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Livermore
Livermore
ZHEN

Cetera Advisors LLC

SEC CIK
0001534400
Latest filing
May 24, 2024

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Institution overview
Positions
1,352
−1 vs. Q2 2022
Portfolio value
$3.78B
−$608.6M (−13.9%) vs. Q2 2022
Filed
Nov 14, 2022
SEC
Holdings of Cetera Advisors LLC in Q3 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
BNYBank of New York Mellon CorpStock12,932$00.0%+6,742+108.9%AddedHistory
BBYBest Buy Co IncStock5,232$00.0%+5,232NewHistory
AIGAmerican International Group, Inc.Stock5,798$00.0%+5,798NewHistory
AAAlcoa CorpStock13,052$00.0%+6,661+104.2%AddedHistory
GLDMWorld Gold TrustSPDR GLD MINIS7,570$00.0%+7,570NewHistory
AEOAmerican Eagle Outfitters IncCOM24,554$00.0%+24,554NewHistory
BTZBlackRock Credit Allocation Income TrustCOM10,612$00.0%+10,612NewHistory
BKHBlack Hills CorpCOM3,048$00.0%+3,048NewHistory
BHKBlackRock Core Bond TrustSHS BEN INT13,304$00.0%+13,304NewHistory
American Centy ETF Tr025072810FOCUSED DYNAMIC4,578$00.0%+4,578New–
AMEAmetek IncCOM2,416$00.0%+2,416NewHistory
HRBH&R Block IncCOM7,060$00.0%+7,060NewHistory
ADXAdams Diversified Equity Fund, Inc.COM11,310$00.0%+11,310NewHistory
ANDEAndersons, Inc.COM14,848$00.0%+14,848NewHistory
Abrdn ETFs003261104BBRG ALL COMD K112,634$00.0%+12,634New–
Abrdn ETFs003261203BBRG ALL COMMDY9,040$00.0%+9,040New–
BEBloom Energy CorpCOM CL A10,624$00.0%+10,624NewHistory
Amplify ETF Tr032108847CEF HIGH INCOME21,936$00.0%+9,468+75.9%Added–
SIVRabrdn Silver ETF TrustPHYSCL SILVR SHS19,944$00.0%+9,894+98.4%AddedHistory
ADSKAutodesk, Inc.COM2,342$00.0%+552+30.8%AddedHistory
UHALU-Haul Holding CoCOM488$00.0%+488NewHistory
ALGNAlign Technology IncCOM990$00.0%+990NewHistory
ALKAlaska Air Group, Inc.COM5,694$00.0%+5,694NewHistory
BCBPBCB Bancorp IncCOM14,328$00.0%+14,328NewHistory
FAXAbrdn Asia-Pacific Income Fund, Inc.COM19,808$00.0%+19,808NewHistory
IAFAbrdn Australia Equity Fund, Inc.COM18,278$00.0%+18,278NewHistory
ALPPAlpine 4 Holdings, Inc.COM733,164$00.0%+351,952+92.3%AddedHistory
Amplify ETF Tr032108102ONLIN RETL ETF12,366$00.0%+4,880+65.2%Added–
Amplify ETF Tr032108805AMPLIFY LITHIUM16,930$00.0%+16,930New–
BIGGQFormer BL Stores IncCOM10,510$00.0%+10,510NewHistory
BKCCBlackRock Capital Investment CorpCOM17,278$00.0%+17,278NewHistory
BlackRock Corpor Hi Yld FD I09255L114RIGHT 10/13/202254,895$00.0%+54,895New–
BAXBaxter International IncStock11,968$1.00K<0.1%+5,654+89.5%AddedHistory
CORCencora, Inc.Stock3,978$1.00K<0.1%+1,933+94.5%AddedHistory
Amplify Blockchain Technology ETF032108607ETF68,000$1.00K<0.1%+34,508+103.0%Added–
AFLAflac IncStock17,020$1.00K<0.1%+7,683+82.3%AddedHistory
ALBAlbemarle CorpStock2,688$1.00K<0.1%+1,557+137.7%AddedHistory
MSMorgan StanleyStock9,026$1.00K<0.1%+700+8.4%AddedHistory
AWKAmerican Water Works Company, Inc.Stock4,154$1.00K<0.1%−4,818−53.7%ReducedHistory
TRVTravelers Companies, Inc.Stock9,278$1.00K<0.1%+4,025+76.6%AddedHistory
BIDUBaidu, Inc.ADR5,850$1.00K<0.1%+3,656+166.6%AddedHistory
AGXArgan IncStock33,684$1.00K<0.1%+13,068+63.4%AddedHistory
ATOAtmos Energy CorpCOM8,094$1.00K<0.1%+4,173+106.4%AddedHistory
BALLBALL CorpCOM24,086$1.00K<0.1%+11,932+98.2%AddedHistory
PWRQuanta Services, Inc.COM6,954$1.00K<0.1%+4,097+143.4%AddedHistory
BNSBank of Nova ScotiaCOM19,876$1.00K<0.1%+11,701+143.1%AddedHistory
Invesco Exch Traded FD Tr II46138E198S&P MIDCP LOW26,250$1.00K<0.1%+13,033+98.6%Added–
ADCAgree Realty CorpCOM8,674$1.00K<0.1%+4,513+108.5%AddedHistory
VALEVale S.A.SPONSORED ADS104,054$1.00K<0.1%+64,322+161.9%AddedHistory
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH9,558$1.00K<0.1%+4,679+95.9%Added–
AVBAvalonbay Communities IncCOM6,626$1.00K<0.1%+3,119+88.9%AddedHistory
AEEAmeren CorpCOM15,782$1.00K<0.1%+8,264+109.9%AddedHistory
AIFApollo Tactical Income Fund Inc.COM47,524$1.00K<0.1%+23,662+99.2%AddedHistory
TTETotalEnergies SESPONSORED ADS13,772$1.00K<0.1%+9,017+189.6%AddedHistory
EWEdwards Lifesciences CorpStock20,798$2.00K<0.1%+9,350+81.7%AddedHistory
FTNTFortinet, Inc.Stock35,962$2.00K<0.1%+19,587+119.6%AddedHistory
ABNBAirbnb, Inc.Stock16,100$2.00K<0.1%+9,016+127.3%AddedHistory
ADIAnalog Devices IncStock16,368$2.00K<0.1%+8,375+104.8%AddedHistory
LNTAlliant Energy CorpStock30,610$2.00K<0.1%+14,911+95.0%AddedHistory
ALLAllstate CorpStock13,944$2.00K<0.1%+7,524+117.2%AddedHistory
Barrick Gold Corp067901108COM153,672$2.00K<0.1%+119,524+350.0%Added–
ABRArbor Realty Trust IncCOM140,574$2.00K<0.1%+72,104+105.3%AddedHistory
AZNAstraZeneca PLCSPONSORED ADR30,044$2.00K<0.1%+15,907+112.5%AddedHistory
ELVElevance Health, Inc.Stock6,104$3.00K<0.1%+3,237+112.9%AddedHistory
BDXBecton Dickinson & CoStock15,182$3.00K<0.1%+7,595+100.1%AddedHistory
First Trust Dow Jones Internet Index Fund33733E302ETF22,010$3.00K<0.1%+10,066+84.3%Added–
AZOAutoZone IncCOM1,598$3.00K<0.1%+787+97.0%AddedHistory
Amplify ETF Tr032108888BLACKSWAN GRWT139,532$3.00K<0.1%+53,983+63.1%Added–
TRKATroika Media Group, Inc.COM10,000$3.00K<0.1%00.0%UnchangedHistory
BPBP PLCADR134,988$4.00K<0.1%+74,031+121.4%AddedHistory
APDAir Products & Chemicals, Inc.Stock16,102$4.00K<0.1%+8,583+114.2%AddedHistory
AXPAmerican Express CoStock26,984$4.00K<0.1%+14,574+117.4%AddedHistory
AMATApplied Materials IncStock42,804$4.00K<0.1%+22,445+110.2%AddedHistory
BRK.ABerkshire Hathaway IncCL A10$4.00K<0.1%+7+233.3%AddedHistory
LGL Group Inc50186A132*W EXP 11/16/20210,000$4.00K<0.1%00.0%Unchanged–
ADPAutomatic Data Processing IncStock21,976$5.00K<0.1%+7,659+53.5%AddedHistory
AEPAmerican Electric Power Co IncStock60,772$5.00K<0.1%+32,069+111.7%AddedHistory
AMDAdvanced Micro Devices IncStock77,260$5.00K<0.1%+38,936+101.6%AddedHistory
First Tr Exch Traded FD III33739E108PFD SECS INC ETF320,874$5.00K<0.1%+18,477+6.1%Added–
WTERAlkaline Water Co IncCOM NEW15,389$5.00K<0.1%00.0%UnchangedHistory
BHPBHP Group LtdADR138,310$7.00K<0.1%+63,092+83.9%AddedHistory
BACBank of America CorpStock267,858$8.00K<0.1%+133,165+98.9%AddedHistory
TGTTarget CorpStock53,904$8.00K<0.1%+18,526+52.4%AddedHistory
BNKKBonk, Inc.COM NEW10,000$8.00K<0.1%00.0%UnchangedHistory
AMGNAmgen IncStock39,000$9.00K<0.1%+21,882+127.8%AddedHistory
DRRXDurect CorpCOM15,000$9.00K<0.1%00.0%UnchangedHistory
RTXRTX CorpStock125,162$10.0K<0.1%+39,433+46.0%AddedHistory
Supernus Pharmaceuticals, Inc.868459AD0NOTE 0.625% 4/010,000$10.0K<0.1%00.0%Unchanged–
Cheesecake Factory Inc163072AA9NOTE 0.375% 6/113,000$10.0K<0.1%00.0%Unchanged–
ABTAbbott LaboratoriesStock120,220$12.0K<0.1%+60,081+99.9%AddedHistory
Hope Bancorp Inc43940TAB5NOTE 2.000% 5/113,000$12.0K<0.1%00.0%Unchanged–
DHCDiversified Healthcare TrustCOM SH BEN INT12,956$13.0K<0.1%−175−1.3%ReducedHistory
HCI Group, Inc.40416EAD5NOTE 4.250% 3/016,000$13.0K<0.1%00.0%Unchanged–
BABoeing CoStock114,334$14.0K<0.1%+49,661+76.8%AddedHistory
ADMArcher-Daniels-Midland CoStock176,922$14.0K<0.1%+75,238+74.0%AddedHistory
ACBAurora Cannabis IncCOM11,406$14.0K<0.1%−292−2.5%ReducedHistory
New MTN Fin Corp647551AC4NOTE 5.750% 8/115,000$15.0K<0.1%00.0%Unchanged–
SENSSenseonics Holdings, Inc.COM11,300$15.0K<0.1%00.0%UnchangedHistory
KOPNKopin CorpCOM15,027$16.0K<0.1%00.0%UnchangedHistory
Genetic Technologies Ltd37185R307NEW SPONSRD ADR13,961$16.0K<0.1%−3,000−17.7%Reduced–

Options (5)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q3 2022
SecurityClassPutsCalls
CBRECbre Group, Inc.CL A$109.0K–
WFCWells Fargo & CompanyStock$4.00K–
ZIMZIM Integrated Shipping Services Ltd.SHS$3.00K–
DALDelta Air Lines, Inc.COM NEW–$2.00K
VZVerizon Communications IncStock–$1.00K

Sold out since Q2 2022 (115)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 115 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q2 2022
SecurityClassShares in Q2 2022Value in Q2 2022% of portfolio in Q2 2022History
Franklin Templeton ETF Tr35473P801US LRG CP MLTFCT155,409$6.03M0.1%–
GSKGSK plcSPONSORED ADR97,327$4.24M0.1%History
DBEInvesco DB Energy FundENERGY FD106,915$2.80M0.1%History
First Tr Exchng Traded FD VI33740F870LOW DUR STRTGC99,652$1.86M<0.1%–
Invesco Exchange Traded FD T46137V761ENERG EXPL ETF72,107$1.85M<0.1%–
New York Life Investments Et45409B560FTSE INTL EQTY C67,515$1.41M<0.1%–
SYFSynchrony FinancialCOM37,004$1.02M<0.1%History
RGLDRoyal Gold IncStock9,557$1.02M<0.1%History
CFCF Industries Holdings, Inc.COM11,651$999.0K<0.1%History
VanEck ETF Trust92189H607OIL SERVICES ETF3,312$770.0K<0.1%–
BGSB&G Foods, Inc.COM30,099$716.0K<0.1%History
EGLEEagle Bulk Shipping Inc.COM13,161$683.0K<0.1%History
HXLHexcel CorpCOM13,035$682.0K<0.1%History
iShares Tr464288737GLB CNSM STP ETF11,736$679.0K<0.1%–
BAKBraskem SASP ADR PFD A47,306$676.0K<0.1%History
First Tr Exchange-Traded FD33739Q309HIGH INCM STRGC14,829$666.0K<0.1%–
Innovator ETFs Trust45783Y855DEFINED WLT SHLD24,930$644.0K<0.1%–
SPDR Series Trust78468R200ST STR RATE ETF21,025$633.0K<0.1%–
UNGUnited States Natural Gas Fund, LPUNIT PAR32,077$610.0K<0.1%History
AGCOAGCO CorpCOM6,111$603.0K<0.1%History
SIISprott Inc.COM NEW15,672$543.0K<0.1%History
ARLPAlliance Resource Partners LPStock28,889$527.0K<0.1%History
DKLDelek Logistics Partners, LPCOM UNT RP INT10,481$510.0K<0.1%History
Lattice Strategies Tr518416409HARTFORD US EQTY12,957$486.0K<0.1%–
VSTVistra Corp.Stock20,930$478.0K<0.1%History
PAASPan American Silver CorpStock24,026$473.0K<0.1%History
KRPKimbell Royalty Partners, LPUNIT30,041$471.0K<0.1%History
DLTRDollar Tree, Inc.COM2,796$436.0K<0.1%History
IDAIdacorp IncCOM4,093$433.0K<0.1%History
HQHabrdn Healthcare InvestorsSH BEN INT22,401$419.0K<0.1%History
NRGNRG Energy, Inc.Stock10,610$405.0K<0.1%History
NVAXNovavax IncCOM NEW7,572$389.0K<0.1%History
UNMUnum GroupStock11,306$385.0K<0.1%History
GGGGraco IncCOM5,495$326.0K<0.1%History
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX4,695$321.0K<0.1%–
DHIHorton D R IncCOM4,677$310.0K<0.1%History
iShares Tr46434V274INTL EQTY FACTOR13,106$308.0K<0.1%–
CZRCaesars Entertainment, Inc.COM7,938$304.0K<0.1%History
Invesco Exch Traded FD Tr II46138E842DORSEY WRGT SMLC4,459$303.0K<0.1%–
WisdomTree Tr97717W448GERMANY HEDEQ FD10,118$303.0K<0.1%–
UGAUnited States Gasoline Fund, LPUNITS4,373$297.0K<0.1%History
Cambria ETF Tr132061862TAIL RISK15,755$277.0K<0.1%–
Invesco Exchange Traded FD T46137V845DORSEY WRGT INDS3,314$268.0K<0.1%–
TRMKTrustmark CorpCOM9,188$268.0K<0.1%History
BSTBlackRock Science & Technology TrustSHS7,954$258.0K<0.1%History
XHRXenia Hotels & Resorts, Inc.COM17,737$258.0K<0.1%History
WisdomTree Tr97717X214EMERG MKTS ESG9,000$257.0K<0.1%–
VFCV F CorpStock5,791$256.0K<0.1%History
OGNOrganon & Co.Stock7,525$254.0K<0.1%History
Vanguard Scottsdale FDS92206C813LG-TERM COR BD3,062$248.0K<0.1%–
Fidelity MSCI Information Technology Index ETF316092808ETF2,561$247.0K<0.1%–
LKQLKQ CorpCOM4,949$243.0K<0.1%History
IFFInternational Flavors & Fragrances IncCOM2,032$242.0K<0.1%History
SNYSanofiSPONSORED ADR4,763$238.0K<0.1%History
Aim ETF Products Trust00888H208ALLIANZIM US EQT9,400$238.0K<0.1%–
OCCIOFS Credit Company, Inc.COM26,103$238.0K<0.1%History
Chiron Real Estate Inc.37954A204COM NEW21,118$237.0K<0.1%–
WisdomTree Tr97717X701EUROPE HEDGED EQ3,581$235.0K<0.1%–
iShares Tr46429B671MSCI CHINA ETF4,216$235.0K<0.1%–
SYNASYNAPTICS IncStock1,985$234.0K<0.1%History
MELIMercadolibre IncCOM368$234.0K<0.1%History
BSMBlack Stone Minerals, L.P.COM UNIT16,966$232.0K<0.1%History
VTRVentas, Inc.REIT4,485$231.0K<0.1%History
BEPBrookfield Renewable Partners L.P.PARTNERSHIP UNIT6,511$227.0K<0.1%History
HNIHni CorpStock6,472$225.0K<0.1%History
iShares Inc464286319EM MKTS DIV ETF8,441$225.0K<0.1%–
ECCEagle Point Credit CoCOM19,090$225.0K<0.1%History
ZMZoom Communications, Inc.Stock2,075$224.0K<0.1%History
Vanguard Whitehall FDS921946794INTL HIGH ETF3,793$223.0K<0.1%–
LITELumentum Holdings Inc.COM2,757$219.0K<0.1%History
First Tr Exch Traded FD III33739P608RIVRFRNT DYN DEV4,090$219.0K<0.1%–
iShares Inc464286657MSCI BIC ETF5,896$218.0K<0.1%–
ONOn Semiconductor CorpStock4,314$217.0K<0.1%History
CAHCardinal Health IncStock4,132$216.0K<0.1%History
AAPAdvance Auto Parts IncCOM1,250$216.0K<0.1%History
iShares Tr464287390LATN AMER 40 ETF9,546$215.0K<0.1%–
iShares Tr46435G326CORE MSCI INTL3,992$215.0K<0.1%–
EXRExtra Space Storage Inc.COM1,251$213.0K<0.1%History
iShares Tr464289420RUS TP200 VL ETF3,400$210.0K<0.1%–
iShares MSCI Acwi Ex U.S. ETF464288240ETF4,640$209.0K<0.1%–
Dimensional U.S. Targeted Value ETF25434V609ETF5,173$208.0K<0.1%–
EBAYeBay IncCOM4,999$208.0K<0.1%History
HEIHeico CorpCOM1,584$208.0K<0.1%History
CIENCiena CorpCOM NEW4,543$208.0K<0.1%History
AZPNAspen Technology, Inc.COM1,132$208.0K<0.1%History
GDYNGrid Dynamics Holdings, Inc.CL A12,320$207.0K<0.1%History
JJacobs Solutions Inc.COM1,627$207.0K<0.1%History
Vanguard Communication Services ETF92204A884ETF2,183$205.0K<0.1%–
ALLEAllegion plcORD SHS2,086$204.0K<0.1%History
GLADGladstone Capital CorpCOM20,190$204.0K<0.1%History
TRPTC Energy CorpCOM3,934$203.0K<0.1%History
Invesco Exchange Traded FD T46137V720LEISU ENTMT ETF5,566$202.0K<0.1%–
PDCEPDC Energy, Inc.COM3,285$202.0K<0.1%History
Franklin ETF Tr353506108SHRT DUR US GOVT2,203$201.0K<0.1%–
DSLDoubleLine Income Solutions FundCOM16,545$201.0K<0.1%History
iShares Tr464288745GLB CNS DISC ETF1,582$201.0K<0.1%–
CVICVR Energy IncCOM5,974$200.0K<0.1%History
Alps ETF Tr00162Q106REIT DIVIDE DOGS4,669$200.0K<0.1%–
TPVGTriplePoint Venture Growth BDC Corp.COM15,500$197.0K<0.1%History
BCATBlackRock Capital Allocation Term TrustCOM12,560$184.0K<0.1%History