RiverFront Investment Group, LLC
- SEC CIK
- 0001469751
- Latest filing
- Jul 29, 2026
Holdings in Q1 2024
Holdings as of Mar 31, 2024, filed Aug 28, 2024. Long positions only; changes compare share counts with Q4 2023.
- Positions
- 131
- +14 vs. Q4 2023
- Portfolio value
- $3.55B
- +$360.5M (+11.3%) vs. Q4 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| iShares Core S&P 500 ETF464287200 | ETF | 620,471 | $326.2M | 9.2% | +7,090+1.2% | Added | – |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 2,328,736 | $241.7M | 6.8% | +112,734+5.1% | Added | – |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 2,515,708 | $186.7M | 5.3% | +107,546+4.5% | Added | – |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 7,280,757 | $184.1M | 5.2% | +317,882+4.6% | Added | – |
| Schwab Strategic Tr808524698 | 5 10YR CORP BD | 3,863,892 | $171.9M | 4.8% | +3,863,892 | New | – |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 2,839,024 | $164.3M | 4.6% | +573,143+25.3% | Added | – |
| Vanguard Total Bond Market ETF921937835 | ETF | 2,249,985 | $163.4M | 4.6% | +83,410+3.8% | Added | – |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 1,634,026 | $126.3M | 3.6% | +134,847+9.0% | Added | – |
| State Street Technology Select Sector SPDR ETF81369Y803 | ETF | 572,028 | $119.1M | 3.4% | +9,799+1.7% | Added | – |
| JPMorgan Nasdaq Equity Premium Income ETF46654Q203 | ETF | 2,137,051 | $115.9M | 3.3% | +160,984+8.1% | Added | – |
| Vanguard Intermediate-Term Corporate Bond ETF92206C870 | ETF | 1,406,331 | $113.2M | 3.2% | +42,232+3.1% | Added | – |
| iShares Tr464287770 | U.S. FIN SVC ETF | 1,409,958 | $93.5M | 2.6% | −97,158−6.4% | ReducedConverted for a 3-for-1 split | – |
| iShares Tr464287721 | U.S. TECH ETF | 675,676 | $91.3M | 2.6% | +122,748+22.2% | Added | – |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 489,007 | $72.2M | 2.0% | +7,927+1.6% | Added | – |
| State Street SPDR Portfolio S&P 500 ETF78464A854 | ETF | 1,155,036 | $71.1M | 2.0% | +27,889+2.5% | Added | – |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 702,331 | $66.3M | 1.9% | +46,827+7.1% | Added | – |
| iShares Tr464288877 | EAFE VALUE ETF | 1,218,211 | $66.3M | 1.9% | +115,680+10.5% | Added | – |
| Vanguard World FD921910709 | EXTENDED DUR | 853,411 | $65.4M | 1.8% | +32,279+3.9% | Added | – |
| iShares Tr464289511 | 10+ YR INVST GRD | 1,220,508 | $62.9M | 1.8% | +145,325+13.5% | Added | – |
| MSFTMicrosoft Corp | Stock | 141,440 | $59.5M | 1.7% | +20,926+17.4% | Added | History |
| iShares Tr464288653 | 10-20 YR TRS ETF | 542,672 | $57.0M | 1.6% | +29,045+5.7% | Added | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 118,604 | $52.7M | 1.5% | +14,855+14.3% | Added | – |
| State Street Consumer Discretionary Select Sector SPDR ETF81369Y407 | ETF | 227,300 | $41.8M | 1.2% | +4,258+1.9% | Added | – |
| AAPLApple Inc. | Stock | 243,499 | $41.8M | 1.2% | +16,715+7.4% | Added | History |
| State Street Communication Services Select Sector SPDR ETF81369Y852 | ETF | 461,781 | $37.7M | 1.1% | +23,068+5.3% | Added | – |
| VanEck Vectors ETF Tr92189F593 | MORNINGSTAR INTL | 1,125,173 | $35.0M | 1.0% | +120,236+12.0% | Added | – |
| iShares Inc46434G764 | MSCI EMRG CHN | 567,740 | $32.7M | 0.9% | +312,118+122.1% | Added | – |
| Lattice Strategies Tr518416870 | HART DI EQUI ETF | 582,851 | $29.7M | 0.8% | +55,820+10.6% | Added | – |
| WMTWalmart Inc. | Stock | 489,998 | $29.5M | 0.8% | −22,795−4.4% | ReducedConverted for a 3-for-1 split | History |
| Vanguard Scottsdale FDS92206C706 | INTER TERM TREAS | 500,408 | $29.3M | 0.8% | +18,717+3.9% | Added | – |
| Alps ETF Tr00162Q528 | DYNAM US ETF | 570,908 | $29.0M | 0.8% | −13,366−2.3% | Reduced | – |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 571,094 | $28.8M | 0.8% | +463,935+432.9% | Added | – |
| J P Morgan Exchange Traded F46641Q225 | BETA CDA ETF NEW | 429,760 | $28.7M | 0.8% | +41,616+10.7% | Added | – |
| GOOGAlphabet Inc. | Stock | 188,125 | $28.6M | 0.8% | +66,090+54.2% | Added | History |
| State Street Industrial Select Sector SPDR ETF81369Y704 | ETF | 221,572 | $27.9M | 0.8% | +3,052+1.4% | Added | – |
| AMZNAmazon Com Inc | Stock | 142,257 | $25.7M | 0.7% | +25,097+21.4% | Added | History |
| PLDPrologis, Inc. | REIT | 190,208 | $24.8M | 0.7% | +11,577+6.5% | Added | History |
| iShares Tr464288646 | ISHS 1-5YR INVS | 482,228 | $24.7M | 0.7% | +102,655+27.0% | Added | – |
| First Tr Exch Traded FD III33739P608 | RIVRFRNT DYN DEV | 331,842 | $21.3M | 0.6% | −8,406−2.5% | Reduced | – |
| State Street Materials Select Sector SPDR ETF81369Y100 | ETF | 218,502 | $20.3M | 0.6% | +3,836+1.8% | Added | – |
| iShares Core MSCI Emerging Markets ETF46434G103 | ETF | 364,792 | $18.8M | 0.5% | −457,477−55.6% | Reduced | – |
| J P Morgan Exchange-Traded F46641Q746 | USD EMRNG MKT | 430,469 | $16.9M | 0.5% | +430,469 | New | – |
| Vanguard Scottsdale FDS92206C813 | LG-TERM COR BD | 202,772 | $15.9M | 0.4% | +6,257+3.2% | Added | – |
| VanEck Semiconductor ETF92189F676 | ETF | 70,496 | $15.9M | 0.4% | +70,496 | New | – |
| Invesco Exch Traded FD Tr II46138E123 | S&P SMLCP INDL | 123,754 | $15.7M | 0.4% | +12,922+11.7% | Added | – |
| iShares U.S. Medical Devices ETF464288810 | ETF | 267,667 | $15.7M | 0.4% | +25,366+10.5% | Added | – |
| State Street Consumer Staples Select Sector SPDR ETF81369Y308 | ETF | 201,688 | $15.4M | 0.4% | +5,033+2.6% | Added | – |
| VanEck ETF Trust92189F437 | FALLEN ANGEL HG | 519,823 | $15.1M | 0.4% | +59,659+13.0% | Added | – |
| EOGEOG Resources Inc | Stock | 109,612 | $14.0M | 0.4% | +9,706+9.7% | Added | History |
| Franklin Templeton ETF Tr35473P744 | FTSE JAPAN ETF | 446,947 | $13.9M | 0.4% | +98,696+28.3% | Added | – |
| Invesco Exch TRD SLF Idx FD46138J577 | BULETSHS 2029 | 672,511 | $12.3M | 0.3% | +672,511 | New | – |
| JPMJPMorgan Chase & Co | Stock | 60,942 | $12.2M | 0.3% | +6,509+12.0% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 22,794 | $11.3M | 0.3% | +1,804+8.6% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 94,672 | $11.0M | 0.3% | +92,627+4,529.4% | Added | History |
| Alps ETF Tr00162Q536 | DYNA CORE IN ETF | 439,722 | $9.81M | 0.3% | +22,581+5.4% | Added | – |
| HIGHartford Insurance Group, Inc. | Stock | 94,813 | $9.77M | 0.3% | +11,143+13.3% | Added | History |
| CVXChevron Corp | Stock | 61,690 | $9.73M | 0.3% | +61,690 | New | History |
| iShares Tr464289180 | MSCI EURO FL ETF | 424,858 | $9.66M | 0.3% | +33,675+8.6% | Added | – |
| iShares Tr46434V407 | 0-5YR HI YL CP | 167,571 | $7.13M | 0.2% | −852,500−83.6% | Reduced | – |
| Alps ETF Tr00162Q510 | ACTIVE EQTY OPPT | 123,727 | $6.54M | 0.2% | −54,952−30.8% | Reduced | – |
| VVisa Inc. | Stock | 22,027 | $6.15M | 0.2% | +2,193+11.1% | Added | History |
| KOCoca Cola Co | Stock | 94,986 | $5.81M | 0.2% | +2,245+2.4% | Added | History |
| First Tr Exch Traded FD III33739P707 | RIVR FRNT DYN | 89,159 | $5.46M | 0.2% | −1,157−1.3% | Reduced | – |
| Alps ETF Tr00162Q783 | STRATEGIC INCOME | 234,756 | $5.37M | 0.2% | +30,501+14.9% | Added | – |
| PGProcter & Gamble Co | Stock | 25,685 | $4.17M | 0.1% | +641+2.6% | Added | History |
| Global X FDS37954Y475 | S&P 500 COVERED | 100,114 | $4.08M | 0.1% | −1,773−1.7% | Reduced | – |
| BRK.BBerkshire Hathaway Inc | Stock | 9,696 | $4.08M | 0.1% | +78+0.8% | Added | History |
| Invesco Nasdaq 100 ETF46138G649 | ETF | 19,426 | $3.55M | 0.1% | +3,427+21.4% | Added | – |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 66,018 | $3.31M | 0.1% | +1,010+1.6% | Added | – |
| iShares Tr464287440 | 7-10 YR TRSY BD | 31,038 | $2.94M | 0.1% | −695−2.2% | Reduced | – |
| DBX ETF Tr233051630 | XTRACK MSCI EAFE | 118,407 | $2.92M | 0.1% | +15,454+15.0% | Added | – |
| J P Morgan Exchange Traded F46641Q647 | MUNICIPAL ETF | 56,552 | $2.87M | 0.1% | +21,134+59.7% | Added | – |
| SYKStryker Corp | Stock | 7,823 | $2.80M | 0.1% | 00.0% | Unchanged | History |
| LIILennox International Inc | COM | 3,796 | $1.86M | 0.1% | 00.0% | Unchanged | History |
| WisdomTree Tr97717X701 | EUROPE HEDGED EQ | 32,094 | $1.55M | <0.1% | −669−2.0% | Reduced | – |
| Vanguard Index FDS922908710 | COM | 2,979 | $1.44M | <0.1% | 00.0% | Unchanged | – |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 28,538 | $1.44M | <0.1% | −6,850−19.4% | Reduced | – |
| MRKMerck & Co., Inc. | Stock | 10,590 | $1.40M | <0.1% | −203−1.9% | Reduced | History |
| Russell Invt Co782493720 | TAX MNGD LRG FD | 15,896 | $1.24M | <0.1% | +6,364+66.8% | Added | – |
| WHRWhirlpool Corp | Stock | 10,000 | $1.20M | <0.1% | 00.0% | Unchanged | History |
| Hartford FDS Exchange Traded41653L503 | MUN OPORTUNITE | 29,114 | $1.13M | <0.1% | +22,324+328.8% | Added | – |
| ABTAbbott Laboratories | Stock | 9,106 | $1.03M | <0.1% | +720+8.6% | Added | History |
| Federated Prime Cash Ob Funds60934N625 | COM | 970,049 | $970.0K | <0.1% | +970,049 | New | – |
| CATCaterpillar Inc | Stock | 2,311 | $847.2K | <0.1% | −58,122−96.2% | Reduced | History |
| iShares S&P 500 Growth ETF464287309 | ETF | 9,591 | $809.9K | <0.1% | +5,166+116.7% | Added | – |
| Vanguard Long-Term Treasury ETF92206C847 | ETF | 13,184 | $781.0K | <0.1% | +604+4.8% | Added | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 8,098 | $766.2K | <0.1% | +726+9.8% | Added | – |
| MCDMcDonalds Corp | Stock | 2,712 | $764.6K | <0.1% | +51+1.9% | Added | History |
| iShares Tr464288158 | SHRT NAT MUN ETF | 6,967 | $729.7K | <0.1% | +3,917+128.4% | Added | – |
| DISWalt Disney Co | Stock | 5,564 | $680.8K | <0.1% | +527+10.5% | Added | History |
| iShares Russell 1000 Growth ETF464287614 | ETF | 1,881 | $634.0K | <0.1% | 00.0% | Unchanged | – |
| BACBank of America Corp | Stock | 15,337 | $581.6K | <0.1% | +9,099+145.9% | Added | History |
| iShares Tr464288356 | CALIF MUN BD ETF | 9,752 | $561.1K | <0.1% | +9,752 | New | – |
| PEPPepsiCo Inc | Stock | 3,195 | $559.2K | <0.1% | 00.0% | Unchanged | History |
| iShares Core U.S. Aggregate Bond ETF464287226 | ETF | 5,708 | $559.1K | <0.1% | −3,206−36.0% | Reduced | – |
| KMIKinder Morgan, Inc. | Stock | 29,703 | $544.8K | <0.1% | −364,389−92.5% | Reduced | History |
| NVDANVIDIA Corp | Stock | 5,170 | $467.1K | <0.1% | +1,100+27.0% | Added | History |
| BABoeing Co | Stock | 2,300 | $443.9K | <0.1% | +300+15.0% | Added | History |
| Vanguard Chester FDS Tar Retir92202E839 | MUTUAL FUNDS | 8,452 | $412.7K | <0.1% | 00.0% | Unchanged | – |
| Global X FDS37954Y483 | NASDAQ 100 COVER | 22,852 | $409.3K | <0.1% | +11,092+94.3% | Added | – |
Sold out since Q4 2023 (9)
Positions held at the end of Q4 2023 that are gone from this filing.
| Security | Class | Shares in Q4 2023 | Value in Q4 2023 | % of portfolio in Q4 2023 | History |
|---|---|---|---|---|---|
| SPDR Series Trust78468R101 | ST SHO TREAS ETF | 3,480,391 | $101.1M | 3.2% | – |
| State Street SPDR Portfolio Short Term Corporate Bond ETF78464A474 | ETF | 2,213,786 | $65.9M | 2.1% | – |
| First Tr Exchange Traded FD33738R308 | BUYWRIT INCM ETF | 361,541 | $7.72M | 0.2% | – |
| iShares Tr464288836 | U.S. PHARMA ETF | 46,286 | $7.02M | 0.2% | – |
| RIORio Tinto PLC | ADR | 85,677 | $6.38M | 0.2% | History |
| First Tr Exchange Traded FD33738R720 | NASDQ ARTFCIAL | 59,268 | $2.70M | 0.1% | – |
| iShares Inc464286806 | MSCI GERMANY ETF | 76,801 | $2.28M | 0.1% | – |
| iShares Tr46435U192 | GENOMICS IMMUN | 38,919 | $895.5K | <0.1% | – |
| Global X FDS37954Y293 | GLB X MLP ENRG I | 4,872 | $217.4K | <0.1% | – |