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Livermore
Livermore
ZHEN

DRW Securities, LLC

SEC CIK
0001481986
Latest filing
Aug 14, 2026

Holdings in Q2 2021

Holdings as of Jun 30, 2021, filed Aug 12, 2021. Long positions only; changes compare share counts with Q1 2021.

Institution overview
Positions
191
+64 vs. Q1 2021
Portfolio value
$746.7M
+$461.8M (+162.1%) vs. Q1 2021
Filed
Aug 12, 2021
SEC
Holdings of DRW Securities, LLC in Q2 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
GOROGoldgroup Mining Inc.COM11,154$29.0K<0.1%−4,037−26.6%ReducedHistory
NWGNatWest Group plcSPONS ADR 2 ORD17,737$100.0K<0.1%00.0%UnchangedHistory
HYLNHyliion Holdings Corp.COMMON STOCK10,932$127.0K<0.1%+10,932NewHistory
GPROGoPro, Inc.CL A17,203$200.0K<0.1%−2,497−12.7%ReducedHistory
BBBY20230930-DK-Butterfly-1, Inc.COM6,075$202.0K<0.1%+6,075NewHistory
MUMicron Technology IncStock2,395$204.0K<0.1%+2,395NewHistory
ALXNAlexion Pharmaceuticals, Inc.COM1,110$204.0K<0.1%+1,110NewHistory
DFSDiscover Financial ServicesCOM1,725$204.0K<0.1%+1,725NewHistory
IQVIQVIA Holdings Inc.Stock851$206.0K<0.1%+851NewHistory
VEEVVeeva Systems IncStock669$208.0K<0.1%+669NewHistory
ALGNAlign Technology IncCOM340$208.0K<0.1%−216−38.8%ReducedHistory
NKLANikola CorpCOM11,500$208.0K<0.1%+11,500NewHistory
HCAHCA Healthcare, Inc.COM1,012$209.0K<0.1%+1,012NewHistory
HUMHumana IncStock479$212.0K<0.1%+479NewHistory
ERICEricsson LM Telephone CoADR B SEK 1016,841$212.0K<0.1%00.0%UnchangedHistory
BABoeing CoStock903$216.0K<0.1%+82+10.0%AddedHistory
CICigna GroupStock916$217.0K<0.1%+916NewHistory
TSMTaiwan Semiconductor Manufacturing Co LtdADR1,818$218.0K<0.1%+1,818NewHistory
DDominion Energy, IncStock2,965$218.0K<0.1%+2,965NewHistory
CRNCCerence Inc.COM2,047$218.0K<0.1%+2,047NewHistory
AYXAlteryx, Inc.COM CL A2,535$218.0K<0.1%+2,535NewHistory
VRTXVertex Pharmaceuticals IncStock1,085$219.0K<0.1%+1,085NewHistory
GLOBGlobant S.A.COM1,000$219.0K<0.1%+1,000NewHistory
CCitigroup IncStock3,114$220.0K<0.1%+3,114NewHistory
BSXBoston Scientific CorpStock5,155$220.0K<0.1%+5,155NewHistory
IDXXIDEXX Laboratories IncCOM348$220.0K<0.1%+348NewHistory
CHDChurch & Dwight Co IncCOM2,629$224.0K<0.1%+2,629NewHistory
U.S. Global Jets ETF26922A842ETF9,333$226.0K<0.1%+9,333New–
China Petroleum & Chemical C16941R108SPON ADR H SHS4,500$230.0K<0.1%00.0%Unchanged–
MRSHMarsh & McLennan Companies, Inc.Stock1,657$233.0K<0.1%+1,657NewHistory
EDConsolidated Edison IncStock3,331$239.0K<0.1%+3,331NewHistory
UAAUnder Armour, Inc.Stock11,394$241.0K<0.1%+11,394NewHistory
EXCExelon CorpStock5,470$242.0K<0.1%+5,470NewHistory
AMPAmeriprise Financial IncCOM980$244.0K<0.1%+980NewHistory
NOWServiceNow, Inc.Stock446$245.0K<0.1%+3+0.7%AddedHistory
KMBKimberly Clark CorpStock1,839$246.0K<0.1%+1,839NewHistory
KKellanovaStock3,843$247.0K<0.1%+394+11.4%AddedHistory
ILMNIllumina, Inc.COM521$247.0K<0.1%+521NewHistory
BIIBBiogen Inc.COM730$253.0K<0.1%−41−5.3%ReducedHistory
ADSKAutodesk, Inc.COM876$256.0K<0.1%+876NewHistory
ADPAutomatic Data Processing IncStock1,305$259.0K<0.1%+1,305NewHistory
LRCXLam Research CorpCOM398$259.0K<0.1%+398NewHistory
LBRDKLiberty Broadband CorpCOM SER C1,496$260.0K<0.1%+1,496NewHistory
AXPAmerican Express CoStock1,598$264.0K<0.1%+1,598NewHistory
FISVFiserv IncStock2,478$265.0K<0.1%+2,478NewHistory
Royal Dutch Shell PLC780259206SPONS ADR A6,571$265.0K<0.1%+6,571New–
MDLZMondelez International, Inc.Stock4,287$268.0K<0.1%+4,287NewHistory
GILDGilead Sciences, Inc.Stock3,998$275.0K<0.1%+3,998NewHistory
RUNSunrun Inc.COM4,934$275.0K<0.1%+4,934NewHistory
Micro Focus Intl PLC594837403SPON ADR NEW36,866$278.0K<0.1%00.0%Unchanged–
SOSouthern CoStock4,610$279.0K<0.1%+4,610NewHistory
ESEversource EnergyStock3,484$280.0K<0.1%+3,484NewHistory
ALLAllstate CorpStock2,189$286.0K<0.1%+2,189NewHistory
ELVElevance Health, Inc.Stock775$296.0K<0.1%+775NewHistory
SPGIS&P Global Inc.Stock729$299.0K<0.1%+729NewHistory
SCHWSchwab Charles CorpStock4,109$299.0K<0.1%+4,109NewHistory
SYKStryker CorpStock1,160$301.0K<0.1%+1,160NewHistory
BDXBecton Dickinson & CoStock1,246$303.0K<0.1%+1,246NewHistory
ORCLOracle CorpStock3,924$305.0K<0.1%+3,924NewHistory
SNPSSynopsys IncCOM1,134$313.0K<0.1%+212+23.0%AddedHistory
REGNRegeneron Pharmaceuticals, Inc.COM567$317.0K<0.1%+567NewHistory
APDAir Products & Chemicals, Inc.Stock1,111$320.0K<0.1%+1,111NewHistory
iShares Inc464286756MSCI SWEDEN ETF7,000$325.0K<0.1%+7,000New–
BLKBlackRock, Inc.COM371$325.0K<0.1%+371NewHistory
GSGoldman Sachs Group IncStock858$326.0K<0.1%+858NewHistory
LACLithium Americas Corp.COM NEW23,000$341.0K<0.1%+23,000NewHistory
iShares Inc464286780MSCI STH AFR ETF7,000$342.0K<0.1%00.0%Unchanged–
iShares Tr46435G326CORE MSCI INTL5,117$345.0K<0.1%+5,117New–
CVSCVS Health CorpStock4,162$347.0K<0.1%+4,162NewHistory
GRMNGarmin LtdSHS2,500$362.0K<0.1%+2,500NewHistory
MSMorgan StanleyStock3,967$364.0K<0.1%+3,967NewHistory
ISRGIntuitive Surgical IncCOM NEW397$365.0K<0.1%+397NewHistory
TTDTrade Desk, Inc.Stock4,743$367.0K<0.1%+4,743NewHistory
WMTWalmart Inc.Stock2,625$370.0K<0.1%−66−2.5%ReducedHistory
CLFCleveland-Cliffs Inc.COM17,315$373.0K<0.1%+17,315NewHistory
DISWalt Disney CoStock2,132$375.0K0.1%−395−15.6%ReducedHistory
AMATApplied Materials IncStock2,646$377.0K0.1%+2,646NewHistory
ZTSZoetis Inc.Stock2,040$380.0K0.1%+2,040NewHistory
PLDPrologis, Inc.REIT3,242$388.0K0.1%−252−7.2%ReducedHistory
AEPAmerican Electric Power Co IncStock4,605$390.0K0.1%+4,605NewHistory
DUKDuke Energy CORPStock4,071$402.0K0.1%+1,480+57.1%AddedHistory
COSTCostco Wholesale CorpStock1,027$406.0K0.1%+1,027NewHistory
WFCWells Fargo & CompanyStock8,962$406.0K0.1%+8,962NewHistory
IBMInternational Business Machines CorpStock2,792$409.0K0.1%+2,792NewHistory
ACNAccenture plcStock1,443$425.0K0.1%+1,443NewHistory
FCXFreeport-McMoran IncStock11,576$430.0K0.1%+11,576NewHistory
NTESNetEase, Inc.SPONSORED ADS4,000$461.0K0.1%−7,679−65.8%ReducedHistory
BMYBristol Myers Squibb CoStock6,929$463.0K0.1%+6,929NewHistory
QCOMQualcomm IncStock3,379$483.0K0.1%+3,379NewHistory
CSCOCisco Systems, Inc.Stock9,188$487.0K0.1%+9,188NewHistory
iShares Inc464286822MSCI MEXICO ETF10,520$505.0K0.1%−3,819−26.6%Reduced–
KOCoca Cola CoStock9,353$506.0K0.1%+3,610+62.9%AddedHistory
TXNTexas Instruments IncStock2,741$527.0K0.1%+2,741NewHistory
AMGNAmgen IncStock2,190$534.0K0.1%+2,190NewHistory
PYPLPayPal Holdings, Inc.Stock1,848$539.0K0.1%+1,848NewHistory
PLUGPlug Power IncStock15,984$546.0K0.1%+4,350+37.4%AddedHistory
MDTMedtronic plcStock4,426$549.0K0.1%+4,426NewHistory
INTUIntuit Inc.Stock1,165$571.0K0.1%+1,165NewHistory
HSBCHSBC Holdings PLCSPON ADR NEW20,341$587.0K0.1%−1,500−6.9%ReducedHistory
DHRDanaher CorpStock2,190$588.0K0.1%+2,190NewHistory

Options (75)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of DRW Securities, LLC in Q2 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$662.9M$630.2M
GLDSPDR Gold TrustETF$231.7M$476.6M
TSLATesla, Inc.Stock$59.1M$29.2M
AMZNAmazon Com IncStock$27.5M$23.7M
AAPLApple Inc.Stock$23.3M$24.7M
NVDANVIDIA CorpStock$14.6M$25.3M
SLViShares Silver TrustETF$14.4M$21.9M
MSFTMicrosoft CorpStock$12.4M$23.8M
METAMeta Platforms, Inc.Stock$8.14M$20.8M
GOOGLAlphabet Inc.Stock$10.5M$6.59M
BABAAlibaba Group Holding LtdADR$3.13M$7.48M
NETCloudflare, Inc.CL A COM–$8.83M
GOOGAlphabet Inc.Stock$3.76M$4.26M
NFLXNetflix IncStock$2.32M$5.39M
GMEGameStop Corp.Stock$1.22M$5.50M
AMDAdvanced Micro Devices IncStock$2.49M$3.65M
JPMJPMorgan Chase & CoStock$778.0K$5.32M
RCLRoyal Caribbean Cruises LtdCOM–$5.83M
LULUlululemon athletica inc.Stock–$5.26M
RDWRRadware LtdORD–$4.44M
PTONPeloton Interactive, Inc.CL A COM$2.08M$2.03M
PMPhilip Morris International Inc.Stock$4.05M–
SNAPSnap IncStock$1.57M$2.31M
DISWalt Disney CoStock–$3.43M
FFord Motor CoStock$3.21M–
BPBP PLCADR–$2.64M
MRNAModerna, Inc.Stock–$2.58M
ETF Managers Tr26924G508ETFMG ALTR HRVST–$2.46M
DKNGDraftKings Inc.COM CL A$532.0K$1.71M
JNJJohnson & JohnsonStock$1.50M$544.0K
GRMNGarmin LtdSHS$1.90M–
PLTRPalantir Technologies Inc.Stock$1.55M$264.0K
FCXFreeport-McMoran IncStock$701.0K$1.04M
PYPLPayPal Holdings, Inc.Stock$904.0K$670.0K
GDOTGreen Dot CorpCL A–$1.52M
TLRYTilray Brands, Inc.COM CL 2–$1.51M
RKTRocket Companies, Inc.Stock–$1.41M
BNTXBioNTech SESPONSORED ADS$1.30M–
HDHome Depot, Inc.Stock$1.28M–
Paramount Global92556H206CL B–$1.25M
DUKDuke Energy CORPStock–$1.21M
XOMExxonMobil Holdings CorpCOM–$1.17M
DALDelta Air Lines, Inc.COM NEW–$1.15M
LUVSouthwest Airlines CoCOM–$1.10M
FSRFisker Inc.CL A COM STK–$1.03M
XYZBlock, Inc.CL A–$1.02M
CGCCanopy Growth CorpCOM–$958.0K
NCLHNorwegian Cruise Line Holdings Ltd.SHS–$923.0K
CVXChevron CorpStock–$922.0K
ADTADT Inc.COM–$898.0K
ETSYEtsy IncCOM$885.0K–
VIRTVirtu Financial, Inc.CL A–$771.0K
MAMastercard IncStock–$767.0K
TWTRTwitter, Inc.COM$317.0K$440.0K
SNFIStark Novus Financial Inc.COM CL A$336.0K$417.0K
ACBAurora Cannabis IncCOM–$657.0K
LACLithium Americas Corp.COM NEW$647.0K–
OCGNOcugen, Inc.COM–$602.0K
SAFMSanderson Farms IncCOM–$602.0K
CRONCronos Group Inc.COM–$555.0K
CHPTChargePoint Holdings, Inc.COM CL A$525.0K–
RIOTRiot Platforms, Inc.COM–$448.0K
ELANElanco Animal Health IncCOM$420.0K–
PFPTProofpoint IncCOM–$417.0K
WKHSWorkhorse Group Inc.COM NEW$232.0K$166.0K
PLUGPlug Power IncStock$373.0K–
AEPAmerican Electric Power Co IncStock$372.0K–
NKLANikola CorpCOM$334.0K–
VXXBarclays Bank PLCETF–$295.0K
SYSo-Young International Inc.SPONSORED ADS$285.0K–
HYLNHyliion Holdings Corp.COMMON STOCK$232.0K–
JBLUJetBlue Airways CorpCOM–$213.0K
Vonage Holdings Corp92886T201COM–$166.0K
LXLexinFintech Holdings Ltd.ADR–$125.0K
CLNEClean Energy Fuels Corp.COM–$113.0K

Sold out since Q1 2021 (48)

Positions held at the end of Q1 2021 that are gone from this filing.

Positions of DRW Securities, LLC sold out since Q1 2021
SecurityClassShares in Q1 2021Value in Q1 2021% of portfolio in Q1 2021History
AMZNAmazon Com IncStock2,433$7.53M2.6%History
PZZAPapa Johns International IncStock61,733$5.47M1.9%History
ORLYO Reilly Automotive IncStock10,472$5.31M1.9%History
iShares Inc464286806MSCI GERMANY ETF128,993$4.31M1.5%–
iShares Core S&P 500 ETF464287200ETF9,827$3.91M1.4%–
iShares Russell 2000 ETF464287655ETF16,603$3.67M1.3%–
iShares MSCI India ETF46429B598ETF63,265$2.67M0.9%–
ProShares Tr74347B110ULTRAPRO SHORT S80,184$1.90M0.7%–
JDJD.com, Inc.SPON ADS CL A20,001$1.69M0.6%History
iShares Inc464286624MSCI THAILND ETF20,113$1.65M0.6%–
ARK Innovation ETF00214Q104ETF10,697$1.28M0.5%–
Vanguard S&P 500 ETF922908363ETF3,429$1.25M0.4%–
iShares Inc46434G814MSCI MLY ETF NEW42,491$1.15M0.4%–
ELANElanco Animal Health IncCOM36,000$1.06M0.4%History
iShares Inc464286764MSCI SPAIN ETF37,849$1.04M0.4%–
NVAXNovavax IncCOM NEW5,600$1.01M0.4%History
BUDAnheuser-Busch InBev SA/NVADR15,062$947.0K0.3%History
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF23,258$822.0K0.3%–
Direxion Shs ETF Tr25459W847DLY SMCAP BULL3X8,409$753.0K0.3%–
VanEck Semiconductor ETF92189F676ETF2,482$604.0K0.2%–
ARK Next Generation Technology ETF00214Q401ETF3,702$546.0K0.2%–
iShares Tr46434V423MSCI SAUDI ARBIA15,026$540.0K0.2%–
ProShares Tr74347B383ULTRASHRT S&P50048,150$518.0K0.2%–
AMTAmerican Tower CorpREIT2,153$515.0K0.2%History
SPDR Index Shs FDS78463X400SP CHINA ETF3,657$479.0K0.2%–
VZVerizon Communications IncStock7,160$416.0K0.1%History
CCICrown Castle Inc.REIT2,364$407.0K0.1%History
HDHome Depot, Inc.Stock1,293$395.0K0.1%History
TCOMTrip.com Group LtdADS9,948$394.0K0.1%History
NKENIKE, Inc.Stock2,730$363.0K0.1%History
ENPHEnphase Energy, Inc.Stock2,087$338.0K0.1%History
SPRUSpruce Power Holding CorpCOM CL A33,400$300.0K0.1%History
EQNREquinor ASASPONSORED ADR15,300$298.0K0.1%History
EQIXEquinix IncCOM434$295.0K0.1%History
FSLRFirst Solar, Inc.Stock3,326$290.0K0.1%History
MCDMcDonalds CorpStock1,208$271.0K0.1%History
SNFIStark Novus Financial Inc.COM CL A22,000$259.0K0.1%History
SVXYProShares Trust IISHT VIX ST TRM5,501$259.0K0.1%History
SEDGSolaredge Technologies, Inc.COM785$226.0K0.1%History
CMCSAComcast CorpStock4,063$220.0K0.1%History
NFLXNetflix IncStock393$205.0K0.1%History
HONHoneywell International IncCOM945$205.0K0.1%History
PUKPrudential PLCADR4,714$201.0K0.1%History
GEGeneral Electric CoCOM12,402$163.0K0.1%History
GAIAGaia, IncCL A12,681$151.0K0.1%History
CIGEnergy Co of Minas GeraisSP ADR N-V PFD47,425$108.0K<0.1%History
COTYCoty Inc.COM CL A11,658$105.0K<0.1%History
HLHecla Mining CoCOM11,134$63.0K<0.1%History