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Livermore
Livermore
ZHEN

DRW Securities, LLC

SEC CIK
0001481986
Latest filing
Aug 14, 2026

Holdings in Q3 2021

Holdings as of Sep 30, 2021, filed Nov 12, 2021. Long positions only; changes compare share counts with Q2 2021.

Institution overview
Positions
169
−22 vs. Q2 2021
Portfolio value
$338.8M
−$407.8M (−54.6%) vs. Q2 2021
Filed
Nov 12, 2021
SEC
Holdings of DRW Securities, LLC in Q3 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
Altitude Acquisition Corp.02156Y111*W EXP 11/30/20212,900$9.00K<0.1%+12,900New–
GOROGoldgroup Mining Inc.COM21,992$35.0K<0.1%+10,838+97.2%AddedHistory
MFAMfa Financial, Inc.COM10,000$46.0K<0.1%+10,000NewHistory
Yamana Gold Inc98462Y100COM19,869$79.0K<0.1%+19,869New–
NWGNatWest Group plcSPONS ADR 2 ORD17,737$108.0K<0.1%00.0%UnchangedHistory
PSOPearson PLCSPONSORED ADR11,607$112.0K<0.1%+11,607NewHistory
ASTRAstra Space, Inc.Common Stock14,000$122.0K<0.1%+14,000NewHistory
GPROGoPro, Inc.CL A16,845$158.0K<0.1%−358−2.1%ReducedHistory
FFord Motor CoStock13,691$194.0K0.1%−155,667−91.9%ReducedHistory
ABBVAbbVie Inc.Stock1,862$201.0K0.1%−4,485−70.7%ReducedHistory
Micro Focus Intl PLC594837403SPON ADR NEW36,866$201.0K0.1%00.0%Unchanged–
AREAlexandria Real Estate Equities, Inc.COM1,057$202.0K0.1%+1,057NewHistory
IBMInternational Business Machines CorpStock1,475$205.0K0.1%−1,317−47.2%ReducedHistory
ALLAllstate CorpStock1,614$205.0K0.1%−575−26.3%ReducedHistory
LITELumentum Holdings Inc.COM2,485$208.0K0.1%+2,485NewHistory
TWTRTwitter, Inc.COM3,451$208.0K0.1%+3,451NewHistory
ALGNAlign Technology IncCOM318$212.0K0.1%−22−6.5%ReducedHistory
GEGeneral Electric CoStock2,095$216.0K0.1%+2,095NewHistory
SCHWSchwab Charles CorpStock2,961$216.0K0.1%−1,148−27.9%ReducedHistory
iShares Inc46434G798MSCI RUSSIA ETF4,533$216.0K0.1%+4,533New–
KKellanovaStock3,421$219.0K0.1%−422−11.0%ReducedHistory
PMPhilip Morris International Inc.Stock2,314$219.0K0.1%−21,326−90.2%ReducedHistory
China Petroleum & Chemical C16941R108SPON ADR H SHS4,500$221.0K0.1%00.0%Unchanged–
UAAUnder Armour, Inc.Stock11,075$223.0K0.1%−319−2.8%ReducedHistory
KLACKLA CorpCOM NEW669$224.0K0.1%+669NewHistory
HONHoneywell International IncCOM1,071$227.0K0.1%+1,071NewHistory
DFSDiscover Financial ServicesCOM1,844$227.0K0.1%+119+6.9%AddedHistory
LRCXLam Research CorpCOM398$227.0K0.1%00.0%UnchangedHistory
AVBAvalonbay Communities IncCOM1,052$233.0K0.1%+1,052NewHistory
ADBEAdobe Inc.Stock416$240.0K0.1%−812−66.1%ReducedHistory
INTCIntel CorpStock4,577$244.0K0.1%−8,974−66.2%ReducedHistory
SWKSSkyworks Solutions, Inc.Stock1,491$246.0K0.1%+1,491NewHistory
CFGCitizens Financial Group IncCOM5,244$246.0K0.1%+5,244NewHistory
SPGIS&P Global Inc.Stock583$248.0K0.1%−146−20.0%ReducedHistory
iShares Inc464286475EM MKT SM-CP ETF4,148$251.0K0.1%+4,148New–
ORealty Income CorpREIT3,881$252.0K0.1%+3,881NewHistory
LBRDKLiberty Broadband CorpCOM SER C1,467$253.0K0.1%−29−1.9%ReducedHistory
TXNTexas Instruments IncStock1,321$254.0K0.1%−1,420−51.8%ReducedHistory
ADSKAutodesk, Inc.COM890$254.0K0.1%+14+1.6%AddedHistory
CPCanadian Pacific Kansas City LtdCOM3,900$254.0K0.1%+3,900NewHistory
ULUnilever PLCSPON ADR NEW4,773$259.0K0.1%+4,773NewHistory
FANGDiamondback Energy, Inc.Stock2,799$265.0K0.1%+2,799NewHistory
WELLWelltower Inc.REIT3,281$270.0K0.1%+3,281NewHistory
PGProcter & Gamble CoStock1,941$271.0K0.1%−3,901−66.8%ReducedHistory
SNPSSynopsys IncCOM953$285.0K0.1%−181−16.0%ReducedHistory
iShares Semiconductor ETF464287523ETF649$289.0K0.1%+649New–
CBRECbre Group, Inc.CL A2,985$291.0K0.1%+2,985NewHistory
DLRDigital Realty Trust, Inc.COM2,087$301.0K0.1%+2,087NewHistory
ETSYEtsy IncCOM1,449$301.0K0.1%−9,220−86.4%ReducedHistory
UNPUnion Pacific CorpStock1,593$312.0K0.1%+1,593NewHistory
BROBrown & Brown, Inc.Stock5,652$313.0K0.1%+5,652NewHistory
TTDTrade Desk, Inc.Stock4,452$313.0K0.1%−291−6.1%ReducedHistory
AMDAdvanced Micro Devices IncStock3,075$316.0K0.1%−7,333−70.5%ReducedHistory
PLUGPlug Power IncStock12,460$318.0K0.1%−3,524−22.0%ReducedHistory
SPGSimon Property Group Inc.REIT2,476$322.0K0.1%+2,476NewHistory
SNAPSnap IncStock4,382$324.0K0.1%+4,382NewHistory
CLFCleveland-Cliffs Inc.COM16,809$333.0K0.1%−506−2.9%ReducedHistory
CRMSalesforce, Inc.Stock1,250$339.0K0.1%−1,683−57.4%ReducedHistory
SBACSba Communications CorpCL A1,038$343.0K0.1%+1,038NewHistory
DNMRDanimer Scientific, Inc.COM CL A21,000$343.0K0.1%+21,000NewHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT2,297$344.0K0.1%+2,297New–
PSAPublic StorageCOM1,208$359.0K0.1%+1,208NewHistory
BURLBurlington Stores, Inc.COM1,280$363.0K0.1%+1,280NewHistory
XOMExxonMobil Holdings CorpCOM6,181$364.0K0.1%+6,181NewHistory
COSTCostco Wholesale CorpStock837$376.0K0.1%−190−18.5%ReducedHistory
TROWPrice T Rowe Group IncStock1,936$381.0K0.1%+1,936NewHistory
SHWSherwin Williams CoCOM1,365$382.0K0.1%+1,365NewHistory
PYPLPayPal Holdings, Inc.Stock1,525$397.0K0.1%−323−17.5%ReducedHistory
FCXFreeport-McMoran IncStock12,239$398.0K0.1%+663+5.7%AddedHistory
MAMastercard IncStock1,229$427.0K0.1%−698−36.2%ReducedHistory
BLKBlackRock, Inc.COM535$449.0K0.1%+164+44.2%AddedHistory
PEPPepsiCo IncStock3,020$454.0K0.1%−1,919−38.9%ReducedHistory
AVGOBroadcom Inc.Stock945$458.0K0.1%−421−30.8%ReducedHistory
BACBank of America CorpStock11,239$477.0K0.1%−6,090−35.1%ReducedHistory
DISWalt Disney CoStock2,831$479.0K0.1%+699+32.8%AddedHistory
VXXBarclays Bank PLCETF17,281$481.0K0.1%−2,697−13.5%ReducedHistory
First Rep BK San Francisco C33616C100COM2,540$490.0K0.1%+2,540New–
ARK ETF Tr00214Q302GENOMIC REV ETF6,596$493.0K0.1%−481−6.8%Reduced–
Direxion Shs ETF Tr25460G690DLY SEMICNDTR BR70,988$503.0K0.1%+70,988New–
SHOEShoe Station Group IncCOM15,535$504.0K0.1%+15,535NewHistory
APDAir Products & Chemicals, Inc.Stock1,979$507.0K0.1%+868+78.1%AddedHistory
ProShares Tr74347B383ULTRASHRT S&P50058,481$518.0K0.2%+58,481New–
BTIBritish American Tobacco p.l.c.SPONSORED ADR14,862$524.0K0.2%+14,862NewHistory
CVXChevron CorpStock5,220$530.0K0.2%+5,220NewHistory
DKSDick's Sporting Goods, Inc.Stock4,442$532.0K0.2%+4,442NewHistory
iShares Inc464286756MSCI SWEDEN ETF11,952$536.0K0.2%+4,952+70.7%Added–
KKRKKR & Co. Inc.COM8,865$540.0K0.2%+8,865NewHistory
EQIXEquinix IncCOM701$554.0K0.2%+701NewHistory
ARK Innovation ETF00214Q104ETF5,089$562.0K0.2%+5,089New–
JNJJohnson & JohnsonStock3,508$567.0K0.2%−6,115−63.5%ReducedHistory
JDJD.com, Inc.SPON ADS CL A8,182$591.0K0.2%+8,182NewHistory
NTRSNorthern Trust CorpCOM5,543$598.0K0.2%+5,543NewHistory
INTUIntuit Inc.Stock1,115$602.0K0.2%−50−4.3%ReducedHistory
HBANHuntington Bancshares IncCOM39,590$612.0K0.2%+39,590NewHistory
OTLYOatly Group ABSPONSORED ADS40,500$612.0K0.2%+40,500NewHistory
WFCWells Fargo & CompanyStock13,376$621.0K0.2%+4,414+49.3%AddedHistory
JBLUJetBlue Airways CorpCOM43,200$661.0K0.2%+43,200NewHistory
ERICEricsson LM Telephone CoADR B SEK 1059,046$661.0K0.2%+42,205+250.6%AddedHistory
CCICrown Castle Inc.REIT3,820$662.0K0.2%+3,820NewHistory
ProShares Tr74347R107PSHS ULT S&P 5005,575$668.0K0.2%+5,575New–

Options (58)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of DRW Securities, LLC in Q3 2021
SecurityClassPutsCalls
GLDSPDR Gold TrustETF$302.9M$494.8M
SPYSPDR S&P 500 ETF TrustETF$618.3M$87.4M
AAPLApple Inc.Stock$52.2M$29.3M
METAMeta Platforms, Inc.Stock$54.9M$15.4M
TSLATesla, Inc.Stock$42.0M$6.59M
MSFTMicrosoft CorpStock$14.7M$19.2M
SLViShares Silver TrustETF$13.1M$17.6M
NFLXNetflix IncStock$20.4M$4.21M
BABAAlibaba Group Holding LtdADR$11.6M$7.76M
AMDAdvanced Micro Devices IncStock$12.5M$3.80M
XYZBlock, Inc.CL A$14.5M–
AMZNAmazon Com IncStock$7.23M$7.23M
NVDANVIDIA CorpStock$10.5M$3.27M
DISWalt Disney CoStock$8.80M$1.20M
MSMorgan StanleyStock$9.73M–
GOOGAlphabet Inc.Stock$3.46M$5.06M
GOOGLAlphabet Inc.Stock–$6.15M
XLRNAcceleron Pharma IncCOM–$5.03M
EVHEvolent Health, Inc.CL A–$4.19M
Vonage Holdings Corp92886T201COM–$3.49M
MAMastercard IncStock$2.61M$695.0K
ABTAbbott LaboratoriesStock–$3.25M
JNJJohnson & JohnsonStock$937.0K$1.97M
EXCExelon CorpStock–$2.78M
TWTRTwitter, Inc.COM–$2.67M
DVADavita Inc.COM$2.59M–
PYPLPayPal Holdings, Inc.Stock$1.17M$1.30M
BMOBank of MontrealCOM$2.15M–
SNAPSnap IncStock$510.0K$1.34M
VVisa Inc.Stock$891.0K$891.0K
OTLYOatly Group ABSPONSORED ADS$1.69M–
JPMJPMorgan Chase & CoStock$1.64M–
TECKTeck Resources LtdCL B–$1.60M
JBLUJetBlue Airways CorpCOM$1.53M–
TEXTerex CorpStock–$1.31M
IBKRInteractive Brokers Group, Inc.Stock$1.25M–
CNICanadian National Railway CoStock–$1.17M
FCXFreeport-McMoran IncStock–$1.08M
CONECyrusOne Holdco LLCCOM–$1.07M
PTONPeloton Interactive, Inc.CL A COM$1.04M–
ATVIActivision Blizzard, Inc.COM–$875.0K
MGMMGM Resorts InternationalStock–$841.0K
RADNew Rite Aid, LLCCOM–$761.0K
WBAWalgreens Boots Alliance, Inc.COM$682.0K–
DNMRDanimer Scientific, Inc.COM CL A$520.0K–
DKNGDraftKings Inc.COM CL A–$482.0K
GMEGameStop Corp.Stock–$456.0K
LORLLoral Space & Communications Inc.COM–$430.0K
ALTUAltitude Acquisition Corp.COM CL A–$367.0K
TGNATegna IncCOM–$363.0K
NOGNorthern Oil & Gas, Inc.COM–$357.0K
GMGeneral Motors CoCOM–$353.0K
HDHome Depot, Inc.Stock$328.0K–
CPCanadian Pacific Kansas City LtdCOM$299.0K–
CRSRCorsair Gaming, Inc.COM–$296.0K
ASTRAstra Space, Inc.Common Stock$167.0K–
KUSTKustom Entertainment, Inc.COM NEW–$151.0K
HUMAHumacyte, Inc.COM–$116.0K

Sold out since Q2 2021 (95)

Positions held at the end of Q2 2021 that are gone from this filing.

Positions of DRW Securities, LLC sold out since Q2 2021
SecurityClassShares in Q2 2021Value in Q2 2021% of portfolio in Q2 2021History
iShares Tr46429B671MSCI CHINA ETF230,953$19.0M2.5%–
iShares Tr464288257MSCI ACWI ETF97,597$9.88M1.3%–
iShares Tr464287184CHINA LG-CAP ETF209,412$9.70M1.3%–
CMECME Group Inc.COM40,983$8.72M1.2%History
iShares Global Clean Energy ETF464288224ETF259,437$6.09M0.8%–
State Street Real Estate Select Sector SPDR ETF81369Y860ETF110,265$4.89M0.7%–
TSCOTractor Supply CoCOM20,555$3.82M0.5%History
GOOGLAlphabet Inc.Stock1,520$3.71M0.5%History
GLDSPDR Gold TrustETF18,123$3.00M0.4%History
iShares Inc464286400MSCI BRAZIL ETF69,459$2.82M0.4%–
iShares Inc464286871MSCI HONG KG ETF75,027$2.00M0.3%–
ICEIntercontinental Exchange, Inc.Stock16,875$2.00M0.3%History
State Street Energy Select Sector SPDR ETF81369Y506ETF33,695$1.81M0.2%–
iShares Inc464286392MSCI WORLD ETF14,216$1.80M0.2%–
PTONPeloton Interactive, Inc.CL A COM12,069$1.50M0.2%History
UNHUnitedHealth Group IncStock3,310$1.32M0.2%History
iShares Inc464286103MSCI AUST ETF49,833$1.29M0.2%–
iShares Core MSCI Eafe ETF46432F842ETF16,696$1.25M0.2%–
State Street Financial Select Sector SPDR ETF81369Y605ETF29,083$1.07M0.1%–
Direxion Shs ETF Tr25459W458DLY SCOND 3XBU23,477$1.05M0.1%–
Vanguard Ftse All-World Ex-US Index Fund922042775ETF16,195$1.03M0.1%–
BNTXBioNTech SESPONSORED ADS4,200$940.0K0.1%History
PLTRPalantir Technologies Inc.Stock34,500$909.0K0.1%History
TMOThermo Fisher Scientific Inc.Stock1,628$821.0K0.1%History
BPBP PLCADR27,645$730.0K0.1%History
State Street Industrial Select Sector SPDR ETF81369Y704ETF7,109$728.0K0.1%–
ABTAbbott LaboratoriesStock6,183$717.0K0.1%History
PFEPfizer IncStock18,193$712.0K0.1%History
MRKMerck & Co., Inc.Stock8,951$696.0K0.1%History
LLYEli Lilly & CoStock2,782$639.0K0.1%History
ProShares Tr74347X864ULTRPRO S&P5005,498$623.0K0.1%–
NEENextera Energy IncStock8,370$613.0K0.1%History
DHRDanaher CorpStock2,190$588.0K0.1%History
HSBCHSBC Holdings PLCSPON ADR NEW20,341$587.0K0.1%History
MDTMedtronic plcStock4,426$549.0K0.1%History
AMGNAmgen IncStock2,190$534.0K0.1%History
KOCoca Cola CoStock9,353$506.0K0.1%History
iShares Inc464286822MSCI MEXICO ETF10,520$505.0K0.1%–
CSCOCisco Systems, Inc.Stock9,188$487.0K0.1%History
QCOMQualcomm IncStock3,379$483.0K0.1%History
BMYBristol Myers Squibb CoStock6,929$463.0K0.1%History
ACNAccenture plcStock1,443$425.0K0.1%History
DUKDuke Energy CORPStock4,071$402.0K0.1%History
AEPAmerican Electric Power Co IncStock4,605$390.0K0.1%History
ZTSZoetis Inc.Stock2,040$380.0K0.1%History
AMATApplied Materials IncStock2,646$377.0K0.1%History
WMTWalmart Inc.Stock2,625$370.0K<0.1%History
ISRGIntuitive Surgical IncCOM NEW397$365.0K<0.1%History
GRMNGarmin LtdSHS2,500$362.0K<0.1%History
CVSCVS Health CorpStock4,162$347.0K<0.1%History
iShares Tr46435G326CORE MSCI INTL5,117$345.0K<0.1%–
iShares Inc464286780MSCI STH AFR ETF7,000$342.0K<0.1%–
LACLithium Americas Corp.COM NEW23,000$341.0K<0.1%History
REGNRegeneron Pharmaceuticals, Inc.COM567$317.0K<0.1%History
ORCLOracle CorpStock3,924$305.0K<0.1%History
BDXBecton Dickinson & CoStock1,246$303.0K<0.1%History
SYKStryker CorpStock1,160$301.0K<0.1%History
ELVElevance Health, Inc.Stock775$296.0K<0.1%History
ESEversource EnergyStock3,484$280.0K<0.1%History
SOSouthern CoStock4,610$279.0K<0.1%History
GILDGilead Sciences, Inc.Stock3,998$275.0K<0.1%History
RUNSunrun Inc.COM4,934$275.0K<0.1%History
MDLZMondelez International, Inc.Stock4,287$268.0K<0.1%History
FISVFiserv IncStock2,478$265.0K<0.1%History
Royal Dutch Shell PLC780259206SPONS ADR A6,571$265.0K<0.1%–
AXPAmerican Express CoStock1,598$264.0K<0.1%History
ADPAutomatic Data Processing IncStock1,305$259.0K<0.1%History
BIIBBiogen Inc.COM730$253.0K<0.1%History
ILMNIllumina, Inc.COM521$247.0K<0.1%History
KMBKimberly Clark CorpStock1,839$246.0K<0.1%History
NOWServiceNow, Inc.Stock446$245.0K<0.1%History
EXCExelon CorpStock5,470$242.0K<0.1%History
EDConsolidated Edison IncStock3,331$239.0K<0.1%History
MRSHMarsh & McLennan Companies, Inc.Stock1,657$233.0K<0.1%History
U.S. Global Jets ETF26922A842ETF9,333$226.0K<0.1%–
CHDChurch & Dwight Co IncCOM2,629$224.0K<0.1%History
CCitigroup IncStock3,114$220.0K<0.1%History
BSXBoston Scientific CorpStock5,155$220.0K<0.1%History
IDXXIDEXX Laboratories IncCOM348$220.0K<0.1%History
VRTXVertex Pharmaceuticals IncStock1,085$219.0K<0.1%History
GLOBGlobant S.A.COM1,000$219.0K<0.1%History
DDominion Energy, IncStock2,965$218.0K<0.1%History
CRNCCerence Inc.COM2,047$218.0K<0.1%History
AYXAlteryx, Inc.COM CL A2,535$218.0K<0.1%History
CICigna GroupStock916$217.0K<0.1%History
BABoeing CoStock903$216.0K<0.1%History
HUMHumana IncStock479$212.0K<0.1%History
HCAHCA Healthcare, Inc.COM1,012$209.0K<0.1%History
VEEVVeeva Systems IncStock669$208.0K<0.1%History
NKLANikola CorpCOM11,500$208.0K<0.1%History
IQVIQVIA Holdings Inc.Stock851$206.0K<0.1%History
MUMicron Technology IncStock2,395$204.0K<0.1%History
ALXNAlexion Pharmaceuticals, Inc.COM1,110$204.0K<0.1%History
BBBY20230930-DK-Butterfly-1, Inc.COM6,075$202.0K<0.1%History
HYLNHyliion Holdings Corp.COMMON STOCK10,932$127.0K<0.1%History