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Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
1,690
+47 vs. Q2 2023
Portfolio value
$6.40B
+$57.8M (+0.9%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Cetera Advisors LLC in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
SKYTSkyWater Technology, LLCCOM19,257$115.9K<0.1%+1,448+8.1%AddedHistory
ARIApollo Commercial Real Estate Finance, Inc.COM11,667$118.2K<0.1%+106+0.9%AddedHistory
ETF Managers Tr26924G508ETFMG ALTR HRVST32,436$118.4K<0.1%+380+1.2%Added–
WEATTeucrium Commodity TrustWHEAT FD21,400$119.2K<0.1%−79,628−78.8%ReducedHistory
NIMNuveen Select Maturities Municipal FundSH BEN INT14,160$119.9K<0.1%00.0%UnchangedHistory
BDJBlackRock Enhanced Equity Dividend TrustCOM16,298$124.0K<0.1%+3,692+29.3%AddedHistory
DBDeutsche Bank AktiengesellschaftNAMEN AKT11,460$125.9K<0.1%00.0%UnchangedHistory
AHRTAH Realty Trust, Inc.COM12,449$127.5K<0.1%−698−5.3%ReducedHistory
RIOTRiot Platforms, Inc.COM13,710$127.9K<0.1%+13,710NewHistory
EFTEaton Vance Floating-Rate Income TrustCOM10,423$128.3K<0.1%−302−2.8%ReducedHistory
FGBFirst Trust Specialty Finance & Financial Opportunities FundCOM BEN INTR38,184$128.7K<0.1%−1,103−2.8%ReducedHistory
NOKNokia CorpSPONSORED ADR34,489$129.0K<0.1%+300+0.9%AddedHistory
AGDabrdn Global Dynamic Dividend FundCOM14,899$129.0K<0.1%−5,415−26.7%ReducedHistory
VIAVViavi Solutions Inc.COM14,204$129.8K<0.1%+180+1.3%AddedHistory
FHNFirst Horizon CorpCOM11,852$130.6K<0.1%−3,097−20.7%ReducedHistory
Invesco Exch Traded FD Tr II46138E511PFD ETF11,947$130.8K<0.1%−1,945−14.0%Reduced–
GOODGladstone Commercial CorpCOM11,064$134.5K<0.1%−995−8.3%ReducedHistory
SBRASabra Health Care REIT, Inc.REIT10,251$142.9K<0.1%+10,251NewHistory
ATECAlphatec Holdings, Inc.COM NEW11,020$142.9K<0.1%+11,020NewHistory
HLNHaleon plcADR17,328$144.3K<0.1%+1,711+11.0%AddedHistory
LASRNlight, Inc.COM13,925$144.8K<0.1%+425+3.1%AddedHistory
MHDBlackRock Muniholdings Fund, Inc.COM14,451$149.0K<0.1%+128+0.9%AddedHistory
HGLBHighland Global Allocation FundCOM18,819$150.6K<0.1%+4,499+31.4%AddedHistory
FMNBFarmers National Banc CorpCOM13,779$159.3K<0.1%+24+0.2%AddedHistory
NPKINPK International Inc.COM SHS23,150$160.0K<0.1%00.0%UnchangedHistory
OCULOcular Therapeutix, IncCOM51,462$161.6K<0.1%−1,370−2.6%ReducedHistory
YEXTYext, Inc.COM25,742$162.9K<0.1%+1,663+6.9%AddedHistory
PRTHPriority Technology Holdings, Inc.COM50,300$163.0K<0.1%00.0%UnchangedHistory
ENLCEnLink Midstream, LLCCOM UNIT REP LTD13,597$166.2K<0.1%+78+0.6%AddedHistory
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT46,817$171.3K<0.1%+8,035+20.7%AddedHistory
MQYBlackRock Muniyield Quality Fund, Inc.COM16,914$173.0K<0.1%+2,272+15.5%AddedHistory
NRONeuberger Real Estate Securities Income Fund IncCOM62,107$173.3K<0.1%+6,163+11.0%AddedHistory
GSBDGoldman Sachs BDC, Inc.SHS12,293$179.0K<0.1%+12,293NewHistory
BXMXNuveen S&P 500 BuyWrite Income FundCOM14,401$182.3K<0.1%+60.0%AddedHistory
NADNuveen Quality Municipal Income FundCOM17,982$182.3K<0.1%−4,680−20.7%ReducedHistory
Nuveen Calif Select Tax Free67063R103SH BEN INT15,000$182.6K<0.1%00.0%Unchanged–
ETVEaton Vance Tax-Managed Buy-Write Opportunities FundCOM15,287$183.0K<0.1%+930+6.5%AddedHistory
NUVNuveen Municipal Value Fund IncCOM22,296$184.2K<0.1%+2,391+12.0%AddedHistory
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR12,343$185.0K<0.1%+659+5.6%AddedHistory
DBOInvesco DB Oil FundOIL FD10,571$186.6K<0.1%+10,571NewHistory
LQDALiquidia CorpCOM NEW29,660$188.0K<0.1%+32+0.1%AddedHistory
RESRPC IncCOM21,413$191.4K<0.1%00.0%UnchangedHistory
INTTIntest CorpCOM12,674$192.3K<0.1%+552+4.6%AddedHistory
LACLithium Americas Corp.COM NEW11,331$192.7K<0.1%+365+3.3%AddedHistory
AMCRAmcor plcORD21,085$193.1K<0.1%+3,644+20.9%AddedHistory
IVZInvesco Ltd.Stock13,350$193.8K<0.1%−776−5.5%ReducedHistory
Atlantica Sustainable Infr PG0751N103SHS10,237$195.5K<0.1%−253−2.4%Reduced–
NIONIO Inc.ADR22,246$201.1K<0.1%−4,002−15.2%ReducedHistory
BXSLBlackstone Secured Lending FundCOMMON STOCK7,376$201.8K<0.1%+7,376NewHistory
HASHasbro, Inc.COM3,055$202.1K<0.1%+3,055NewHistory
WATWaters CorpCOM738$202.4K<0.1%+738NewHistory
SPDR Series Trust78464A516ST INTL BBG ETF9,535$202.5K<0.1%−1,373−12.6%Reduced–
WisdomTree Tr97717X214EMERG MKTS ESG7,531$203.5K<0.1%00.0%Unchanged–
Dimensional ETF Trust25434V864SHOR DUR FIX ETF4,394$203.8K<0.1%00.0%Unchanged–
AMAntero Midstream CorpStock17,061$204.4K<0.1%+1,767+11.6%AddedHistory
UECUranium Energy CorpCOM39,708$204.5K<0.1%−4,630−10.4%ReducedHistory
CHRDChord Energy CorpCOM NEW1,267$205.3K<0.1%+1,267NewHistory
AITApplied Industrial Technologies IncCOM1,329$205.5K<0.1%+1,329NewHistory
iShares Tr46435U663ESG AWARE MSCI6,109$205.6K<0.1%−5,190−45.9%Reduced–
NDAQNasdaq, Inc.COM4,233$205.7K<0.1%+58+1.4%AddedHistory
ALVAutoliv IncCOM2,137$206.2K<0.1%+2,137NewHistory
VanEck ETF Trust92189H201INTRMDT MUNI ETF4,690$206.8K<0.1%+4,690New–
STNGScorpio Tankers Inc.SHS3,825$207.0K<0.1%+3,825NewHistory
TPRTapestry, Inc.COM7,204$207.1K<0.1%+1,277+21.5%AddedHistory
Amplify ETF Tr032108888BLACKSWAN GRWT8,687$207.4K<0.1%−26,186−75.1%Reduced–
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM10,465$207.5K<0.1%+10,465NewHistory
HSBCHSBC Holdings PLCSPON ADR NEW5,264$207.7K<0.1%−2,340−30.8%ReducedHistory
HLTHilton Worldwide Holdings Inc.COM1,386$208.1K<0.1%+1,386NewHistory
iShares Tr464288372GLB INFRASTR ETF4,820$208.6K<0.1%−3,331−40.9%Reduced–
ZMZoom Communications, Inc.Stock2,989$209.1K<0.1%−211−6.6%ReducedHistory
J P Morgan Exchange Traded F46641Q878BET USD HIG ETF4,771$209.4K<0.1%+4,771New–
UTGReaves Utility Income FundCOM SH BEN INT8,495$209.4K<0.1%+8,495NewHistory
First Tr Exch Traded FD III33739P301MUNI HI INCM ETF4,664$210.2K<0.1%+4,664New–
Schwab International Small-Cap Equity ETF808524888ETF6,534$210.7K<0.1%−480−6.8%Reduced–
CNHCNH Industrial N.V.SHS17,272$211.0K<0.1%+17,272NewHistory
First Tr Exchng Traded FD VI33740F680FT VEST US EQT6,204$211.2K<0.1%+6,204New–
RHIRobert Half Inc.COM2,884$211.4K<0.1%+2,884NewHistory
ALGNAlign Technology IncCOM694$211.9K<0.1%−11−1.6%ReducedHistory
SPDR Series Trust78468R887ST STR R2K LOWV2,145$212.1K<0.1%+50+2.4%Added–
iShares Tr46435U192GENOMICS IMMUN10,425$212.1K<0.1%+23+0.2%Added–
Paramount Global92556H206CL B16,446$212.2K<0.1%−4,165−20.2%Reduced–
Franklin Templeton ETF Tr35473P801US LRG CP MLTFCT4,941$212.8K<0.1%+4,941New–
New York Life Investments Et45409B107HEDGE MULTI STRA7,098$213.2K<0.1%+7,098New–
PNFPPinnacle Financial Partners, Inc.COM3,181$213.3K<0.1%−1,002−24.0%ReducedHistory
CROXCrocs, Inc.COM2,428$214.2K<0.1%−407−14.4%ReducedHistory
APOApollo Global Management, Inc.COM2,390$214.6K<0.1%+2,390NewHistory
HWMHowmet Aerospace Inc.Stock4,649$215.0K<0.1%+4,649NewHistory
PLUGPlug Power IncStock28,413$215.9K<0.1%+6,001+26.8%AddedHistory
SPDR Series Trust78464A714ST STR SP RETAIL3,550$216.1K<0.1%00.0%Unchanged–
First Tr Exchange Traded FD33738R100MULTI ASSET DI14,805$216.1K<0.1%−450−2.9%Reduced–
JCIJohnson Controls International plcStock4,076$216.9K<0.1%+178+4.6%AddedHistory
DECKDeckers Outdoor CorpCOM422$216.9K<0.1%+422NewHistory
AGRAvangrid, Inc.COM7,197$217.1K<0.1%+1,737+31.8%AddedHistory
Invesco Exchange Traded FD T46137V225S&P MIDCAP 4002,489$217.3K<0.1%+2,489New–
Innovator ETFs Trust45782C466GRWT100 PWR BF5,361$217.5K<0.1%−8,672−61.8%Reduced–
ETF Opportunities Trust26923N108AMERICAN CONSER6,591$217.8K<0.1%+6,591New–
Global X FDS37954Y384CYBRSCURTY ETF8,995$218.5K<0.1%+63+0.7%Added–
ATKRAtkore Inc.COM1,468$219.0K<0.1%−323−18.0%ReducedHistory
First Trust Multi Cap Growth Alphadex Fund33733F101ETF2,195$219.8K<0.1%00.0%Unchanged–
AIC3.ai, Inc.Stock8,647$220.7K<0.1%−3,446−28.5%ReducedHistory

Options (9)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q3 2023
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$121.1K$20
Invesco QQQ Trust Series I46090E103ETF$86.3K–
CBRECbre Group, Inc.CL A$54.4K–
CCJCameco CorpStock$53.7K–
AAPLApple Inc.Stock$30.9K–
Global X Uranium ETF37954Y871ETF$25.4K–
FIGSFIGS, Inc.CL A–$108
VanEck ETF Trust92189F106GOLD MINERS ETF–$54
VanEck ETF Trust92189F791JUNIOR GOLD MINE–$1

Sold out since Q2 2023 (120)

Positions held at the end of Q2 2023 that are gone from this filing.

The largest 100 of 120 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
BGSB&G Foods, Inc.COM188,536$2.62M<0.1%History
Alpha Architect ETF Tr02072L870GADSDN DYN MLT64,943$1.91M<0.1%–
Invesco Exch Traded FD Tr II46138E875DORSEY WRGT DVLP62,082$1.89M<0.1%–
CBRLCracker Barrel Old Country Store, IncCOM15,561$1.45M<0.1%History
FIXComfort Systems USA IncCOM8,706$1.43M<0.1%History
ETF Ser Solutions26922A388APTUS DEFINED52,557$1.31M<0.1%–
iShares Future AI & Tech ETF46435U556ETF38,717$1.28M<0.1%–
iShares U S ETF Tr46431W648U.S. TECH INDEPD17,456$961.8K<0.1%–
TEVATeva Pharmaceutical Industries LtdSPONSORED ADS120,677$908.7K<0.1%History
TAPMolson Coors Beverage CoCL B13,299$875.6K<0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP13,216$823.6K<0.1%History
Invesco Exch Traded FD Tr II46138E370S&P 500 HB ETF10,487$801.1K<0.1%–
iShares MSCI Acwi Ex U.S. ETF464288240ETF16,187$796.7K<0.1%–
AEHRAehr Test SystemsCOM15,905$656.1K<0.1%History
Invesco Exchange Traded FD T46137V589GBL LISTED PVT62,080$653.1K<0.1%–
PENPenumbra IncCOM1,887$649.2K<0.1%History
PODDInsulet CorpStock2,224$641.3K<0.1%History
J P Morgan Exchange-Traded F46641Q407JPMORGAN DIVER6,290$615.0K<0.1%–
AAONAaon, Inc.COM PAR $0.0046,327$599.9K<0.1%History
ESSEssex Property Trust, Inc.COM2,538$594.7K<0.1%History
TGLSTecnoglass Holdings Inc.ORD SHS11,074$572.1K<0.1%History
GFIGold Fields LtdSPONSORED ADR37,562$519.5K<0.1%History
ETF Ser Solutions26922B873DEFIANCE HTL AIR24,099$519.5K<0.1%–
ITUBItau Unibanco Holding S.A.SPON ADR REP PFD87,169$515.2K<0.1%History
FMXMexican Economic Development IncSPON ADR UNITS4,540$503.2K<0.1%History
OMEROmeros CorpCOM88,365$480.7K<0.1%History
Ssga Active ETF Tr78467V707ST STR UL BD ETF11,857$477.2K<0.1%–
PERIPerion Network Ltd.SHS NEW15,426$473.1K<0.1%History
ETSYEtsy IncCOM5,517$466.8K<0.1%History
UPSTUpstart Holdings, Inc.COM12,533$448.8K<0.1%History
RMDResmed IncCOM1,908$416.9K<0.1%History
LSILife Storage, Inc.COM3,110$413.5K<0.1%History
BNY Mellon ETF Trust09661T800HIGH YIELD ETF8,480$394.1K<0.1%–
AQNAlgonquin Power & Utilities Corp.COM47,254$391.1K<0.1%History
SPDR Index Shs FDS78463X103PORTFLO EURP ETF9,652$371.7K<0.1%–
Aim ETF Products Trust00888H794ALLIANZIM US EQT13,810$371.1K<0.1%–
Coherent Corp.19247G2066% CONV PFD A1,626$369.3K<0.1%–
Global X FDS37954Y376RATE PREFERRED15,518$346.5K<0.1%–
BBVABanco Bilbao Vizcaya Argentaria, S.A.SPONSORED ADR44,706$343.3K<0.1%History
EXTRExtreme Networks IncCOM13,169$343.1K<0.1%History
BMEABiomea Fusion, Inc.COM15,430$338.7K<0.1%History
DYDycom Industries IncCOM2,779$315.8K<0.1%History
Maxeon Solar Technologies LTY58473102SHS10,831$305.0K<0.1%–
URBNUrban Outfitters IncCOM9,168$303.7K<0.1%History
BNSBank of Nova ScotiaCOM5,983$299.4K<0.1%History
PLNTPlanet Fitness, Inc.CL A4,428$298.6K<0.1%History
XIFRXPLR Infrastructure, LPCOM UNIT PART IN5,023$294.6K<0.1%History
GRBKGreen Brick Partners, Inc.COM4,910$278.9K<0.1%History
PDXPIMCO Dynamic Income Strategy FundCOM SHS BEN INT17,500$275.8K<0.1%History
MOMOHello Group Inc.ADS27,978$268.9K<0.1%History
SCMStellus Capital Investment CorpCOM19,004$267.4K<0.1%History
MLMMartin Marietta Materials IncCOM573$264.7K<0.1%History
Fidelity Covington Trust316092303CONSMR STAPLES5,792$263.1K<0.1%–
BGRBlackRock Energy & Resources TrustCOM21,695$261.2K<0.1%History
HIEMiller/Howard High Income Equity FundCOM SHS BEN IN25,425$257.6K<0.1%History
RBB FD Inc74933W486US TREASY 2 YR5,305$255.9K<0.1%–
iShares Tr464288182MSCI AC ASIA ETF3,849$255.7K<0.1%–
WisdomTree Tr97717Y790US EFFIC CORE FD6,884$255.2K<0.1%–
ASOAcademy Sports & Outdoors, Inc.COM4,600$248.6K<0.1%History
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF3,595$246.0K<0.1%–
JDJD.com, Inc.SPON ADS CL A7,122$243.1K<0.1%History
LTHMLivent Corp.COM8,846$242.6K<0.1%History
GSGiShares S&P GSCI Commodity-Indexed TrustUNIT BEN INT12,240$238.6K<0.1%History
HDBHDFC Bank LtdSPONSORED ADS3,415$238.0K<0.1%History
SWKStanley Black & Decker, Inc.COM2,539$237.9K<0.1%History
DARDarling Ingredients Inc.COM3,697$235.8K<0.1%History
IFFInternational Flavors & Fragrances IncCOM2,944$234.3K<0.1%History
iShares Tr46435G532MSCI GBL SUS DEV2,954$233.5K<0.1%–
ORGNOrigin Materials, Inc.COM54,636$232.7K<0.1%History
HUBSHubSpot IncCOM431$229.3K<0.1%History
RCUSArcus Biosciences, Inc.COM11,212$227.7K<0.1%History
PNWPinnacle West Capital CorpCOM2,765$225.2K<0.1%History
SARSaratoga Investment Corp.COM NEW8,325$224.7K<0.1%History
CAKECheesecake Factory IncCOM6,455$223.2K<0.1%History
iShares Tr46435U184IBONDS 24 TRM HG9,560$220.6K<0.1%–
iShares U S ETF Tr46431W705INT RT HDG C B2,359$219.3K<0.1%–
PATHUiPath, Inc.Stock13,212$218.9K<0.1%History
SSYSStratasys Ltd.SHS12,257$217.7K<0.1%History
KRNTKornit Digital Ltd.SHS7,397$217.3K<0.1%History
American Centy ETF Tr025072703INTL EQT ETF3,748$215.1K<0.1%–
NXSTNexstar Media Group, Inc.COMMON STOCK1,283$213.7K<0.1%History
AAAlcoa CorpStock6,236$211.6K<0.1%History
First Tr Exchng Traded FD VI33740F656FT VEST INTE9,617$211.3K<0.1%–
ZGZillow Group, Inc.CL A4,280$210.6K<0.1%History
RYRoyal Bank of CanadaStock2,191$209.3K<0.1%History
GNEGenie Energy Ltd.CL B14,774$208.9K<0.1%History
TRPTC Energy CorpCOM5,149$208.4K<0.1%History
LVSLas Vegas Sands CorpCOM3,580$207.6K<0.1%History
PVHPVH Corp.COM2,442$207.5K<0.1%History
Invesco Exchange Traded FD T46137V316S&P500 EQL MAT1,274$206.7K<0.1%–
AMRCAmeresco, Inc.CL A4,250$206.7K<0.1%History
Amplify ETF Tr032108102ONLIN RETL ETF4,455$205.9K<0.1%–
Lattice Strategies Tr518416409HARTFORD US EQTY4,967$205.8K<0.1%–
iShares Tr464288166AGENCY BOND ETF1,922$205.6K<0.1%–
LEGLeggett & Platt IncStock6,916$204.8K<0.1%History
HSTHost Hotels & Resorts, Inc.COM12,138$204.3K<0.1%History
HEI.AHeico CorpCL A1,445$203.2K<0.1%History
CRLCharles River Laboratories International, Inc.COM966$203.1K<0.1%History
Nushares ETF Tr67092P870NUVEEN ESG US9,191$202.1K<0.1%–
STTState Street CorpCOM2,760$202.0K<0.1%History