Cetera Advisors LLC

SEC CIK: 0001534400
Latest filing: May 24, 2024

SEC filings (opens in a new tab)

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Positions: 1,352; −1 vs. Q2 2022
Portfolio value: $3.78B; −$608.6M (−13.9%) vs. Q2 2022
Filed: Nov 14, 2022; SEC

Holdings of Cetera Advisors LLC in Q3 2022
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
Vanguard Intermediate-Term Bond ETF921937819	ETF	54,268	$3.99M	0.1%	−550−1.0%	Reduced	–
MMM3M Co	Stock	36,008	$3.98M	0.1%	−23,888−39.9%	Reduced	History
iShares Tr464287630	RUS 2000 VAL ETF	30,763	$3.97M	0.1%	−6,080−16.5%	Reduced	–
Cambria ETF Tr132061201	SHSHLD YIELD ETF	75,092	$3.95M	0.1%	+7,966+11.9%	Added	–
WisdomTree Tr97717Y527	FLOATNG RAT TREA	78,390	$3.94M	0.1%	+55,914+248.8%	Added	–
Vanguard World FD921910873	MEGA CAP INDEX	31,429	$3.92M	0.1%	+129+0.4%	Added	–
First Tr Exchange-Traded FD33734X853	INTL EQUITY OPP	109,717	$3.92M	0.1%	+6,722+6.5%	Added	–
State Street Industrial Select Sector SPDR ETF81369Y704	ETF	47,194	$3.91M	0.1%	+1,169+2.5%	Added	–
AVGOBroadcom Inc.	Stock	8,795	$3.90M	0.1%	−622−6.6%	Reduced	History
Franklin Templeton ETF Tr35473P884	US MID CP MLTFCT	103,255	$3.87M	0.1%	+3,347+3.4%	Added	–
SPDR Series Trust78464A763	ST STR SP DIV	34,147	$3.81M	0.1%	+2,708+8.6%	Added	–
SBUXStarbucks Corp	Stock	45,069	$3.80M	0.1%	−1,866−4.0%	Reduced	History
First Tr Exchng Traded FD VI33740U307	FT VEST US EQT	119,024	$3.76M	0.1%	+71,268+149.2%	Added	–
iShares Tr464288760	US AER DEF ETF	40,981	$3.74M	0.1%	−5,728−12.3%	Reduced	–
iShares Tr464287572	GLOBAL 100 ETF	62,726	$3.73M	0.1%	+32,954+110.7%	Added	–
First Tr Exchange-Traded FD33739Q200	FST LOW OPPT EFT	78,687	$3.73M	0.1%	+496+0.6%	Added	–
PXDPioneer Natural Resources Co	COM	17,202	$3.73M	0.1%	+8,985+109.3%	Added	History
Invesco Exch Traded FD Tr II46138E628	KBW BK ETF	75,465	$3.71M	0.1%	+1,556+2.1%	Added	–
ACNAccenture plc	Stock	14,336	$3.69M	0.1%	−605−4.0%	Reduced	History
First Tr Exchng Traded FD VI33740F771	FT VEST US	111,819	$3.65M	0.1%	−13,651−10.9%	Reduced	–
Pacer Trendpilot US Mid Cap ETF69374H204	ETF	113,095	$3.64M	0.1%	+41,090+57.1%	Added	–
iShares Russell Top 200 Growth ETF464289438	ETF	30,430	$3.64M	0.1%	+24,596+421.6%	Added	–
First Tr Exchng Traded FD VI33740F854	FT VEST U.S.	121,219	$3.63M	0.1%	−10,923−8.3%	Reduced	–
iShares Core S&P US Value ETF464287663	ETF	57,816	$3.62M	0.1%	+923+1.6%	Added	–
State Street Communication Services Select Sector SPDR ETF81369Y852	ETF	75,133	$3.60M	0.1%	+3,737+5.2%	Added	–
Invesco Exch TRD SLF Idx FD46138J833	BULSHS 2024 HY	166,396	$3.60M	0.1%	+20,498+14.0%	Added	–
Goldman Sachs ETF Tr381430602	ACTIVEBETA US	70,730	$3.57M	0.1%	−938−1.3%	Reduced	–
CSCOCisco Systems, Inc.	Stock	88,866	$3.56M	0.1%	−2,649−2.9%	Reduced	History
State Street Materials Select Sector SPDR ETF81369Y100	ETF	51,987	$3.54M	0.1%	+3,018+6.2%	Added	–
iShares Tr464287556	ISHARES BIOTECH	30,187	$3.53M	0.1%	+15,132+100.5%	Added	–
Vanguard Intermediate-Term Corporate Bond ETF92206C870	ETF	46,548	$3.52M	0.1%	+1,938+4.3%	Added	–
iShares Trust iShares 0-1 Year Treasury Bond ETF464288679	ETF	31,772	$3.50M	0.1%	+15,942+100.7%	Added	–
Invesco Exchange Traded FD T46137V233	S&P 500 TOP 50	12,964	$3.49M	0.1%	−6,992−35.0%	Reduced	–
iShares U.S. Healthcare Providers ETF464288828	ETF	13,629	$3.48M	0.1%	+246+1.8%	Added	–
Vanguard Consumer Staples ETF92204A207	ETF	19,986	$3.43M	0.1%	−11,513−36.6%	Reduced	–
First Tr Energy Income & Gro33738G104	COM	228,723	$3.40M	0.1%	−15,102−6.2%	Reduced	–
WMWaste Management Inc	Stock	21,142	$3.39M	0.1%	+123+0.6%	Added	History
MDTMedtronic plc	Stock	41,841	$3.38M	0.1%	+2,352+6.0%	Added	History
First Tr Exchange-Traded FD336920103	US EQTY OPPT ETF	41,677	$3.38M	0.1%	−2,554−5.8%	Reduced	–
Starboard Invt Tr85521B775	RH TACTICAL ROT	303,099	$3.38M	0.1%	−4,174−1.4%	Reduced	–
TJXTJX Companies Inc	Stock	54,181	$3.37M	0.1%	+465+0.9%	Added	History
First Tr Exchange Traded FD33738R860	NASDAQ BK ETF	129,925	$3.37M	0.1%	−73,428−36.1%	Reduced	–
First Tr Exchng Traded FD VI33740U505	FT VEST UQ EQT	113,253	$3.36M	0.1%	−3,092−2.7%	Reduced	–
TMOThermo Fisher Scientific Inc.	Stock	6,594	$3.34M	0.1%	+280+4.4%	Added	History
iShares MSCI Eafe ETF464287465	ETF	59,671	$3.34M	0.1%	−187,931−75.9%	Reduced	–
iShares Russell Mid-Cap Value ETF464287473	ETF	34,705	$3.33M	0.1%	+3,291+10.5%	Added	–
IAUiShares Gold Trust	ETF	105,351	$3.32M	0.1%	−4,250−3.9%	Reduced	History
Innovator ETFs Trust45782C680	US EQTY PWR BF	122,778	$3.31M	0.1%	+49,738+68.1%	Added	–
State Street SPDR S&P Semiconductor ETF78464A862	ETF	21,670	$3.30M	0.1%	+1,050+5.1%	Added	–
LEGLeggett & Platt Inc	Stock	98,975	$3.29M	0.1%	−77,529−43.9%	Reduced	History
FDXFedEx Corp	Stock	22,031	$3.27M	0.1%	+3,277+17.5%	Added	History
iShares Ibonds 2025 Term High Yield & Income ETF46435U168	ETF	146,871	$3.26M	0.1%	+13,204+9.9%	Added	–
TRTNTriton International Ltd	CL A	59,506	$3.26M	0.1%	+29,924+101.2%	Added	History
Invesco Exch Traded FD Tr II46138E263	S&P GBL WATER	79,286	$3.25M	0.1%	+1,492+1.9%	Added	–
DUKDuke Energy CORP	Stock	34,644	$3.22M	0.1%	+553+1.6%	Added	History
VanEck ETF Trust92189F700	AGRIBUSINESS ETF	39,423	$3.18M	0.1%	+3,978+11.2%	Added	–
COPConocoPhillips	Stock	30,786	$3.15M	0.1%	−9,840−24.2%	Reduced	History
Vanguard Short-Term Bond ETF921937827	ETF	41,791	$3.13M	0.1%	−1,154−2.7%	Reduced	–
BTIBritish American Tobacco p.l.c.	SPONSORED ADR	88,023	$3.13M	0.1%	−66,960−43.2%	Reduced	History
First Tr Exchng Traded FD VI33740F847	FT VEST US EQT	94,719	$3.12M	0.1%	−27,204−22.3%	Reduced	–
PDIPIMCO Dynamic Income Fund	SHS	160,423	$3.11M	0.1%	+62,376+63.6%	Added	History
iShares Tr46435G524	INTL DIV GRWTH	60,765	$3.08M	0.1%	+932+1.6%	Added	–
Vanguard Real Estate ETF922908553	ETF	38,247	$3.07M	0.1%	−1,313−3.3%	Reduced	–
WisdomTree Tr97717Y790	US EFFIC CORE FD	100,224	$3.06M	0.1%	−14,190−12.4%	Reduced	–
iShares Select U.S. REIT ETF464287564	ETF	57,016	$3.06M	0.1%	+4,134+7.8%	Added	–
U.S. Global Jets ETF26922A842	ETF	201,356	$3.02M	0.1%	−4,168−2.0%	Reduced	–
iShares Tr46434V860	TRS FLT RT BD	59,740	$3.02M	0.1%	+53,822+909.5%	Added	–
First Tr Exchng Traded FD VI33740F763	FT VEST US EQT	89,921	$3.00M	0.1%	−3,219−3.5%	Reduced	–
DHRDanaher Corp	Stock	11,623	$3.00M	0.1%	−241−2.0%	Reduced	History
First Tr Exchng Traded FD VI33740F748	FT VEST US EQT	90,078	$2.99M	0.1%	−6,429−6.7%	Reduced	–
CMCSAComcast Corp	Stock	101,735	$2.98M	0.1%	−6,587−6.1%	Reduced	History
iShares S&P Small-Cap 600 Value ETF464287879	ETF	36,143	$2.98M	0.1%	−5,836−13.9%	Reduced	–
ETBEaton Vance Tax-Managed Buy-Write Income Fund	COM	220,679	$2.92M	0.1%	+15,295+7.4%	Added	History
DKNGDraftKings Inc.	Stock	191,740	$2.90M	0.1%	+818+0.4%	Added	History
GDGeneral Dynamics Corp	Stock	13,666	$2.90M	0.1%	+665+5.1%	Added	History
ARCCAres Capital Corp	CEF	170,994	$2.89M	0.1%	+6,365+3.9%	Added	History
iShares Tr464287549	EXPND TEC SC ETF	10,422	$2.88M	0.1%	+1,399+15.5%	Added	–
iShares Tr464287622	RUS 1000 ETF	14,570	$2.88M	0.1%	−408−2.7%	Reduced	–
BABAAlibaba Group Holding Ltd	ADR	35,679	$2.85M	0.1%	+3,216+9.9%	Added	History
ARK Innovation ETF00214Q104	ETF	75,599	$2.85M	0.1%	+8,915+13.4%	Added	–
iShares Inc464286525	MSCI GBL MIN VOL	32,072	$2.84M	0.1%	+1,498+4.9%	Added	–
WisdomTree Tr97717W307	US LARGECAP DIVD	51,298	$2.83M	0.1%	+12,817+33.3%	Added	–
Vanguard Morningstar Small-Cap ETF922908751	ETF	16,576	$2.83M	0.1%	+121+0.7%	Added	–
Vanguard Information Technology ETF92204A702	ETF	9,205	$2.83M	0.1%	+226+2.5%	Added	–
First Tr Exchng Traded FD VI33740F623	FT VEST US EQT	92,587	$2.83M	0.1%	−3,960−4.1%	Reduced	–
MPTMedical Properties Trust Inc	COM	238,048	$2.82M	0.1%	+12,571+5.6%	Added	History
SPDR Ser Tr78464A532	S&P TRANSN ETF	44,207	$2.81M	0.1%	−32,858−42.6%	Reduced	–
LHXL3HARRIS Technologies, Inc.	Stock	13,525	$2.81M	0.1%	+505+3.9%	Added	History
WisdomTree Tr97717W281	EMG MKTS SMCAP	70,219	$2.80M	0.1%	+4,543+6.9%	Added	–
WisdomTree Tr97717X578	EM EX ST-OWNED	113,489	$2.79M	0.1%	+5,122+4.7%	Added	–
Strategy Shares Nasdaq 7HANDL Index ETF86280R506	ETF	145,449	$2.79M	0.1%	+3,319+2.3%	Added	–
First Tr Exchange-Traded FD33739Q705	FT VEST S&P 500	61,093	$2.79M	0.1%	+5,986+10.9%	Added	–
State Street SPDR Portfolio S&P 500 Value ETF78464A508	ETF	79,475	$2.74M	0.1%	+7,418+10.3%	Added	–
Vanguard Malvern FDS922020805	STRM INFPROIDX	56,497	$2.72M	0.1%	−238,664−80.9%	Reduced	–
CICigna Group	Stock	9,766	$2.71M	0.1%	+2,924+42.7%	Added	History
LNGCheniere Energy, Inc.	COM NEW	16,279	$2.70M	0.1%	+2,998+22.6%	Added	History
DDominion Energy, Inc	Stock	38,836	$2.68M	0.1%	−6,571−14.5%	Reduced	History
Starboard Invt Tr85521B791	AI QUALITY GROWT	234,272	$2.67M	0.1%	+15,038+6.9%	Added	–
Kraneshares Tr500767736	QUADRTC INT RT	120,356	$2.67M	0.1%	−41,607−25.7%	Reduced	–
NKENIKE, Inc.	Stock	31,955	$2.66M	0.1%	+1,794+5.9%	Added	History

Options (5)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q3 2022
Security	Class	Puts	Calls
CBRECbre Group, Inc.	CL A	$109.0K	–
WFCWells Fargo & Company	Stock	$4.00K	–
ZIMZIM Integrated Shipping Services Ltd.	SHS	$3.00K	–
DALDelta Air Lines, Inc.	COM NEW	–	$2.00K
VZVerizon Communications Inc	Stock	–	$1.00K

Sold out since Q2 2022 (115)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 115 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q2 2022
Security	Class	Shares in Q2 2022	Value in Q2 2022	% of portfolio in Q2 2022	History
Franklin Templeton ETF Tr35473P801	US LRG CP MLTFCT	155,409	$6.03M	0.1%	–
GSKGSK plc	SPONSORED ADR	97,327	$4.24M	0.1%	History
DBEInvesco DB Energy Fund	ENERGY FD	106,915	$2.80M	0.1%	History
First Tr Exchng Traded FD VI33740F870	LOW DUR STRTGC	99,652	$1.86M	<0.1%	–
Invesco Exchange Traded FD T46137V761	ENERG EXPL ETF	72,107	$1.85M	<0.1%	–
New York Life Investments Et45409B560	FTSE INTL EQTY C	67,515	$1.41M	<0.1%	–
SYFSynchrony Financial	COM	37,004	$1.02M	<0.1%	History
RGLDRoyal Gold Inc	Stock	9,557	$1.02M	<0.1%	History
CFCF Industries Holdings, Inc.	COM	11,651	$999.0K	<0.1%	History
VanEck ETF Trust92189H607	OIL SERVICES ETF	3,312	$770.0K	<0.1%	–
BGSB&G Foods, Inc.	COM	30,099	$716.0K	<0.1%	History
EGLEEagle Bulk Shipping Inc.	COM	13,161	$683.0K	<0.1%	History
HXLHexcel Corp	COM	13,035	$682.0K	<0.1%	History
iShares Tr464288737	GLB CNSM STP ETF	11,736	$679.0K	<0.1%	–
BAKBraskem SA	SP ADR PFD A	47,306	$676.0K	<0.1%	History
First Tr Exchange-Traded FD33739Q309	HIGH INCM STRGC	14,829	$666.0K	<0.1%	–
Innovator ETFs Trust45783Y855	DEFINED WLT SHLD	24,930	$644.0K	<0.1%	–
SPDR Series Trust78468R200	ST STR RATE ETF	21,025	$633.0K	<0.1%	–
UNGUnited States Natural Gas Fund, LP	UNIT PAR	32,077	$610.0K	<0.1%	History
AGCOAGCO Corp	COM	6,111	$603.0K	<0.1%	History
SIISprott Inc.	COM NEW	15,672	$543.0K	<0.1%	History
ARLPAlliance Resource Partners LP	Stock	28,889	$527.0K	<0.1%	History
DKLDelek Logistics Partners, LP	COM UNT RP INT	10,481	$510.0K	<0.1%	History
Lattice Strategies Tr518416409	HARTFORD US EQTY	12,957	$486.0K	<0.1%	–
VSTVistra Corp.	Stock	20,930	$478.0K	<0.1%	History
PAASPan American Silver Corp	Stock	24,026	$473.0K	<0.1%	History
KRPKimbell Royalty Partners, LP	UNIT	30,041	$471.0K	<0.1%	History
DLTRDollar Tree, Inc.	COM	2,796	$436.0K	<0.1%	History
IDAIdacorp Inc	COM	4,093	$433.0K	<0.1%	History
HQHabrdn Healthcare Investors	SH BEN INT	22,401	$419.0K	<0.1%	History
NRGNRG Energy, Inc.	Stock	10,610	$405.0K	<0.1%	History
NVAXNovavax Inc	COM NEW	7,572	$389.0K	<0.1%	History
UNMUnum Group	Stock	11,306	$385.0K	<0.1%	History
GGGGraco Inc	COM	5,495	$326.0K	<0.1%	History
Vanguard Scottsdale FDS92206C664	VNG RUS2000IDX	4,695	$321.0K	<0.1%	–
DHIHorton D R Inc	COM	4,677	$310.0K	<0.1%	History
iShares Tr46434V274	INTL EQTY FACTOR	13,106	$308.0K	<0.1%	–
CZRCaesars Entertainment, Inc.	COM	7,938	$304.0K	<0.1%	History
Invesco Exch Traded FD Tr II46138E842	DORSEY WRGT SMLC	4,459	$303.0K	<0.1%	–
WisdomTree Tr97717W448	GERMANY HEDEQ FD	10,118	$303.0K	<0.1%	–
UGAUnited States Gasoline Fund, LP	UNITS	4,373	$297.0K	<0.1%	History
Cambria ETF Tr132061862	TAIL RISK	15,755	$277.0K	<0.1%	–
Invesco Exchange Traded FD T46137V845	DORSEY WRGT INDS	3,314	$268.0K	<0.1%	–
TRMKTrustmark Corp	COM	9,188	$268.0K	<0.1%	History
BSTBlackRock Science & Technology Trust	SHS	7,954	$258.0K	<0.1%	History
XHRXenia Hotels & Resorts, Inc.	COM	17,737	$258.0K	<0.1%	History
WisdomTree Tr97717X214	EMERG MKTS ESG	9,000	$257.0K	<0.1%	–
VFCV F Corp	Stock	5,791	$256.0K	<0.1%	History
OGNOrganon & Co.	Stock	7,525	$254.0K	<0.1%	History
Vanguard Scottsdale FDS92206C813	LG-TERM COR BD	3,062	$248.0K	<0.1%	–
Fidelity MSCI Information Technology Index ETF316092808	ETF	2,561	$247.0K	<0.1%	–
LKQLKQ Corp	COM	4,949	$243.0K	<0.1%	History
IFFInternational Flavors & Fragrances Inc	COM	2,032	$242.0K	<0.1%	History
SNYSanofi	SPONSORED ADR	4,763	$238.0K	<0.1%	History
Aim ETF Products Trust00888H208	ALLIANZIM US EQT	9,400	$238.0K	<0.1%	–
OCCIOFS Credit Company, Inc.	COM	26,103	$238.0K	<0.1%	History
Chiron Real Estate Inc.37954A204	COM NEW	21,118	$237.0K	<0.1%	–
WisdomTree Tr97717X701	EUROPE HEDGED EQ	3,581	$235.0K	<0.1%	–
iShares Tr46429B671	MSCI CHINA ETF	4,216	$235.0K	<0.1%	–
SYNASYNAPTICS Inc	Stock	1,985	$234.0K	<0.1%	History
MELIMercadolibre Inc	COM	368	$234.0K	<0.1%	History
BSMBlack Stone Minerals, L.P.	COM UNIT	16,966	$232.0K	<0.1%	History
VTRVentas, Inc.	REIT	4,485	$231.0K	<0.1%	History
BEPBrookfield Renewable Partners L.P.	PARTNERSHIP UNIT	6,511	$227.0K	<0.1%	History
HNIHni Corp	Stock	6,472	$225.0K	<0.1%	History
iShares Inc464286319	EM MKTS DIV ETF	8,441	$225.0K	<0.1%	–
ECCEagle Point Credit Co	COM	19,090	$225.0K	<0.1%	History
ZMZoom Communications, Inc.	Stock	2,075	$224.0K	<0.1%	History
Vanguard Whitehall FDS921946794	INTL HIGH ETF	3,793	$223.0K	<0.1%	–
LITELumentum Holdings Inc.	COM	2,757	$219.0K	<0.1%	History
First Tr Exch Traded FD III33739P608	RIVRFRNT DYN DEV	4,090	$219.0K	<0.1%	–
iShares Inc464286657	MSCI BIC ETF	5,896	$218.0K	<0.1%	–
ONOn Semiconductor Corp	Stock	4,314	$217.0K	<0.1%	History
CAHCardinal Health Inc	Stock	4,132	$216.0K	<0.1%	History
AAPAdvance Auto Parts Inc	COM	1,250	$216.0K	<0.1%	History
iShares Tr464287390	LATN AMER 40 ETF	9,546	$215.0K	<0.1%	–
iShares Tr46435G326	CORE MSCI INTL	3,992	$215.0K	<0.1%	–
EXRExtra Space Storage Inc.	COM	1,251	$213.0K	<0.1%	History
iShares Tr464289420	RUS TP200 VL ETF	3,400	$210.0K	<0.1%	–
iShares MSCI Acwi Ex U.S. ETF464288240	ETF	4,640	$209.0K	<0.1%	–
Dimensional U.S. Targeted Value ETF25434V609	ETF	5,173	$208.0K	<0.1%	–
EBAYeBay Inc	COM	4,999	$208.0K	<0.1%	History
HEIHeico Corp	COM	1,584	$208.0K	<0.1%	History
CIENCiena Corp	COM NEW	4,543	$208.0K	<0.1%	History
AZPNAspen Technology, Inc.	COM	1,132	$208.0K	<0.1%	History
GDYNGrid Dynamics Holdings, Inc.	CL A	12,320	$207.0K	<0.1%	History
JJacobs Solutions Inc.	COM	1,627	$207.0K	<0.1%	History
Vanguard Communication Services ETF92204A884	ETF	2,183	$205.0K	<0.1%	–
ALLEAllegion plc	ORD SHS	2,086	$204.0K	<0.1%	History
GLADGladstone Capital Corp	COM	20,190	$204.0K	<0.1%	History
TRPTC Energy Corp	COM	3,934	$203.0K	<0.1%	History
Invesco Exchange Traded FD T46137V720	LEISU ENTMT ETF	5,566	$202.0K	<0.1%	–
PDCEPDC Energy, Inc.	COM	3,285	$202.0K	<0.1%	History
Franklin ETF Tr353506108	SHRT DUR US GOVT	2,203	$201.0K	<0.1%	–
DSLDoubleLine Income Solutions Fund	COM	16,545	$201.0K	<0.1%	History
iShares Tr464288745	GLB CNS DISC ETF	1,582	$201.0K	<0.1%	–
CVICVR Energy Inc	COM	5,974	$200.0K	<0.1%	History
Alps ETF Tr00162Q106	REIT DIVIDE DOGS	4,669	$200.0K	<0.1%	–
TPVGTriplePoint Venture Growth BDC Corp.	COM	15,500	$197.0K	<0.1%	History
BCATBlackRock Capital Allocation Term Trust	COM	12,560	$184.0K	<0.1%	History