Cetera Advisors LLC

SEC CIK: 0001534400
Latest filing: May 24, 2024

SEC filings (opens in a new tab)

Holdings in Q3 2022

Holdings as of Sep 30, 2022, filed Nov 14, 2022. Long positions only; changes compare share counts with Q2 2022.

Positions: 1,352; −1 vs. Q2 2022
Portfolio value: $3.78B; −$608.6M (−13.9%) vs. Q2 2022
Filed: Nov 14, 2022; SEC

Holdings of Cetera Advisors LLC in Q3 2022
Security	Class	Shares	Value	% of portfolio	Share change	Action	History
IEPIcahn Enterprises L.P.	DEPOSITARY UNIT	53,358	$2.65M	0.1%	+2,002+3.9%	Added	History
CCJCameco Corp	Stock	99,250	$2.63M	0.1%	+13,867+16.2%	Added	History
First Tr Exchng Traded FD VI33740F573	FT VEST INTER EQ	157,252	$2.62M	0.1%	+9,015+6.1%	Added	–
iShares Inc464286533	MSCI EMERG MRKT	51,320	$2.60M	0.1%	+1,823+3.7%	Added	–
OXYOccidental Petroleum Corp	Stock	42,291	$2.60M	0.1%	+13,030+44.5%	Added	History
ETEnergy Transfer LP	COM UT LTD PTN	235,119	$2.59M	0.1%	−8,311−3.4%	Reduced	History
Vanguard Total International Bond ETF92203J407	ETF	53,325	$2.54M	0.1%	−6,947−11.5%	Reduced	–
PIMCO Active Bond Exchange-Traded Fund72201R775	ETF	28,324	$2.54M	0.1%	−17,728−38.5%	Reduced	–
Starboard Invt Tr85521B742	ADAPTIVE ALPHA	132,003	$2.53M	0.1%	−2,363−1.8%	Reduced	–
Enerplus Corp292766102	COM	178,015	$2.52M	0.1%	−7,885−4.2%	Reduced	–
SFBSServisFirst Bancshares, Inc.	COM	31,420	$2.51M	0.1%	00.0%	Unchanged	History
SPDR Series Trust78464A821	ST STR SP400GRW	41,552	$2.51M	0.1%	+6,354+18.1%	Added	–
First Tr Exchange Traded FD33741X102	SMID RISNG ETF	107,548	$2.49M	0.1%	−1,230−1.1%	Reduced	–
Vanguard S&P 500 Value ETF921932703	ETF	19,984	$2.48M	0.1%	+17+0.1%	Added	–
WFCWells Fargo & Company	Stock	60,621	$2.44M	0.1%	−2,426−3.8%	Reduced	History
Innovator ETFs Trust45782C433	US EQTY BUFR FEB	87,141	$2.43M	0.1%	+3,305+3.9%	Added	–
State Street Real Estate Select Sector SPDR ETF81369Y860	ETF	67,282	$2.42M	0.1%	+7,355+12.3%	Added	–
GSKGSK plc	ADR	81,935	$2.41M	0.1%	+81,935	New	History
IDXXIDEXX Laboratories Inc	COM	7,371	$2.40M	0.1%	−16−0.2%	Reduced	History
iShares Tr464287739	U.S. REAL ES ETF	29,366	$2.39M	0.1%	−465−1.6%	Reduced	–
Innovator U.S. Equity Power Buffer ETF - September45782C656	ETF	85,620	$2.38M	0.1%	+58,684+217.9%	Added	–
GEGeneral Electric Co	Stock	38,326	$2.37M	0.1%	+2,664+7.5%	Added	History
SHOPShopify Inc.	Stock	87,755	$2.36M	0.1%	+22,273+34.0%	Added	History
First Tr Exchng Traded FD VI33740U836	FT VEST NAS	141,628	$2.35M	0.1%	+75,376+113.8%	Added	–
First Tr Exchange-Traded FD33734X176	TECH ALPHADEX	26,895	$2.33M	0.1%	+412+1.6%	Added	–
Vanguard Morningstar Small-Cap Value ETF922908611	ETF	16,242	$2.33M	0.1%	+762+4.9%	Added	–
VRTXVertex Pharmaceuticals Inc	Stock	8,009	$2.32M	0.1%	+2,985+59.4%	Added	History
CCICrown Castle Inc.	REIT	15,879	$2.29M	0.1%	+148+0.9%	Added	History
ARK ETF Tr00214Q302	GENOMIC REV ETF	69,472	$2.28M	0.1%	+5,930+9.3%	Added	–
ENBEnbridge Inc	Stock	60,790	$2.27M	0.1%	−878−1.4%	Reduced	History
First Tr Exchange-Traded FD33738D408	FIRST TR TA HIYL	58,965	$2.26M	0.1%	−38,537−39.5%	Reduced	–
iShares Tr464288158	SHRT NAT MUN ETF	21,893	$2.25M	0.1%	+8,225+60.2%	Added	–
Aim ETF Products Trust00888H406	ALLIANZIM US EQT	87,201	$2.25M	0.1%	+87,201	New	–
First Trust Financials Alphadex Fund33734X135	ETF	60,688	$2.23M	0.1%	+507+0.8%	Added	–
iShares Tr46432F388	MSCI USA VALUE	27,282	$2.23M	0.1%	+500+1.9%	Added	–
WBAWalgreens Boots Alliance, Inc.	COM	71,059	$2.23M	0.1%	+8,619+13.8%	Added	History
IRTIndependence Realty Trust, Inc.	COM	133,027	$2.23M	0.1%	−16,461−11.0%	Reduced	History
SPDR Ser Tr78464A813	S&P 600 SML CAP	29,173	$2.21M	0.1%	+1,514+5.5%	Added	–
ADBEAdobe Inc.	Stock	7,996	$2.20M	0.1%	+157+2.0%	Added	History
First Tr Exchange-Traded FD33734X838	INDXX NAT RE ETF	180,238	$2.20M	0.1%	+46,635+34.9%	Added	–
Vanguard Energy ETF92204A306	ETF	21,543	$2.19M	0.1%	+5,577+34.9%	Added	–
IRMIron Mountain Inc	COM	48,921	$2.15M	0.1%	−19,588−28.6%	Reduced	History
iShares Core MSCI Total International Stock ETF46432F834	ETF	42,224	$2.15M	0.1%	−17,861−29.7%	Reduced	–
Vanguard Admiral FDS Inc921932885	MIDCP 400 IDX	14,434	$2.15M	0.1%	+285+2.0%	Added	–
Innovator ETFs Trust45782C540	US EQTY PWR BUF	74,675	$2.13M	0.1%	−1,043−1.4%	Reduced	–
Invesco Exchange Traded FD T46137V472	S&P MDCP QUALITY	34,020	$2.12M	0.1%	−25,006−42.4%	Reduced	–
Exchange Traded Concepts Tru301505624	BITWISE CRYPTO	329,542	$2.11M	0.1%	+13,071+4.1%	Added	–
MUMicron Technology Inc	Stock	41,970	$2.10M	0.1%	−2,699−6.0%	Reduced	History
BLKBlackRock, Inc.	COM	3,723	$2.05M	0.1%	−195−5.0%	Reduced	History
First Tr Exchng Traded FD VI33740U703	FT VEST DEEP ETF	106,885	$2.04M	0.1%	+59,811+127.1%	Added	–
TFCTruist Financial Corp	COM	46,891	$2.04M	0.1%	−4,079−8.0%	Reduced	History
iShares Tr464288869	MICRO-CAP ETF	19,643	$2.03M	0.1%	+16+0.1%	Added	–
Starboard Invt Tr85521B759	RH TACTICAL OUTL	164,936	$2.03M	0.1%	+2,716+1.7%	Added	–
ETF Ser Solutions26922A388	APTUS DEFINED	79,232	$2.01M	0.1%	−12,376−13.5%	Reduced	–
WMBWilliams Companies, Inc.	COM	69,973	$2.00M	0.1%	+3,664+5.5%	Added	History
iShares Tr464287721	U.S. TECH ETF	27,306	$2.00M	0.1%	+898+3.4%	Added	–
iShares MSCI USA Momentum Factor ETF46432F396	ETF	15,250	$2.00M	0.1%	−9,724−38.9%	Reduced	–
EMREmerson Electric Co	Stock	27,279	$2.00M	0.1%	+4,864+21.7%	Added	History
ORCLOracle Corp	Stock	32,639	$1.99M	0.1%	+1,829+5.9%	Added	History
ARK Blockchain & Fintech Innovation ETF00214Q708	ETF	128,984	$1.99M	0.1%	+11,295+9.6%	Added	–
iShares Tr464287432	20 YR TR BD ETF	19,373	$1.99M	0.1%	+6,523+50.8%	Added	–
NFLXNetflix Inc	Stock	8,416	$1.98M	0.1%	−875−9.4%	Reduced	History
METMetlife Inc	Stock	32,480	$1.97M	0.1%	−2,412−6.9%	Reduced	History
First Tr Exchange Traded FD33738R118	NASD TECH DIV	45,039	$1.97M	0.1%	+9,569+27.0%	Added	–
BROSDutch Bros Inc.	CL A	62,534	$1.95M	0.1%	−1,675−2.6%	Reduced	History
VMRKVivmark Residential	SH BEN INT	28,837	$1.94M	0.1%	−25−0.1%	Reduced	History
iShares Tr464287812	US CONSM STAPLES	10,671	$1.92M	0.1%	+9,510+819.1%	Added	–
ProShares Tr74347B169	ONLINE RTL ETF	63,964	$1.91M	0.1%	+2,041+3.3%	Added	–
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874	BULSHS 2022 HY	86,438	$1.90M	0.1%	−7,639−8.1%	Reduced	–
DGDollar General Corp	COM	7,897	$1.89M	0.1%	+3,727+89.4%	Added	History
First Tr Exchng Traded FD VI33740F557	FT VEST NAS	107,524	$1.89M	<0.1%	−14,624−12.0%	Reduced	–
iShares Tr464287440	7-10 YR TRSY BD	19,603	$1.88M	<0.1%	+2,706+16.0%	Added	–
First Tr Exchange-Traded Alp33735J101	COM SHS	32,614	$1.88M	<0.1%	+296+0.9%	Added	–
Schwab U.S. Large-Cap Value ETF808524409	ETF	31,770	$1.86M	<0.1%	+5,476+20.8%	Added	–
TSCOTractor Supply Co	COM	9,988	$1.86M	<0.1%	+2,464+32.7%	Added	History
First Tr Exchng Traded FD VI33740U208	FT VEST US EQT	56,966	$1.85M	<0.1%	+21,919+62.5%	Added	–
Invesco Actively Managed Exc46090A804	TOTAL RETURN	40,250	$1.83M	<0.1%	−18,045−31.0%	Reduced	–
Innovator ETFs Trust45782C870	US EQT PWR BUF	68,988	$1.83M	<0.1%	−1,574−2.2%	Reduced	–
Vanguard Morningstar Mid-Cap Value ETF922908512	ETF	15,049	$1.83M	<0.1%	+243+1.6%	Added	–
DNNDenison Mines Corp.	COM	1,537,944	$1.83M	<0.1%	+53,435+3.6%	Added	History
CRWDCrowdStrike Holdings, Inc.	Stock	11,070	$1.82M	<0.1%	+1,654+17.6%	Added	History
GSGoldman Sachs Group Inc	Stock	6,154	$1.80M	<0.1%	+704+12.9%	Added	History
DBCInvesco DB Commodity Index Tracking Fund	UNIT	75,386	$1.80M	<0.1%	+6,617+9.6%	Added	History
Vanguard Index FDS922908652	EXTEND MKT ETF	14,065	$1.79M	<0.1%	+102+0.7%	Added	–
iShares U.S. Medical Devices ETF464288810	ETF	37,841	$1.78M	<0.1%	−7,105−15.8%	Reduced	–
LECOLincoln Electric Holdings Inc	COM	14,195	$1.78M	<0.1%	00.0%	Unchanged	History
EQTEQT Corp	Stock	43,675	$1.78M	<0.1%	+3,241+8.0%	Added	History
First Tr Exchange-Traded FD33738D309	SENIOR LN FD	40,234	$1.77M	<0.1%	−2,601−6.1%	Reduced	–
DVNDevon Energy Corp	Stock	29,453	$1.77M	<0.1%	+2,131+7.8%	Added	History
SYKStryker Corp	Stock	8,723	$1.77M	<0.1%	+8+0.1%	Added	History
WisdomTree Tr97717W604	US SMALLCAP DIVD	68,573	$1.76M	<0.1%	+4,121+6.4%	Added	–
ETF Ser Solutions26922A172	NATIONWIDE RSK	90,707	$1.76M	<0.1%	−305−0.3%	Reduced	–
PNCPNC Financial Services Group, Inc.	Stock	11,735	$1.75M	<0.1%	+373+3.3%	Added	History
EXCExelon Corp	Stock	46,724	$1.75M	<0.1%	−7,396−13.7%	Reduced	History
WisdomTree Tr97717W505	US MIDCAP DIVID	46,279	$1.74M	<0.1%	+265+0.6%	Added	–
Invesco Exchange Traded FD T46137V258	S&P500 PUR VAL	24,744	$1.73M	<0.1%	−283−1.1%	Reduced	–
TEVATeva Pharmaceutical Industries Ltd	SPONSORED ADS	213,995	$1.73M	<0.1%	+19,706+10.1%	Added	History
iShares Tr46435G474	FALN ANGLS USD	71,999	$1.72M	<0.1%	−3,957−5.2%	Reduced	–
iShares Tr464287457	1 3 YR TREAS BD	21,142	$1.72M	<0.1%	−2,019−8.7%	Reduced	–
Vanguard World FD921910816	MEGA GRWTH IND	9,826	$1.71M	<0.1%	+161+1.7%	Added	–

Options (5)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Cetera Advisors LLC in Q3 2022
Security	Class	Puts	Calls
CBRECbre Group, Inc.	CL A	$109.0K	–
WFCWells Fargo & Company	Stock	$4.00K	–
ZIMZIM Integrated Shipping Services Ltd.	SHS	$3.00K	–
DALDelta Air Lines, Inc.	COM NEW	–	$2.00K
VZVerizon Communications Inc	Stock	–	$1.00K

Sold out since Q2 2022 (115)

Positions held at the end of Q2 2022 that are gone from this filing.

The largest 100 of 115 by value last quarter.

Positions of Cetera Advisors LLC sold out since Q2 2022
Security	Class	Shares in Q2 2022	Value in Q2 2022	% of portfolio in Q2 2022	History
Franklin Templeton ETF Tr35473P801	US LRG CP MLTFCT	155,409	$6.03M	0.1%	–
GSKGSK plc	SPONSORED ADR	97,327	$4.24M	0.1%	History
DBEInvesco DB Energy Fund	ENERGY FD	106,915	$2.80M	0.1%	History
First Tr Exchng Traded FD VI33740F870	LOW DUR STRTGC	99,652	$1.86M	<0.1%	–
Invesco Exchange Traded FD T46137V761	ENERG EXPL ETF	72,107	$1.85M	<0.1%	–
New York Life Investments Et45409B560	FTSE INTL EQTY C	67,515	$1.41M	<0.1%	–
SYFSynchrony Financial	COM	37,004	$1.02M	<0.1%	History
RGLDRoyal Gold Inc	Stock	9,557	$1.02M	<0.1%	History
CFCF Industries Holdings, Inc.	COM	11,651	$999.0K	<0.1%	History
VanEck ETF Trust92189H607	OIL SERVICES ETF	3,312	$770.0K	<0.1%	–
BGSB&G Foods, Inc.	COM	30,099	$716.0K	<0.1%	History
EGLEEagle Bulk Shipping Inc.	COM	13,161	$683.0K	<0.1%	History
HXLHexcel Corp	COM	13,035	$682.0K	<0.1%	History
iShares Tr464288737	GLB CNSM STP ETF	11,736	$679.0K	<0.1%	–
BAKBraskem SA	SP ADR PFD A	47,306	$676.0K	<0.1%	History
First Tr Exchange-Traded FD33739Q309	HIGH INCM STRGC	14,829	$666.0K	<0.1%	–
Innovator ETFs Trust45783Y855	DEFINED WLT SHLD	24,930	$644.0K	<0.1%	–
SPDR Series Trust78468R200	ST STR RATE ETF	21,025	$633.0K	<0.1%	–
UNGUnited States Natural Gas Fund, LP	UNIT PAR	32,077	$610.0K	<0.1%	History
AGCOAGCO Corp	COM	6,111	$603.0K	<0.1%	History
SIISprott Inc.	COM NEW	15,672	$543.0K	<0.1%	History
ARLPAlliance Resource Partners LP	Stock	28,889	$527.0K	<0.1%	History
DKLDelek Logistics Partners, LP	COM UNT RP INT	10,481	$510.0K	<0.1%	History
Lattice Strategies Tr518416409	HARTFORD US EQTY	12,957	$486.0K	<0.1%	–
VSTVistra Corp.	Stock	20,930	$478.0K	<0.1%	History
PAASPan American Silver Corp	Stock	24,026	$473.0K	<0.1%	History
KRPKimbell Royalty Partners, LP	UNIT	30,041	$471.0K	<0.1%	History
DLTRDollar Tree, Inc.	COM	2,796	$436.0K	<0.1%	History
IDAIdacorp Inc	COM	4,093	$433.0K	<0.1%	History
HQHabrdn Healthcare Investors	SH BEN INT	22,401	$419.0K	<0.1%	History
NRGNRG Energy, Inc.	Stock	10,610	$405.0K	<0.1%	History
NVAXNovavax Inc	COM NEW	7,572	$389.0K	<0.1%	History
UNMUnum Group	Stock	11,306	$385.0K	<0.1%	History
GGGGraco Inc	COM	5,495	$326.0K	<0.1%	History
Vanguard Scottsdale FDS92206C664	VNG RUS2000IDX	4,695	$321.0K	<0.1%	–
DHIHorton D R Inc	COM	4,677	$310.0K	<0.1%	History
iShares Tr46434V274	INTL EQTY FACTOR	13,106	$308.0K	<0.1%	–
CZRCaesars Entertainment, Inc.	COM	7,938	$304.0K	<0.1%	History
Invesco Exch Traded FD Tr II46138E842	DORSEY WRGT SMLC	4,459	$303.0K	<0.1%	–
WisdomTree Tr97717W448	GERMANY HEDEQ FD	10,118	$303.0K	<0.1%	–
UGAUnited States Gasoline Fund, LP	UNITS	4,373	$297.0K	<0.1%	History
Cambria ETF Tr132061862	TAIL RISK	15,755	$277.0K	<0.1%	–
Invesco Exchange Traded FD T46137V845	DORSEY WRGT INDS	3,314	$268.0K	<0.1%	–
TRMKTrustmark Corp	COM	9,188	$268.0K	<0.1%	History
BSTBlackRock Science & Technology Trust	SHS	7,954	$258.0K	<0.1%	History
XHRXenia Hotels & Resorts, Inc.	COM	17,737	$258.0K	<0.1%	History
WisdomTree Tr97717X214	EMERG MKTS ESG	9,000	$257.0K	<0.1%	–
VFCV F Corp	Stock	5,791	$256.0K	<0.1%	History
OGNOrganon & Co.	Stock	7,525	$254.0K	<0.1%	History
Vanguard Scottsdale FDS92206C813	LG-TERM COR BD	3,062	$248.0K	<0.1%	–
Fidelity MSCI Information Technology Index ETF316092808	ETF	2,561	$247.0K	<0.1%	–
LKQLKQ Corp	COM	4,949	$243.0K	<0.1%	History
IFFInternational Flavors & Fragrances Inc	COM	2,032	$242.0K	<0.1%	History
SNYSanofi	SPONSORED ADR	4,763	$238.0K	<0.1%	History
Aim ETF Products Trust00888H208	ALLIANZIM US EQT	9,400	$238.0K	<0.1%	–
OCCIOFS Credit Company, Inc.	COM	26,103	$238.0K	<0.1%	History
Chiron Real Estate Inc.37954A204	COM NEW	21,118	$237.0K	<0.1%	–
WisdomTree Tr97717X701	EUROPE HEDGED EQ	3,581	$235.0K	<0.1%	–
iShares Tr46429B671	MSCI CHINA ETF	4,216	$235.0K	<0.1%	–
SYNASYNAPTICS Inc	Stock	1,985	$234.0K	<0.1%	History
MELIMercadolibre Inc	COM	368	$234.0K	<0.1%	History
BSMBlack Stone Minerals, L.P.	COM UNIT	16,966	$232.0K	<0.1%	History
VTRVentas, Inc.	REIT	4,485	$231.0K	<0.1%	History
BEPBrookfield Renewable Partners L.P.	PARTNERSHIP UNIT	6,511	$227.0K	<0.1%	History
HNIHni Corp	Stock	6,472	$225.0K	<0.1%	History
iShares Inc464286319	EM MKTS DIV ETF	8,441	$225.0K	<0.1%	–
ECCEagle Point Credit Co	COM	19,090	$225.0K	<0.1%	History
ZMZoom Communications, Inc.	Stock	2,075	$224.0K	<0.1%	History
Vanguard Whitehall FDS921946794	INTL HIGH ETF	3,793	$223.0K	<0.1%	–
LITELumentum Holdings Inc.	COM	2,757	$219.0K	<0.1%	History
First Tr Exch Traded FD III33739P608	RIVRFRNT DYN DEV	4,090	$219.0K	<0.1%	–
iShares Inc464286657	MSCI BIC ETF	5,896	$218.0K	<0.1%	–
ONOn Semiconductor Corp	Stock	4,314	$217.0K	<0.1%	History
CAHCardinal Health Inc	Stock	4,132	$216.0K	<0.1%	History
AAPAdvance Auto Parts Inc	COM	1,250	$216.0K	<0.1%	History
iShares Tr464287390	LATN AMER 40 ETF	9,546	$215.0K	<0.1%	–
iShares Tr46435G326	CORE MSCI INTL	3,992	$215.0K	<0.1%	–
EXRExtra Space Storage Inc.	COM	1,251	$213.0K	<0.1%	History
iShares Tr464289420	RUS TP200 VL ETF	3,400	$210.0K	<0.1%	–
iShares MSCI Acwi Ex U.S. ETF464288240	ETF	4,640	$209.0K	<0.1%	–
Dimensional U.S. Targeted Value ETF25434V609	ETF	5,173	$208.0K	<0.1%	–
EBAYeBay Inc	COM	4,999	$208.0K	<0.1%	History
HEIHeico Corp	COM	1,584	$208.0K	<0.1%	History
CIENCiena Corp	COM NEW	4,543	$208.0K	<0.1%	History
AZPNAspen Technology, Inc.	COM	1,132	$208.0K	<0.1%	History
GDYNGrid Dynamics Holdings, Inc.	CL A	12,320	$207.0K	<0.1%	History
JJacobs Solutions Inc.	COM	1,627	$207.0K	<0.1%	History
Vanguard Communication Services ETF92204A884	ETF	2,183	$205.0K	<0.1%	–
ALLEAllegion plc	ORD SHS	2,086	$204.0K	<0.1%	History
GLADGladstone Capital Corp	COM	20,190	$204.0K	<0.1%	History
TRPTC Energy Corp	COM	3,934	$203.0K	<0.1%	History
Invesco Exchange Traded FD T46137V720	LEISU ENTMT ETF	5,566	$202.0K	<0.1%	–
PDCEPDC Energy, Inc.	COM	3,285	$202.0K	<0.1%	History
Franklin ETF Tr353506108	SHRT DUR US GOVT	2,203	$201.0K	<0.1%	–
DSLDoubleLine Income Solutions Fund	COM	16,545	$201.0K	<0.1%	History
iShares Tr464288745	GLB CNS DISC ETF	1,582	$201.0K	<0.1%	–
CVICVR Energy Inc	COM	5,974	$200.0K	<0.1%	History
Alps ETF Tr00162Q106	REIT DIVIDE DOGS	4,669	$200.0K	<0.1%	–
TPVGTriplePoint Venture Growth BDC Corp.	COM	15,500	$197.0K	<0.1%	History
BCATBlackRock Capital Allocation Term Trust	COM	12,560	$184.0K	<0.1%	History