Skip to main content

DRW Securities, LLC

SEC CIK
0001481986
Latest filing
Aug 14, 2026

Holdings in Q1 2021

Holdings as of Mar 31, 2021, filed May 13, 2021. Long positions only.

Institution overview
Positions
127
No 13F data for Q4 2020
Portfolio value
$284.8M
No 13F data for Q4 2020
Filed
May 13, 2021
SEC

Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.

Holdings of DRW Securities, LLC in Q1 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
APTOAptose Biosciences Inc.COM NEW7,976,176$47.7M16.7%––History
iShares Inc464286871MSCI HONG KG ETF1,043,237$27.7M9.7%–––
SPYSPDR S&P 500 ETF TrustETF45,929$18.2M6.4%––History
iShares Inc464286772MSCI STH KOR ETF154,123$13.8M4.9%–––
GOOGLAlphabet Inc.Stock6,518$13.4M4.7%––History
MSFTMicrosoft CorpStock45,177$10.7M3.7%––History
iShares Inc46434G772MSCI TAIWAN ETF173,671$10.4M3.7%–––
CMECME Group Inc.COM40,352$8.24M2.9%––History
AMZNAmazon Com IncStock2,433$7.53M2.6%––History
TFFPTFF Pharmaceuticals, Inc.COM513,400$6.97M2.4%––History
ProShares Tr74347X831ULTRAPRO QQQ74,474$6.80M2.4%–––
iShares Inc464286400MSCI BRAZIL ETF165,593$5.54M1.9%–––
PZZAPapa Johns International IncStock61,733$5.47M1.9%––History
ORLYO Reilly Automotive IncStock10,472$5.31M1.9%––History
iShares Inc464286806MSCI GERMANY ETF128,993$4.31M1.5%–––
iShares Core S&P 500 ETF464287200ETF9,827$3.91M1.4%–––
iShares Tr46428743220 YR TR BD ETF28,765$3.90M1.4%–––
iShares Russell 2000 ETF464287655ETF16,603$3.67M1.3%–––
ProShares Tr74347X864ULTRPRO S&P50040,326$3.64M1.3%–––
State Street Financial Select Sector SPDR ETF81369Y605ETF89,219$3.04M1.1%–––
iShares MSCI India ETF46429B598ETF63,265$2.67M0.9%–––
ProShares Tr74347R206PSHS ULTRA QQQ22,546$2.64M0.9%–––
LYGLloyds Banking Group plcSPONSORED ADR1,088,134$2.52M0.9%––History
SLViShares Silver TrustETF90,525$2.06M0.7%––History
iShares Tr46429B499MSCI NORWAY ETF71,473$1.98M0.7%–––
METAMeta Platforms, Inc.Stock6,609$1.95M0.7%––History
ProShares Tr74347B110ULTRAPRO SHORT S80,184$1.90M0.7%–––
BPBP PLCADR75,008$1.83M0.6%––History
ICEIntercontinental Exchange, Inc.Stock15,810$1.77M0.6%––History
BABAAlibaba Group Holding LtdADR7,583$1.72M0.6%––History
ARK ETF Tr00214Q203AUTNMUS TECHNLGY20,480$1.72M0.6%–––
JDJD.com, Inc.SPON ADS CL A20,001$1.69M0.6%––History
iShares Inc464286624MSCI THAILND ETF20,113$1.65M0.6%–––
AZNAstraZeneca PLCSPONSORED ADR32,337$1.61M0.6%––History
ARK ETF Tr00214Q302GENOMIC REV ETF17,752$1.57M0.6%–––
ARK Blockchain & Fintech Innovation ETF00214Q708ETF26,411$1.35M0.5%–––
VanEck Vectors ETF Tr92189F114VIDEO GAMING19,607$1.34M0.5%–––
ARK Innovation ETF00214Q104ETF10,697$1.28M0.5%–––
DEODiageo PLCSPON ADR NEW7,710$1.27M0.4%––History
State Street Energy Select Sector SPDR ETF81369Y506ETF25,524$1.25M0.4%–––
Vanguard S&P 500 ETF922908363ETF3,429$1.25M0.4%–––
NTESNetEase, Inc.SPONSORED ADS11,679$1.21M0.4%––History
iShares Inc46434G814MSCI MLY ETF NEW42,491$1.15M0.4%–––
EIGREiger BioPharmaceuticals, Inc.COM120,365$1.06M0.4%––History
ELANElanco Animal Health IncCOM36,000$1.06M0.4%––History
iShares Inc464286509MSCI CDA ETF30,839$1.05M0.4%–––
iShares Inc464286764MSCI SPAIN ETF37,849$1.04M0.4%–––
FFord Motor CoStock83,671$1.02M0.4%––History
NVAXNovavax IncCOM NEW5,600$1.01M0.4%––History
BUDAnheuser-Busch InBev SA/NVADR15,062$947.0K0.3%––History
iShares Tr464288273EAFE SML CP ETF12,735$915.0K0.3%–––
BRK.BBerkshire Hathaway IncStock3,347$855.0K0.3%––History
State Street SPDR Portfolio Developed World Ex-US ETF78463X889ETF23,258$822.0K0.3%–––
VVisa Inc.Stock3,776$799.0K0.3%––History
Direxion Shs ETF Tr25459W847DLY SMCAP BULL3X8,409$753.0K0.3%–––
iShares Inc464286392MSCI WORLD ETF6,150$729.0K0.3%–––
ProShares Tr74347B425SHORT S&P 500 NE38,156$639.0K0.2%–––
HSBCHSBC Holdings PLCSPON ADR NEW21,841$636.0K0.2%––History
iShares Inc464286822MSCI MEXICO ETF14,339$628.0K0.2%–––
VanEck Semiconductor ETF92189F676ETF2,482$604.0K0.2%–––
PGProcter & Gamble CoStock4,267$578.0K0.2%––History
iShares Tr464289180MSCI EURO FL ETF29,888$576.0K0.2%–––
VanEck Vectors ETF Tr92189F403RUSSIA ETF22,185$573.0K0.2%–––
State Street Technology Select Sector SPDR ETF81369Y803ETF4,265$566.0K0.2%–––
ARK Next Generation Technology ETF00214Q401ETF3,702$546.0K0.2%–––
iShares Tr46434V423MSCI SAUDI ARBIA15,026$540.0K0.2%–––
ProShares Tr74347B383ULTRASHRT S&P50048,150$518.0K0.2%–––
AMTAmerican Tower CorpREIT2,153$515.0K0.2%––History
SPDR Index Shs FDS78463X400SP CHINA ETF3,657$479.0K0.2%–––
NOKNokia CorpSPONSORED ADR119,718$474.0K0.2%––History
DISWalt Disney CoStock2,527$466.0K0.2%––History
Schwab International Equity ETF808524805ETF11,999$451.0K0.2%–––
PLUGPlug Power IncStock11,634$417.0K0.1%––History
VZVerizon Communications IncStock7,160$416.0K0.1%––History
CCICrown Castle Inc.REIT2,364$407.0K0.1%––History
HDHome Depot, Inc.Stock1,293$395.0K0.1%––History
TCOMTrip.com Group LtdADS9,948$394.0K0.1%––History
NVDANVIDIA CorpStock722$385.0K0.1%––History
PLDPrologis, Inc.REIT3,494$370.0K0.1%––History
DBX ETF Tr233051879XTRACK HRVST CSI9,568$370.0K0.1%–––
WMTWalmart Inc.Stock2,691$366.0K0.1%––History
NKENIKE, Inc.Stock2,730$363.0K0.1%––History
NEENextera Energy IncStock4,671$353.0K0.1%––History
iShares Inc464286780MSCI STH AFR ETF7,000$346.0K0.1%–––
NBISNebius Group N.V.Stock5,290$339.0K0.1%––History
ENPHEnphase Energy, Inc.Stock2,087$338.0K0.1%––History
JPMJPMorgan Chase & CoStock2,138$325.0K0.1%––History
KOCoca Cola CoStock5,743$303.0K0.1%––History
ALGNAlign Technology IncCOM556$301.0K0.1%––History
SPRUSpruce Power Holding CorpCOM CL A33,400$300.0K0.1%––History
EQNREquinor ASASPONSORED ADR15,300$298.0K0.1%––History
EQIXEquinix IncCOM434$295.0K0.1%––History
FSLRFirst Solar, Inc.Stock3,326$290.0K0.1%––History
GOOGAlphabet Inc.Stock137$283.0K0.1%––History
Micro Focus Intl PLC594837403SPON ADR NEW36,866$283.0K0.1%–––
MCDMcDonalds CorpStock1,208$271.0K0.1%––History
INTCIntel CorpStock4,133$265.0K0.1%––History
PMPhilip Morris International Inc.Stock2,926$260.0K0.1%––History
SNFIStark Novus Financial Inc.COM CL A22,000$259.0K0.1%––History
SVXYProShares Trust IISHT VIX ST TRM5,501$259.0K0.1%––History

Options (46)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of DRW Securities, LLC in Q1 2021
SecurityClassPutsCalls
SPYSPDR S&P 500 ETF TrustETF$1.03B$289.0M
GLDSPDR Gold TrustETF$192.4M$483.0M
MSFTMicrosoft CorpStock$24.5M$30.4M
METAMeta Platforms, Inc.Stock$11.0M$20.1M
GOOGAlphabet Inc.Stock$8.89M$13.0M
SLViShares Silver TrustETF$4.74M$12.5M
AAPLApple Inc.Stock$3.70M$12.8M
TSLATesla, Inc.Stock$4.47M$10.7M
NFLXNetflix IncStock$3.13M$9.08M
AMZNAmazon Com IncStock$8.97M$2.48M
GMEGameStop Corp.Stock$1.84M$7.82M
GOOGLAlphabet Inc.Stock$2.89M$3.09M
ILMNIllumina, Inc.COM–$4.34M
iShares Russell 2000 ETF464287655ETF$3.73M–
HIGHartford Insurance Group, Inc.Stock–$2.22M
INTCIntel CorpStock–$2.10M
NVAXNovavax IncCOM NEW$2.03M–
OSKOshkosh CorpCOM$2.02M–
ELANElanco Animal Health IncCOM$1.89M–
WKHSWorkhorse Group Inc.COM NEW–$1.79M
LUVSouthwest Airlines CoCOM–$1.72M
CCLCarnival Corp Ltd.UNIT 99/99/9999–$1.57M
DALDelta Air Lines, Inc.COM NEW–$1.53M
BABoeing CoStock–$1.45M
NCLHNorwegian Cruise Line Holdings Ltd.SHS–$1.43M
BOXBox IncCL A–$1.25M
CGCCanopy Growth CorpCOM–$1.20M
FFord Motor CoStock$1.08M–
FEFirstenergy CorpCOM–$1.05M
LTHMLivent Corp.COM–$837.0K
ACRSAclaris Therapeutics, Inc.COM–$829.0K
JBLUJetBlue Airways CorpCOM–$812.0K
ACBAurora Cannabis IncCOM–$745.0K
CRTOCriteo S.A.SPONS ADS–$715.0K
VERIVeritone, Inc.COM–$662.0K
SPRSpirit AeroSystems Holdings, Inc.COM CL A–$584.0K
SNFIStark Novus Financial Inc.COM CL A$531.0K–
SONYSony Group CorpSPONSORED ADR$488.0K–
CRONCronos Group Inc.COM–$438.0K
OMCLOmnicell, Inc.COM–$416.0K
KNDIKandi Technologies Group, Inc.COM–$278.0K
LRCXLam Research CorpCOM–$238.0K
CTLTCatalent, Inc.COM–$232.0K
PPLPPL CorpCOM–$208.0K
TLRYTilray Brands, Inc.COM CL 2–$207.0K
MFINMedallion Financial CorpCOM–$114.0K