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Livermore
Livermore
ZHEN

DRW Securities, LLC

SEC CIK
0001481986
Latest filing
Aug 14, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
169
−22 vs. Q2 2021
Portfolio value
$338.8M
−$407.8M (−54.6%) vs. Q2 2021
Filed
Nov 12, 2021
SEC
Holdings of DRW Securities, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
AAPLApple Inc.Stock225,617$31.9M9.4%+84,147+59.5%AddedHistory
iShares Inc46434G772MSCI TAIWAN ETF466,101$28.9M8.5%−87,245−15.8%Reduced–
SLViShares Silver TrustETF982,571$20.1M5.9%+815,444+487.9%AddedHistory
iShares Inc464286772MSCI STH KOR ETF244,123$19.7M5.8%+67,076+37.9%Added–
APTOAptose Biosciences Inc.COM NEW8,892,437$19.4M5.7%+416,261+4.9%AddedHistory
iShares Tr464288182MSCI AC ASIA ETF178,586$15.2M4.5%+39,954+28.8%Added–
SPYSPDR S&P 500 ETF TrustETF31,844$13.7M4.0%−836,137−96.3%ReducedHistory
GOOGAlphabet Inc.Stock3,423$9.12M2.7%+1,481+76.3%AddedHistory
TFFPTFF Pharmaceuticals, Inc.COM1,000,000$7.72M2.3%00.0%UnchangedHistory
iShares Tr464288273EAFE SML CP ETF95,626$7.12M2.1%+929+1.0%Added–
VanEck Vectors ETF Tr92189F403RUSSIA ETF213,871$6.49M1.9%−141,694−39.9%Reduced–
AMZNAmazon Com IncStock1,944$6.39M1.9%+1,944NewHistory
Direxion Shs ETF Tr25459W862DRX S&P500BULL53,019$5.67M1.7%+53,019New–
NVDANVIDIA CorpStock24,990$5.18M1.5%+10,762+75.6%AddedConverted for a 4-for-1 splitHistory
MSMorgan StanleyStock45,623$4.44M1.3%+41,656+1,050.1%AddedHistory
Schwab International Equity ETF808524805ETF113,874$4.41M1.3%+69,565+157.0%Added–
iShares Tr46428743220 YR TR BD ETF29,390$4.24M1.3%−5,630−16.1%Reduced–
iShares Tr464288430ASIA 50 ETF50,523$3.95M1.2%+21,377+73.3%Added–
Vanguard Total World Stock ETF922042742ETF35,067$3.57M1.1%+35,067New–
iShares Inc464286426MSCI EM ASIA ETF38,598$3.26M1.0%00.0%Unchanged–
MSFTMicrosoft CorpStock11,333$3.19M0.9%−8,541−43.0%ReducedHistory
ProShares Tr74347B425SHORT S&P 500 NE209,443$3.19M0.9%−313,036−59.9%Reduced–
Vanguard Star FDS921909768VG TL INTL STK F50,399$3.19M0.9%+50,399New–
XYZBlock, Inc.CL A13,109$3.14M0.9%+13,109NewHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF20,299$3.03M0.9%−6,900−25.4%Reduced–
ProShares Tr74347X831ULTRAPRO QQQ24,131$3.01M0.9%−5,079−17.4%Reduced–
iShares Inc464286749MSCI SWITZERLAND64,305$3.00M0.9%−200.0%Reduced–
ProShares Tr74347G739ULTSHRT QQQ143,306$2.86M0.8%−25,467−15.1%Reduced–
iShares Core S&P 500 ETF464287200ETF6,633$2.86M0.8%+6,633New–
LYGLloyds Banking Group plcSPONSORED ADR1,088,134$2.67M0.8%00.0%UnchangedHistory
BABAAlibaba Group Holding LtdADR17,632$2.61M0.8%+7,977+82.6%AddedHistory
DVADavita Inc.COM22,300$2.59M0.8%+22,300NewHistory
State Street Health Care Select Sector SPDR ETF81369Y209ETF19,971$2.54M0.8%+10,590+112.9%Added–
NBISNebius Group N.V.Stock28,886$2.30M0.7%+17,936+163.8%AddedHistory
METAMeta Platforms, Inc.Stock6,599$2.24M0.7%−1,840−21.8%ReducedHistory
TSLATesla, Inc.Stock2,787$2.16M0.6%+2,787NewHistory
BIDUBaidu, Inc.ADR13,813$2.12M0.6%+13,813NewHistory
AZNAstraZeneca PLCSPONSORED ADR33,404$2.01M0.6%+1,067+3.3%AddedHistory
iShares Tr46429B499MSCI NORWAY ETF68,560$1.98M0.6%−2,000−2.8%Reduced–
BMOBank of MontrealCOM18,600$1.85M0.5%+18,600NewHistory
ProShares Tr74347R206PSHS ULTRA QQQ23,806$1.73M0.5%−35,194−59.7%Reduced–
DBX ETF Tr233051879XTRACK HRVST CSI43,526$1.66M0.5%−75,608−63.5%Reduced–
Schwab Emerging Markets Equity ETF808524706ETF53,695$1.64M0.5%+21,515+66.9%Added–
iShares Russell 2000 ETF464287655ETF7,424$1.62M0.5%+7,424New–
TSMTaiwan Semiconductor Manufacturing Co LtdADR14,192$1.58M0.5%+12,374+680.6%AddedHistory
DEODiageo PLCSPON ADR NEW7,710$1.49M0.4%00.0%UnchangedHistory
ProShares Tr74347B110ULTRAPRO SHORT S83,782$1.47M0.4%+83,782New–
ARK ETF Tr00214Q203AUTNMUS TECHNLGY17,979$1.40M0.4%−2,501−12.2%Reduced–
BRK.BBerkshire Hathaway IncStock4,846$1.32M0.4%−2,382−33.0%ReducedHistory
ARK Blockchain & Fintech Innovation ETF00214Q708ETF26,204$1.29M0.4%−215−0.8%Reduced–
JPMJPMorgan Chase & CoStock7,571$1.24M0.4%+124+1.7%AddedHistory
NOKNokia CorpSPONSORED ADR218,298$1.19M0.4%00.0%UnchangedHistory
VVisa Inc.Stock5,047$1.12M0.3%+5+0.1%AddedHistory
VanEck Vectors ETF Tr92189F114VIDEO GAMING15,905$1.03M0.3%−5,000−23.9%Reduced–
AMTAmerican Tower CorpREIT3,885$1.03M0.3%+3,885NewHistory
State Street Utilities Select Sector SPDR ETF81369Y886ETF14,793$945.0K0.3%+14,793New–
iShares Inc464286509MSCI CDA ETF25,567$928.0K0.3%−14,031−35.4%Reduced–
GSGoldman Sachs Group IncStock2,295$868.0K0.3%+1,437+167.5%AddedHistory
WBAWalgreens Boots Alliance, Inc.COM17,348$816.0K0.2%+17,348NewHistory
USBUS Bancorp DECOM NEW13,697$814.0K0.2%+13,697NewHistory
EIGREiger BioPharmaceuticals, Inc.COM120,365$804.0K0.2%00.0%UnchangedHistory
NTESNetEase, Inc.SPONSORED ADS8,583$733.0K0.2%+4,583+114.6%AddedHistory
HDBHDFC Bank LtdSPONSORED ADS10,000$731.0K0.2%+10,000NewHistory
PNCPNC Financial Services Group, Inc.Stock3,674$719.0K0.2%+3,674NewHistory
PLDPrologis, Inc.REIT5,501$690.0K0.2%+2,259+69.7%AddedHistory
AMPAmeriprise Financial IncCOM2,613$690.0K0.2%+1,633+166.6%AddedHistory
WisdomTree Tr97717X719CHINADIV EX FI12,758$682.0K0.2%+12,758New–
iShares Tr464289180MSCI EURO FL ETF34,718$681.0K0.2%+3,600+11.6%Added–
WisdomTree Tr97717Y691CLOUD COMPUTNG11,725$676.0K0.2%+11,725New–
ProShares Tr74347R107PSHS ULT S&P 5005,575$668.0K0.2%+5,575New–
CCICrown Castle Inc.REIT3,820$662.0K0.2%+3,820NewHistory
JBLUJetBlue Airways CorpCOM43,200$661.0K0.2%+43,200NewHistory
ERICEricsson LM Telephone CoADR B SEK 1059,046$661.0K0.2%+42,205+250.6%AddedHistory
WFCWells Fargo & CompanyStock13,376$621.0K0.2%+4,414+49.3%AddedHistory
HBANHuntington Bancshares IncCOM39,590$612.0K0.2%+39,590NewHistory
OTLYOatly Group ABSPONSORED ADS40,500$612.0K0.2%+40,500NewHistory
INTUIntuit Inc.Stock1,115$602.0K0.2%−50−4.3%ReducedHistory
NTRSNorthern Trust CorpCOM5,543$598.0K0.2%+5,543NewHistory
JDJD.com, Inc.SPON ADS CL A8,182$591.0K0.2%+8,182NewHistory
JNJJohnson & JohnsonStock3,508$567.0K0.2%−6,115−63.5%ReducedHistory
ARK Innovation ETF00214Q104ETF5,089$562.0K0.2%+5,089New–
EQIXEquinix IncCOM701$554.0K0.2%+701NewHistory
KKRKKR & Co. Inc.COM8,865$540.0K0.2%+8,865NewHistory
iShares Inc464286756MSCI SWEDEN ETF11,952$536.0K0.2%+4,952+70.7%Added–
DKSDick's Sporting Goods, Inc.Stock4,442$532.0K0.2%+4,442NewHistory
CVXChevron CorpStock5,220$530.0K0.2%+5,220NewHistory
BTIBritish American Tobacco p.l.c.SPONSORED ADR14,862$524.0K0.2%+14,862NewHistory
ProShares Tr74347B383ULTRASHRT S&P50058,481$518.0K0.2%+58,481New–
APDAir Products & Chemicals, Inc.Stock1,979$507.0K0.1%+868+78.1%AddedHistory
SHOEShoe Station Group IncCOM15,535$504.0K0.1%+15,535NewHistory
Direxion Shs ETF Tr25460G690DLY SEMICNDTR BR70,988$503.0K0.1%+70,988New–
ARK ETF Tr00214Q302GENOMIC REV ETF6,596$493.0K0.1%−481−6.8%Reduced–
First Rep BK San Francisco C33616C100COM2,540$490.0K0.1%+2,540New–
VXXBarclays Bank PLCETF17,281$481.0K0.1%−2,697−13.5%ReducedHistory
DISWalt Disney CoStock2,831$479.0K0.1%+699+32.8%AddedHistory
BACBank of America CorpStock11,239$477.0K0.1%−6,090−35.1%ReducedHistory
AVGOBroadcom Inc.Stock945$458.0K0.1%−421−30.8%ReducedHistory
PEPPepsiCo IncStock3,020$454.0K0.1%−1,919−38.9%ReducedHistory
BLKBlackRock, Inc.COM535$449.0K0.1%+164+44.2%AddedHistory
MAMastercard IncStock1,229$427.0K0.1%−698−36.2%ReducedHistory

Options (58)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of DRW Securities, LLC in Q3 2021
SecurityClassPutsCalls
GLDSPDR Gold TrustETF$302.9M$494.8M
SPYSPDR S&P 500 ETF TrustETF$618.3M$87.4M
AAPLApple Inc.Stock$52.2M$29.3M
METAMeta Platforms, Inc.Stock$54.9M$15.4M
TSLATesla, Inc.Stock$42.0M$6.59M
MSFTMicrosoft CorpStock$14.7M$19.2M
SLViShares Silver TrustETF$13.1M$17.6M
NFLXNetflix IncStock$20.4M$4.21M
BABAAlibaba Group Holding LtdADR$11.6M$7.76M
AMDAdvanced Micro Devices IncStock$12.5M$3.80M
XYZBlock, Inc.CL A$14.5M–
AMZNAmazon Com IncStock$7.23M$7.23M
NVDANVIDIA CorpStock$10.5M$3.27M
DISWalt Disney CoStock$8.80M$1.20M
MSMorgan StanleyStock$9.73M–
GOOGAlphabet Inc.Stock$3.46M$5.06M
GOOGLAlphabet Inc.Stock–$6.15M
XLRNAcceleron Pharma IncCOM–$5.03M
EVHEvolent Health, Inc.CL A–$4.19M
Vonage Holdings Corp92886T201COM–$3.49M
MAMastercard IncStock$2.61M$695.0K
ABTAbbott LaboratoriesStock–$3.25M
JNJJohnson & JohnsonStock$937.0K$1.97M
EXCExelon CorpStock–$2.78M
TWTRTwitter, Inc.COM–$2.67M
DVADavita Inc.COM$2.59M–
PYPLPayPal Holdings, Inc.Stock$1.17M$1.30M
BMOBank of MontrealCOM$2.15M–
SNAPSnap IncStock$510.0K$1.34M
VVisa Inc.Stock$891.0K$891.0K
OTLYOatly Group ABSPONSORED ADS$1.69M–
JPMJPMorgan Chase & CoStock$1.64M–
TECKTeck Resources LtdCL B–$1.60M
JBLUJetBlue Airways CorpCOM$1.53M–
TEXTerex CorpStock–$1.31M
IBKRInteractive Brokers Group, Inc.Stock$1.25M–
CNICanadian National Railway CoStock–$1.17M
FCXFreeport-McMoran IncStock–$1.08M
CONECyrusOne Holdco LLCCOM–$1.07M
PTONPeloton Interactive, Inc.CL A COM$1.04M–
ATVIActivision Blizzard, Inc.COM–$875.0K
MGMMGM Resorts InternationalStock–$841.0K
RADNew Rite Aid, LLCCOM–$761.0K
WBAWalgreens Boots Alliance, Inc.COM$682.0K–
DNMRDanimer Scientific, Inc.COM CL A$520.0K–
DKNGDraftKings Inc.COM CL A–$482.0K
GMEGameStop Corp.Stock–$456.0K
LORLLoral Space & Communications Inc.COM–$430.0K
ALTUAltitude Acquisition Corp.COM CL A–$367.0K
TGNATegna IncCOM–$363.0K
NOGNorthern Oil & Gas, Inc.COM–$357.0K
GMGeneral Motors CoCOM–$353.0K
HDHome Depot, Inc.Stock$328.0K–
CPCanadian Pacific Kansas City LtdCOM$299.0K–
CRSRCorsair Gaming, Inc.COM–$296.0K
ASTRAstra Space, Inc.Common Stock$167.0K–
KUSTKustom Entertainment, Inc.COM NEW–$151.0K
HUMAHumacyte, Inc.COM–$116.0K

Sold out since Q2 2021 (95)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of DRW Securities, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
iShares Tr46429B671MSCI CHINA ETF230,953$19.0M2.5%–
iShares Tr464288257MSCI ACWI ETF97,597$9.88M1.3%–
iShares Tr464287184CHINA LG-CAP ETF209,412$9.70M1.3%–
CMECME Group Inc.COM40,983$8.72M1.2%History
iShares Global Clean Energy ETF464288224ETF259,437$6.09M0.8%–
State Street Real Estate Select Sector SPDR ETF81369Y860ETF110,265$4.89M0.7%–
TSCOTractor Supply CoCOM20,555$3.82M0.5%History
GOOGLAlphabet Inc.Stock1,520$3.71M0.5%History
GLDSPDR Gold TrustETF18,123$3.00M0.4%History
iShares Inc464286400MSCI BRAZIL ETF69,459$2.82M0.4%–
iShares Inc464286871MSCI HONG KG ETF75,027$2.00M0.3%–
ICEIntercontinental Exchange, Inc.Stock16,875$2.00M0.3%History
State Street Energy Select Sector SPDR ETF81369Y506ETF33,695$1.81M0.2%–
iShares Inc464286392MSCI WORLD ETF14,216$1.80M0.2%–
PTONPeloton Interactive, Inc.CL A COM12,069$1.50M0.2%History
UNHUnitedHealth Group IncStock3,310$1.32M0.2%History
iShares Inc464286103MSCI AUST ETF49,833$1.29M0.2%–
iShares Core MSCI Eafe ETF46432F842ETF16,696$1.25M0.2%–
State Street Financial Select Sector SPDR ETF81369Y605ETF29,083$1.07M0.1%–
Direxion Shs ETF Tr25459W458DLY SCOND 3XBU23,477$1.05M0.1%–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF16,195$1.03M0.1%–
BNTXBioNTech SESPONSORED ADS4,200$940.0K0.1%History
PLTRPalantir Technologies Inc.Stock34,500$909.0K0.1%History
TMOThermo Fisher Scientific Inc.Stock1,628$821.0K0.1%History
BPBP PLCADR27,645$730.0K0.1%History
State Street Industrial Select Sector SPDR ETF81369Y704ETF7,109$728.0K0.1%–
ABTAbbott LaboratoriesStock6,183$717.0K0.1%History
PFEPfizer IncStock18,193$712.0K0.1%History
MRKMerck & Co., Inc.Stock8,951$696.0K0.1%History
LLYEli Lilly & CoStock2,782$639.0K0.1%History
ProShares Tr74347X864ULTRPRO S&P5005,498$623.0K0.1%–
NEENextera Energy IncStock8,370$613.0K0.1%History
DHRDanaher CorpStock2,190$588.0K0.1%History
HSBCHSBC Holdings PLCSPON ADR NEW20,341$587.0K0.1%History
MDTMedtronic plcStock4,426$549.0K0.1%History
AMGNAmgen IncStock2,190$534.0K0.1%History
KOCoca Cola CoStock9,353$506.0K0.1%History
iShares Inc464286822MSCI MEXICO ETF10,520$505.0K0.1%–
CSCOCisco Systems, Inc.Stock9,188$487.0K0.1%History
QCOMQualcomm IncStock3,379$483.0K0.1%History
BMYBristol Myers Squibb CoStock6,929$463.0K0.1%History
ACNAccenture plcStock1,443$425.0K0.1%History
DUKDuke Energy CORPStock4,071$402.0K0.1%History
AEPAmerican Electric Power Co IncStock4,605$390.0K0.1%History
ZTSZoetis Inc.Stock2,040$380.0K0.1%History
AMATApplied Materials IncStock2,646$377.0K0.1%History
WMTWalmart Inc.Stock2,625$370.0K<0.1%History
ISRGIntuitive Surgical IncCOM NEW397$365.0K<0.1%History
GRMNGarmin LtdSHS2,500$362.0K<0.1%History
CVSCVS Health CorpStock4,162$347.0K<0.1%History
iShares Tr46435G326CORE MSCI INTL5,117$345.0K<0.1%–
iShares Inc464286780MSCI STH AFR ETF7,000$342.0K<0.1%–
LACLithium Americas Corp.COM NEW23,000$341.0K<0.1%History
REGNRegeneron Pharmaceuticals, Inc.COM567$317.0K<0.1%History
ORCLOracle CorpStock3,924$305.0K<0.1%History
BDXBecton Dickinson & CoStock1,246$303.0K<0.1%History
SYKStryker CorpStock1,160$301.0K<0.1%History
ELVElevance Health, Inc.Stock775$296.0K<0.1%History
ESEversource EnergyStock3,484$280.0K<0.1%History
SOSouthern CoStock4,610$279.0K<0.1%History
GILDGilead Sciences, Inc.Stock3,998$275.0K<0.1%History
RUNSunrun Inc.COM4,934$275.0K<0.1%History
MDLZMondelez International, Inc.Stock4,287$268.0K<0.1%History
FISVFiserv IncStock2,478$265.0K<0.1%History
Royal Dutch Shell PLC780259206SPONS ADR A6,571$265.0K<0.1%–
AXPAmerican Express CoStock1,598$264.0K<0.1%History
ADPAutomatic Data Processing IncStock1,305$259.0K<0.1%History
BIIBBiogen Inc.COM730$253.0K<0.1%History
ILMNIllumina, Inc.COM521$247.0K<0.1%History
KMBKimberly Clark CorpStock1,839$246.0K<0.1%History
NOWServiceNow, Inc.Stock446$245.0K<0.1%History
EXCExelon CorpStock5,470$242.0K<0.1%History
EDConsolidated Edison IncStock3,331$239.0K<0.1%History
MRSHMarsh & McLennan Companies, Inc.Stock1,657$233.0K<0.1%History
U.S. Global Jets ETF26922A842ETF9,333$226.0K<0.1%–
CHDChurch & Dwight Co IncCOM2,629$224.0K<0.1%History
CCitigroup IncStock3,114$220.0K<0.1%History
BSXBoston Scientific CorpStock5,155$220.0K<0.1%History
IDXXIDEXX Laboratories IncCOM348$220.0K<0.1%History
VRTXVertex Pharmaceuticals IncStock1,085$219.0K<0.1%History
GLOBGlobant S.A.COM1,000$219.0K<0.1%History
DDominion Energy, IncStock2,965$218.0K<0.1%History
CRNCCerence Inc.COM2,047$218.0K<0.1%History
AYXAlteryx, Inc.COM CL A2,535$218.0K<0.1%History
CICigna GroupStock916$217.0K<0.1%History
BABoeing CoStock903$216.0K<0.1%History
HUMHumana IncStock479$212.0K<0.1%History
HCAHCA Healthcare, Inc.COM1,012$209.0K<0.1%History
VEEVVeeva Systems IncStock669$208.0K<0.1%History
NKLANikola CorpCOM11,500$208.0K<0.1%History
IQVIQVIA Holdings Inc.Stock851$206.0K<0.1%History
MUMicron Technology IncStock2,395$204.0K<0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM1,110$204.0K<0.1%History
BBBY20230930-DK-Butterfly-1, Inc.COM6,075$202.0K<0.1%History
HYLNHyliion Holdings Corp.COMMON STOCK10,932$127.0K<0.1%History