Cetera Advisors LLC

SEC CIK: 0001534400
Latest filing: May 24, 2024

SEC filings (opens in a new tab)

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Positions: 1,352; −1 vs. Q2 2022
Portfolio value: $3.78B; −$608.6M (−13.9%) vs. Q2 2022
Filed: Nov 14, 2022; SEC

Holdings of Cetera Advisors LLC in Q3 2022
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
SPYSPDR S&P 500 ETF Trust	ETF	355,209	$126.9M	3.4%	+14,623+4.3%	Added	History
iShares MSCI USA Min Vol Factor ETF46429B697	ETF	1,330,278	$87.9M	2.3%	+42,455+3.3%	Added	–
iShares Core S&P 500 ETF464287200	ETF	207,824	$74.5M	2.0%	−20,715−9.1%	Reduced	–
Goldman Sachs ETF Tr381430503	ACTIVEBETA US LG	923,035	$65.6M	1.7%	+47,425+5.4%	Added	–
iShares Tr46429B747	0-5 YR TIPS ETF	607,381	$58.4M	1.5%	−299,542−33.0%	Reduced	–
MSFTMicrosoft Corp	Stock	234,797	$54.7M	1.4%	+13,462+6.1%	Added	History
iShares Russell 1000 Growth ETF464287614	ETF	246,201	$51.8M	1.4%	+4,269+1.8%	Added	–
Vanguard S&P 500 ETF922908363	ETF	151,800	$49.8M	1.3%	+3,520+2.4%	Added	–
iShares S&P 500 Value ETF464287408	ETF	362,446	$46.6M	1.2%	+13,385+3.8%	Added	–
iShares Select Dividend ETF464287168	ETF	394,809	$42.3M	1.1%	+118,322+42.8%	Added	–
TSLATesla, Inc.	Stock	159,048	$42.2M	1.1%	+5,811+3.8%	AddedConverted for a 3-for-1 split	History
First Tr Exchange-Traded FD33739Q408	FIRST TR ENH NEW	592,740	$35.2M	0.9%	+56,012+10.4%	Added	–
First Tr Exchange-Traded FD33734H106	SHS	977,411	$35.0M	0.9%	−18,406−1.8%	Reduced	–
iShares Core S&P Small Cap ETF464287804	ETF	397,466	$34.7M	0.9%	+20,816+5.5%	Added	–
First Trust Rising Dividend Achievers ETF33738R506	ETF	890,940	$34.6M	0.9%	−5,808−0.6%	Reduced	–
Schwab US Dividend Equity ETF808524797	ETF	497,167	$33.0M	0.9%	+30,834+6.6%	Added	–
GOOGLAlphabet Inc.	Stock	344,533	$33.0M	0.9%	+7,493+2.2%	AddedConverted for a 20-for-1 split	History
iShares Core S&P Mid-Cap ETF464287507	ETF	147,955	$32.4M	0.9%	+3,474+2.4%	Added	–
First Tr Exchange-Traded FD336917109	SHS	974,444	$31.3M	0.8%	+57,673+6.3%	Added	–
Vanguard Morningstar Mid-Cap ETF922908629	ETF	160,822	$30.2M	0.8%	+23,272+16.9%	Added	–
Invesco Exchange Traded FD T46137V357	S&P500 EQL WGT	226,423	$28.8M	0.8%	−57,529−20.3%	Reduced	–
Vanguard Morningstar Total Stock Market ETF922908769	ETF	159,259	$28.6M	0.8%	+33,807+26.9%	Added	–
HDHome Depot, Inc.	Stock	103,294	$28.5M	0.8%	+420.0%	Added	History
CVXChevron Corp	Stock	182,490	$26.2M	0.7%	+5,493+3.1%	Added	History
iShares Core Dividend Growth ETF46434V621	ETF	584,473	$26.0M	0.7%	+3,846+0.7%	Added	–
Vanguard Star FDS921909768	VG TL INTL STK F	554,206	$25.4M	0.7%	+10,803+2.0%	Added	–
iShares Russell 1000 Value ETF464287598	ETF	176,949	$24.1M	0.6%	+22,303+14.4%	Added	–
Vanguard Total Bond Market ETF921937835	ETF	337,239	$24.1M	0.6%	−88,905−20.9%	Reduced	–
JPMJPMorgan Chase & Co	Stock	226,937	$23.7M	0.6%	+30,038+15.3%	Added	History
J P Morgan Exchange Traded F46641Q332	EQUITY PREMIUM	462,184	$23.7M	0.6%	+120,403+35.2%	Added	–
Vanguard High Dividend Yield Index ETF921946406	ETF	244,547	$23.2M	0.6%	+14,703+6.4%	Added	–
PECOPhillips Edison & Company, Inc.	COMMON STOCK	809,444	$22.7M	0.6%	−41,606−4.9%	Reduced	History
XOMExxonMobil Holdings Corp	COM	253,039	$22.1M	0.6%	+18,127+7.7%	Added	History
JNJJohnson & Johnson	Stock	134,794	$22.0M	0.6%	+1,099+0.8%	Added	History
DISWalt Disney Co	Stock	214,646	$20.2M	0.5%	−15,814−6.9%	Reduced	History
Janus Detroit STR Tr47103U886	HENDRSN SHRT ETF	411,764	$20.0M	0.5%	+19,304+4.9%	Added	–
GLDSPDR Gold Trust	ETF	125,108	$19.4M	0.5%	−20,612−14.1%	Reduced	History
PGProcter & Gamble Co	Stock	144,332	$18.2M	0.5%	−2,301−1.6%	Reduced	History
iShares Russell 2000 ETF464287655	ETF	104,940	$17.3M	0.5%	−8,930−7.8%	Reduced	–
HONHoneywell International Inc	COM	99,878	$16.7M	0.4%	−590−0.6%	Reduced	History
NVDANVIDIA Corp	Stock	134,541	$16.3M	0.4%	+16,515+14.0%	Added	History
Vanguard Health Care ETF92204A504	ETF	69,568	$15.6M	0.4%	+6,182+9.8%	Added	–
State Street Health Care Select Sector SPDR ETF81369Y209	ETF	125,909	$15.2M	0.4%	+29,567+30.7%	Added	–
Dimensional ETF Trust25434V864	SHOR DUR FIX ETF	330,307	$15.2M	0.4%	+2,491+0.8%	Added	–
VZVerizon Communications Inc	Stock	389,222	$14.8M	0.4%	+4,596+1.2%	Added	History
LMTLockheed Martin Corp	Stock	37,756	$14.6M	0.4%	−574−1.5%	Reduced	History
GOOGAlphabet Inc.	Stock	151,552	$14.6M	0.4%	+6,052+4.2%	AddedConverted for a 20-for-1 split	History
DEDeere & Co	Stock	43,264	$14.4M	0.4%	+288+0.7%	Added	History
State Street SPDR Bloomberg 1-3 Month T-Bill ETF78468R663	ETF	157,416	$14.4M	0.4%	+5,522+3.6%	Added	–
iShares Tr464288687	PFD AND INCM SEC	453,847	$14.4M	0.4%	+27,645+6.5%	Added	–
iShares Tr464288414	NATIONAL MUN ETF	140,077	$14.4M	0.4%	+32,955+30.8%	Added	–
Dimensional U.S. Core Equity 2 ETF25434V708	ETF	638,652	$14.2M	0.4%	+9,173+1.5%	Added	–
iShares Russell Midcap ETF464287499	ETF	227,515	$14.1M	0.4%	−11,108−4.7%	Reduced	–
COSTCostco Wholesale Corp	Stock	29,912	$14.1M	0.4%	−260−0.9%	Reduced	History
iShares Russell Mid-Cap Growth ETF464287481	ETF	174,233	$13.7M	0.4%	−12,828−6.9%	Reduced	–
iShares S&P 500 Growth ETF464287309	ETF	232,654	$13.5M	0.4%	+9,873+4.4%	Added	–
CRMSalesforce, Inc.	Stock	92,234	$13.3M	0.4%	+4,335+4.9%	Added	History
MOAltria Group, Inc.	Stock	324,802	$13.1M	0.3%	−16,629−4.9%	Reduced	History
UNHUnitedHealth Group Inc	Stock	25,897	$13.1M	0.3%	+2,147+9.0%	Added	History
VVisa Inc.	Stock	71,964	$12.8M	0.3%	−168−0.2%	Reduced	History
Goldman Sachs ETF Tr381430107	ACTIVEBETA INT	516,052	$12.8M	0.3%	+24,093+4.9%	Added	–
iShares Tips Bond ETF464287176	ETF	121,746	$12.8M	0.3%	+24,209+24.8%	Added	–
KOCoca Cola Co	Stock	222,281	$12.5M	0.3%	+14,598+7.0%	Added	History
Invesco S&P 500 Quality ETF46137V241	ETF	311,193	$12.4M	0.3%	−53,459−14.7%	Reduced	–
PYPLPayPal Holdings, Inc.	Stock	143,562	$12.4M	0.3%	−14,311−9.1%	Reduced	History
EPDEnterprise Products Partners L.P.	Stock	501,639	$11.9M	0.3%	+15,621+3.2%	Added	History
ORealty Income Corp	REIT	204,833	$11.9M	0.3%	+2,929+1.5%	Added	History
MCDMcDonalds Corp	Stock	51,613	$11.9M	0.3%	−5,365−9.4%	Reduced	History
WisdomTree Tr97717W588	US LARGECAP FUND	301,132	$11.6M	0.3%	+4,310+1.5%	Added	–
First Tr Exchng Traded FD VI33740U844	FT VEST U.S	397,266	$11.5M	0.3%	+325,474+453.4%	Added	–
MAMastercard Inc	Stock	40,511	$11.5M	0.3%	+724+1.8%	Added	History
Vanguard Morningstar Growth ETF922908736	ETF	53,819	$11.5M	0.3%	+1,177+2.2%	Added	–
State Street Energy Select Sector SPDR ETF81369Y506	ETF	159,042	$11.5M	0.3%	+1,532+1.0%	Added	–
INTCIntel Corp	Stock	441,693	$11.4M	0.3%	−979−0.2%	Reduced	History
iShares Tr46435G425	ESG AWR MSCI USA	140,167	$11.1M	0.3%	+7,952+6.0%	Added	–
ABBVAbbVie Inc.	Stock	82,492	$11.1M	0.3%	+7,311+9.7%	Added	History
iShares Russell 2000 Growth ETF464287648	ETF	53,414	$11.0M	0.3%	+3,508+7.0%	Added	–
Amplify ETF Tr032108409	CWP ENHANCED DIV	341,665	$10.9M	0.3%	+66,035+24.0%	Added	–
PEPPepsiCo Inc	Stock	65,988	$10.8M	0.3%	+3,494+5.6%	Added	History
iShares Iboxx $ Investment Grade Corporate Bond ETF464287242	ETF	103,144	$10.6M	0.3%	+8,249+8.7%	Added	–
Vanguard Dividend Appreciation ETF921908844	ETF	77,769	$10.5M	0.3%	+2,829+3.8%	Added	–
Invesco Exch Traded FD Tr II46138E362	S&P500 HDL VOL	267,319	$10.5M	0.3%	+77,715+41.0%	Added	–
IBMInternational Business Machines Corp	Stock	87,867	$10.4M	0.3%	−7,926−8.3%	Reduced	History
UUPInvesco DB US Dollar Index Bullish Fund	BULLISH FD	341,837	$10.3M	0.3%	+39,124+12.9%	Added	History
FSKFS KKR Capital Corp	COM	597,164	$10.1M	0.3%	+211,134+54.7%	Added	History
PFEPfizer Inc	Stock	230,157	$10.1M	0.3%	−6,511−2.8%	Reduced	History
Lattice Strategies Tr518416607	HARTFORD MLT DIV	464,376	$9.97M	0.3%	−700.0%	Reduced	–
AMTAmerican Tower Corp	REIT	45,942	$9.86M	0.3%	−1,179−2.5%	Reduced	History
Pacer Trendpilot US Large Cap ETF69374H105	ETF	261,173	$9.84M	0.3%	+92,783+55.1%	Added	–
TAT&T Inc.	Stock	640,749	$9.83M	0.3%	−19,627−3.0%	Reduced	History
WPCW. P. Carey Inc.	COM	140,440	$9.80M	0.3%	+6,683+5.0%	Added	History
Invesco Nasdaq 100 ETF46138G649	ETF	87,465	$9.62M	0.3%	+2,501+2.9%	Added	–
Pacer US Cash Cows 100 ETF69374H881	ETF	227,674	$9.34M	0.2%	+27,453+13.7%	Added	–
iShares Tr464287150	CORE S&P TTL STK	115,485	$9.19M	0.2%	+1,854+1.6%	Added	–
State Street Technology Select Sector SPDR ETF81369Y803	ETF	76,866	$9.13M	0.2%	+1,594+2.1%	Added	–
iShares Tr46429B655	FLTG RATE NT ETF	180,945	$9.10M	0.2%	+74,447+69.9%	Added	–
iShares U.S. Treasury Bond ETF46429B267	ETF	392,895	$8.94M	0.2%	+53,666+15.8%	Added	–
OKEONEOK Inc	COM	171,349	$8.78M	0.2%	+22,577+15.2%	Added	History
BMYBristol Myers Squibb Co	Stock	122,477	$8.71M	0.2%	−34,153−21.8%	Reduced	History
iShares Core MSCI Eafe ETF46432F842	ETF	162,530	$8.56M	0.2%	−46,069−22.1%	Reduced	–

Options (5)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q3 2022
Security	Class	Puts	Calls
CBRECbre Group, Inc.	CL A	$109.0K	–
WFCWells Fargo & Company	Stock	$4.00K	–
ZIMZIM Integrated Shipping Services Ltd.	SHS	$3.00K	–
DALDelta Air Lines, Inc.	COM NEW	–	$2.00K
VZVerizon Communications Inc	Stock	–	$1.00K

Sold out since Q2 2022 (115)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 115 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q2 2022
Security	Class	Shares in Q2 2022	Value in Q2 2022	% of portfolio in Q2 2022	History
Franklin Templeton ETF Tr35473P801	US LRG CP MLTFCT	155,409	$6.03M	0.1%	–
GSKGSK plc	SPONSORED ADR	97,327	$4.24M	0.1%	History
DBEInvesco DB Energy Fund	ENERGY FD	106,915	$2.80M	0.1%	History
First Tr Exchng Traded FD VI33740F870	LOW DUR STRTGC	99,652	$1.86M	<0.1%	–
Invesco Exchange Traded FD T46137V761	ENERG EXPL ETF	72,107	$1.85M	<0.1%	–
New York Life Investments Et45409B560	FTSE INTL EQTY C	67,515	$1.41M	<0.1%	–
SYFSynchrony Financial	COM	37,004	$1.02M	<0.1%	History
RGLDRoyal Gold Inc	Stock	9,557	$1.02M	<0.1%	History
CFCF Industries Holdings, Inc.	COM	11,651	$999.0K	<0.1%	History
VanEck ETF Trust92189H607	OIL SERVICES ETF	3,312	$770.0K	<0.1%	–
BGSB&G Foods, Inc.	COM	30,099	$716.0K	<0.1%	History
EGLEEagle Bulk Shipping Inc.	COM	13,161	$683.0K	<0.1%	History
HXLHexcel Corp	COM	13,035	$682.0K	<0.1%	History
iShares Tr464288737	GLB CNSM STP ETF	11,736	$679.0K	<0.1%	–
BAKBraskem SA	SP ADR PFD A	47,306	$676.0K	<0.1%	History
First Tr Exchange-Traded FD33739Q309	HIGH INCM STRGC	14,829	$666.0K	<0.1%	–
Innovator ETFs Trust45783Y855	DEFINED WLT SHLD	24,930	$644.0K	<0.1%	–
SPDR Series Trust78468R200	ST STR RATE ETF	21,025	$633.0K	<0.1%	–
UNGUnited States Natural Gas Fund, LP	UNIT PAR	32,077	$610.0K	<0.1%	History
AGCOAGCO Corp	COM	6,111	$603.0K	<0.1%	History
SIISprott Inc.	COM NEW	15,672	$543.0K	<0.1%	History
ARLPAlliance Resource Partners LP	Stock	28,889	$527.0K	<0.1%	History
DKLDelek Logistics Partners, LP	COM UNT RP INT	10,481	$510.0K	<0.1%	History
Lattice Strategies Tr518416409	HARTFORD US EQTY	12,957	$486.0K	<0.1%	–
VSTVistra Corp.	Stock	20,930	$478.0K	<0.1%	History
PAASPan American Silver Corp	Stock	24,026	$473.0K	<0.1%	History
KRPKimbell Royalty Partners, LP	UNIT	30,041	$471.0K	<0.1%	History
DLTRDollar Tree, Inc.	COM	2,796	$436.0K	<0.1%	History
IDAIdacorp Inc	COM	4,093	$433.0K	<0.1%	History
HQHabrdn Healthcare Investors	SH BEN INT	22,401	$419.0K	<0.1%	History
NRGNRG Energy, Inc.	Stock	10,610	$405.0K	<0.1%	History
NVAXNovavax Inc	COM NEW	7,572	$389.0K	<0.1%	History
UNMUnum Group	Stock	11,306	$385.0K	<0.1%	History
GGGGraco Inc	COM	5,495	$326.0K	<0.1%	History
Vanguard Scottsdale FDS92206C664	VNG RUS2000IDX	4,695	$321.0K	<0.1%	–
DHIHorton D R Inc	COM	4,677	$310.0K	<0.1%	History
iShares Tr46434V274	INTL EQTY FACTOR	13,106	$308.0K	<0.1%	–
CZRCaesars Entertainment, Inc.	COM	7,938	$304.0K	<0.1%	History
Invesco Exch Traded FD Tr II46138E842	DORSEY WRGT SMLC	4,459	$303.0K	<0.1%	–
WisdomTree Tr97717W448	GERMANY HEDEQ FD	10,118	$303.0K	<0.1%	–
UGAUnited States Gasoline Fund, LP	UNITS	4,373	$297.0K	<0.1%	History
Cambria ETF Tr132061862	TAIL RISK	15,755	$277.0K	<0.1%	–
Invesco Exchange Traded FD T46137V845	DORSEY WRGT INDS	3,314	$268.0K	<0.1%	–
TRMKTrustmark Corp	COM	9,188	$268.0K	<0.1%	History
BSTBlackRock Science & Technology Trust	SHS	7,954	$258.0K	<0.1%	History
XHRXenia Hotels & Resorts, Inc.	COM	17,737	$258.0K	<0.1%	History
WisdomTree Tr97717X214	EMERG MKTS ESG	9,000	$257.0K	<0.1%	–
VFCV F Corp	Stock	5,791	$256.0K	<0.1%	History
OGNOrganon & Co.	Stock	7,525	$254.0K	<0.1%	History
Vanguard Scottsdale FDS92206C813	LG-TERM COR BD	3,062	$248.0K	<0.1%	–
Fidelity MSCI Information Technology Index ETF316092808	ETF	2,561	$247.0K	<0.1%	–
LKQLKQ Corp	COM	4,949	$243.0K	<0.1%	History
IFFInternational Flavors & Fragrances Inc	COM	2,032	$242.0K	<0.1%	History
SNYSanofi	SPONSORED ADR	4,763	$238.0K	<0.1%	History
Aim ETF Products Trust00888H208	ALLIANZIM US EQT	9,400	$238.0K	<0.1%	–
OCCIOFS Credit Company, Inc.	COM	26,103	$238.0K	<0.1%	History
Chiron Real Estate Inc.37954A204	COM NEW	21,118	$237.0K	<0.1%	–
WisdomTree Tr97717X701	EUROPE HEDGED EQ	3,581	$235.0K	<0.1%	–
iShares Tr46429B671	MSCI CHINA ETF	4,216	$235.0K	<0.1%	–
SYNASYNAPTICS Inc	Stock	1,985	$234.0K	<0.1%	History
MELIMercadolibre Inc	COM	368	$234.0K	<0.1%	History
BSMBlack Stone Minerals, L.P.	COM UNIT	16,966	$232.0K	<0.1%	History
VTRVentas, Inc.	REIT	4,485	$231.0K	<0.1%	History
BEPBrookfield Renewable Partners L.P.	PARTNERSHIP UNIT	6,511	$227.0K	<0.1%	History
HNIHni Corp	Stock	6,472	$225.0K	<0.1%	History
iShares Inc464286319	EM MKTS DIV ETF	8,441	$225.0K	<0.1%	–
ECCEagle Point Credit Co	COM	19,090	$225.0K	<0.1%	History
ZMZoom Communications, Inc.	Stock	2,075	$224.0K	<0.1%	History
Vanguard Whitehall FDS921946794	INTL HIGH ETF	3,793	$223.0K	<0.1%	–
LITELumentum Holdings Inc.	COM	2,757	$219.0K	<0.1%	History
First Tr Exch Traded FD III33739P608	RIVRFRNT DYN DEV	4,090	$219.0K	<0.1%	–
iShares Inc464286657	MSCI BIC ETF	5,896	$218.0K	<0.1%	–
ONOn Semiconductor Corp	Stock	4,314	$217.0K	<0.1%	History
CAHCardinal Health Inc	Stock	4,132	$216.0K	<0.1%	History
AAPAdvance Auto Parts Inc	COM	1,250	$216.0K	<0.1%	History
iShares Tr464287390	LATN AMER 40 ETF	9,546	$215.0K	<0.1%	–
iShares Tr46435G326	CORE MSCI INTL	3,992	$215.0K	<0.1%	–
EXRExtra Space Storage Inc.	COM	1,251	$213.0K	<0.1%	History
iShares Tr464289420	RUS TP200 VL ETF	3,400	$210.0K	<0.1%	–
iShares MSCI Acwi Ex U.S. ETF464288240	ETF	4,640	$209.0K	<0.1%	–
Dimensional U.S. Targeted Value ETF25434V609	ETF	5,173	$208.0K	<0.1%	–
EBAYeBay Inc	COM	4,999	$208.0K	<0.1%	History
HEIHeico Corp	COM	1,584	$208.0K	<0.1%	History
CIENCiena Corp	COM NEW	4,543	$208.0K	<0.1%	History
AZPNAspen Technology, Inc.	COM	1,132	$208.0K	<0.1%	History
GDYNGrid Dynamics Holdings, Inc.	CL A	12,320	$207.0K	<0.1%	History
JJacobs Solutions Inc.	COM	1,627	$207.0K	<0.1%	History
Vanguard Communication Services ETF92204A884	ETF	2,183	$205.0K	<0.1%	–
ALLEAllegion plc	ORD SHS	2,086	$204.0K	<0.1%	History
GLADGladstone Capital Corp	COM	20,190	$204.0K	<0.1%	History
TRPTC Energy Corp	COM	3,934	$203.0K	<0.1%	History
Invesco Exchange Traded FD T46137V720	LEISU ENTMT ETF	5,566	$202.0K	<0.1%	–
PDCEPDC Energy, Inc.	COM	3,285	$202.0K	<0.1%	History
Franklin ETF Tr353506108	SHRT DUR US GOVT	2,203	$201.0K	<0.1%	–
DSLDoubleLine Income Solutions Fund	COM	16,545	$201.0K	<0.1%	History
iShares Tr464288745	GLB CNS DISC ETF	1,582	$201.0K	<0.1%	–
CVICVR Energy Inc	COM	5,974	$200.0K	<0.1%	History
Alps ETF Tr00162Q106	REIT DIVIDE DOGS	4,669	$200.0K	<0.1%	–
TPVGTriplePoint Venture Growth BDC Corp.	COM	15,500	$197.0K	<0.1%	History
BCATBlackRock Capital Allocation Term Trust	COM	12,560	$184.0K	<0.1%	History