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Livermore
Livermore
ZHEN

DRW Securities, LLC

SEC CIK
0001481986
Latest filing
Aug 14, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 12, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
191
+64 vs. Q1 2021
Portfolio value
$746.7M
+$461.8M (+162.1%) vs. Q1 2021
Filed
Aug 12, 2021
SEC
Holdings of DRW Securities, LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
SPYSPDR S&P 500 ETF TrustETF867,981$371.7M49.8%+822,052+1,789.8%AddedHistory
iShares Inc46434G772MSCI TAIWAN ETF553,346$35.4M4.7%+379,675+218.6%Added–
APTOAptose Biosciences Inc.COM NEW8,476,176$28.1M3.8%+500,000+6.3%AddedHistory
AAPLApple Inc.Stock141,470$19.4M2.6%+141,470NewHistory
iShares Tr46429B671MSCI CHINA ETF230,953$19.0M2.5%+230,953New–
iShares Inc464286772MSCI STH KOR ETF177,047$16.5M2.2%+22,924+14.9%Added–
iShares Tr464288182MSCI AC ASIA ETF138,632$13.1M1.8%+138,632New–
VanEck Vectors ETF Tr92189F403RUSSIA ETF355,565$10.3M1.4%+333,380+1,502.7%Added–
iShares Tr464288257MSCI ACWI ETF97,597$9.88M1.3%+97,597New–
iShares Tr464287184CHINA LG-CAP ETF209,412$9.70M1.3%+209,412New–
TFFPTFF Pharmaceuticals, Inc.COM1,000,000$9.61M1.3%+486,600+94.8%AddedHistory
CMECME Group Inc.COM40,983$8.72M1.2%+631+1.6%AddedHistory
ProShares Tr74347B425SHORT S&P 500 NE522,479$8.04M1.1%+484,323+1,269.3%Added–
iShares Tr464288273EAFE SML CP ETF94,697$7.02M0.9%+81,962+643.6%Added–
iShares Global Clean Energy ETF464288224ETF259,437$6.09M0.8%+259,437New–
MSFTMicrosoft CorpStock19,874$5.38M0.7%−25,303−56.0%ReducedHistory
iShares Tr46428743220 YR TR BD ETF35,020$5.05M0.7%+6,255+21.7%Added–
State Street Real Estate Select Sector SPDR ETF81369Y860ETF110,265$4.89M0.7%+110,265New–
GOOGAlphabet Inc.Stock1,942$4.87M0.7%+1,805+1,317.5%AddedHistory
DBX ETF Tr233051879XTRACK HRVST CSI119,134$4.83M0.6%+109,566+1,145.1%Added–
ProShares Tr74347R206PSHS ULTRA QQQ59,000$4.24M0.6%+13,908+30.8%AddedConverted for a 2-for-1 split–
SLViShares Silver TrustETF167,127$4.05M0.5%+76,602+84.6%AddedHistory
State Street Technology Select Sector SPDR ETF81369Y803ETF27,199$4.02M0.5%+22,934+537.7%Added–
TSCOTractor Supply CoCOM20,555$3.82M0.5%+20,555NewHistory
GOOGLAlphabet Inc.Stock1,520$3.71M0.5%−4,998−76.7%ReducedHistory
ProShares Tr74347X831ULTRAPRO QQQ29,210$3.58M0.5%−45,264−60.8%Reduced–
iShares Inc464286426MSCI EM ASIA ETF38,598$3.57M0.5%+38,598New–
ProShares Tr74347G739ULTSHRT QQQ168,773$3.48M0.5%+168,773New–
iShares Inc464286749MSCI SWITZERLAND64,325$3.13M0.4%+64,325New–
GLDSPDR Gold TrustETF18,123$3.00M0.4%+16,822+1,293.0%AddedHistory
METAMeta Platforms, Inc.Stock8,439$2.93M0.4%+1,830+27.7%AddedHistory
NVDANVIDIA CorpStock3,557$2.85M0.4%+2,835+392.7%AddedHistory
iShares Inc464286400MSCI BRAZIL ETF69,459$2.82M0.4%−96,134−58.1%Reduced–
LYGLloyds Banking Group plcSPONSORED ADR1,088,134$2.77M0.4%00.0%UnchangedHistory
iShares Tr464288430ASIA 50 ETF29,146$2.67M0.4%+29,146New–
FFord Motor CoStock169,358$2.52M0.3%+85,687+102.4%AddedHistory
PMPhilip Morris International Inc.Stock23,640$2.34M0.3%+20,714+707.9%AddedHistory
ETSYEtsy IncCOM10,669$2.20M0.3%+10,669NewHistory
BABAAlibaba Group Holding LtdADR9,655$2.19M0.3%+2,072+27.3%AddedHistory
BRK.BBerkshire Hathaway IncStock7,228$2.01M0.3%+3,881+116.0%AddedHistory
iShares Inc464286871MSCI HONG KG ETF75,027$2.00M0.3%−968,210−92.8%Reduced–
ICEIntercontinental Exchange, Inc.Stock16,875$2.00M0.3%+1,065+6.7%AddedHistory
iShares Tr46429B499MSCI NORWAY ETF70,560$2.00M0.3%−913−1.3%Reduced–
AZNAstraZeneca PLCSPONSORED ADR32,337$1.94M0.3%00.0%UnchangedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF33,695$1.81M0.2%+8,171+32.0%Added–
iShares Inc464286392MSCI WORLD ETF14,216$1.80M0.2%+8,066+131.2%Added–
ARK ETF Tr00214Q203AUTNMUS TECHNLGY20,480$1.77M0.2%00.0%Unchanged–
Schwab International Equity ETF808524805ETF44,309$1.75M0.2%+32,310+269.3%Added–
JNJJohnson & JohnsonStock9,623$1.58M0.2%+8,309+632.3%AddedHistory
VanEck Vectors ETF Tr92189F114VIDEO GAMING20,905$1.52M0.2%+1,298+6.6%Added–
PTONPeloton Interactive, Inc.CL A COM12,069$1.50M0.2%+12,069NewHistory
DEODiageo PLCSPON ADR NEW7,710$1.48M0.2%00.0%UnchangedHistory
iShares Inc464286509MSCI CDA ETF39,598$1.48M0.2%+8,759+28.4%Added–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF26,419$1.43M0.2%+80.0%Added–
UNHUnitedHealth Group IncStock3,310$1.32M0.2%+3,310NewHistory
iShares Inc464286103MSCI AUST ETF49,833$1.29M0.2%+49,833New–
iShares Core MSCI Eafe ETF46432F842ETF16,696$1.25M0.2%+16,696New–
State Street Health Care Select Sector SPDR ETF81369Y209ETF9,381$1.18M0.2%+9,381New–
VVisa Inc.Stock5,042$1.18M0.2%+1,266+33.5%AddedHistory
NOKNokia CorpSPONSORED ADR218,298$1.16M0.2%+98,580+82.3%AddedHistory
JPMJPMorgan Chase & CoStock7,447$1.16M0.2%+5,309+248.3%AddedHistory
State Street Financial Select Sector SPDR ETF81369Y605ETF29,083$1.07M0.1%−60,136−67.4%Reduced–
Schwab Emerging Markets Equity ETF808524706ETF32,180$1.06M0.1%+32,180New–
Direxion Shs ETF Tr25459W458DLY SCOND 3XBU23,477$1.05M0.1%+18,049+332.5%Added–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF16,195$1.03M0.1%+16,195New–
EIGREiger BioPharmaceuticals, Inc.COM120,365$1.03M0.1%00.0%UnchangedHistory
AMDAdvanced Micro Devices IncStock10,408$978.0K0.1%+10,408NewHistory
BNTXBioNTech SESPONSORED ADS4,200$940.0K0.1%+4,200NewHistory
PLTRPalantir Technologies Inc.Stock34,500$909.0K0.1%+34,500NewHistory
TMOThermo Fisher Scientific Inc.Stock1,628$821.0K0.1%+1,628NewHistory
PGProcter & Gamble CoStock5,842$788.0K0.1%+1,575+36.9%AddedHistory
NBISNebius Group N.V.Stock10,950$775.0K0.1%+5,660+107.0%AddedHistory
INTCIntel CorpStock13,551$761.0K0.1%+9,418+227.9%AddedHistory
PEPPepsiCo IncStock4,939$732.0K0.1%+3,391+219.1%AddedHistory
BPBP PLCADR27,645$730.0K0.1%−47,363−63.1%ReducedHistory
State Street Industrial Select Sector SPDR ETF81369Y704ETF7,109$728.0K0.1%+7,109New–
ADBEAdobe Inc.Stock1,228$719.0K0.1%+1,228NewHistory
ABTAbbott LaboratoriesStock6,183$717.0K0.1%+6,183NewHistory
CRMSalesforce, Inc.Stock2,933$716.0K0.1%+2,933NewHistory
ABBVAbbVie Inc.Stock6,347$715.0K0.1%+6,347NewHistory
BACBank of America CorpStock17,329$714.0K0.1%+11,346+189.6%AddedHistory
PFEPfizer IncStock18,193$712.0K0.1%+18,193NewHistory
MAMastercard IncStock1,927$704.0K0.1%+1,312+213.3%AddedHistory
MRKMerck & Co., Inc.Stock8,951$696.0K0.1%+8,951NewHistory
ARK ETF Tr00214Q302GENOMIC REV ETF7,077$655.0K0.1%−10,675−60.1%Reduced–
AVGOBroadcom Inc.Stock1,366$651.0K0.1%+1,366NewHistory
LLYEli Lilly & CoStock2,782$639.0K0.1%+2,782NewHistory
ProShares Tr74347X864ULTRPRO S&P5005,498$623.0K0.1%−34,828−86.4%Reduced–
NEENextera Energy IncStock8,370$613.0K0.1%+3,699+79.2%AddedHistory
iShares Tr464289180MSCI EURO FL ETF31,118$608.0K0.1%+1,230+4.1%Added–
VXXBarclays Bank PLCETF19,978$589.0K0.1%+19,978NewHistory
DHRDanaher CorpStock2,190$588.0K0.1%+2,190NewHistory
HSBCHSBC Holdings PLCSPON ADR NEW20,341$587.0K0.1%−1,500−6.9%ReducedHistory
INTUIntuit Inc.Stock1,165$571.0K0.1%+1,165NewHistory
MDTMedtronic plcStock4,426$549.0K0.1%+4,426NewHistory
PLUGPlug Power IncStock15,984$546.0K0.1%+4,350+37.4%AddedHistory
PYPLPayPal Holdings, Inc.Stock1,848$539.0K0.1%+1,848NewHistory
AMGNAmgen IncStock2,190$534.0K0.1%+2,190NewHistory
TXNTexas Instruments IncStock2,741$527.0K0.1%+2,741NewHistory
KOCoca Cola CoStock9,353$506.0K0.1%+3,610+62.9%AddedHistory

Options (75)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of DRW Securities, LLC in Q2 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$662.9M$630.2M
GLDSPDR Gold TrustETF$231.7M$476.6M
TSLATesla, Inc.Stock$59.1M$29.2M
AMZNAmazon Com IncStock$27.5M$23.7M
AAPLApple Inc.Stock$23.3M$24.7M
NVDANVIDIA CorpStock$14.6M$25.3M
SLViShares Silver TrustETF$14.4M$21.9M
MSFTMicrosoft CorpStock$12.4M$23.8M
METAMeta Platforms, Inc.Stock$8.14M$20.8M
GOOGLAlphabet Inc.Stock$10.5M$6.59M
BABAAlibaba Group Holding LtdADR$3.13M$7.48M
NETCloudflare, Inc.CL A COM–$8.83M
GOOGAlphabet Inc.Stock$3.76M$4.26M
NFLXNetflix IncStock$2.32M$5.39M
GMEGameStop Corp.Stock$1.22M$5.50M
AMDAdvanced Micro Devices IncStock$2.49M$3.65M
JPMJPMorgan Chase & CoStock$778.0K$5.32M
RCLRoyal Caribbean Cruises LtdCOM–$5.83M
LULUlululemon athletica inc.Stock–$5.26M
RDWRRadware LtdORD–$4.44M
PTONPeloton Interactive, Inc.CL A COM$2.08M$2.03M
PMPhilip Morris International Inc.Stock$4.05M–
SNAPSnap IncStock$1.57M$2.31M
DISWalt Disney CoStock–$3.43M
FFord Motor CoStock$3.21M–
BPBP PLCADR–$2.64M
MRNAModerna, Inc.Stock–$2.58M
ETF Managers Tr26924G508ETFMG ALTR HRVST–$2.46M
DKNGDraftKings Inc.COM CL A$532.0K$1.71M
JNJJohnson & JohnsonStock$1.50M$544.0K
GRMNGarmin LtdSHS$1.90M–
PLTRPalantir Technologies Inc.Stock$1.55M$264.0K
FCXFreeport-McMoran IncStock$701.0K$1.04M
PYPLPayPal Holdings, Inc.Stock$904.0K$670.0K
GDOTGreen Dot CorpCL A–$1.52M
TLRYTilray Brands, Inc.COM CL 2–$1.51M
RKTRocket Companies, Inc.Stock–$1.41M
BNTXBioNTech SESPONSORED ADS$1.30M–
HDHome Depot, Inc.Stock$1.28M–
Paramount Global92556H206CL B–$1.25M
DUKDuke Energy CORPStock–$1.21M
XOMExxonMobil Holdings CorpCOM–$1.17M
DALDelta Air Lines, Inc.COM NEW–$1.15M
LUVSouthwest Airlines CoCOM–$1.10M
FSRFisker Inc.CL A COM STK–$1.03M
XYZBlock, Inc.CL A–$1.02M
CGCCanopy Growth CorpCOM–$958.0K
NCLHNorwegian Cruise Line Holdings Ltd.SHS–$923.0K
CVXChevron CorpStock–$922.0K
ADTADT Inc.COM–$898.0K
ETSYEtsy IncCOM$885.0K–
VIRTVirtu Financial, Inc.CL A–$771.0K
MAMastercard IncStock–$767.0K
TWTRTwitter, Inc.COM$317.0K$440.0K
SNFIStark Novus Financial Inc.COM CL A$336.0K$417.0K
ACBAurora Cannabis IncCOM–$657.0K
LACLithium Americas Corp.COM NEW$647.0K–
OCGNOcugen, Inc.COM–$602.0K
SAFMSanderson Farms IncCOM–$602.0K
CRONCronos Group Inc.COM–$555.0K
CHPTChargePoint Holdings, Inc.COM CL A$525.0K–
RIOTRiot Platforms, Inc.COM–$448.0K
ELANElanco Animal Health IncCOM$420.0K–
PFPTProofpoint IncCOM–$417.0K
WKHSWorkhorse Group Inc.COM NEW$232.0K$166.0K
PLUGPlug Power IncStock$373.0K–
AEPAmerican Electric Power Co IncStock$372.0K–
NKLANikola CorpCOM$334.0K–
VXXBarclays Bank PLCETF–$295.0K
SYSo-Young International Inc.SPONSORED ADS$285.0K–
HYLNHyliion Holdings Corp.COMMON STOCK$232.0K–
JBLUJetBlue Airways CorpCOM–$213.0K
Vonage Holdings Corp92886T201COM–$166.0K
LXLexinFintech Holdings Ltd.ADR–$125.0K
CLNEClean Energy Fuels Corp.COM–$113.0K

Sold out since Q1 2021 (48)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of DRW Securities, LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
AMZNAmazon Com IncStock2,433$7.53M2.6%History
PZZAPapa Johns International IncStock61,733$5.47M1.9%History
ORLYO Reilly Automotive IncStock10,472$5.31M1.9%History
iShares Inc464286806MSCI GERMANY ETF128,993$4.31M1.5%–
iShares Core S&P 500 ETF464287200ETF9,827$3.91M1.4%–
iShares Russell 2000 ETF464287655ETF16,603$3.67M1.3%–
iShares MSCI India ETF46429B598ETF63,265$2.67M0.9%–
ProShares Tr74347B110ULTRAPRO SHORT S80,184$1.90M0.7%–
JDJD.com, Inc.SPON ADS CL A20,001$1.69M0.6%History
iShares Inc464286624MSCI THAILND ETF20,113$1.65M0.6%–
ARK Innovation ETF00214Q104ETF10,697$1.28M0.5%–
Vanguard S&P 500 ETF922908363ETF3,429$1.25M0.4%–
iShares Inc46434G814MSCI MLY ETF NEW42,491$1.15M0.4%–
ELANElanco Animal Health IncCOM36,000$1.06M0.4%History
iShares Inc464286764MSCI SPAIN ETF37,849$1.04M0.4%–
NVAXNovavax IncCOM NEW5,600$1.01M0.4%History
BUDAnheuser-Busch InBev SA/NVADR15,062$947.0K0.3%History
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF23,258$822.0K0.3%–
Direxion Shs ETF Tr25459W847DLY SMCAP BULL3X8,409$753.0K0.3%–
VanEck Semiconductor ETF92189F676ETF2,482$604.0K0.2%–
ARK Next Generation Technology ETF00214Q401ETF3,702$546.0K0.2%–
iShares Tr46434V423MSCI SAUDI ARBIA15,026$540.0K0.2%–
ProShares Tr74347B383ULTRASHRT S&P50048,150$518.0K0.2%–
AMTAmerican Tower CorpREIT2,153$515.0K0.2%History
SPDR Index Shs FDS78463X400SP CHINA ETF3,657$479.0K0.2%–
VZVerizon Communications IncStock7,160$416.0K0.1%History
CCICrown Castle Inc.REIT2,364$407.0K0.1%History
HDHome Depot, Inc.Stock1,293$395.0K0.1%History
TCOMTrip.com Group LtdADS9,948$394.0K0.1%History
NKENIKE, Inc.Stock2,730$363.0K0.1%History
ENPHEnphase Energy, Inc.Stock2,087$338.0K0.1%History
SPRUSpruce Power Holding CorpCOM CL A33,400$300.0K0.1%History
EQNREquinor ASASPONSORED ADR15,300$298.0K0.1%History
EQIXEquinix IncCOM434$295.0K0.1%History
FSLRFirst Solar, Inc.Stock3,326$290.0K0.1%History
MCDMcDonalds CorpStock1,208$271.0K0.1%History
SNFIStark Novus Financial Inc.COM CL A22,000$259.0K0.1%History
SVXYProShares Trust IISHT VIX ST TRM5,501$259.0K0.1%History
SEDGSolaredge Technologies, Inc.COM785$226.0K0.1%History
CMCSAComcast CorpStock4,063$220.0K0.1%History
NFLXNetflix IncStock393$205.0K0.1%History
HONHoneywell International IncCOM945$205.0K0.1%History
PUKPrudential PLCADR4,714$201.0K0.1%History
GEGeneral Electric CoCOM12,402$163.0K0.1%History
GAIAGaia, IncCL A12,681$151.0K0.1%History
CIGEnergy Co of Minas GeraisSP ADR N-V PFD47,425$108.0K<0.1%History
COTYCoty Inc.COM CL A11,658$105.0K<0.1%History
HLHecla Mining CoCOM11,134$63.0K<0.1%History