Cetera Advisors LLC

SEC CIK: 0001534400
Latest filing: May 24, 2024

SEC filings (opens in a new tab)

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Positions: 1,352; −1 vs. Q2 2022
Portfolio value: $3.78B; −$608.6M (−13.9%) vs. Q2 2022
Filed: Nov 14, 2022; SEC

Holdings of Cetera Advisors LLC in Q3 2022
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
First Tr Exchng Traded FD VI33740U786	FT VEST U.S	307,185	$8.46M	0.2%	+276,601+904.4%	Added	–
First Tr Exchng Traded FD VI33740U406	FT VEST U.S.	282,168	$8.45M	0.2%	−3,714−1.3%	Reduced	–
PMPhilip Morris International Inc.	Stock	100,970	$8.38M	0.2%	+1,624+1.6%	Added	History
METAMeta Platforms, Inc.	Stock	61,368	$8.33M	0.2%	−13,492−18.0%	Reduced	History
CVSCVS Health Corp	Stock	87,205	$8.32M	0.2%	−5,650−6.1%	Reduced	History
State Street Consumer Staples Select Sector SPDR ETF81369Y308	ETF	123,104	$8.21M	0.2%	−14,315−10.4%	Reduced	–
MRKMerck & Co., Inc.	Stock	94,587	$8.15M	0.2%	−5,733−5.7%	Reduced	History
MDYSPDR S&P Midcap 400 ETF Trust	ETF	20,263	$8.14M	0.2%	+725+3.7%	Added	History
iShares MSCI USA Quality Factor ETF46432F339	ETF	77,755	$8.08M	0.2%	+47,182+154.3%	Added	–
Simplify Exchange Traded Fun82889N855	SIMPLIFY INTERST	117,172	$7.99M	0.2%	+12,056+11.5%	Added	–
State Street Financial Select Sector SPDR ETF81369Y605	ETF	259,845	$7.89M	0.2%	−13,695−5.0%	Reduced	–
First Tr Exchng Traded FD VI33740U778	VEST BUFFERED	464,749	$7.84M	0.2%	−226,398−32.8%	Reduced	–
NEENextera Energy Inc	Stock	98,636	$7.73M	0.2%	+1,186+1.2%	Added	History
ETNEaton Corp plc	Stock	57,526	$7.67M	0.2%	+1,748+3.1%	Added	History
Schwab International Equity ETF808524805	ETF	272,004	$7.65M	0.2%	+11,721+4.5%	Added	–
First Tr Exchange-Traded FD33734X846	NASDAQ CYB ETF	198,375	$7.64M	0.2%	+629+0.3%	Added	–
iShares S&P 100 ETF464287101	ETF	46,837	$7.61M	0.2%	+4,086+9.6%	Added	–
KMIKinder Morgan, Inc.	Stock	456,880	$7.60M	0.2%	+11,125+2.5%	Added	History
WMTWalmart Inc.	Stock	56,641	$7.35M	0.2%	−4,590−7.5%	Reduced	History
LOWLowes Companies Inc	Stock	38,878	$7.30M	0.2%	+15,236+64.4%	Added	History
iShares Core S&P U.S. Growth ETF464287671	ETF	90,844	$7.28M	0.2%	+1,213+1.4%	Added	–
iShares Core High Dividend ETF46429B663	ETF	78,950	$7.21M	0.2%	+8,151+11.5%	Added	–
First Tr Exchng Traded FD VI33740F649	FT VEST NAS	394,473	$7.16M	0.2%	−256,705−39.4%	Reduced	–
Alpha Architect ETF Tr02072L870	GADSDN DYN MLT	217,088	$7.04M	0.2%	+26,149+13.7%	Added	–
Global X FDS37954Y673	US INFR DEV ETF	296,704	$6.84M	0.2%	−89,492−23.2%	Reduced	–
WisdomTree Tr97717X669	US QTLY DIV GRT	126,058	$6.80M	0.2%	+19,100+17.9%	Added	–
Listed FDS Tr53656F623	HORI KI INFL ETF	243,931	$6.79M	0.2%	+22,736+10.3%	Added	–
Vanguard Ftse Developed Markets ETF921943858	ETF	186,091	$6.77M	0.2%	+4,854+2.7%	Added	–
First Tr Exchange Trad FD VI33739H101	FST TR GLB FD	265,153	$6.72M	0.2%	−534,357−66.8%	Reduced	–
First Tr Exchng Traded FD VI33740F839	FT VEST US EQT	206,317	$6.71M	0.2%	−13,375−6.1%	Reduced	–
Pacer Trendpilot 100 ETF69374H303	ETF	135,607	$6.68M	0.2%	+71,210+110.6%	Added	–
JPMorgan Ultra-Short Income ETF46641Q837	ETF	132,620	$6.65M	0.2%	−185,084−58.3%	Reduced	–
Schwab U.S. Large-Cap Growth ETF808524300	ETF	117,843	$6.58M	0.2%	+23,156+24.5%	Added	–
iShares Global Clean Energy ETF464288224	ETF	342,243	$6.53M	0.2%	+26,066+8.2%	Added	–
WisdomTree Tr97717W562	US SMALLCAP FUND	166,377	$6.52M	0.2%	+3,971+2.4%	Added	–
iShares Tr46434V613	CORE UNIVRSL USD	144,148	$6.42M	0.2%	+1,585+1.1%	Added	–
First Tr Exchng Traded FD VI33740F755	FT LADD BUFF ETF	306,768	$6.39M	0.2%	+49,842+19.4%	Added	–
State Street Utilities Select Sector SPDR ETF81369Y886	ETF	97,104	$6.36M	0.2%	−29,581−23.4%	Reduced	–
Invesco Exch TRD SLF Idx FD46138J817	BULSHS 2025 HY	291,768	$6.35M	0.2%	+24,638+9.2%	Added	–
iShares Core U.S. Aggregate Bond ETF464287226	ETF	65,320	$6.29M	0.2%	−31,964−32.9%	Reduced	–
Victory Portfolios II92647N824	VCSHS US EQ INCM	105,395	$6.26M	0.2%	+15,319+17.0%	Added	–
Vanguard Scottsdale FDS92206C409	SHRT TRM CORP BD	83,420	$6.20M	0.2%	+17,740+27.0%	Added	–
Pacer FDS Tr69374H709	GLOBL CASH ETF	231,390	$6.19M	0.2%	+108,022+87.6%	Added	–
State Street Consumer Discretionary Select Sector SPDR ETF81369Y407	ETF	43,070	$6.13M	0.2%	−285−0.7%	Reduced	–
LLYEli Lilly & Co	Stock	18,912	$6.12M	0.2%	+2,163+12.9%	Added	History
UPSUnited Parcel Service Inc	Stock	37,793	$6.11M	0.2%	+2,973+8.5%	Added	History
SONSonoco Products Co	COM	107,329	$6.09M	0.2%	−513−0.5%	Reduced	History
SOSouthern Co	Stock	89,143	$6.06M	0.2%	+638+0.7%	Added	History
VanEck ETF Trust92189F106	GOLD MINERS ETF	250,549	$6.04M	0.2%	+8,720+3.6%	Added	–
First Tr Exchange-Traded FD33734X168	MATERIALS ALPH	115,933	$6.01M	0.2%	−374−0.3%	Reduced	–
Global X Lithium & Battery Tech ETF37954Y855	ETF	90,532	$5.98M	0.2%	+643+0.7%	Added	–
iShares Tr464288646	ISHS 1-5YR INVS	119,454	$5.89M	0.2%	+52,848+79.3%	Added	–
iShares MSCI Eafe Min Vol Factor ETF46429B689	ETF	103,153	$5.88M	0.2%	−4,908−4.5%	Reduced	–
Fidelity Merrimack STR Tr316188309	TOTAL BD ETF	131,243	$5.83M	0.2%	+65,945+101.0%	Added	–
CBRLCracker Barrel Old Country Store, Inc	COM	61,393	$5.68M	0.2%	+4,150+7.2%	Added	History
Vanguard Admiral FDS Inc921932828	SMLLCP 600 IDX	34,667	$5.60M	0.1%	+824+2.4%	Added	–
Invesco Exchange Traded FD T46137V548	INTL DIVI ACHI	359,863	$5.49M	0.1%	+30,461+9.2%	Added	–
NOCNorthrop Grumman Corp	Stock	11,624	$5.47M	0.1%	+118+1.0%	Added	History
Schwab Intermediate-Term US Treasury ETF808524854	ETF	110,465	$5.43M	0.1%	+3,898+3.7%	Added	–
First Tr Exchng Traded FD VI33740F805	SMITH OPPORT FXD	124,549	$5.42M	0.1%	−4,252−3.3%	Reduced	–
WisdomTree Tr97717W570	US MIDCAP FUND	123,225	$5.42M	0.1%	+1,828+1.5%	Added	–
BXBlackstone Inc.	COM	64,378	$5.39M	0.1%	+18,447+40.2%	Added	History
Invesco Exch TRD SLF Idx FD46138J635	INVSCO BLSH 26	245,881	$5.38M	0.1%	+18,949+8.4%	Added	–
First Tr Exchng Traded FD VI33740F730	FT VEST US EQT	177,914	$5.36M	0.1%	+145,104+442.3%	Added	–
First Tr Exchng Traded FD VI33740U802	FT VEST U.S.	186,646	$5.34M	0.1%	+32,492+21.1%	Added	–
WisdomTree Tr97717W208	US HIGH DIVIDEND	68,292	$5.18M	0.1%	+3,277+5.0%	Added	–
CATCaterpillar Inc	Stock	31,235	$5.13M	0.1%	+7,721+32.8%	Added	History
Vanguard Scottsdale FDS92206C102	SHORT TERM TREAS	88,440	$5.11M	0.1%	+17,018+23.8%	Added	–
Advisorshares Tr00768Y438	Q DYNAMIC GROWTH	246,974	$5.11M	0.1%	−79,302−24.3%	Reduced	–
FFord Motor Co	Stock	455,479	$5.10M	0.1%	+65,462+16.8%	Added	History
ProShares Tr74348A467	S&P 500 DV ARIST	63,647	$5.09M	0.1%	+13,772+27.6%	Added	–
CSQCalamos Strategic Total Return Fund	COM SH BEN INT	401,748	$5.02M	0.1%	+13,361+3.4%	Added	History
State Street SPDR S&P Biotech ETF78464A870	ETF	62,996	$5.00M	0.1%	+9,049+16.8%	Added	–
DIASPDR Dow Jones Industrial Average ETF Trust	UT SER 1	17,380	$4.99M	0.1%	+1,012+6.2%	Added	History
Invesco Exch TRD SLF Idx FD46138J858	BULSHS 2023 HY	217,467	$4.96M	0.1%	+3,028+1.4%	Added	–
QCOMQualcomm Inc	Stock	43,659	$4.93M	0.1%	+3,036+7.5%	Added	History
Invesco Exchange Traded FD T46137V431	S&P 500 GARP ETF	64,552	$4.83M	0.1%	+42,089+187.4%	Added	–
Vanguard S&P 500 Growth ETF921932505	ETF	23,079	$4.81M	0.1%	+61+0.3%	Added	–
TXNTexas Instruments Inc	Stock	30,825	$4.77M	0.1%	+17,014+123.2%	Added	History
Pgim ETF Tr69344A107	PGIM ULTRA SH BD	94,524	$4.64M	0.1%	+94,524	New	–
iShares Tr464287515	EXPANDED TECH	18,318	$4.58M	0.1%	+2,326+14.5%	Added	–
iShares Tr464287846	DOW JONES US ETF	52,179	$4.58M	0.1%	+1,118+2.2%	Added	–
Invesco Exch Traded FD Tr II46138E354	S&P500 LOW VOL	78,779	$4.56M	0.1%	−6,533−7.7%	Reduced	–
Vanguard Morningstar Value ETF922908744	ETF	36,808	$4.54M	0.1%	+5,661+18.2%	Added	–
Alps ETF Tr00162Q452	ALERIAN MLP	124,294	$4.54M	0.1%	−10,228−7.6%	Reduced	–
Cambria ETF Tr132061706	EMRG SHAREHLDR	181,173	$4.50M	0.1%	−1,143−0.6%	Reduced	–
First Tr Exchng Traded FD VI33740U760	VEST BUFFERED	246,231	$4.46M	0.1%	+7,107+3.0%	Added	–
UNPUnion Pacific Corp	Stock	22,577	$4.40M	0.1%	+296+1.3%	Added	History
Global X FDS37954Y483	NASDAQ 100 COVER	276,862	$4.34M	0.1%	+11,765+4.4%	Added	–
DOWDow Inc.	Stock	97,779	$4.29M	0.1%	+10,345+11.8%	Added	History
iShares Tr464288885	EAFE GRWTH ETF	58,569	$4.25M	0.1%	+10,345+21.5%	Added	–
PIMCO ETF Tr72201R874	SHTRM MUN BD ACT	85,976	$4.20M	0.1%	+63,064+275.2%	Added	–
Principal Exchange Traded FD74255Y201	QUALITY ETF	93,647	$4.19M	0.1%	+1,915+2.1%	Added	–
iShares Core MSCI Emerging Markets ETF46434G103	ETF	96,495	$4.15M	0.1%	−14,604−13.1%	Reduced	–
iShares Tr464288877	EAFE VALUE ETF	106,685	$4.11M	0.1%	−4,837−4.3%	Reduced	–
WisdomTree Tr97717X271	DYNAMIC INT EQ	146,253	$4.10M	0.1%	+3,104+2.2%	Added	–
State Street SPDR S&P Regional Banking ETF78464A698	ETF	69,262	$4.08M	0.1%	+280.0%	Added	–
WisdomTree Tr97717X263	DYNAMIC INTL EQT	154,956	$4.03M	0.1%	+4,712+3.1%	Added	–
GISGeneral Mills Inc	Stock	52,606	$4.03M	0.1%	+16,358+45.1%	Added	History
SHELShell plc	ADR	80,612	$4.01M	0.1%	−51−0.1%	Reduced	History

Options (5)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q3 2022
Security	Class	Puts	Calls
CBRECbre Group, Inc.	CL A	$109.0K	–
WFCWells Fargo & Company	Stock	$4.00K	–
ZIMZIM Integrated Shipping Services Ltd.	SHS	$3.00K	–
DALDelta Air Lines, Inc.	COM NEW	–	$2.00K
VZVerizon Communications Inc	Stock	–	$1.00K

Sold out since Q2 2022 (115)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 115 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q2 2022
Security	Class	Shares in Q2 2022	Value in Q2 2022	% of portfolio in Q2 2022	History
Franklin Templeton ETF Tr35473P801	US LRG CP MLTFCT	155,409	$6.03M	0.1%	–
GSKGSK plc	SPONSORED ADR	97,327	$4.24M	0.1%	History
DBEInvesco DB Energy Fund	ENERGY FD	106,915	$2.80M	0.1%	History
First Tr Exchng Traded FD VI33740F870	LOW DUR STRTGC	99,652	$1.86M	<0.1%	–
Invesco Exchange Traded FD T46137V761	ENERG EXPL ETF	72,107	$1.85M	<0.1%	–
New York Life Investments Et45409B560	FTSE INTL EQTY C	67,515	$1.41M	<0.1%	–
SYFSynchrony Financial	COM	37,004	$1.02M	<0.1%	History
RGLDRoyal Gold Inc	Stock	9,557	$1.02M	<0.1%	History
CFCF Industries Holdings, Inc.	COM	11,651	$999.0K	<0.1%	History
VanEck ETF Trust92189H607	OIL SERVICES ETF	3,312	$770.0K	<0.1%	–
BGSB&G Foods, Inc.	COM	30,099	$716.0K	<0.1%	History
EGLEEagle Bulk Shipping Inc.	COM	13,161	$683.0K	<0.1%	History
HXLHexcel Corp	COM	13,035	$682.0K	<0.1%	History
iShares Tr464288737	GLB CNSM STP ETF	11,736	$679.0K	<0.1%	–
BAKBraskem SA	SP ADR PFD A	47,306	$676.0K	<0.1%	History
First Tr Exchange-Traded FD33739Q309	HIGH INCM STRGC	14,829	$666.0K	<0.1%	–
Innovator ETFs Trust45783Y855	DEFINED WLT SHLD	24,930	$644.0K	<0.1%	–
SPDR Series Trust78468R200	ST STR RATE ETF	21,025	$633.0K	<0.1%	–
UNGUnited States Natural Gas Fund, LP	UNIT PAR	32,077	$610.0K	<0.1%	History
AGCOAGCO Corp	COM	6,111	$603.0K	<0.1%	History
SIISprott Inc.	COM NEW	15,672	$543.0K	<0.1%	History
ARLPAlliance Resource Partners LP	Stock	28,889	$527.0K	<0.1%	History
DKLDelek Logistics Partners, LP	COM UNT RP INT	10,481	$510.0K	<0.1%	History
Lattice Strategies Tr518416409	HARTFORD US EQTY	12,957	$486.0K	<0.1%	–
VSTVistra Corp.	Stock	20,930	$478.0K	<0.1%	History
PAASPan American Silver Corp	Stock	24,026	$473.0K	<0.1%	History
KRPKimbell Royalty Partners, LP	UNIT	30,041	$471.0K	<0.1%	History
DLTRDollar Tree, Inc.	COM	2,796	$436.0K	<0.1%	History
IDAIdacorp Inc	COM	4,093	$433.0K	<0.1%	History
HQHabrdn Healthcare Investors	SH BEN INT	22,401	$419.0K	<0.1%	History
NRGNRG Energy, Inc.	Stock	10,610	$405.0K	<0.1%	History
NVAXNovavax Inc	COM NEW	7,572	$389.0K	<0.1%	History
UNMUnum Group	Stock	11,306	$385.0K	<0.1%	History
GGGGraco Inc	COM	5,495	$326.0K	<0.1%	History
Vanguard Scottsdale FDS92206C664	VNG RUS2000IDX	4,695	$321.0K	<0.1%	–
DHIHorton D R Inc	COM	4,677	$310.0K	<0.1%	History
iShares Tr46434V274	INTL EQTY FACTOR	13,106	$308.0K	<0.1%	–
CZRCaesars Entertainment, Inc.	COM	7,938	$304.0K	<0.1%	History
Invesco Exch Traded FD Tr II46138E842	DORSEY WRGT SMLC	4,459	$303.0K	<0.1%	–
WisdomTree Tr97717W448	GERMANY HEDEQ FD	10,118	$303.0K	<0.1%	–
UGAUnited States Gasoline Fund, LP	UNITS	4,373	$297.0K	<0.1%	History
Cambria ETF Tr132061862	TAIL RISK	15,755	$277.0K	<0.1%	–
Invesco Exchange Traded FD T46137V845	DORSEY WRGT INDS	3,314	$268.0K	<0.1%	–
TRMKTrustmark Corp	COM	9,188	$268.0K	<0.1%	History
BSTBlackRock Science & Technology Trust	SHS	7,954	$258.0K	<0.1%	History
XHRXenia Hotels & Resorts, Inc.	COM	17,737	$258.0K	<0.1%	History
WisdomTree Tr97717X214	EMERG MKTS ESG	9,000	$257.0K	<0.1%	–
VFCV F Corp	Stock	5,791	$256.0K	<0.1%	History
OGNOrganon & Co.	Stock	7,525	$254.0K	<0.1%	History
Vanguard Scottsdale FDS92206C813	LG-TERM COR BD	3,062	$248.0K	<0.1%	–
Fidelity MSCI Information Technology Index ETF316092808	ETF	2,561	$247.0K	<0.1%	–
LKQLKQ Corp	COM	4,949	$243.0K	<0.1%	History
IFFInternational Flavors & Fragrances Inc	COM	2,032	$242.0K	<0.1%	History
SNYSanofi	SPONSORED ADR	4,763	$238.0K	<0.1%	History
Aim ETF Products Trust00888H208	ALLIANZIM US EQT	9,400	$238.0K	<0.1%	–
OCCIOFS Credit Company, Inc.	COM	26,103	$238.0K	<0.1%	History
Chiron Real Estate Inc.37954A204	COM NEW	21,118	$237.0K	<0.1%	–
WisdomTree Tr97717X701	EUROPE HEDGED EQ	3,581	$235.0K	<0.1%	–
iShares Tr46429B671	MSCI CHINA ETF	4,216	$235.0K	<0.1%	–
SYNASYNAPTICS Inc	Stock	1,985	$234.0K	<0.1%	History
MELIMercadolibre Inc	COM	368	$234.0K	<0.1%	History
BSMBlack Stone Minerals, L.P.	COM UNIT	16,966	$232.0K	<0.1%	History
VTRVentas, Inc.	REIT	4,485	$231.0K	<0.1%	History
BEPBrookfield Renewable Partners L.P.	PARTNERSHIP UNIT	6,511	$227.0K	<0.1%	History
HNIHni Corp	Stock	6,472	$225.0K	<0.1%	History
iShares Inc464286319	EM MKTS DIV ETF	8,441	$225.0K	<0.1%	–
ECCEagle Point Credit Co	COM	19,090	$225.0K	<0.1%	History
ZMZoom Communications, Inc.	Stock	2,075	$224.0K	<0.1%	History
Vanguard Whitehall FDS921946794	INTL HIGH ETF	3,793	$223.0K	<0.1%	–
LITELumentum Holdings Inc.	COM	2,757	$219.0K	<0.1%	History
First Tr Exch Traded FD III33739P608	RIVRFRNT DYN DEV	4,090	$219.0K	<0.1%	–
iShares Inc464286657	MSCI BIC ETF	5,896	$218.0K	<0.1%	–
ONOn Semiconductor Corp	Stock	4,314	$217.0K	<0.1%	History
CAHCardinal Health Inc	Stock	4,132	$216.0K	<0.1%	History
AAPAdvance Auto Parts Inc	COM	1,250	$216.0K	<0.1%	History
iShares Tr464287390	LATN AMER 40 ETF	9,546	$215.0K	<0.1%	–
iShares Tr46435G326	CORE MSCI INTL	3,992	$215.0K	<0.1%	–
EXRExtra Space Storage Inc.	COM	1,251	$213.0K	<0.1%	History
iShares Tr464289420	RUS TP200 VL ETF	3,400	$210.0K	<0.1%	–
iShares MSCI Acwi Ex U.S. ETF464288240	ETF	4,640	$209.0K	<0.1%	–
Dimensional U.S. Targeted Value ETF25434V609	ETF	5,173	$208.0K	<0.1%	–
EBAYeBay Inc	COM	4,999	$208.0K	<0.1%	History
HEIHeico Corp	COM	1,584	$208.0K	<0.1%	History
CIENCiena Corp	COM NEW	4,543	$208.0K	<0.1%	History
AZPNAspen Technology, Inc.	COM	1,132	$208.0K	<0.1%	History
GDYNGrid Dynamics Holdings, Inc.	CL A	12,320	$207.0K	<0.1%	History
JJacobs Solutions Inc.	COM	1,627	$207.0K	<0.1%	History
Vanguard Communication Services ETF92204A884	ETF	2,183	$205.0K	<0.1%	–
ALLEAllegion plc	ORD SHS	2,086	$204.0K	<0.1%	History
GLADGladstone Capital Corp	COM	20,190	$204.0K	<0.1%	History
TRPTC Energy Corp	COM	3,934	$203.0K	<0.1%	History
Invesco Exchange Traded FD T46137V720	LEISU ENTMT ETF	5,566	$202.0K	<0.1%	–
PDCEPDC Energy, Inc.	COM	3,285	$202.0K	<0.1%	History
Franklin ETF Tr353506108	SHRT DUR US GOVT	2,203	$201.0K	<0.1%	–
DSLDoubleLine Income Solutions Fund	COM	16,545	$201.0K	<0.1%	History
iShares Tr464288745	GLB CNS DISC ETF	1,582	$201.0K	<0.1%	–
CVICVR Energy Inc	COM	5,974	$200.0K	<0.1%	History
Alps ETF Tr00162Q106	REIT DIVIDE DOGS	4,669	$200.0K	<0.1%	–
TPVGTriplePoint Venture Growth BDC Corp.	COM	15,500	$197.0K	<0.1%	History
BCATBlackRock Capital Allocation Term Trust	COM	12,560	$184.0K	<0.1%	History