Skip to main content
Livermore
Livermore
ZHEN

DRW Securities, LLC

SEC CIK
0001481986
Latest filing
Aug 14, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
147
−22 vs. Q3 2021
Portfolio value
$1.15B
+$813.1M (+240.0%) vs. Q3 2021
Filed
Feb 14, 2022
SEC
Holdings of DRW Securities, LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
SPYSPDR S&P 500 ETF TrustETF1,788,442$849.1M73.7%+1,756,598+5,516.3%AddedHistory
iShares Tr464287234MSCI EMG MKT ETF803,773$39.3M3.4%+803,773New–
TSLATesla, Inc.Stock31,726$33.5M2.9%+28,939+1,038.4%AddedHistory
iShares Inc464286400MSCI BRAZIL ETF911,494$25.6M2.2%+911,494New–
iShares Core MSCI Emerging Markets ETF46434G103ETF329,796$19.7M1.7%+329,796New–
APTOAptose Biosciences Inc.COM NEW8,892,437$12.0M1.0%00.0%UnchangedHistory
ProShares Tr74347R206PSHS ULTRA QQQ131,648$11.7M1.0%+107,842+453.0%Added–
TFFPTFF Pharmaceuticals, Inc.COM1,000,000$8.87M0.8%00.0%UnchangedHistory
ProShares Tr74347G739ULTSHRT QQQ470,547$7.36M0.6%+327,241+228.4%Added–
ProShares Tr74347B425SHORT S&P 500 NE472,295$6.43M0.6%+262,852+125.5%Added–
AMZNAmazon Com IncStock1,864$6.21M0.5%−80−4.1%ReducedHistory
iShares Inc464286871MSCI HONG KG ETF261,666$6.07M0.5%+261,666New–
iShares Core MSCI Eafe ETF46432F842ETF80,046$5.97M0.5%+80,046New–
Kraneshares Trust500767306CSI CHI INTERNET137,507$5.02M0.4%+137,507New–
BABAAlibaba Group Holding LtdADR40,004$4.75M0.4%+22,372+126.9%AddedHistory
iShares Tr464288430ASIA 50 ETF60,623$4.64M0.4%+10,100+20.0%Added–
iShares MSCI India ETF46429B598ETF96,509$4.42M0.4%+96,509New–
iShares Inc46434G772MSCI TAIWAN ETF65,182$4.34M0.4%−400,919−86.0%Reduced–
TSMTaiwan Semiconductor Manufacturing Co LtdADR30,842$3.71M0.3%+16,650+117.3%AddedHistory
VanEck Vectors ETF Tr92189F403RUSSIA ETF134,982$3.60M0.3%−78,889−36.9%Reduced–
Vanguard Star FDS921909768VG TL INTL STK F55,049$3.50M0.3%+4,650+9.2%Added–
iShares Inc464286426MSCI EM ASIA ETF38,598$3.17M0.3%00.0%Unchanged–
Listed FD Tr53656F417ROUNDHILL BALL192,250$2.92M0.3%+192,250New–
NFLXNetflix IncStock4,641$2.80M0.2%+4,641NewHistory
LYGLloyds Banking Group plcSPONSORED ADR1,078,134$2.75M0.2%−10,000−0.9%ReducedHistory
MAMastercard IncStock7,581$2.72M0.2%+6,352+516.8%AddedHistory
DISWalt Disney CoStock14,898$2.31M0.2%+12,067+426.2%AddedHistory
JNJJohnson & JohnsonStock12,881$2.20M0.2%+9,373+267.2%AddedHistory
XYZBlock, Inc.CL A13,393$2.16M0.2%+284+2.2%AddedHistory
SPWHSportsman's Warehouse Holdings, Inc.COM180,000$2.12M0.2%+180,000NewHistory
XOMExxonMobil Holdings CorpCOM33,642$2.06M0.2%+27,461+444.3%AddedHistory
SHOEShoe Station Group IncCOM49,621$1.94M0.2%+34,086+219.4%AddedHistory
CVXChevron CorpStock16,203$1.90M0.2%+10,983+210.4%AddedHistory
AZNAstraZeneca PLCSPONSORED ADR30,579$1.78M0.2%−2,825−8.5%ReducedHistory
DEODiageo PLCSPON ADR NEW7,710$1.70M0.1%00.0%UnchangedHistory
JPMJPMorgan Chase & CoStock10,081$1.60M0.1%+2,510+33.2%AddedHistory
NBISNebius Group N.V.Stock24,796$1.50M0.1%−4,090−14.2%ReducedHistory
PGProcter & Gamble CoStock8,298$1.36M0.1%+6,357+327.5%AddedHistory
iShares Tr46435G334MSCI UK ETF NEW40,000$1.33M0.1%+40,000New–
PYPLPayPal Holdings, Inc.Stock6,986$1.32M0.1%+5,461+358.1%AddedHistory
UNHUnitedHealth Group IncStock2,449$1.23M0.1%+2,449NewHistory
NOKNokia CorpSPONSORED ADR184,161$1.15M0.1%−34,137−15.6%ReducedHistory
BRK.BBerkshire Hathaway IncStock3,663$1.09M0.1%−1,183−24.4%ReducedHistory
DDSDillard's, Inc.CL A4,424$1.08M0.1%+4,424NewHistory
JBLUJetBlue Airways CorpCOM72,153$1.03M0.1%+28,953+67.0%AddedHistory
COSTCostco Wholesale CorpStock1,735$985.0K0.1%+898+107.3%AddedHistory
PFEPfizer IncStock15,053$889.0K0.1%+15,053NewHistory
BIDUBaidu, Inc.ADR5,755$856.0K0.1%−8,058−58.3%ReducedHistory
iShares Inc46434G822MSCI JAPAN ETF11,720$785.0K0.1%+11,720New–
ASMLASML Holding NVADR966$769.0K0.1%+966NewHistory
TMOThermo Fisher Scientific Inc.Stock1,116$745.0K0.1%+1,116NewHistory
iShares Global Clean Energy ETF464288224ETF35,142$744.0K0.1%+35,142New–
GOOGAlphabet Inc.Stock241$697.0K0.1%−3,182−93.0%ReducedHistory
ABTAbbott LaboratoriesStock4,869$685.0K0.1%+4,869NewHistory
AMTAmerican Tower CorpREIT2,303$674.0K0.1%−1,582−40.7%ReducedHistory
AJGArthur J. Gallagher & Co.COM3,936$668.0K0.1%+3,936NewHistory
EQNREquinor ASASPONSORED ADR24,976$658.0K0.1%+24,976NewHistory
ProShares Tr74347R107PSHS ULT S&P 5004,471$654.0K0.1%−1,104−19.8%Reduced–
USBUS Bancorp DECOM NEW11,611$652.0K0.1%−2,086−15.2%ReducedHistory
XLNXXilinx IncCOM3,000$636.0K0.1%+3,000NewHistory
BACBank of America CorpStock14,226$633.0K0.1%+2,987+26.6%AddedHistory
EIGREiger BioPharmaceuticals, Inc.COM120,365$625.0K0.1%00.0%UnchangedHistory
ABBVAbbVie Inc.Stock4,611$624.0K0.1%+2,749+147.6%AddedHistory
LLYEli Lilly & CoStock2,129$588.0K0.1%+2,129NewHistory
GOGOGogo Inc.COM42,107$570.0K<0.1%+42,107NewHistory
iShares Inc464286392MSCI WORLD ETF4,181$566.0K<0.1%+4,181New–
DHRDanaher CorpStock1,709$562.0K<0.1%+1,709NewHistory
Royal Dutch Shell PLC780259206SPONS ADR A12,959$562.0K<0.1%+12,959New–
BPBP PLCADR21,037$560.0K<0.1%+21,037NewHistory
BTIBritish American Tobacco p.l.c.SPONSORED ADR14,862$556.0K<0.1%00.0%UnchangedHistory
MRKMerck & Co., Inc.Stock7,233$554.0K<0.1%+7,233NewHistory
CCICrown Castle Inc.REIT2,626$548.0K<0.1%−1,194−31.3%ReducedHistory
EOGEOG Resources IncStock6,045$537.0K<0.1%+6,045NewHistory
MSTRStrategy IncStock961$523.0K<0.1%+961NewHistory
MTBM&T Bank CorpCOM3,314$509.0K<0.1%+3,314NewHistory
MDLZMondelez International, Inc.Stock7,335$486.0K<0.1%+7,335NewHistory
VXXBarclays Bank PLCETF25,702$476.0K<0.1%+8,421+48.7%AddedHistory
CCitigroup IncStock7,519$454.0K<0.1%+7,519NewHistory
MPCMarathon Petroleum CorpStock6,886$441.0K<0.1%+6,886NewHistory
GSGoldman Sachs Group IncStock1,129$432.0K<0.1%−1,166−50.8%ReducedHistory
iShares Inc464286509MSCI CDA ETF11,085$426.0K<0.1%−14,482−56.6%Reduced–
ERICEricsson LM Telephone CoADR B SEK 1039,046$424.0K<0.1%−20,000−33.9%ReducedHistory
TWTRTwitter, Inc.COM9,786$423.0K<0.1%+6,335+183.6%AddedHistory
ELEstee Lauder Companies IncCL A1,112$412.0K<0.1%+1,112NewHistory
ProShares Tr74347X831ULTRAPRO QQQ2,449$407.0K<0.1%−21,682−89.9%Reduced–
COPConocoPhillipsStock5,481$396.0K<0.1%+5,481NewHistory
WFCWells Fargo & CompanyStock8,234$395.0K<0.1%−5,142−38.4%ReducedHistory
CFGCitizens Financial Group IncCOM8,341$394.0K<0.1%+3,097+59.1%AddedHistory
PXDPioneer Natural Resources CoCOM2,164$394.0K<0.1%+2,164NewHistory
iShares Tr46429B499MSCI NORWAY ETF13,299$387.0K<0.1%−55,261−80.6%Reduced–
SLBSLB LimitedStock12,827$384.0K<0.1%+12,827NewHistory
ISRGIntuitive Surgical IncCOM NEW1,065$383.0K<0.1%+1,065NewHistory
PEPPepsiCo IncStock2,194$381.0K<0.1%−826−27.4%ReducedHistory
PMPhilip Morris International Inc.Stock4,004$380.0K<0.1%+1,690+73.0%AddedHistory
HBANHuntington Bancshares IncCOM24,221$373.0K<0.1%−15,369−38.8%ReducedHistory
CVSCVS Health CorpStock3,489$360.0K<0.1%+3,489NewHistory
BMYBristol Myers Squibb CoStock5,771$360.0K<0.1%+5,771NewHistory
MOAltria Group, Inc.Stock7,490$355.0K<0.1%+7,490NewHistory
WMBWilliams Companies, Inc.COM13,082$341.0K<0.1%+13,082NewHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF1,378$333.0K<0.1%+1,378New–

Options (58)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of DRW Securities, LLC in Q4 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$191.2M$409.2M
GLDSPDR Gold TrustETF$311.9M$276.3M
TSLATesla, Inc.Stock$181.9M$129.7M
AAPLApple Inc.Stock$112.0M$89.5M
NVDANVIDIA CorpStock$72.3M$79.5M
MSFTMicrosoft CorpStock$52.7M$40.9M
METAMeta Platforms, Inc.Stock$51.6M$34.3M
AMZNAmazon Com IncStock$40.0M$27.3M
AMDAdvanced Micro Devices IncStock$29.2M$18.6M
BABAAlibaba Group Holding LtdADR$23.2M$15.5M
SLViShares Silver TrustETF$1.15M$29.9M
NFLXNetflix IncStock$16.8M$5.78M
XYZBlock, Inc.CL A$11.3M$4.18M
PYPLPayPal Holdings, Inc.Stock$5.73M$7.69M
VVisa Inc.Stock$3.03M$9.62M
DISWalt Disney CoStock$8.35M$3.17M
GOOGAlphabet Inc.Stock–$11.3M
HDHome Depot, Inc.Stock$4.94M$5.06M
MAMastercard IncStock$4.56M$4.67M
MRKMerck & Co., Inc.Stock–$5.39M
GOOGLAlphabet Inc.Stock$290.0K$4.63M
JPMJPMorgan Chase & CoStock$1.65M$1.35M
NVSNovartis AGADR$2.75M–
SNAPSnap IncStock$461.0K$1.53M
DKNGDraftKings Inc.COM CL A$1.07M$860.0K
GMEGameStop Corp.Stock–$1.89M
BYDBoyd Gaming CorpCOM–$1.73M
TWTRTwitter, Inc.COM$1.23M$380.0K
JNJJohnson & JohnsonStock$667.0K$770.0K
JBLUJetBlue Airways CorpCOM$1.42M–
LXPLXP Industrial TrustCOM$366.0K$876.0K
XLNXXilinx IncCOM$1.23M–
USFDUS Foods Holding Corp.COM–$1.13M
VXXBarclays Bank PLCETF–$1.11M
MGIMoneygram International IncCOM NEW–$1.11M
GOGOGogo Inc.COM$989.0K–
TXNMTXNM Energy IncCOM–$912.0K
TGNATegna IncCOM$642.0K$265.0K
AIC3.ai, Inc.Stock–$831.0K
AUPHAurinia Pharmaceuticals Inc.COM–$805.0K
WWDWoodward, Inc.COM–$624.0K
Aluminum Corp China Limited022276109SPON ADR H SHS–$621.0K
ETSYEtsy IncCOM–$613.0K
REALTheRealReal, Inc.COM–$577.0K
EVHEvolent Health, Inc.CL A–$504.0K
LYVLive Nation Entertainment, Inc.COM–$491.0K
NRGNRG Energy, Inc.Stock–$461.0K
RIOTRiot Platforms, Inc.COM–$404.0K
MRCYMercury Systems IncCOM–$352.0K
TBCHTurtle Beach CorpCOM NEW–$352.0K
PTONPeloton Interactive, Inc.CL A COM–$311.0K
UNITUniti Group Inc.COM–$304.0K
ASTRAstra Space, Inc.Common Stock$277.0K–
VUZIVuzix CorpCOM NEW–$212.0K
DVAXDynavax Technologies CorpCOM NEW–$152.0K
SLGCSomaLogic, Inc.CLASS A COM–$148.0K
ETRNMidstream Co LLCCOM–$147.0K
BDSIBiodelivery Sciences International IncCOM–$80.0K

Sold out since Q3 2021 (96)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of DRW Securities, LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
AAPLApple Inc.Stock225,617$31.9M9.4%History
SLViShares Silver TrustETF982,571$20.1M5.9%History
iShares Inc464286772MSCI STH KOR ETF244,123$19.7M5.8%–
iShares Tr464288273EAFE SML CP ETF95,626$7.12M2.1%–
Direxion Shs ETF Tr25459W862DRX S&P500BULL53,019$5.67M1.7%–
NVDANVIDIA CorpStock24,990$5.18M1.5%History
Schwab International Equity ETF808524805ETF113,874$4.41M1.3%–
iShares Tr46428743220 YR TR BD ETF29,390$4.24M1.3%–
Vanguard Total World Stock ETF922042742ETF35,067$3.57M1.1%–
MSFTMicrosoft CorpStock11,333$3.19M0.9%History
State Street Technology Select Sector SPDR ETF81369Y803ETF20,299$3.03M0.9%–
iShares Inc464286749MSCI SWITZERLAND64,305$3.00M0.9%–
iShares Core S&P 500 ETF464287200ETF6,633$2.86M0.8%–
DVADavita Inc.COM22,300$2.59M0.8%History
State Street Health Care Select Sector SPDR ETF81369Y209ETF19,971$2.54M0.8%–
METAMeta Platforms, Inc.Stock6,599$2.24M0.7%History
BMOBank of MontrealCOM18,600$1.85M0.5%History
DBX ETF Tr233051879XTRACK HRVST CSI43,526$1.66M0.5%–
Schwab Emerging Markets Equity ETF808524706ETF53,695$1.64M0.5%–
iShares Russell 2000 ETF464287655ETF7,424$1.62M0.5%–
ProShares Tr74347B110ULTRAPRO SHORT S83,782$1.47M0.4%–
ARK ETF Tr00214Q203AUTNMUS TECHNLGY17,979$1.40M0.4%–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF26,204$1.29M0.4%–
VVisa Inc.Stock5,047$1.12M0.3%History
VanEck Vectors ETF Tr92189F114VIDEO GAMING15,905$1.03M0.3%–
State Street Utilities Select Sector SPDR ETF81369Y886ETF14,793$945.0K0.3%–
NTESNetEase, Inc.SPONSORED ADS8,583$733.0K0.2%History
PNCPNC Financial Services Group, Inc.Stock3,674$719.0K0.2%History
AMPAmeriprise Financial IncCOM2,613$690.0K0.2%History
WisdomTree Tr97717X719CHINADIV EX FI12,758$682.0K0.2%–
iShares Tr464289180MSCI EURO FL ETF34,718$681.0K0.2%–
WisdomTree Tr97717Y691CLOUD COMPUTNG11,725$676.0K0.2%–
OTLYOatly Group ABSPONSORED ADS40,500$612.0K0.2%History
INTUIntuit Inc.Stock1,115$602.0K0.2%History
NTRSNorthern Trust CorpCOM5,543$598.0K0.2%History
JDJD.com, Inc.SPON ADS CL A8,182$591.0K0.2%History
ARK Innovation ETF00214Q104ETF5,089$562.0K0.2%–
KKRKKR & Co. Inc.COM8,865$540.0K0.2%History
iShares Inc464286756MSCI SWEDEN ETF11,952$536.0K0.2%–
DKSDick's Sporting Goods, Inc.Stock4,442$532.0K0.2%History
ProShares Tr74347B383ULTRASHRT S&P50058,481$518.0K0.2%–
APDAir Products & Chemicals, Inc.Stock1,979$507.0K0.1%History
Direxion Shs ETF Tr25460G690DLY SEMICNDTR BR70,988$503.0K0.1%–
ARK ETF Tr00214Q302GENOMIC REV ETF6,596$493.0K0.1%–
First Rep BK San Francisco C33616C100COM2,540$490.0K0.1%–
AVGOBroadcom Inc.Stock945$458.0K0.1%History
BLKBlackRock, Inc.COM535$449.0K0.1%History
FCXFreeport-McMoran IncStock12,239$398.0K0.1%History
SHWSherwin Williams CoCOM1,365$382.0K0.1%History
TROWPrice T Rowe Group IncStock1,936$381.0K0.1%History
BURLBurlington Stores, Inc.COM1,280$363.0K0.1%History
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT2,297$344.0K0.1%–
DNMRDanimer Scientific, Inc.COM CL A21,000$343.0K0.1%History
CRMSalesforce, Inc.Stock1,250$339.0K0.1%History
CLFCleveland-Cliffs Inc.COM16,809$333.0K0.1%History
SNAPSnap IncStock4,382$324.0K0.1%History
PLUGPlug Power IncStock12,460$318.0K0.1%History
AMDAdvanced Micro Devices IncStock3,075$316.0K0.1%History
BROBrown & Brown, Inc.Stock5,652$313.0K0.1%History
TTDTrade Desk, Inc.Stock4,452$313.0K0.1%History
UNPUnion Pacific CorpStock1,593$312.0K0.1%History
ETSYEtsy IncCOM1,449$301.0K0.1%History
CBRECbre Group, Inc.CL A2,985$291.0K0.1%History
iShares Semiconductor ETF464287523ETF649$289.0K0.1%–
SNPSSynopsys IncCOM953$285.0K0.1%History
WELLWelltower Inc.REIT3,281$270.0K0.1%History
FANGDiamondback Energy, Inc.Stock2,799$265.0K0.1%History
TXNTexas Instruments IncStock1,321$254.0K0.1%History
ADSKAutodesk, Inc.COM890$254.0K0.1%History
CPCanadian Pacific Kansas City LtdCOM3,900$254.0K0.1%History
LBRDKLiberty Broadband CorpCOM SER C1,467$253.0K0.1%History
iShares Inc464286475EM MKT SM-CP ETF4,148$251.0K0.1%–
SPGIS&P Global Inc.Stock583$248.0K0.1%History
SWKSSkyworks Solutions, Inc.Stock1,491$246.0K0.1%History
INTCIntel CorpStock4,577$244.0K0.1%History
ADBEAdobe Inc.Stock416$240.0K0.1%History
AVBAvalonbay Communities IncCOM1,052$233.0K0.1%History
HONHoneywell International IncCOM1,071$227.0K0.1%History
DFSDiscover Financial ServicesCOM1,844$227.0K0.1%History
LRCXLam Research CorpCOM398$227.0K0.1%History
KLACKLA CorpCOM NEW669$224.0K0.1%History
UAAUnder Armour, Inc.Stock11,075$223.0K0.1%History
KKellanovaStock3,421$219.0K0.1%History
GEGeneral Electric CoStock2,095$216.0K0.1%History
iShares Inc46434G798MSCI RUSSIA ETF4,533$216.0K0.1%–
ALGNAlign Technology IncCOM318$212.0K0.1%History
LITELumentum Holdings Inc.COM2,485$208.0K0.1%History
IBMInternational Business Machines CorpStock1,475$205.0K0.1%History
ALLAllstate CorpStock1,614$205.0K0.1%History
AREAlexandria Real Estate Equities, Inc.COM1,057$202.0K0.1%History
FFord Motor CoStock13,691$194.0K0.1%History
GPROGoPro, Inc.CL A16,845$158.0K<0.1%History
PSOPearson PLCSPONSORED ADR11,607$112.0K<0.1%History
MFAMfa Financial, Inc.COM10,000$46.0K<0.1%History
GOROGoldgroup Mining Inc.COM21,992$35.0K<0.1%History
Altitude Acquisition Corp.02156Y111*W EXP 11/30/20212,900$9.00K<0.1%–