RiverFront Investment Group, LLC
- SEC CIK
- 0001469751
- 最新申報
- 2026/7/29
2023 年第 4 季持倉
持倉截至 2023/12/31，2024/8/28 申報。只含多頭部位，變化是跟 2023 年第 3 季比股數。
- 持股檔數
- 117
- 較 2023 年第 3 季 +6
- 總值
- $31.9 億
- 較 2023 年第 3 季 +$3.68 億 (+13.0%)
| 證券 | 類別 | 股數 | 市值 | 佔組合 % | 股數變化 | 動作 | 紀錄 |
|---|---|---|---|---|---|---|---|
| iShares Core S&P 500 ETF464287200 | ETF | 613,381 | $2.93 億 | 9.2% | −7,794−1.3% | 減碼 | – |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 2,216,002 | $2.08 億 | 6.5% | +26,440+1.2% | 加碼 | – |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 6,962,875 | $1.79 億 | 5.6% | −196,536−2.7% | 減碼 | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 2,408,162 | $1.69 億 | 5.3% | −12,573−0.5% | 減碼 | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 2,166,575 | $1.59 億 | 5.0% | −31,297−1.4% | 減碼 | – |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 2,265,881 | $1.25 億 | 3.9% | +1,524+0.1% | 加碼 | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 1,499,179 | $1.16 億 | 3.6% | −24,566−1.6% | 減碼 | – |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 1,364,099 | $1.11 億 | 3.5% | −33,105−2.4% | 減碼 | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 562,229 | $1.08 億 | 3.4% | −9,458−1.7% | 減碼 | – |
| SPDR Series Trust78468R101 | ST SHO TREAS ETF | 3,480,391 | $1.01 億 | 3.2% | +3,480,391 | 新進 | – |
| JPMorgan Nasdaq Equity Premium Income ETF46654Q203 | ETF | 1,976,067 | $9,867 萬 | 3.1% | +21,615+1.1% | 加碼 | – |
| iShares Tr464287770 | U.S. FIN SVC ETF | 502,372 | $8,134 萬 | 2.6% | −8,235−1.6% | 減碼 | – |
| iShares Tr464287721 | U.S. TECH ETF | 552,928 | $6,787 萬 | 2.1% | +13,654+2.5% | 加碼 | – |
| Vanguard World FD921910709 | EXTENDED DUR | 821,132 | $6,654 萬 | 2.1% | +12,284+1.5% | 加碼 | – |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 2,213,786 | $6,593 萬 | 2.1% | −44,924−2.0% | 減碼 | – |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 481,080 | $6,561 萬 | 2.1% | −6,144−1.3% | 減碼 | – |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 1,127,147 | $6,301 萬 | 2.0% | +1,127,147 | 新進 | – |
| iShares Tr464288877 | EAFE VALUE ETF | 1,102,531 | $5,744 萬 | 1.8% | +49,253+4.7% | 加碼 | – |
| iShares Tr464289511 | 10+ YR INVST GRD | 1,075,183 | $5,665 萬 | 1.8% | +93,783+9.6% | 加碼 | – |
| iShares Tr464288653 | 10-20 YR TRS ETF | 513,627 | $5,561 萬 | 1.7% | −141,431−21.6% | 減碼 | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 655,504 | $5,496 萬 | 1.7% | +3,742+0.6% | 加碼 | – |
| MSFTMicrosoft Corp | Stock | 120,514 | $4,532 萬 | 1.4% | +2,750+2.3% | 加碼 | 歷史 |
| AAPLApple Inc. | Stock | 226,784 | $4,366 萬 | 1.4% | +8,314+3.8% | 加碼 | 歷史 |
| iShares Tr46434V407 | 0-5YR HI YL CP | 1,020,071 | $4,307 萬 | 1.4% | +177,019+21.0% | 加碼 | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 103,749 | $4,249 萬 | 1.3% | +8,946+9.4% | 加碼 | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 822,269 | $4,159 萬 | 1.3% | +45,012+5.8% | 加碼 | – |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 223,042 | $3,988 萬 | 1.3% | −3,564−1.6% | 減碼 | – |
| State Street Communication Services Select Sector SPDR ETF81369Y852 | ETF | 438,713 | $3,188 萬 | 1.0% | +93,716+27.2% | 加碼 | – |
| VanEck Vectors ETF Tr92189F593 | MORNINGSTAR INTL | 1,004,937 | $3,129 萬 | 1.0% | +24,554+2.5% | 加碼 | – |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 481,691 | $2,857 萬 | 0.9% | −10,941−2.2% | 減碼 | – |
| Alps ETF Tr00162Q528 | DYNAM US ETF | 584,274 | $2,785 萬 | 0.9% | −20,298−3.4% | 減碼 | – |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 218,520 | $2,491 萬 | 0.8% | −2,875−1.3% | 減碼 | – |
| J P Morgan Exchange Traded F46641Q225 | BETA CDA ETF NEW | 388,144 | $2,489 萬 | 0.8% | +12,775+3.4% | 加碼 | – |
| Lattice Strategies Tr518416870 | HART DI EQUI ETF | 527,031 | $2,449 萬 | 0.8% | +26,806+5.4% | 加碼 | – |
| PLDPrologis, Inc. | REIT | 178,631 | $2,381 萬 | 0.7% | +113+0.1% | 加碼 | 歷史 |
| WMTWalmart Inc. | Stock | 170,931 | $2,313 萬 | 0.7% | +85,187+99.4% | 加碼 | 歷史 |
| First Tr Exch Traded FD III33739P608 | RIVRFRNT DYN DEV | 340,248 | $2,082 萬 | 0.7% | −15,428−4.3% | 減碼 | – |
| iShares Tr464288646 | ISHS 1-5YR INVS | 379,573 | $1,946 萬 | 0.6% | +346,147+1,035.6% | 加碼 | – |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 214,666 | $1,836 萬 | 0.6% | −2,989−1.4% | 減碼 | – |
| CATCaterpillar Inc | Stock | 60,433 | $1,787 萬 | 0.6% | +3,129+5.5% | 加碼 | 歷史 |
| AMZNAmazon Com Inc | Stock | 117,160 | $1,780 萬 | 0.6% | +6,331+5.7% | 加碼 | 歷史 |
| GOOGAlphabet Inc. | Stock | 122,035 | $1,720 萬 | 0.5% | +7,810+6.8% | 加碼 | 歷史 |
| Vanguard Scottsdale FDS92206C813 | LG-TERM COR BD | 196,515 | $1,575 萬 | 0.5% | +81,452+70.8% | 加碼 | – |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 196,655 | $1,417 萬 | 0.4% | −216,406−52.4% | 減碼 | – |
| iShares Inc46434G764 | MSCI EMRG CHN | 255,622 | $1,416 萬 | 0.4% | +9,400+3.8% | 加碼 | – |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 460,164 | $1,324 萬 | 0.4% | +124,711+37.2% | 加碼 | – |
| iShares U.S. Medical Devices ETF464288810 | ETF | 242,301 | $1,308 萬 | 0.4% | +11,823+5.1% | 加碼 | – |
| Invesco Exch Traded FD Tr II46138E123 | S&P SMLCP INDL | 110,832 | $1,285 萬 | 0.4% | +6,294+6.0% | 加碼 | – |
| EOGEOG Resources Inc | Stock | 99,906 | $1,208 萬 | 0.4% | +4,690+4.9% | 加碼 | 歷史 |
| UNHUnitedHealth Group Inc | Stock | 20,990 | $1,105 萬 | 0.3% | +1,166+5.9% | 加碼 | 歷史 |
| Franklin Templeton ETF Tr35473P744 | FTSE JAPAN ETF | 348,251 | $974.8 萬 | 0.3% | +18,823+5.7% | 加碼 | – |
| ABBVAbbVie Inc. | Stock | 62,258 | $964.8 萬 | 0.3% | +2,464+4.1% | 加碼 | 歷史 |
| Alps ETF Tr00162Q536 | DYNA CORE IN ETF | 417,141 | $942.9 萬 | 0.3% | −20,232−4.6% | 減碼 | – |
| JPMJPMorgan Chase & Co | Stock | 54,433 | $925.9 萬 | 0.3% | +3,785+7.5% | 加碼 | 歷史 |
| Alps ETF Tr00162Q510 | ACTIVE EQTY OPPT | 178,679 | $847.0 萬 | 0.3% | −7,680−4.1% | 減碼 | – |
| iShares Tr464289180 | MSCI EURO FL ETF | 391,183 | $819.9 萬 | 0.3% | +1,984+0.5% | 加碼 | – |
| First Tr Exchange Traded FD33738R308 | BUYWRIT INCM ETF | 361,541 | $772.3 萬 | 0.2% | −17,695−4.7% | 減碼 | – |
| iShares Tr464288836 | U.S. PHARMA ETF | 46,286 | $702.2 萬 | 0.2% | +514+1.1% | 加碼 | – |
| KMIKinder Morgan, Inc. | Stock | 394,092 | $695.2 萬 | 0.2% | +10,658+2.8% | 加碼 | 歷史 |
| HIGHartford Insurance Group, Inc. | Stock | 83,670 | $672.5 萬 | 0.2% | +6,510+8.4% | 加碼 | 歷史 |
| RIORio Tinto PLC | ADR | 85,677 | $638.0 萬 | 0.2% | +6,139+7.7% | 加碼 | 歷史 |
| KOCoca Cola Co | Stock | 92,741 | $546.5 萬 | 0.2% | +638+0.7% | 加碼 | 歷史 |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 107,159 | $538.3 萬 | 0.2% | +9,253+9.5% | 加碼 | – |
| First Tr Exch Traded FD III33739P707 | RIVR FRNT DYN | 90,316 | $534.1 萬 | 0.2% | −4,965−5.2% | 減碼 | – |
| VVisa Inc. | Stock | 19,834 | $516.4 萬 | 0.2% | +1,129+6.0% | 加碼 | 歷史 |
| Alps ETF Tr00162Q783 | STRATEGIC INCOME | 204,255 | $473.1 萬 | 0.1% | −2,965−1.4% | 減碼 | – |
| Global X FDS37954Y475 | S&P 500 COVERED | 101,887 | $401.8 萬 | 0.1% | +59,784+142.0% | 加碼 | – |
| PGProcter & Gamble Co | Stock | 25,044 | $367.0 萬 | 0.1% | +25,044 | 新進 | 歷史 |
| BRK.BBerkshire Hathaway Inc | Stock | 9,618 | $343.0 萬 | 0.1% | 00.0% | 不變 | 歷史 |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 65,008 | $311.4 萬 | 0.1% | +65,008 | 新進 | – |
| iShares Tr464287440 | 7-10 YR TRSY BD | 31,733 | $305.9 萬 | 0.1% | −1,369−4.1% | 減碼 | – |
| Ssga Active ETF Tr78467V608 | ST STR BL LN ETF | 64,836 | $271.9 萬 | 0.1% | +1,384+2.2% | 加碼 | – |
| First Tr Exchange Traded FD33738R720 | NASDQ ARTFCIAL | 59,268 | $269.8 萬 | 0.1% | −2,698−4.4% | 減碼 | – |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 15,999 | $269.6 萬 | 0.1% | +141+0.9% | 加碼 | – |
| DBX ETF Tr233051630 | XTRACK MSCI EAFE | 102,953 | $254.1 萬 | 0.1% | −20,632−16.7% | 減碼 | – |
| SYKStryker Corp | Stock | 7,823 | $234.3 萬 | 0.1% | −250−3.1% | 減碼 | 歷史 |
| iShares Inc464286806 | MSCI GERMANY ETF | 76,801 | $228.0 萬 | 0.1% | −3,987−4.9% | 減碼 | – |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 35,388 | $180.7 萬 | 0.1% | +35,388 | 新進 | – |
| J P Morgan Exchange Traded F46641Q647 | MUNICIPAL ETF | 35,418 | $180.5 萬 | 0.1% | −11,822−25.0% | 減碼 | – |
| LIILennox International Inc | COM | 3,796 | $169.9 萬 | 0.1% | −182−4.6% | 減碼 | 歷史 |
| WisdomTree Tr97717X701 | EUROPE HEDGED EQ | 32,763 | $140.4 萬 | <0.1% | −1,465−4.3% | 減碼 | – |
| Vanguard Index FDS922908710 | COM | 2,979 | $131.1 萬 | <0.1% | 00.0% | 不變 | – |
| WHRWhirlpool Corp | Stock | 10,000 | $121.8 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| MRKMerck & Co., Inc. | Stock | 10,793 | $117.7 萬 | <0.1% | +10,793 | 新進 | 歷史 |
| ABTAbbott Laboratories | Stock | 8,386 | $92.3 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| iShares Tr46435U192 | GENOMICS IMMUN | 38,919 | $89.6 萬 | <0.1% | −2,127−5.2% | 減碼 | – |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 8,914 | $88.5 萬 | <0.1% | −142,221−94.1% | 減碼 | – |
| MCDMcDonalds Corp | Stock | 2,661 | $78.9 萬 | <0.1% | +72+2.8% | 加碼 | 歷史 |
| Vanguard Long-Term Treasury ETF92206C847 | ETF | 12,580 | $77.4 萬 | <0.1% | +12,580 | 新進 | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 7,372 | $72.9 萬 | <0.1% | −3,524−32.3% | 減碼 | – |
| Russell Invt Co782493720 | TAX MNGD LRG FD | 9,532 | $67.2 萬 | <0.1% | +9,532 | 新進 | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 1,881 | $57.0 萬 | <0.1% | 00.0% | 不變 | – |
| PEPPepsiCo Inc | Stock | 3,195 | $54.3 萬 | <0.1% | +48+1.5% | 加碼 | 歷史 |
| BABoeing Co | Stock | 2,000 | $52.1 萬 | <0.1% | 00.0% | 不變 | 歷史 |
| DISWalt Disney Co | Stock | 5,037 | $45.5 萬 | <0.1% | +184+3.8% | 加碼 | 歷史 |
| Vanguard Chester FDS Tar Retir92202E839 | MUTUAL FUNDS | 8,452 | $38.6 萬 | <0.1% | 00.0% | 不變 | – |
| iShares S&P 500 Growth ETF464287309 | ETF | 4,425 | $33.2 萬 | <0.1% | +1,193+36.9% | 加碼 | – |
| Vanguard S&P 500 ETF922908363 | ETF | 740 | $32.3 萬 | <0.1% | +740 | 新進 | – |
| iShares Tr464288158 | SHRT NAT MUN ETF | 3,050 | $32.2 萬 | <0.1% | −1,242−28.9% | 減碼 | – |
| Global X FDS37954Y673 | US INFR DEV ETF | 9,220 | $31.8 萬 | <0.1% | +311+3.5% | 加碼 | – |
2023 年第 3 季之後清倉（12 檔）
2023 年第 3 季季末還持有、這份申報已經沒有的部位。
| 證券 | 類別 | 2023 年第 3 季股數 | 2023 年第 3 季市值 | 2023 年第 3 季佔組合 % | 紀錄 |
|---|---|---|---|---|---|
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 410,075 | $5,810 萬 | 2.1% | – |
| PIMCO ETF Tr72201R882 | 25YR+ ZERO U S | 25,032 | $182.1 萬 | 0.1% | – |
| iShares Tr464288687 | PFD AND INCM SEC | 36,012 | $108.6 萬 | <0.1% | – |
| iShares Tr464288414 | NATIONAL MUN ETF | 7,298 | $74.8 萬 | <0.1% | – |
| PPGPPG Industries Inc | Stock | 4,338 | $56.3 萬 | <0.1% | 歷史 |
| iShares MSCI Eafe ETF464287465 | ETF | 5,360 | $36.9 萬 | <0.1% | – |
| American Funds Balanced Fd024071409 | COM STK | 10,247 | $30.2 萬 | <0.1% | – |
| CSCOCisco Systems, Inc. | Stock | 4,508 | $24.2 萬 | <0.1% | 歷史 |
| ETYEaton Vance Tax-Managed Diversified Equity Income Fund | COM | 15,150 | $17.5 萬 | <0.1% | 歷史 |
| ETWEaton Vance Tax-Managed Global Buy-Write Opportunities Fund | COM | 18,600 | $14.2 萬 | <0.1% | 歷史 |
| Federated Prime Cash Ob Funds60934N625 | COM | 50,000 | $5.00 萬 | <0.1% | – |
| BGYBlackRock Enhanced International Dividend Trust | COM BENE INTER | 10,000 | $4.99 萬 | <0.1% | 歷史 |