RiverFront Investment Group, LLC
- SEC CIK
- 0001469751
- Latest filing
- Jul 29, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Aug 28, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 117
- +6 vs. Q3 2023
- Portfolio value
- $3.19B
- +$368.1M (+13.0%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Core S&P 500 ETF464287200 | ETF | 613,381 | $293.0M | 9.2% | −7,794−1.3% | Reduced | – |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 2,216,002 | $207.9M | 6.5% | +26,440+1.2% | Added | – |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 6,962,875 | $178.5M | 5.6% | −196,536−2.7% | Reduced | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 2,408,162 | $169.4M | 5.3% | −12,573−0.5% | Reduced | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 2,166,575 | $159.4M | 5.0% | −31,297−1.4% | Reduced | – |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 2,265,881 | $124.6M | 3.9% | +1,524+0.1% | Added | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 1,499,179 | $116.0M | 3.6% | −24,566−1.6% | Reduced | – |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 1,364,099 | $110.9M | 3.5% | −33,105−2.4% | Reduced | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 562,229 | $108.2M | 3.4% | −9,458−1.7% | Reduced | – |
| SPDR Series Trust78468R101 | ST SHO TREAS ETF | 3,480,391 | $101.1M | 3.2% | +3,480,391 | New | – |
| JPMorgan Nasdaq Equity Premium Income ETF46654Q203 | ETF | 1,976,067 | $98.7M | 3.1% | +21,615+1.1% | Added | – |
| iShares Tr464287770 | U.S. FIN SVC ETF | 502,372 | $81.3M | 2.6% | −8,235−1.6% | Reduced | – |
| iShares Tr464287721 | U.S. TECH ETF | 552,928 | $67.9M | 2.1% | +13,654+2.5% | Added | – |
| Vanguard World FD921910709 | EXTENDED DUR | 821,132 | $66.5M | 2.1% | +12,284+1.5% | Added | – |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 2,213,786 | $65.9M | 2.1% | −44,924−2.0% | Reduced | – |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 481,080 | $65.6M | 2.1% | −6,144−1.3% | Reduced | – |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 1,127,147 | $63.0M | 2.0% | +1,127,147 | New | – |
| iShares Tr464288877 | EAFE VALUE ETF | 1,102,531 | $57.4M | 1.8% | +49,253+4.7% | Added | – |
| iShares Tr464289511 | 10+ YR INVST GRD | 1,075,183 | $56.7M | 1.8% | +93,783+9.6% | Added | – |
| iShares Tr464288653 | 10-20 YR TRS ETF | 513,627 | $55.6M | 1.7% | −141,431−21.6% | Reduced | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 655,504 | $55.0M | 1.7% | +3,742+0.6% | Added | – |
| MSFTMicrosoft Corp | Stock | 120,514 | $45.3M | 1.4% | +2,750+2.3% | Added | History |
| AAPLApple Inc. | Stock | 226,784 | $43.7M | 1.4% | +8,314+3.8% | Added | History |
| iShares Tr46434V407 | 0-5YR HI YL CP | 1,020,071 | $43.1M | 1.4% | +177,019+21.0% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 103,749 | $42.5M | 1.3% | +8,946+9.4% | Added | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 822,269 | $41.6M | 1.3% | +45,012+5.8% | Added | – |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 223,042 | $39.9M | 1.3% | −3,564−1.6% | Reduced | – |
| State Street Communication Services Select Sector SPDR ETF81369Y852 | ETF | 438,713 | $31.9M | 1.0% | +93,716+27.2% | Added | – |
| VanEck Vectors ETF Tr92189F593 | MORNINGSTAR INTL | 1,004,937 | $31.3M | 1.0% | +24,554+2.5% | Added | – |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 481,691 | $28.6M | 0.9% | −10,941−2.2% | Reduced | – |
| Alps ETF Tr00162Q528 | DYNAM US ETF | 584,274 | $27.9M | 0.9% | −20,298−3.4% | Reduced | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 218,520 | $24.9M | 0.8% | −2,875−1.3% | Reduced | – |
| J P Morgan Exchange Traded F46641Q225 | BETA CDA ETF NEW | 388,144 | $24.9M | 0.8% | +12,775+3.4% | Added | – |
| Lattice Strategies Tr518416870 | HART DI EQUI ETF | 527,031 | $24.5M | 0.8% | +26,806+5.4% | Added | – |
| PLDPrologis, Inc. | REIT | 178,631 | $23.8M | 0.7% | +113+0.1% | Added | History |
| WMTWalmart Inc. | Stock | 170,931 | $23.1M | 0.7% | +85,187+99.4% | Added | History |
| First Tr Exch Traded FD III33739P608 | RIVRFRNT DYN DEV | 340,248 | $20.8M | 0.7% | −15,428−4.3% | Reduced | – |
| iShares Tr464288646 | ISHS 1-5YR INVS | 379,573 | $19.5M | 0.6% | +346,147+1,035.6% | Added | – |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 214,666 | $18.4M | 0.6% | −2,989−1.4% | Reduced | – |
| CATCaterpillar Inc | Stock | 60,433 | $17.9M | 0.6% | +3,129+5.5% | Added | History |
| AMZNAmazon Com Inc | Stock | 117,160 | $17.8M | 0.6% | +6,331+5.7% | Added | History |
| GOOGAlphabet Inc. | Stock | 122,035 | $17.2M | 0.5% | +7,810+6.8% | Added | History |
| Vanguard Scottsdale FDS92206C813 | LG-TERM COR BD | 196,515 | $15.8M | 0.5% | +81,452+70.8% | Added | – |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 196,655 | $14.2M | 0.4% | −216,406−52.4% | Reduced | – |
| iShares Inc46434G764 | MSCI EMRG CHN | 255,622 | $14.2M | 0.4% | +9,400+3.8% | Added | – |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 460,164 | $13.2M | 0.4% | +124,711+37.2% | Added | – |
| iShares U.S. Medical Devices ETF464288810 | ETF | 242,301 | $13.1M | 0.4% | +11,823+5.1% | Added | – |
| Invesco Exch Traded FD Tr II46138E123 | S&P SMLCP INDL | 110,832 | $12.9M | 0.4% | +6,294+6.0% | Added | – |
| EOGEOG Resources Inc | Stock | 99,906 | $12.1M | 0.4% | +4,690+4.9% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 20,990 | $11.1M | 0.3% | +1,166+5.9% | Added | History |
| Franklin Templeton ETF Tr35473P744 | FTSE JAPAN ETF | 348,251 | $9.75M | 0.3% | +18,823+5.7% | Added | – |
| ABBVAbbVie Inc. | Stock | 62,258 | $9.65M | 0.3% | +2,464+4.1% | Added | History |
| Alps ETF Tr00162Q536 | DYNA CORE IN ETF | 417,141 | $9.43M | 0.3% | −20,232−4.6% | Reduced | – |
| JPMJPMorgan Chase & Co | Stock | 54,433 | $9.26M | 0.3% | +3,785+7.5% | Added | History |
| Alps ETF Tr00162Q510 | ACTIVE EQTY OPPT | 178,679 | $8.47M | 0.3% | −7,680−4.1% | Reduced | – |
| iShares Tr464289180 | MSCI EURO FL ETF | 391,183 | $8.20M | 0.3% | +1,984+0.5% | Added | – |
| First Tr Exchange Traded FD33738R308 | BUYWRIT INCM ETF | 361,541 | $7.72M | 0.2% | −17,695−4.7% | Reduced | – |
| iShares Tr464288836 | U.S. PHARMA ETF | 46,286 | $7.02M | 0.2% | +514+1.1% | Added | – |
| KMIKinder Morgan, Inc. | Stock | 394,092 | $6.95M | 0.2% | +10,658+2.8% | Added | History |
| HIGHartford Insurance Group, Inc. | Stock | 83,670 | $6.73M | 0.2% | +6,510+8.4% | Added | History |
| RIORio Tinto PLC | ADR | 85,677 | $6.38M | 0.2% | +6,139+7.7% | Added | History |
| KOCoca Cola Co | Stock | 92,741 | $5.47M | 0.2% | +638+0.7% | Added | History |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 107,159 | $5.38M | 0.2% | +9,253+9.5% | Added | – |
| First Tr Exch Traded FD III33739P707 | RIVR FRNT DYN | 90,316 | $5.34M | 0.2% | −4,965−5.2% | Reduced | – |
| VVisa Inc. | Stock | 19,834 | $5.16M | 0.2% | +1,129+6.0% | Added | History |
| Alps ETF Tr00162Q783 | STRATEGIC INCOME | 204,255 | $4.73M | 0.1% | −2,965−1.4% | Reduced | – |
| Global X FDS37954Y475 | S&P 500 COVERED | 101,887 | $4.02M | 0.1% | +59,784+142.0% | Added | – |
| PGProcter & Gamble Co | Stock | 25,044 | $3.67M | 0.1% | +25,044 | New | History |
| BRK.BBerkshire Hathaway Inc | Stock | 9,618 | $3.43M | 0.1% | 00.0% | Unchanged | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 65,008 | $3.11M | 0.1% | +65,008 | New | – |
| iShares Tr464287440 | 7-10 YR TRSY BD | 31,733 | $3.06M | 0.1% | −1,369−4.1% | Reduced | – |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 64,836 | $2.72M | 0.1% | +1,384+2.2% | Added | – |
| First Tr Exchange Traded FD33738R720 | NASDQ ARTFCIAL | 59,268 | $2.70M | 0.1% | −2,698−4.4% | Reduced | – |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 15,999 | $2.70M | 0.1% | +141+0.9% | Added | – |
| DBX ETF Tr233051630 | XTRACK MSCI EAFE | 102,953 | $2.54M | 0.1% | −20,632−16.7% | Reduced | – |
| SYKStryker Corp | Stock | 7,823 | $2.34M | 0.1% | −250−3.1% | Reduced | History |
| iShares Inc464286806 | MSCI GERMANY ETF | 76,801 | $2.28M | 0.1% | −3,987−4.9% | Reduced | – |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 35,388 | $1.81M | 0.1% | +35,388 | New | – |
| J P Morgan Exchange Traded F46641Q647 | MUNICIPAL ETF | 35,418 | $1.80M | 0.1% | −11,822−25.0% | Reduced | – |
| LIILennox International Inc | COM | 3,796 | $1.70M | 0.1% | −182−4.6% | Reduced | History |
| WisdomTree Tr97717X701 | EUROPE HEDGED EQ | 32,763 | $1.40M | <0.1% | −1,465−4.3% | Reduced | – |
| Vanguard Index FDS922908710 | COM | 2,979 | $1.31M | <0.1% | 00.0% | Unchanged | – |
| WHRWhirlpool Corp | Stock | 10,000 | $1.22M | <0.1% | 00.0% | Unchanged | History |
| MRKMerck & Co., Inc. | Stock | 10,793 | $1.18M | <0.1% | +10,793 | New | History |
| ABTAbbott Laboratories | Stock | 8,386 | $923.0K | <0.1% | 00.0% | Unchanged | History |
| iShares Tr46435U192 | GENOMICS IMMUN | 38,919 | $895.5K | <0.1% | −2,127−5.2% | Reduced | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 8,914 | $884.8K | <0.1% | −142,221−94.1% | Reduced | – |
| MCDMcDonalds Corp | Stock | 2,661 | $789.0K | <0.1% | +72+2.8% | Added | History |
| Vanguard Long-Term Treasury ETF92206C847 | ETF | 12,580 | $774.0K | <0.1% | +12,580 | New | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 7,372 | $728.9K | <0.1% | −3,524−32.3% | Reduced | – |
| Russell Invt Co782493720 | TAX MNGD LRG FD | 9,532 | $671.7K | <0.1% | +9,532 | New | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 1,881 | $570.3K | <0.1% | 00.0% | Unchanged | – |
| PEPPepsiCo Inc | Stock | 3,195 | $542.6K | <0.1% | +48+1.5% | Added | History |
| BABoeing Co | Stock | 2,000 | $521.3K | <0.1% | 00.0% | Unchanged | History |
| DISWalt Disney Co | Stock | 5,037 | $454.8K | <0.1% | +184+3.8% | Added | History |
| Vanguard Chester FDS Tar Retir92202E839 | MUTUAL FUNDS | 8,452 | $386.2K | <0.1% | 00.0% | Unchanged | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 4,425 | $332.3K | <0.1% | +1,193+36.9% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 740 | $323.2K | <0.1% | +740 | New | – |
| iShares Tr464288158 | SHRT NAT MUN ETF | 3,050 | $321.6K | <0.1% | −1,242−28.9% | Reduced | – |
| Global X FDS37954Y673 | US INFR DEV ETF | 9,220 | $317.7K | <0.1% | +311+3.5% | Added | – |
Sold out since Q3 2023 (12)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 410,075 | $58.1M | 2.1% | – |
| PIMCO ETF Tr72201R882 | 25YR+ ZERO U S | 25,032 | $1.82M | 0.1% | – |
| iShares Tr464288687 | PFD AND INCM SEC | 36,012 | $1.09M | <0.1% | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 7,298 | $748.3K | <0.1% | – |
| PPGPPG Industries Inc | Stock | 4,338 | $563.1K | <0.1% | History |
| iShares MSCI Eafe ETF464287465 | ETF | 5,360 | $369.4K | <0.1% | – |
| American Funds Balanced Fd024071409 | COM STK | 10,247 | $302.5K | <0.1% | – |
| CSCOCisco Systems, Inc. | Stock | 4,508 | $242.3K | <0.1% | History |
| ETYEaton Vance Tax-Managed Diversified Equity Income Fund | COM | 15,150 | $174.8K | <0.1% | History |
| ETWEaton Vance Tax-Managed Global Buy-Write Opportunities Fund | COM | 18,600 | $142.1K | <0.1% | History |
| Federated Prime Cash Ob Funds60934N625 | COM | 50,000 | $50.0K | <0.1% | – |
| BGYBlackRock Enhanced International Dividend Trust | COM BENE INTER | 10,000 | $49.9K | <0.1% | History |