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Livermore
Livermore
ZHEN

DRW Securities, LLC

SEC CIK
0001481986
Latest filing
Aug 14, 2026

Holdings in Q1 2022

Holdings as of Mar 31, 2022, filed May 12, 2022. Long positions only; changes compare share counts with Q4 2021.

Institution overview
Positions
176
+29 vs. Q4 2021
Portfolio value
$397.9M
−$754.1M (−65.5%) vs. Q4 2021
Filed
May 12, 2022
SEC
Holdings of DRW Securities, LLC in Q1 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
TSLATesla, Inc.Stock30,095$32.4M8.2%−1,631−5.1%ReducedHistory
iShares Tr464287234MSCI EMG MKT ETF542,024$24.5M6.2%−261,749−32.6%Reduced–
iShares MSCI Eafe ETF464287465ETF294,224$21.7M5.4%+294,224New–
NVDANVIDIA CorpStock58,563$16.0M4.0%+58,563NewHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR152,458$15.9M4.0%+121,616+394.3%AddedHistory
iShares Inc46434G822MSCI JAPAN ETF249,235$15.4M3.9%+237,515+2,026.6%Added–
ProShares Tr74347X831ULTRAPRO QQQ226,014$13.1M3.3%+221,116+4,514.4%AddedConverted for a 2-for-1 split–
iShares Inc464286772MSCI STH KOR ETF183,877$13.1M3.3%+183,877New–
APTOAptose Biosciences Inc.COM NEW8,892,437$12.1M3.0%00.0%UnchangedHistory
MAMastercard IncStock30,916$11.0M2.8%+23,335+307.8%AddedHistory
ProShares Tr74347R206PSHS ULTRA QQQ151,932$10.9M2.7%+20,284+15.4%Added–
iShares Inc46434G772MSCI TAIWAN ETF150,000$9.22M2.3%+84,818+130.1%Added–
MSFTMicrosoft CorpStock29,857$9.21M2.3%+29,857NewHistory
iShares Russell 2000 ETF464287655ETF41,623$8.54M2.1%+41,623New–
SLViShares Silver TrustETF342,298$7.83M2.0%+342,298NewHistory
iShares Inc464286871MSCI HONG KG ETF336,337$7.59M1.9%+74,671+28.5%Added–
Proshares Ultrapro Short Qqq - US ETP74347G432Exchange-Traded Fund222,458$7.49M1.9%+222,458New–
TFFPTFF Pharmaceuticals, Inc.COM1,000,000$6.31M1.6%00.0%UnchangedHistory
AAPLApple Inc.Stock34,651$6.05M1.5%+34,651NewHistory
ProShares Ultrashort S&P 50074347G416ETF157,562$5.90M1.5%+157,562New–
iShares Tr464288430ASIA 50 ETF76,184$5.23M1.3%+15,561+25.7%Added–
iShares Core S&P 500 ETF464287200ETF10,505$4.77M1.2%+10,505New–
ProShares Tr74347R107PSHS ULT S&P 50072,357$4.75M1.2%+63,415+709.2%AddedConverted for a 2-for-1 split–
ProShares Tr74347B425SHORT S&P 500 NE326,175$4.60M1.2%−146,120−30.9%Reduced–
BABAAlibaba Group Holding LtdADR40,738$4.43M1.1%+734+1.8%AddedHistory
ProShares Tr74347X864ULTRPRO S&P50067,058$4.27M1.1%+67,058New–
iShares Tr46428743220 YR TR BD ETF31,322$4.14M1.0%+31,322New–
ProShares Tr74347G739ULTSHRT QQQ209,360$3.65M0.9%−261,187−55.5%Reduced–
iShares Core MSCI Total International Stock ETF46432F834ETF53,144$3.54M0.9%+53,144New–
ProShares Tr74347B110ULTRAPRO SHORT S255,994$3.42M0.9%+255,994New–
GOOGLAlphabet Inc.Stock1,152$3.20M0.8%+1,152NewHistory
Schwab International Equity ETF808524805ETF85,723$3.15M0.8%+85,723New–
iShares Inc464286426MSCI EM ASIA ETF38,598$2.85M0.7%00.0%Unchanged–
Vanguard S&P 500 ETF922908363ETF6,601$2.74M0.7%+6,601New–
JNJJohnson & JohnsonStock15,417$2.73M0.7%+2,536+19.7%AddedHistory
iShares MSCI Acwi Ex U.S. ETF464288240ETF50,894$2.66M0.7%+50,894New–
BIDUBaidu, Inc.ADR17,972$2.38M0.6%+12,217+212.3%AddedHistory
UNHUnitedHealth Group IncStock4,526$2.31M0.6%+2,077+84.8%AddedHistory
VVisa Inc.Stock9,653$2.14M0.5%+9,653NewHistory
iShares Tr464288273EAFE SML CP ETF31,324$2.08M0.5%+31,324New–
LYGLloyds Banking Group plcSPONSORED ADR784,565$1.89M0.5%−293,569−27.2%ReducedHistory
Vanguard Star FDS921909768VG TL INTL STK F31,628$1.89M0.5%−23,421−42.5%Reduced–
AFRMAffirm Holdings, Inc.COM CL A40,155$1.86M0.5%+40,155NewHistory
iShares Tr464287184CHINA LG-CAP ETF56,400$1.80M0.5%+56,400New–
HDHome Depot, Inc.Stock5,912$1.77M0.4%+5,912NewHistory
Direxion Shs ETF Tr25459W862DRX S&P500BULL14,597$1.75M0.4%+14,597New–
AZNAstraZeneca PLCSPONSORED ADR25,996$1.73M0.4%−4,583−15.0%ReducedHistory
DEODiageo PLCSPON ADR NEW7,710$1.57M0.4%00.0%UnchangedHistory
GOOGAlphabet Inc.Stock500$1.40M0.4%+259+107.5%AddedHistory
iShares Tr46432F388MSCI USA VALUE13,182$1.38M0.3%+13,182New–
PFEPfizer IncStock26,309$1.36M0.3%+11,256+74.8%AddedHistory
ABBVAbbVie Inc.Stock8,214$1.33M0.3%+3,603+78.1%AddedHistory
SPYSPDR S&P 500 ETF TrustETF2,810$1.27M0.3%−1,785,632−99.8%ReducedHistory
AMZNAmazon Com IncStock385$1.25M0.3%−1,479−79.3%ReducedHistory
CVXChevron CorpStock7,214$1.18M0.3%−8,989−55.5%ReducedHistory
MRKMerck & Co., Inc.Stock13,428$1.10M0.3%+6,195+85.6%AddedHistory
Invesco Exch Traded FD Tr II46138E800CHINA TECHNLGY22,100$1.04M0.3%+22,100New–
NOKNokia CorpSPONSORED ADR186,851$1.02M0.3%+2,690+1.5%AddedHistory
EIGREiger BioPharmaceuticals, Inc.COM120,365$999.0K0.3%00.0%UnchangedHistory
TMOThermo Fisher Scientific Inc.Stock1,670$986.0K0.2%+554+49.6%AddedHistory
FCXFreeport-McMoran IncStock19,751$982.0K0.2%+19,751NewHistory
ABTAbbott LaboratoriesStock8,238$975.0K0.2%+3,369+69.2%AddedHistory
LLYEli Lilly & CoStock3,283$940.0K0.2%+1,154+54.2%AddedHistory
NVRIEnviri CorpCOM73,200$896.0K0.2%+73,200NewHistory
DHRDanaher CorpStock2,976$873.0K0.2%+1,267+74.1%AddedHistory
AMDAdvanced Micro Devices IncStock7,952$869.0K0.2%+7,952NewHistory
BMYBristol Myers Squibb CoStock11,754$858.0K0.2%+5,983+103.7%AddedHistory
XOMExxonMobil Holdings CorpCOM10,180$841.0K0.2%−23,462−69.7%ReducedHistory
JPMJPMorgan Chase & CoStock5,765$786.0K0.2%−4,316−42.8%ReducedHistory
EQNREquinor ASASPONSORED ADR20,727$777.0K0.2%−4,249−17.0%ReducedHistory
Credit Suisse Group225401108SPONSORED ADR96,900$761.0K0.2%+96,900New–
SHWSherwin Williams CoCOM3,021$754.0K0.2%+3,021NewHistory
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR50,479$747.0K0.2%+50,479NewHistory
BILIBilibili Inc.SPONS ADS REP Z29,199$747.0K0.2%+29,199NewHistory
DISWalt Disney CoStock5,231$717.0K0.2%−9,667−64.9%ReducedHistory
NTESNetEase, Inc.SPONSORED ADS7,500$673.0K0.2%+7,500NewHistory
BTIBritish American Tobacco p.l.c.SPONSORED ADR15,862$669.0K0.2%+1,000+6.7%AddedHistory
XYZBlock, Inc.CL A4,897$664.0K0.2%−8,496−63.4%ReducedHistory
Vanguard Ftse All-World Ex-US Index Fund922042775ETF11,364$654.0K0.2%+11,364New–
APDAir Products & Chemicals, Inc.Stock2,579$645.0K0.2%+2,579NewHistory
NEMNEWMONT CorpStock8,066$641.0K0.2%+8,066NewHistory
CVSCVS Health CorpStock6,308$638.0K0.2%+2,819+80.8%AddedHistory
Schwab Emerging Markets Equity ETF808524706ETF22,789$633.0K0.2%+22,789New–
ICEIntercontinental Exchange, Inc.Stock4,703$621.0K0.2%+4,703NewHistory
MCDMcDonalds CorpStock2,503$619.0K0.2%+2,503NewHistory
SYKStryker CorpStock2,114$565.0K0.1%+974+85.4%AddedHistory
ELVElevance Health, Inc.Stock1,135$558.0K0.1%+573+102.0%AddedHistory
DOWDow Inc.Stock8,162$520.0K0.1%+8,162NewHistory
NKENIKE, Inc.Stock3,773$508.0K0.1%+3,773NewHistory
Listed FD Tr53656F417ROUNDHILL BALL41,250$493.0K0.1%−151,000−78.5%Reduced–
AMGNAmgen IncStock1,994$482.0K0.1%+1,994NewHistory
iShares Inc464286509MSCI CDA ETF11,837$476.0K0.1%+752+6.8%Added–
SVXYProShares Trust IISHT VIX ST TRM8,612$470.0K0.1%+8,612NewHistory
DDDuPont de Nemours, Inc.COM6,394$468.0K0.1%+6,394NewHistory
IBKRInteractive Brokers Group, Inc.Stock7,000$461.0K0.1%+7,000NewHistory
ECLEcolab Inc.Stock2,595$458.0K0.1%+2,595NewHistory
PLUGPlug Power IncStock15,863$454.0K0.1%+15,863NewHistory
SNAPSnap IncStock12,444$448.0K0.1%+12,444NewHistory
MDTMedtronic plcStock3,900$433.0K0.1%+784+25.2%AddedHistory
ISRGIntuitive Surgical IncCOM NEW1,435$433.0K0.1%+370+34.7%AddedHistory

Options (63)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of DRW Securities, LLC in Q1 2022
SecurityClassPutsCalls
GLDSPDR Gold TrustETF$347.2M$1.29B
TSLATesla, Inc.Stock$208.2M$176.9M
NVDANVIDIA CorpStock$151.1M$108.8M
AMZNAmazon Com IncStock$94.5M$80.8M
SLViShares Silver TrustETF$77.9M$61.0M
AAPLApple Inc.Stock$67.6M$64.1M
SPYSPDR S&P 500 ETF TrustETF$18.2M$98.2M
METAMeta Platforms, Inc.Stock$50.7M$51.5M
MSFTMicrosoft CorpStock$57.3M$38.7M
BABAAlibaba Group Holding LtdADR$19.0M$21.2M
AMDAdvanced Micro Devices IncStock$18.9M$8.31M
GOOGAlphabet Inc.Stock$3.07M$17.3M
XYZBlock, Inc.CL A$8.23M$5.72M
NFLXNetflix IncStock$6.89M$6.11M
SONYSony Group CorpSPONSORED ADR–$12.8M
HDHome Depot, Inc.Stock$8.23M$4.07M
VVisa Inc.Stock$8.98M$3.04M
MAMastercard IncStock$4.86M$5.75M
JNJJohnson & JohnsonStock$2.16M$7.50M
JPMJPMorgan Chase & CoStock$4.33M$5.07M
GOOGLAlphabet Inc.Stock$5.84M$3.34M
PYPLPayPal Holdings, Inc.Stock$2.90M$5.93M
KRKroger CoStock–$6.12M
NOCNorthrop Grumman CorpStock–$5.37M
TWTRTwitter, Inc.COM$1.96M$3.07M
CCLCarnival Corp Ltd.UNIT 99/99/9999–$4.67M
DISWalt Disney CoStock$3.09M$1.56M
RCLRoyal Caribbean Cruises LtdCOM–$4.25M
PBRPetrobras - Petroleo Brasileiro SASPONSORED ADR$2.93M–
GILDGilead Sciences, Inc.Stock$321.0K$2.53M
SNAPSnap IncStock$1.25M$1.29M
AFRMAffirm Holdings, Inc.COM CL A$2.31M–
ETSYEtsy IncCOM$261.0K$1.88M
NCLHNorwegian Cruise Line Holdings Ltd.SHS–$2.05M
VXXBarclays Bank PLCETF$1.45M$283.0K
ENVEnvestnet, Inc.COM–$1.71M
ZENZendesk, Inc.COM$1.20M$481.0K
IBKRInteractive Brokers Group, Inc.Stock–$1.65M
PFEPfizer IncStock–$1.63M
HOODRobinhood Markets, Inc.Stock–$1.60M
BNTXBioNTech SESPONSORED ADS–$1.50M
Sunpower Corp867652406COM–$1.50M
Credit Suisse Group225401108SPONSORED ADR$1.31M–
SWCHSwitch, Inc.CL A–$1.27M
LACLithium Americas Corp.COM NEW–$1.03M
NVRIEnviri CorpCOM$896.0K–
KGCKinross Gold CorpCOM–$754.0K
GMEGameStop Corp.Stock–$750.0K
NINisource Inc.COM–$750.0K
PTONPeloton Interactive, Inc.CL A COM–$697.0K
QSQuantumScape CorpCOM CL A–$684.0K
AMTAmerican Tower CorpREIT–$603.0K
MRCYMercury Systems IncCOM–$561.0K
LINLinde PLCSHS–$479.0K
FUNSix Flags Entertainment CorporationDEPOSITRY UNIT–$438.0K
RIOTRiot Platforms, Inc.COM–$411.0K
SOHUSohu.com LtdSPONSORED ADS–$407.0K
MMSIMerit Medical Systems IncCOM–$386.0K
DKNGDraftKings Inc.COM CL A–$288.0K
RUNSunrun Inc.COM–$261.0K
BIGGQFormer BL Stores IncCOM–$208.0K
SGSweetgreen, Inc.COM CL A–$202.0K
AUPHAurinia Pharmaceuticals Inc.COM–$124.0K

Sold out since Q4 2021 (77)

Positions held at the end of Q4 2021 that are gone from this filing.

Positions of DRW Securities, LLC sold out since Q4 2021
SecurityClassShares in Q4 2021Value in Q4 2021% of portfolio in Q4 2021History
iShares Inc464286400MSCI BRAZIL ETF911,494$25.6M2.2%–
iShares Core MSCI Emerging Markets ETF46434G103ETF329,796$19.7M1.7%–
iShares Core MSCI Eafe ETF46432F842ETF80,046$5.97M0.5%–
Kraneshares Trust500767306CSI CHI INTERNET137,507$5.02M0.4%–
iShares MSCI India ETF46429B598ETF96,509$4.42M0.4%–
VanEck Vectors ETF Tr92189F403RUSSIA ETF134,982$3.60M0.3%–
NFLXNetflix IncStock4,641$2.80M0.2%History
SPWHSportsman's Warehouse Holdings, Inc.COM180,000$2.12M0.2%History
SHOEShoe Station Group IncCOM49,621$1.94M0.2%History
NBISNebius Group N.V.Stock24,796$1.50M0.1%History
PGProcter & Gamble CoStock8,298$1.36M0.1%History
iShares Tr46435G334MSCI UK ETF NEW40,000$1.33M0.1%–
PYPLPayPal Holdings, Inc.Stock6,986$1.32M0.1%History
BRK.BBerkshire Hathaway IncStock3,663$1.09M0.1%History
DDSDillard's, Inc.CL A4,424$1.08M0.1%History
JBLUJetBlue Airways CorpCOM72,153$1.03M0.1%History
ASMLASML Holding NVADR966$769.0K0.1%History
iShares Global Clean Energy ETF464288224ETF35,142$744.0K0.1%–
AMTAmerican Tower CorpREIT2,303$674.0K0.1%History
AJGArthur J. Gallagher & Co.COM3,936$668.0K0.1%History
XLNXXilinx IncCOM3,000$636.0K0.1%History
GOGOGogo Inc.COM42,107$570.0K<0.1%History
Royal Dutch Shell PLC780259206SPONS ADR A12,959$562.0K<0.1%–
BPBP PLCADR21,037$560.0K<0.1%History
CCICrown Castle Inc.REIT2,626$548.0K<0.1%History
EOGEOG Resources IncStock6,045$537.0K<0.1%History
MSTRStrategy IncStock961$523.0K<0.1%History
MTBM&T Bank CorpCOM3,314$509.0K<0.1%History
MDLZMondelez International, Inc.Stock7,335$486.0K<0.1%History
VXXBarclays Bank PLCETF25,702$476.0K<0.1%History
MPCMarathon Petroleum CorpStock6,886$441.0K<0.1%History
GSGoldman Sachs Group IncStock1,129$432.0K<0.1%History
ELEstee Lauder Companies IncCL A1,112$412.0K<0.1%History
COPConocoPhillipsStock5,481$396.0K<0.1%History
CFGCitizens Financial Group IncCOM8,341$394.0K<0.1%History
PXDPioneer Natural Resources CoCOM2,164$394.0K<0.1%History
PEPPepsiCo IncStock2,194$381.0K<0.1%History
PMPhilip Morris International Inc.Stock4,004$380.0K<0.1%History
HBANHuntington Bancshares IncCOM24,221$373.0K<0.1%History
MOAltria Group, Inc.Stock7,490$355.0K<0.1%History
WMBWilliams Companies, Inc.COM13,082$341.0K<0.1%History
PLDPrologis, Inc.REIT1,893$319.0K<0.1%History
EQIXEquinix IncCOM358$303.0K<0.1%History
HIGHartford Insurance Group, Inc.Stock4,373$302.0K<0.1%History
PSAPublic StorageCOM783$293.0K<0.1%History
WMTWalmart Inc.Stock2,020$292.0K<0.1%History
KMIKinder Morgan, Inc.Stock18,274$290.0K<0.1%History
Just Eat Takeaway Com N V48214T305SPONSORED ADS26,700$287.0K<0.1%–
MSMorgan StanleyStock2,896$284.0K<0.1%History
iShares Inc464286624MSCI THAILND ETF3,700$282.0K<0.1%–
SBACSba Communications CorpCL A720$280.0K<0.1%History
Fintech Acquisition Corp VI31811H106CLASS A COM27,849$273.0K<0.1%–
ORealty Income CorpREIT3,769$270.0K<0.1%History
iShares Tr46429B309MSCI INDONIA ETF11,688$269.0K<0.1%–
Kludein I Acquisition Corp49878L208UNIT 99/99/999926,160$265.0K<0.1%–
KOCoca Cola CoStock4,467$264.0K<0.1%History
VLOValero Energy CorpStock3,494$262.0K<0.1%History
NVSNovartis AGADR3,000$262.0K<0.1%History
SPGSimon Property Group Inc.REIT1,632$261.0K<0.1%History
PSXPhillips 66Stock3,546$257.0K<0.1%History
DVNDevon Energy CorpStock5,802$256.0K<0.1%History
DLRDigital Realty Trust, Inc.COM1,405$249.0K<0.1%History
PRIPrimerica, Inc.Stock1,582$242.0K<0.1%History
SCHWSchwab Charles CorpStock2,841$239.0K<0.1%History
OXYOccidental Petroleum CorpStock8,160$237.0K<0.1%History
OKEONEOK IncCOM3,661$215.0K<0.1%History
iShares Tr46435G326CORE MSCI INTL3,149$213.0K<0.1%–
CTRACoterra Energy Inc.Stock11,060$210.0K<0.1%History
WBAWalgreens Boots Alliance, Inc.COM3,961$207.0K<0.1%History
CADECadence BancorporationEQUITY US CM6,730$200.0K<0.1%History
TFSLTFS Financial CORPCOM11,155$199.0K<0.1%History
TGNATegna IncCOM10,000$186.0K<0.1%History
FHNFirst Horizon CorpCOM10,224$167.0K<0.1%History
SGMLSigma Lithium CorpStock10,000$104.0K<0.1%History
ASTRAstra Space, Inc.Common Stock10,100$70.0K<0.1%History
ZNGAZynga IncCL A10,280$66.0K<0.1%History
Yamana Gold Inc98462Y100COM12,214$52.0K<0.1%–