Skip to main content
Livermore
Livermore
ZHEN

DRW Securities, LLC

SEC CIK
0001481986
Latest filing
Aug 14, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 14, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
147
−22 vs. Q3 2021
Portfolio value
$1.15B
+$813.1M (+240.0%) vs. Q3 2021
Filed
Feb 14, 2022
SEC
Holdings of DRW Securities, LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Yamana Gold Inc98462Y100COM12,214$52.0K<0.1%−7,655−38.5%Reduced–
ZNGAZynga IncCL A10,280$66.0K<0.1%+10,280NewHistory
ASTRAstra Space, Inc.Common Stock10,100$70.0K<0.1%−3,900−27.9%ReducedHistory
SGMLSigma Lithium CorpStock10,000$104.0K<0.1%+10,000NewHistory
NWGNatWest Group plcSPONS ADR 2 ORD17,737$108.0K<0.1%00.0%UnchangedHistory
FHNFirst Horizon CorpCOM10,224$167.0K<0.1%+10,224NewHistory
TGNATegna IncCOM10,000$186.0K<0.1%+10,000NewHistory
TFSLTFS Financial CORPCOM11,155$199.0K<0.1%+11,155NewHistory
CADECadence BancorporationEQUITY US CM6,730$200.0K<0.1%+6,730NewHistory
Micro Focus Intl PLC594837403SPON ADR NEW36,866$205.0K<0.1%00.0%Unchanged–
WBAWalgreens Boots Alliance, Inc.COM3,961$207.0K<0.1%−13,387−77.2%ReducedHistory
China Petroleum & Chemical C16941R108SPON ADR H SHS4,500$209.0K<0.1%00.0%Unchanged–
CTRACoterra Energy Inc.Stock11,060$210.0K<0.1%+11,060NewHistory
iShares Tr46435G326CORE MSCI INTL3,149$213.0K<0.1%+3,149New–
OKEONEOK IncCOM3,661$215.0K<0.1%+3,661NewHistory
OXYOccidental Petroleum CorpStock8,160$237.0K<0.1%+8,160NewHistory
SCHWSchwab Charles CorpStock2,841$239.0K<0.1%−120−4.1%ReducedHistory
PRIPrimerica, Inc.Stock1,582$242.0K<0.1%+1,582NewHistory
DLRDigital Realty Trust, Inc.COM1,405$249.0K<0.1%−682−32.7%ReducedHistory
DVNDevon Energy CorpStock5,802$256.0K<0.1%+5,802NewHistory
PSXPhillips 66Stock3,546$257.0K<0.1%+3,546NewHistory
HDBHDFC Bank LtdSPONSORED ADS3,948$257.0K<0.1%−6,052−60.5%ReducedHistory
ULUnilever PLCSPON ADR NEW4,773$257.0K<0.1%00.0%UnchangedHistory
ELVElevance Health, Inc.Stock562$261.0K<0.1%+562NewHistory
HESHess CorpStock3,522$261.0K<0.1%+3,522NewHistory
SPGSimon Property Group Inc.REIT1,632$261.0K<0.1%−844−34.1%ReducedHistory
VLOValero Energy CorpStock3,494$262.0K<0.1%+3,494NewHistory
NVSNovartis AGADR3,000$262.0K<0.1%+3,000NewHistory
KOCoca Cola CoStock4,467$264.0K<0.1%+4,467NewHistory
Kludein I Acquisition Corp49878L208UNIT 99/99/999926,160$265.0K<0.1%+26,160New–
iShares Tr46429B309MSCI INDONIA ETF11,688$269.0K<0.1%+11,688New–
ORealty Income CorpREIT3,769$270.0K<0.1%−112−2.9%ReducedHistory
Fintech Acquisition Corp VI31811H106CLASS A COM27,849$273.0K<0.1%+27,849New–
MRNAModerna, Inc.Stock1,085$276.0K<0.1%+1,085NewHistory
SBACSba Communications CorpCL A720$280.0K<0.1%−318−30.6%ReducedHistory
iShares Inc464286624MSCI THAILND ETF3,700$282.0K<0.1%+3,700New–
MSMorgan StanleyStock2,896$284.0K<0.1%−42,727−93.7%ReducedHistory
Just Eat Takeaway Com N V48214T305SPONSORED ADS26,700$287.0K<0.1%+26,700New–
KMIKinder Morgan, Inc.Stock18,274$290.0K<0.1%+18,274NewHistory
WMTWalmart Inc.Stock2,020$292.0K<0.1%+2,020NewHistory
PSAPublic StorageCOM783$293.0K<0.1%−425−35.2%ReducedHistory
HIGHartford Insurance Group, Inc.Stock4,373$302.0K<0.1%+4,373NewHistory
EQIXEquinix IncCOM358$303.0K<0.1%−343−48.9%ReducedHistory
SYKStryker CorpStock1,140$305.0K<0.1%+1,140NewHistory
PLDPrologis, Inc.REIT1,893$319.0K<0.1%−3,608−65.6%ReducedHistory
MDTMedtronic plcStock3,116$322.0K<0.1%+3,116NewHistory
iShares Tr464288182MSCI AC ASIA ETF3,973$329.0K<0.1%−174,613−97.8%Reduced–
Vanguard Morningstar Total Stock Market ETF922908769ETF1,378$333.0K<0.1%+1,378New–
WMBWilliams Companies, Inc.COM13,082$341.0K<0.1%+13,082NewHistory
MOAltria Group, Inc.Stock7,490$355.0K<0.1%+7,490NewHistory
CVSCVS Health CorpStock3,489$360.0K<0.1%+3,489NewHistory
BMYBristol Myers Squibb CoStock5,771$360.0K<0.1%+5,771NewHistory
HBANHuntington Bancshares IncCOM24,221$373.0K<0.1%−15,369−38.8%ReducedHistory
PMPhilip Morris International Inc.Stock4,004$380.0K<0.1%+1,690+73.0%AddedHistory
PEPPepsiCo IncStock2,194$381.0K<0.1%−826−27.4%ReducedHistory
ISRGIntuitive Surgical IncCOM NEW1,065$383.0K<0.1%+1,065NewHistory
SLBSLB LimitedStock12,827$384.0K<0.1%+12,827NewHistory
iShares Tr46429B499MSCI NORWAY ETF13,299$387.0K<0.1%−55,261−80.6%Reduced–
CFGCitizens Financial Group IncCOM8,341$394.0K<0.1%+3,097+59.1%AddedHistory
PXDPioneer Natural Resources CoCOM2,164$394.0K<0.1%+2,164NewHistory
WFCWells Fargo & CompanyStock8,234$395.0K<0.1%−5,142−38.4%ReducedHistory
COPConocoPhillipsStock5,481$396.0K<0.1%+5,481NewHistory
ProShares Tr74347X831ULTRAPRO QQQ2,449$407.0K<0.1%−21,682−89.9%Reduced–
ELEstee Lauder Companies IncCL A1,112$412.0K<0.1%+1,112NewHistory
TWTRTwitter, Inc.COM9,786$423.0K<0.1%+6,335+183.6%AddedHistory
ERICEricsson LM Telephone CoADR B SEK 1039,046$424.0K<0.1%−20,000−33.9%ReducedHistory
iShares Inc464286509MSCI CDA ETF11,085$426.0K<0.1%−14,482−56.6%Reduced–
GSGoldman Sachs Group IncStock1,129$432.0K<0.1%−1,166−50.8%ReducedHistory
MPCMarathon Petroleum CorpStock6,886$441.0K<0.1%+6,886NewHistory
CCitigroup IncStock7,519$454.0K<0.1%+7,519NewHistory
VXXBarclays Bank PLCETF25,702$476.0K<0.1%+8,421+48.7%AddedHistory
MDLZMondelez International, Inc.Stock7,335$486.0K<0.1%+7,335NewHistory
MTBM&T Bank CorpCOM3,314$509.0K<0.1%+3,314NewHistory
MSTRStrategy IncStock961$523.0K<0.1%+961NewHistory
EOGEOG Resources IncStock6,045$537.0K<0.1%+6,045NewHistory
CCICrown Castle Inc.REIT2,626$548.0K<0.1%−1,194−31.3%ReducedHistory
MRKMerck & Co., Inc.Stock7,233$554.0K<0.1%+7,233NewHistory
BTIBritish American Tobacco p.l.c.SPONSORED ADR14,862$556.0K<0.1%00.0%UnchangedHistory
BPBP PLCADR21,037$560.0K<0.1%+21,037NewHistory
DHRDanaher CorpStock1,709$562.0K<0.1%+1,709NewHistory
Royal Dutch Shell PLC780259206SPONS ADR A12,959$562.0K<0.1%+12,959New–
iShares Inc464286392MSCI WORLD ETF4,181$566.0K<0.1%+4,181New–
GOGOGogo Inc.COM42,107$570.0K<0.1%+42,107NewHistory
LLYEli Lilly & CoStock2,129$588.0K0.1%+2,129NewHistory
ABBVAbbVie Inc.Stock4,611$624.0K0.1%+2,749+147.6%AddedHistory
EIGREiger BioPharmaceuticals, Inc.COM120,365$625.0K0.1%00.0%UnchangedHistory
BACBank of America CorpStock14,226$633.0K0.1%+2,987+26.6%AddedHistory
XLNXXilinx IncCOM3,000$636.0K0.1%+3,000NewHistory
USBUS Bancorp DECOM NEW11,611$652.0K0.1%−2,086−15.2%ReducedHistory
ProShares Tr74347R107PSHS ULT S&P 5004,471$654.0K0.1%−1,104−19.8%Reduced–
EQNREquinor ASASPONSORED ADR24,976$658.0K0.1%+24,976NewHistory
AJGArthur J. Gallagher & Co.COM3,936$668.0K0.1%+3,936NewHistory
AMTAmerican Tower CorpREIT2,303$674.0K0.1%−1,582−40.7%ReducedHistory
ABTAbbott LaboratoriesStock4,869$685.0K0.1%+4,869NewHistory
GOOGAlphabet Inc.Stock241$697.0K0.1%−3,182−93.0%ReducedHistory
iShares Global Clean Energy ETF464288224ETF35,142$744.0K0.1%+35,142New–
TMOThermo Fisher Scientific Inc.Stock1,116$745.0K0.1%+1,116NewHistory
ASMLASML Holding NVADR966$769.0K0.1%+966NewHistory
iShares Inc46434G822MSCI JAPAN ETF11,720$785.0K0.1%+11,720New–
BIDUBaidu, Inc.ADR5,755$856.0K0.1%−8,058−58.3%ReducedHistory

Options (58)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of DRW Securities, LLC in Q4 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$191.2M$409.2M
GLDSPDR Gold TrustETF$311.9M$276.3M
TSLATesla, Inc.Stock$181.9M$129.7M
AAPLApple Inc.Stock$112.0M$89.5M
NVDANVIDIA CorpStock$72.3M$79.5M
MSFTMicrosoft CorpStock$52.7M$40.9M
METAMeta Platforms, Inc.Stock$51.6M$34.3M
AMZNAmazon Com IncStock$40.0M$27.3M
AMDAdvanced Micro Devices IncStock$29.2M$18.6M
BABAAlibaba Group Holding LtdADR$23.2M$15.5M
SLViShares Silver TrustETF$1.15M$29.9M
NFLXNetflix IncStock$16.8M$5.78M
XYZBlock, Inc.CL A$11.3M$4.18M
PYPLPayPal Holdings, Inc.Stock$5.73M$7.69M
VVisa Inc.Stock$3.03M$9.62M
DISWalt Disney CoStock$8.35M$3.17M
GOOGAlphabet Inc.Stock–$11.3M
HDHome Depot, Inc.Stock$4.94M$5.06M
MAMastercard IncStock$4.56M$4.67M
MRKMerck & Co., Inc.Stock–$5.39M
GOOGLAlphabet Inc.Stock$290.0K$4.63M
JPMJPMorgan Chase & CoStock$1.65M$1.35M
NVSNovartis AGADR$2.75M–
SNAPSnap IncStock$461.0K$1.53M
DKNGDraftKings Inc.COM CL A$1.07M$860.0K
GMEGameStop Corp.Stock–$1.89M
BYDBoyd Gaming CorpCOM–$1.73M
TWTRTwitter, Inc.COM$1.23M$380.0K
JNJJohnson & JohnsonStock$667.0K$770.0K
JBLUJetBlue Airways CorpCOM$1.42M–
LXPLXP Industrial TrustCOM$366.0K$876.0K
XLNXXilinx IncCOM$1.23M–
USFDUS Foods Holding Corp.COM–$1.13M
VXXBarclays Bank PLCETF–$1.11M
MGIMoneygram International IncCOM NEW–$1.11M
GOGOGogo Inc.COM$989.0K–
TXNMTXNM Energy IncCOM–$912.0K
TGNATegna IncCOM$642.0K$265.0K
AIC3.ai, Inc.Stock–$831.0K
AUPHAurinia Pharmaceuticals Inc.COM–$805.0K
WWDWoodward, Inc.COM–$624.0K
Aluminum Corp China Limited022276109SPON ADR H SHS–$621.0K
ETSYEtsy IncCOM–$613.0K
REALTheRealReal, Inc.COM–$577.0K
EVHEvolent Health, Inc.CL A–$504.0K
LYVLive Nation Entertainment, Inc.COM–$491.0K
NRGNRG Energy, Inc.Stock–$461.0K
RIOTRiot Platforms, Inc.COM–$404.0K
MRCYMercury Systems IncCOM–$352.0K
TBCHTurtle Beach CorpCOM NEW–$352.0K
PTONPeloton Interactive, Inc.CL A COM–$311.0K
UNITUniti Group Inc.COM–$304.0K
ASTRAstra Space, Inc.Common Stock$277.0K–
VUZIVuzix CorpCOM NEW–$212.0K
DVAXDynavax Technologies CorpCOM NEW–$152.0K
SLGCSomaLogic, Inc.CLASS A COM–$148.0K
ETRNMidstream Co LLCCOM–$147.0K
BDSIBiodelivery Sciences International IncCOM–$80.0K

Sold out since Q3 2021 (96)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of DRW Securities, LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
AAPLApple Inc.Stock225,617$31.9M9.4%History
SLViShares Silver TrustETF982,571$20.1M5.9%History
iShares Inc464286772MSCI STH KOR ETF244,123$19.7M5.8%–
iShares Tr464288273EAFE SML CP ETF95,626$7.12M2.1%–
Direxion Shs ETF Tr25459W862DRX S&P500BULL53,019$5.67M1.7%–
NVDANVIDIA CorpStock24,990$5.18M1.5%History
Schwab International Equity ETF808524805ETF113,874$4.41M1.3%–
iShares Tr46428743220 YR TR BD ETF29,390$4.24M1.3%–
Vanguard Total World Stock ETF922042742ETF35,067$3.57M1.1%–
MSFTMicrosoft CorpStock11,333$3.19M0.9%History
State Street Technology Select Sector SPDR ETF81369Y803ETF20,299$3.03M0.9%–
iShares Inc464286749MSCI SWITZERLAND64,305$3.00M0.9%–
iShares Core S&P 500 ETF464287200ETF6,633$2.86M0.8%–
DVADavita Inc.COM22,300$2.59M0.8%History
State Street Health Care Select Sector SPDR ETF81369Y209ETF19,971$2.54M0.8%–
METAMeta Platforms, Inc.Stock6,599$2.24M0.7%History
BMOBank of MontrealCOM18,600$1.85M0.5%History
DBX ETF Tr233051879XTRACK HRVST CSI43,526$1.66M0.5%–
Schwab Emerging Markets Equity ETF808524706ETF53,695$1.64M0.5%–
iShares Russell 2000 ETF464287655ETF7,424$1.62M0.5%–
ProShares Tr74347B110ULTRAPRO SHORT S83,782$1.47M0.4%–
ARK ETF Tr00214Q203AUTNMUS TECHNLGY17,979$1.40M0.4%–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF26,204$1.29M0.4%–
VVisa Inc.Stock5,047$1.12M0.3%History
VanEck Vectors ETF Tr92189F114VIDEO GAMING15,905$1.03M0.3%–
State Street Utilities Select Sector SPDR ETF81369Y886ETF14,793$945.0K0.3%–
NTESNetEase, Inc.SPONSORED ADS8,583$733.0K0.2%History
PNCPNC Financial Services Group, Inc.Stock3,674$719.0K0.2%History
AMPAmeriprise Financial IncCOM2,613$690.0K0.2%History
WisdomTree Tr97717X719CHINADIV EX FI12,758$682.0K0.2%–
iShares Tr464289180MSCI EURO FL ETF34,718$681.0K0.2%–
WisdomTree Tr97717Y691CLOUD COMPUTNG11,725$676.0K0.2%–
OTLYOatly Group ABSPONSORED ADS40,500$612.0K0.2%History
INTUIntuit Inc.Stock1,115$602.0K0.2%History
NTRSNorthern Trust CorpCOM5,543$598.0K0.2%History
JDJD.com, Inc.SPON ADS CL A8,182$591.0K0.2%History
ARK Innovation ETF00214Q104ETF5,089$562.0K0.2%–
KKRKKR & Co. Inc.COM8,865$540.0K0.2%History
iShares Inc464286756MSCI SWEDEN ETF11,952$536.0K0.2%–
DKSDick's Sporting Goods, Inc.Stock4,442$532.0K0.2%History
ProShares Tr74347B383ULTRASHRT S&P50058,481$518.0K0.2%–
APDAir Products & Chemicals, Inc.Stock1,979$507.0K0.1%History
Direxion Shs ETF Tr25460G690DLY SEMICNDTR BR70,988$503.0K0.1%–
ARK ETF Tr00214Q302GENOMIC REV ETF6,596$493.0K0.1%–
First Rep BK San Francisco C33616C100COM2,540$490.0K0.1%–
AVGOBroadcom Inc.Stock945$458.0K0.1%History
BLKBlackRock, Inc.COM535$449.0K0.1%History
FCXFreeport-McMoran IncStock12,239$398.0K0.1%History
SHWSherwin Williams CoCOM1,365$382.0K0.1%History
TROWPrice T Rowe Group IncStock1,936$381.0K0.1%History
BURLBurlington Stores, Inc.COM1,280$363.0K0.1%History
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT2,297$344.0K0.1%–
DNMRDanimer Scientific, Inc.COM CL A21,000$343.0K0.1%History
CRMSalesforce, Inc.Stock1,250$339.0K0.1%History
CLFCleveland-Cliffs Inc.COM16,809$333.0K0.1%History
SNAPSnap IncStock4,382$324.0K0.1%History
PLUGPlug Power IncStock12,460$318.0K0.1%History
AMDAdvanced Micro Devices IncStock3,075$316.0K0.1%History
BROBrown & Brown, Inc.Stock5,652$313.0K0.1%History
TTDTrade Desk, Inc.Stock4,452$313.0K0.1%History
UNPUnion Pacific CorpStock1,593$312.0K0.1%History
ETSYEtsy IncCOM1,449$301.0K0.1%History
CBRECbre Group, Inc.CL A2,985$291.0K0.1%History
iShares Semiconductor ETF464287523ETF649$289.0K0.1%–
SNPSSynopsys IncCOM953$285.0K0.1%History
WELLWelltower Inc.REIT3,281$270.0K0.1%History
FANGDiamondback Energy, Inc.Stock2,799$265.0K0.1%History
TXNTexas Instruments IncStock1,321$254.0K0.1%History
ADSKAutodesk, Inc.COM890$254.0K0.1%History
CPCanadian Pacific Kansas City LtdCOM3,900$254.0K0.1%History
LBRDKLiberty Broadband CorpCOM SER C1,467$253.0K0.1%History
iShares Inc464286475EM MKT SM-CP ETF4,148$251.0K0.1%–
SPGIS&P Global Inc.Stock583$248.0K0.1%History
SWKSSkyworks Solutions, Inc.Stock1,491$246.0K0.1%History
INTCIntel CorpStock4,577$244.0K0.1%History
ADBEAdobe Inc.Stock416$240.0K0.1%History
AVBAvalonbay Communities IncCOM1,052$233.0K0.1%History
HONHoneywell International IncCOM1,071$227.0K0.1%History
DFSDiscover Financial ServicesCOM1,844$227.0K0.1%History
LRCXLam Research CorpCOM398$227.0K0.1%History
KLACKLA CorpCOM NEW669$224.0K0.1%History
UAAUnder Armour, Inc.Stock11,075$223.0K0.1%History
KKellanovaStock3,421$219.0K0.1%History
GEGeneral Electric CoStock2,095$216.0K0.1%History
iShares Inc46434G798MSCI RUSSIA ETF4,533$216.0K0.1%–
ALGNAlign Technology IncCOM318$212.0K0.1%History
LITELumentum Holdings Inc.COM2,485$208.0K0.1%History
IBMInternational Business Machines CorpStock1,475$205.0K0.1%History
ALLAllstate CorpStock1,614$205.0K0.1%History
AREAlexandria Real Estate Equities, Inc.COM1,057$202.0K0.1%History
FFord Motor CoStock13,691$194.0K0.1%History
GPROGoPro, Inc.CL A16,845$158.0K<0.1%History
PSOPearson PLCSPONSORED ADR11,607$112.0K<0.1%History
MFAMfa Financial, Inc.COM10,000$46.0K<0.1%History
GOROGoldgroup Mining Inc.COM21,992$35.0K<0.1%History
Altitude Acquisition Corp.02156Y111*W EXP 11/30/20212,900$9.00K<0.1%–