BILLBILL Holdings, Inc.Stock2,833$307.6K<0.1%History
UALUnited Airlines Holdings, Inc.COM7,027$297.2K<0.1%History
SPDR Series Trust78468R200ST STR RATE ETF9,327$286.5K<0.1%–
NNOXNano-X Imaging Ltd.ORD SHS43,491$285.3K<0.1%History
OSISOsi Systems IncCOM2,415$285.1K<0.1%History
SQMChemical & Mining Co of Chile IncSPON ADR SER B4,748$283.3K<0.1%History
SDIGStronghold Digital Mining, Inc.CLASS A COM63,141$274.7K<0.1%History
CHRWC. H. Robinson Worldwide, Inc.COM NEW3,095$266.6K<0.1%History
iShares Tr46432F859CORE 1 5 YR USD5,624$260.8K<0.1%–
ProShares Ultrashort S&P 50074347G416ETF6,920$256.8K<0.1%–
DPZDominos Pizza IncCOM677$256.4K<0.1%History
iShares Tr46435U150IBONDS 23 TRM HG10,545$249.3K<0.1%–
MPAAMotorcar Parts of America IncCOM30,271$244.9K<0.1%History
First Tr Exchng Traded FD VI33740F631FT VEST US7,454$241.5K<0.1%–
Schwab Fundamental International Small Equity ETF808524748ETF7,290$234.3K<0.1%–
PIMCO ETF Tr72201R627SR LN ACTIVE ETF4,531$227.9K<0.1%–
ARK ETF Tr00214Q203AUTNMUS TECHNLGY4,292$225.2K<0.1%–
ILMNIllumina, Inc.COM1,638$224.9K<0.1%History
ZBHZimmer Biomet Holdings, Inc.Stock1,983$222.5K<0.1%History
PBTPermian Basin Royalty TrustUNIT BEN INT10,436$221.8K<0.1%History
Sprott FDS Tr85208P303URANIUM MINERS E4,686$221.0K<0.1%–
AIC3.ai, Inc.Stock8,647$220.7K<0.1%History
ATKRAtkore Inc.COM1,468$219.0K<0.1%History
Invesco Exchange Traded FD T46137V225S&P MIDCAP 4002,489$217.3K<0.1%–
AGRAvangrid, Inc.COM7,197$217.1K<0.1%History
ALGNAlign Technology IncCOM694$211.9K<0.1%History
RHIRobert Half Inc.COM2,884$211.4K<0.1%History
CNHCNH Industrial N.V.SHS17,272$211.0K<0.1%History
First Tr Exch Traded FD III33739P301MUNI HI INCM ETF4,664$210.2K<0.1%–
UTGReaves Utility Income FundCOM SH BEN INT8,495$209.4K<0.1%History
HSBCHSBC Holdings PLCSPON ADR NEW5,264$207.7K<0.1%History
Amplify ETF Tr032108888BLACKSWAN GRWT8,687$207.4K<0.1%–
iShares Tr46435U663ESG AWARE MSCI6,109$205.6K<0.1%–
CHRDChord Energy CorpCOM NEW1,267$205.3K<0.1%History
Dimensional ETF Trust25434V864SHOR DUR FIX ETF4,394$203.8K<0.1%–
HASHasbro, Inc.COM3,055$202.1K<0.1%History
LACLithium Americas Corp.COM NEW11,331$192.7K<0.1%History
INTTIntest CorpCOM12,674$192.3K<0.1%History
Nuveen Calif Select Tax Free67063R103SH BEN INT15,000$182.6K<0.1%–
YEXTYext, Inc.COM25,742$162.9K<0.1%History
MHDBlackRock Muniholdings Fund, Inc.COM14,451$149.0K<0.1%History
AGDabrdn Global Dynamic Dividend FundCOM14,899$129.0K<0.1%History
NIMNuveen Select Maturities Municipal FundSH BEN INT14,160$119.9K<0.1%History
PMLPIMCO Municipal Income Fund IICOM15,007$115.4K<0.1%History
EOLSEvolus, Inc.COM11,477$104.9K<0.1%History
AXGNAxogen, Inc.COM18,399$92.0K<0.1%History
EMDWestern Asset Emerging Markets Debt Fund Inc.COM10,380$86.2K<0.1%History
RWTRedwood Trust IncCOM11,422$81.4K<0.1%History
First Tr Exchng Traded FD VI33740F540SKYB CRY IND ETF13,847$68.4K<0.1%–
GUTGabelli Utility TrustCOM12,239$64.9K<0.1%History
IGDVoya GLOBAL EQUITY DIVIDEND & PREMIUM OPPORTUNITY FUNDCOM10,424$51.1K<0.1%History
FAXAbrdn Asia-Pacific Income Fund, Inc.COM17,827$43.7K<0.1%History
ACBAurora Cannabis IncCOM55,050$32.2K<0.1%History
FPAYFlexShopper, Inc.COM NEW27,400$28.6K<0.1%History
LUMNLumen Technologies, Inc.Stock16,503$23.4K<0.1%History
Ironwood Pharmaceuticals Inc46333XAF5NOTE 0.750% 6/121,000$20.6K<0.1%–
PRAXPraxis Precision Medicines, Inc.COM11,194$19.1K<0.1%History
Hope Bancorp Inc43940TAB5NOTE 2.000% 5/118,000$17.8K<0.1%–
NVTAInvitae CorpCOM11,377$6.88K<0.1%History