RiverFront Investment Group, LLC
- SEC CIK
- 0001469751
- Latest filing
- Jul 29, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Aug 28, 2024. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 111
- +5 vs. Q2 2023
- Portfolio value
- $2.82B
- −$247.9M (−8.1%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Core S&P 500 ETF464287200 | ETF | 621,175 | $266.8M | 9.5% | −22,662−3.5% | Reduced | – |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 2,189,562 | $184.4M | 6.5% | −41,676−1.9% | Reduced | – |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 7,159,411 | $174.3M | 6.2% | −348,210−4.6% | Reduced | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 2,420,735 | $155.8M | 5.5% | −612,759−20.2% | Reduced | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 2,197,872 | $153.4M | 5.4% | −149,000−6.3% | Reduced | – |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 2,264,357 | $121.3M | 4.3% | +37,422+1.7% | Added | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 1,523,745 | $114.5M | 4.1% | −55,512−3.5% | Reduced | – |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 1,397,204 | $106.2M | 3.8% | −59,393−4.1% | Reduced | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 571,687 | $93.7M | 3.3% | −20,170−3.4% | Reduced | – |
| JPMorgan Nasdaq Equity Premium Income ETF46654Q203 | ETF | 1,954,452 | $91.7M | 3.3% | +92,762+5.0% | Added | – |
| iShares Tr464287770 | U.S. FIN SVC ETF | 510,607 | $70.1M | 2.5% | −38,946−7.1% | Reduced | – |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 2,258,710 | $66.2M | 2.3% | −102,790−4.4% | Reduced | – |
| iShares Tr464288653 | 10-20 YR TRS ETF | 655,058 | $64.5M | 2.3% | −15,318−2.3% | Reduced | – |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 487,224 | $62.7M | 2.2% | −20,708−4.1% | Reduced | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 651,762 | $58.9M | 2.1% | −9,379−1.4% | Reduced | – |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 410,075 | $58.1M | 2.1% | −14,101−3.3% | Reduced | – |
| Vanguard World FD921910709 | EXTENDED DUR | 808,848 | $56.6M | 2.0% | +497,434+159.7% | Added | – |
| iShares Tr464287721 | U.S. TECH ETF | 539,274 | $56.6M | 2.0% | +15,549+3.0% | Added | – |
| iShares Tr464288877 | EAFE VALUE ETF | 1,053,278 | $51.5M | 1.8% | +20,844+2.0% | Added | – |
| iShares Tr464289511 | 10+ YR INVST GRD | 981,400 | $46.3M | 1.6% | +567,924+137.4% | Added | – |
| AAPLApple Inc. | Stock | 218,470 | $37.4M | 1.3% | +5,424+2.5% | Added | History |
| MSFTMicrosoft Corp | Stock | 117,764 | $37.2M | 1.3% | −39,999−25.4% | Reduced | History |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 777,257 | $37.0M | 1.3% | +363,922+88.0% | Added | – |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 226,606 | $36.5M | 1.3% | −6,924−3.0% | Reduced | – |
| iShares Tr46434V407 | 0-5YR HI YL CP | 843,052 | $34.6M | 1.2% | −832,558−49.7% | Reduced | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 94,803 | $34.0M | 1.2% | +5,146+5.7% | Added | – |
| VanEck Vectors ETF Tr92189F593 | MORNINGSTAR INTL | 980,383 | $29.2M | 1.0% | +31,553+3.3% | Added | – |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 413,061 | $28.4M | 1.0% | −14,681−3.4% | Reduced | – |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 492,632 | $28.2M | 1.0% | −19,744−3.9% | Reduced | – |
| Alps ETF Tr00162Q528 | DYNAM US ETF | 604,572 | $26.5M | 0.9% | −9,533−1.6% | Reduced | – |
| State Street Communication Services Select Sector SPDR ETF81369Y852 | ETF | 344,997 | $22.6M | 0.8% | −11,059−3.1% | Reduced | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 221,395 | $22.4M | 0.8% | −8,363−3.6% | Reduced | – |
| J P Morgan Exchange Traded F46641Q225 | BETA CDA ETF NEW | 375,369 | $21.8M | 0.8% | +14,233+3.9% | Added | – |
| Lattice Strategies Tr518416870 | HART DI EQUI ETF | 500,225 | $21.2M | 0.7% | +25,189+5.3% | Added | – |
| PLDPrologis, Inc. | REIT | 178,518 | $20.0M | 0.7% | +1,759+1.0% | Added | History |
| First Tr Exch Traded FD III33739P608 | RIVRFRNT DYN DEV | 355,676 | $19.8M | 0.7% | −6,358−1.8% | Reduced | – |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 217,655 | $17.1M | 0.6% | −8,307−3.7% | Reduced | – |
| CATCaterpillar Inc | Stock | 57,304 | $15.6M | 0.6% | +2,621+4.8% | Added | History |
| GOOGAlphabet Inc. | Stock | 114,225 | $15.1M | 0.5% | +4,969+4.5% | Added | History |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 151,135 | $14.2M | 0.5% | −25,191−14.3% | Reduced | – |
| AMZNAmazon Com Inc | Stock | 110,829 | $14.1M | 0.5% | +5,611+5.3% | Added | History |
| iShares Inc46434G764 | MSCI EMRG CHN | 246,222 | $12.3M | 0.4% | −61,441−20.0% | Reduced | – |
| EOGEOG Resources Inc | Stock | 95,216 | $12.1M | 0.4% | +4,371+4.8% | Added | History |
| iShares U.S. Medical Devices ETF464288810 | ETF | 230,478 | $11.2M | 0.4% | +8,957+4.0% | Added | – |
| Invesco Exch Traded FD Tr II46138E123 | S&P SMLCP INDL | 104,538 | $10.4M | 0.4% | +5,070+5.1% | Added | – |
| WMTWalmart Inc. | Stock | 85,744 | $10.2M | 0.4% | −627−0.7% | Reduced | History |
| UNHUnitedHealth Group Inc | Stock | 19,824 | $10.0M | 0.4% | +1,152+6.2% | Added | History |
| Alps ETF Tr00162Q536 | DYNA CORE IN ETF | 437,373 | $9.37M | 0.3% | −8,463−1.9% | Reduced | – |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 335,453 | $9.08M | 0.3% | +335,453 | New | – |
| ABBVAbbVie Inc. | Stock | 59,794 | $8.91M | 0.3% | +5,478+10.1% | Added | History |
| Franklin Templeton ETF Tr35473P744 | FTSE JAPAN ETF | 329,428 | $8.71M | 0.3% | +16,228+5.2% | Added | – |
| Vanguard Scottsdale FDS92206C813 | LG-TERM COR BD | 115,063 | $8.24M | 0.3% | +35,850+45.3% | Added | – |
| Alps ETF Tr00162Q510 | ACTIVE EQTY OPPT | 186,359 | $7.95M | 0.3% | −3,859−2.0% | Reduced | – |
| First Tr Exchange Traded FD33738R308 | BUYWRIT INCM ETF | 379,236 | $7.74M | 0.3% | +130,984+52.8% | Added | – |
| iShares Tr464289180 | MSCI EURO FL ETF | 389,199 | $7.36M | 0.3% | −1,507,962−79.5% | Reduced | – |
| JPMJPMorgan Chase & Co | Stock | 50,648 | $7.35M | 0.3% | +4,688+10.2% | Added | History |
| iShares Tr464288836 | U.S. PHARMA ETF | 45,772 | $6.39M | 0.2% | −279−0.6% | Reduced | – |
| KMIKinder Morgan, Inc. | Stock | 383,434 | $6.36M | 0.2% | +22,787+6.3% | Added | History |
| HIGHartford Insurance Group, Inc. | Stock | 77,160 | $5.47M | 0.2% | +4,424+6.1% | Added | History |
| KOCoca Cola Co | Stock | 92,103 | $5.16M | 0.2% | +483+0.5% | Added | History |
| First Tr Exch Traded FD III33739P707 | RIVR FRNT DYN | 95,281 | $5.07M | 0.2% | −1,904−2.0% | Reduced | – |
| RIORio Tinto PLC | ADR | 79,538 | $5.06M | 0.2% | +5,708+7.7% | Added | History |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 97,906 | $4.91M | 0.2% | +27,860+39.8% | Added | – |
| Alps ETF Tr00162Q783 | STRATEGIC INCOME | 207,220 | $4.59M | 0.2% | −1,023−0.5% | Reduced | – |
| VVisa Inc. | Stock | 18,705 | $4.30M | 0.2% | +1,754+10.3% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 9,618 | $3.37M | 0.1% | +7,081+279.1% | Added | History |
| iShares Tr464287440 | 7-10 YR TRSY BD | 33,102 | $3.03M | 0.1% | +33,102 | New | – |
| DBX ETF Tr233051630 | XTRACK MSCI EAFE | 123,585 | $2.79M | 0.1% | +30,337+32.5% | Added | – |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 63,452 | $2.66M | 0.1% | +323+0.5% | Added | – |
| First Tr Exchange Traded FD33738R720 | NASDQ ARTFCIAL | 61,966 | $2.51M | 0.1% | −1,376−2.2% | Reduced | – |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 15,858 | $2.34M | 0.1% | +2,671+20.3% | Added | – |
| J P Morgan Exchange Traded F46641Q647 | MUNICIPAL ETF | 47,240 | $2.28M | 0.1% | 00.0% | Unchanged | – |
| SYKStryker Corp | Stock | 8,073 | $2.21M | 0.1% | −30.0% | Reduced | History |
| iShares Inc464286806 | MSCI GERMANY ETF | 80,788 | $2.12M | 0.1% | −1,654−2.0% | Reduced | – |
| PIMCO ETF Tr72201R882 | 25YR+ ZERO U S | 25,032 | $1.82M | 0.1% | +25,032 | New | – |
| iShares Tr464288646 | ISHS 1-5YR INVS | 33,426 | $1.67M | 0.1% | −14,545−30.3% | Reduced | – |
| Global X FDS37954Y475 | S&P 500 COVERED | 42,103 | $1.64M | 0.1% | +26,996+178.7% | Added | – |
| LIILennox International Inc | COM | 3,978 | $1.49M | 0.1% | +3,978 | New | History |
| WisdomTree Tr97717X701 | EUROPE HEDGED EQ | 34,228 | $1.35M | <0.1% | −35,908−51.2% | ReducedConverted for a 2-for-1 split | – |
| WHRWhirlpool Corp | Stock | 10,000 | $1.34M | <0.1% | 00.0% | Unchanged | History |
| Vanguard Index FDS922908710 | COM | 2,979 | $1.18M | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464288687 | PFD AND INCM SEC | 36,012 | $1.09M | <0.1% | −842−2.3% | Reduced | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 10,896 | $966.4K | <0.1% | +3,603+49.4% | Added | – |
| iShares Tr46435U192 | GENOMICS IMMUN | 41,046 | $835.3K | <0.1% | −1,408−3.3% | Reduced | – |
| ABTAbbott Laboratories | Stock | 8,386 | $812.2K | <0.1% | +137+1.7% | Added | History |
| iShares Tr464288414 | NATIONAL MUN ETF | 7,298 | $748.3K | <0.1% | 00.0% | Unchanged | – |
| Hartford FDS Exchange Traded41653L503 | MUN OPORTUNITE | 19,942 | $734.0K | <0.1% | −391−1.9% | Reduced | – |
| MCDMcDonalds Corp | Stock | 2,589 | $682.0K | <0.1% | +92+3.7% | Added | History |
| PPGPPG Industries Inc | Stock | 4,338 | $563.1K | <0.1% | +4,338 | New | History |
| PEPPepsiCo Inc | Stock | 3,147 | $533.2K | <0.1% | +564+21.8% | Added | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 1,881 | $500.3K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464288158 | SHRT NAT MUN ETF | 4,292 | $441.5K | <0.1% | 00.0% | Unchanged | – |
| DISWalt Disney Co | Stock | 4,853 | $393.3K | <0.1% | +53+1.1% | Added | History |
| BABoeing Co | Stock | 2,000 | $383.4K | <0.1% | 00.0% | Unchanged | History |
| iShares MSCI Eafe ETF464287465 | ETF | 5,360 | $369.4K | <0.1% | 00.0% | Unchanged | – |
| EIXEdison International | Stock | 5,682 | $359.6K | <0.1% | +2,346+70.3% | Added | History |
| Vanguard Chester FDS Tar Retir92202E839 | MUTUAL FUNDS | 8,452 | $356.0K | <0.1% | 00.0% | Unchanged | – |
| BACBank of America Corp | Stock | 12,572 | $344.2K | <0.1% | +1,800+16.7% | Added | History |
| DDominion Energy, Inc | Stock | 7,321 | $327.0K | <0.1% | +3,092+73.1% | Added | History |
| American Funds Balanced Fd024071409 | COM STK | 10,247 | $302.5K | <0.1% | 00.0% | Unchanged | – |
Sold out since Q2 2023 (9)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| SPDR Series Trust78468R523 | ST STR BL 12 ETF | 477,789 | $47.5M | 1.5% | – |
| WisdomTree Tr97717W851 | JAPN HEDGE EQT | 308,018 | $25.6M | 0.8% | – |
| iShares Tr464287390 | LATN AMER 40 ETF | 211,755 | $5.75M | 0.2% | – |
| TAT&T Inc. | Stock | 275,581 | $4.40M | 0.1% | History |
| First Tr Exchange-Traded FD33738D309 | SENIOR LN FD | 68,075 | $3.08M | 0.1% | – |
| PIMCO ETF Tr72201R817 | INV GRD CRP BD | 9,245 | $876.9K | <0.1% | – |
| Invesco Exch Traded FD Tr II46138G508 | SR LN ETF | 14,393 | $302.8K | <0.1% | – |
| SPDR Series Trust78468R408 | ST TERM HIGH ETF | 10,913 | $269.6K | <0.1% | – |
| iShares Core S&P Small Cap ETF464287804 | ETF | 2,200 | $219.3K | <0.1% | – |