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Sigma Planning Corp

SEC CIK
0001449126
Latest filing
Aug 7, 2026

Holdings in Q4 2025

Holdings as of Dec 31, 2025, filed Jan 30, 2026. Long positions only; changes compare share counts with Q3 2025.

Institution overview
Positions
1,287
+5 vs. Q3 2025
Portfolio value
$3.62B
+$105.6M (+3.0%) vs. Q3 2025
Filed
Jan 30, 2026
SEC
Holdings of Sigma Planning Corp in Q4 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
AMTAmerican Tower CorpREIT2,443$403.1K<0.1%−242−9.0%ReducedHistory
Invesco Exchange Traded FD T46137V597RAFI US 15008,791$403.4K<0.1%−233−2.6%Reduced–
Capital Group Equity ETF Tr14022A300US LRG VALUE ETF15,000$403.5K<0.1%+15,000New–
DOVDOVER CorpCOM2,076$405.3K<0.1%−188−8.3%ReducedHistory
LYBLyondellBasell Industries N.V.SHS - A -9,436$407.2K<0.1%−2,921−23.6%ReducedHistory
ALBAlbemarle CorpStock2,886$408.2K<0.1%+2,886NewHistory
BLLNBillionToOne, Inc.CL A5,000$409.2K<0.1%+5,000NewHistory
BBNXBeta Bionics, Inc.COM13,500$411.3K<0.1%+13,500NewHistory
John Hancock Exchange Traded47804J206MULTIFACTOR MI6,289$411.8K<0.1%+1,666+36.0%Added–
iShares Tr46435G524INTL DIV GRWTH4,982$412.4K<0.1%+65+1.3%Added–
Vanguard Admiral FDS Inc921932778SMLCP 600 VAL4,223$412.8K<0.1%−10−0.2%Reduced–
APAAPA CorpStock16,874$413.2K<0.1%+2,882+20.6%AddedHistory
IIPRInnovative Industrial Properties IncCOM8,737$413.9K<0.1%+803+10.1%AddedHistory
iShares Tr46435G839MSCI EAFE SMCP10,639$414.0K<0.1%+1,076+11.3%Added–
iShares Inc46434G814MSCI MLY ETF NEW15,160$414.8K<0.1%+7,334+93.7%Added–
LZBLa-Z-Boy IncCOM11,139$415.1K<0.1%−10−0.1%ReducedHistory
HLHecla Mining CoCOM21,646$415.4K<0.1%+21,646NewHistory
RBB FD Inc74933W643MOTLEY FOOL CAPI38,105$415.7K<0.1%+6,642+21.1%Added–
STRLSterling Infrastructure, Inc.COM1,439$416.1K<0.1%−69−4.6%ReducedHistory
Invesco Exchange Traded FD T46137V548INTL DIVI ACHI18,946$416.8K<0.1%+760+4.2%Added–
Vanguard Total World Stock ETF922042742ETF2,981$420.5K<0.1%+196+7.0%Added–
Fidelity Covington Trust316092816MOMENTUM FACTR5,020$421.5K<0.1%+1,385+38.1%Added–
First Tr Exchng Traded FD VI33740F722FT VEST US EQT7,396$422.0K<0.1%00.0%Unchanged–
MDLZMondelez International, Inc.Stock7,841$422.3K<0.1%−2,048−20.7%ReducedHistory
First Tr Exchng Traded FD VI33740U505FT VEST UQ EQT8,252$422.4K<0.1%−64,478−88.7%Reduced–
Listed FDS Tr53656F623HORI KI INFL ETF9,502$422.4K<0.1%+5+0.1%Added–
Innovator ETFs Trust45782C383US EQTY PWR BUF9,414$423.1K<0.1%−1,000−9.6%Reduced–
ZTSZoetis Inc.Stock3,401$424.4K<0.1%+124+3.8%AddedHistory
INTUIntuit Inc.Stock646$424.5K<0.1%−985−60.4%ReducedHistory
CRKComstock Resources IncCOM18,369$425.8K<0.1%+2,356+14.7%AddedHistory
First Tr Exchng Traded FD VI33740F649FT VEST NAS13,182$428.8K<0.1%+73+0.6%Added–
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD17,625$428.8K<0.1%+4,366+32.9%Added–
QBTSD-Wave Quantum Inc.Stock16,329$430.9K<0.1%+560+3.6%AddedHistory
Invesco Exch Traded FD Tr II46138G698S&P 500 REVENUE3,766$431.2K<0.1%+417+12.5%Added–
TXRHTexas Roadhouse, Inc.COM2,598$431.3K<0.1%+36+1.4%AddedHistory
SLBSLB LimitedStock11,271$433.3K<0.1%−333−2.9%ReducedHistory
LEUCentrus Energy CorpStock1,786$433.6K<0.1%−830−31.7%ReducedHistory
State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788ETF10,045$434.4K<0.1%+197+2.0%Added–
SYYSysco CorpStock5,912$435.7K<0.1%−201−3.3%ReducedHistory
AMAntero Midstream CorpStock24,525$436.3K<0.1%+120.0%AddedHistory
APGAPi Group CorpCOM STK6,206$436.4K<0.1%+6,206NewHistory
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT84,926$438.2K<0.1%+821+1.0%AddedHistory
PEverpure, Inc.CL A6,548$438.8K<0.1%+372+6.0%AddedHistory
Schwab US Tips ETF808524870ETF16,670$441.6K<0.1%−96−0.6%Reduced–
Fidelity Covington Trust31609A305ENHANCED LARGE10,602$442.1K<0.1%−787−6.9%Reduced–
American Centy ETF Tr025072307US QUALITY GROW3,876$443.9K<0.1%−370−8.7%Reduced–
IBITiShares Bitcoin Trust ETFETF9,290$446.4K<0.1%+3,500+60.4%AddedHistory
BNYBank of New York Mellon CorpStock3,846$446.5K<0.1%−723−15.8%ReducedHistory
PDIPIMCO Dynamic Income FundSHS25,229$447.0K<0.1%−8,482−25.2%ReducedHistory
Innovator ETFs Trust45782C540US EQTY PWR BUF10,327$448.0K<0.1%−2,111−17.0%Reduced–
Fidelity MSCI Energy Index ETF316092402ETF18,093$448.2K<0.1%−890−4.7%Reduced–
First Tr Exchange-Traded Alp33735J101COM SHS5,235$451.0K<0.1%−4,895−48.3%Reduced–
LDOSLeidos Holdings, Inc.COM2,502$451.4K<0.1%−34−1.3%ReducedHistory
ULTAUlta Beauty, Inc.Stock747$451.8K<0.1%+39+5.5%AddedHistory
CINFCincinnati Financial CorpCOM2,768$452.0K<0.1%−164−5.6%ReducedHistory
iShares Core MSCI Europe ETF46434V738ETF6,381$452.9K<0.1%−1,727−21.3%Reduced–
EXEExpand Energy CorpCOM4,105$453.1K<0.1%+4,105NewHistory
First Tr Exchng Traded FD VI33740F250VEST US EQUITY E13,041$454.8K<0.1%−6,977−34.9%Reduced–
MLIMueller Industries IncCOM3,964$455.0K<0.1%−3,235−44.9%ReducedHistory
CLColgate Palmolive CoStock5,761$455.2K<0.1%−166−2.8%ReducedHistory
IONQIonQ, Inc.COM10,183$456.9K<0.1%−5,596−35.5%ReducedHistory
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF10,466$457.5K<0.1%+34+0.3%Added–
KVUEKenvue Inc.Stock26,545$457.9K<0.1%−1,915−6.7%ReducedHistory
PIMCO Active Bond Exchange-Traded Fund72201R775ETF4,929$458.8K<0.1%−545−10.0%Reduced–
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF9,075$460.1K<0.1%+9,075New–
AXONAxon Enterprise, Inc.COM668$460.4K<0.1%−1,641−71.1%ReducedHistory
Innovator ETFs Trust45782C532US EQTY ULTRA B11,647$461.7K<0.1%−30,452−72.3%Reduced–
MRSHMarsh & McLennan Companies, Inc.Stock2,505$462.0K<0.1%−6−0.2%ReducedHistory
Timothy Plan887432326HIG DV STK ETF11,993$462.1K<0.1%+132+1.1%Added–
CRCrane CoCOMMON STOCK2,506$462.2K<0.1%−25−1.0%ReducedHistory
GPCGenuine Parts CoStock3,762$462.6K<0.1%−16−0.4%ReducedHistory
ETREntergy CorpCOM5,029$464.9K<0.1%+448+9.8%AddedHistory
Capital Grp Fixed Incm ETF T14020Y300US MULTI-SECTOR16,839$465.1K<0.1%−112−0.7%Reduced–
DKSDick's Sporting Goods, Inc.Stock2,352$465.5K<0.1%+6+0.3%AddedHistory
HRLHormel Foods CorpCOM19,766$468.5K<0.1%+4,718+31.4%AddedHistory
WisdomTree Tr97717W604US SMALLCAP DIVD14,073$470.7K<0.1%+50.0%Added–
MTBM&T Bank CorpCOM2,346$472.8K<0.1%−754−24.3%ReducedHistory
SPDR Series Trust78468R796ST STR SP500FF8,440$474.2K<0.1%+51+0.6%Added–
OXYOccidental Petroleum CorpStock11,553$475.1K<0.1%−466−3.9%ReducedHistory
Global X Uranium ETF37954Y871ETF11,146$476.3K<0.1%+409+3.8%Added–
IRIngersoll Rand Inc.COM6,020$476.9K<0.1%−1,153−16.1%ReducedHistory
ZSZscaler, Inc.Stock2,130$479.2K<0.1%−1,271−37.4%ReducedHistory
Invesco Exch Traded FD Tr II46138G300S&P SMLCAP QTY11,404$480.1K<0.1%−221−1.9%Reduced–
Franklin Templeton ETF Tr35473P108INTL COR DIV TIL12,382$481.5K<0.1%+2,523+25.6%Added–
Innovator ETFs Trust45782C326US EQTY BUFR MAY10,770$482.7K<0.1%−310−2.8%Reduced–
TTETotalEnergies SEACT7,408$485.7K<0.1%+102+1.4%AddedHistory
Invesco Exchange Traded FD T46137V456S&P MDCP VLU MNT7,423$485.9K<0.1%+266+3.7%Added–
FTITechnipFMC plcCOM10,996$490.0K<0.1%−511−4.4%ReducedHistory
ARK ETF Tr00214Q203AUTNMUS TECHNLGY4,280$490.8K<0.1%+1,183+38.2%Added–
VanEck ETF Trust92189H409HIGH YLD MUNIETF9,644$493.0K<0.1%−260−2.6%Reduced–
Dimensional ETF Trust25434V104US CORE EQT MKT10,548$493.7K<0.1%+6+0.1%Added–
RCLRoyal Caribbean Cruises LtdCOM1,772$494.1K<0.1%−4−0.2%ReducedHistory
SKTTanger Inc.COM14,908$497.5K<0.1%−995−6.3%ReducedHistory
Neos ETF Trust78433H675NASDAQ 100 HIGH9,250$498.2K<0.1%+2,010+27.8%Added–
WisdomTree Tr97717W422INDIA ERNGS FD10,780$499.0K<0.1%+1,104+11.4%Added–
iShares Tr46435U713US INFRASTRUC9,500$499.9K<0.1%−105−1.1%Reduced–
PGRProgressive CorpStock2,230$507.8K<0.1%−519−18.9%ReducedHistory
CMCSAComcast CorpStock17,073$510.3K<0.1%−1,248−6.8%ReducedHistory
Innovator ETFs Trust45782C391US EQTY BUFR MAR9,640$511.4K<0.1%−33−0.3%Reduced–
Fidelity Covington Trust316092360FUN LAR COR ETF9,600$512.3K<0.1%+1,451+17.8%Added–

Options (8)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Sigma Planning Corp in Q4 2025
SecurityClassPutsCalls
NVDANVIDIA CorpStock–$243.9K
CNCCentene CorpStock–$234.0K
FFord Motor CoStock–$149.7K
SPYSPDR S&P 500 ETF TrustETF$88.6K–
XRXXerox Holdings CorpCOM NEW$4.43K–
UBERUber Technologies, IncStock–$4.37K
NWLNewell Brands Inc.Stock$3.93K–
AIC3.ai, Inc.Stock–$3.20K

Sold out since Q3 2025 (118)

Positions held at the end of Q3 2025 that are gone from this filing.

The largest 100 of 118 by value last quarter.

Positions of Sigma Planning Corp sold out since Q3 2025
SecurityClassShares in Q3 2025Value in Q3 2025% of portfolio in Q3 2025History
Invesco Exch TRD SLF Idx FD46138J825BULSHS 2025 CB83,903$1.74M<0.1%–
Innovator ETFs Trust45783Y285INTL DE PW JUNE54,690$1.55M<0.1%–
J P Morgan Exchange Traded F46654Q609ACTIVE GROWTH14,593$1.37M<0.1%–
KKellanovaStock15,921$1.31M<0.1%History
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF45,486$1.15M<0.1%–
FCFSFirstCash Holdings, Inc.COM7,229$1.15M<0.1%History
AMBAAmbarella IncSHS13,819$1.14M<0.1%History
AGXArgan IncStock4,196$1.13M<0.1%History
OUSTOuster, Inc.COM NEW41,394$1.12M<0.1%History
First Tr Exch TRD Alphdx FD33737J141CHINA ALPHADEX38,500$1.12M<0.1%–
ROADConstruction Partners, Inc.COM CL A7,890$1.00M<0.1%History
TWTradeweb Markets Inc.Stock8,921$990.1K<0.1%History
LRNStride, Inc.COM6,506$969.0K<0.1%History
Vanguard Scottsdale FDS92206C623VNG RUS2000GRW4,015$938.5K<0.1%–
VITLVital Farms, Inc.COM22,651$932.1K<0.1%History
MDGLMadrigal Pharmaceuticals, Inc.COM2,000$917.3K<0.1%History
ULUnilever PLCSPON ADR NEW15,164$898.9K<0.1%History
UIUbiquiti Inc.COM1,357$896.4K<0.1%History
Innovator ETFs Trust45782C730US EQT ULTRA BF23,927$877.9K<0.1%–
Fidelity Covington Trust316092378FIDELITY US MLTF22,345$859.2K<0.1%–
RBRKRubrik, Inc.Stock10,194$838.4K<0.1%History
Innovator ETFs Trust45783Y269INNOVATOR GW 10026,007$801.0K<0.1%–
Innovator ETFs Trust45784N759US SMALL CAP PWR28,563$794.1K<0.1%–
RACEFerrari N.V.COM1,629$790.2K<0.1%History
RLRalph Lauren CorpCL A2,520$790.2K<0.1%History
IBPInstalled Building Products, Inc.COM3,166$781.0K<0.1%History
NTESNetEase, Inc.SPONSORED ADS5,011$761.6K<0.1%History
CVLTCommvault Systems IncCOM4,009$756.8K<0.1%History
FFIVF5, Inc.Stock2,341$756.6K<0.1%History
MCHPMicrochip Technology IncStock11,770$755.9K<0.1%History
PGYPagaya Technologies Ltd.CL A NEW25,450$755.6K<0.1%History
MWAMueller Water Products, Inc.COM SER A29,214$745.5K<0.1%History
FISVFiserv IncStock5,759$742.5K<0.1%History
DEODiageo PLCSPON ADR NEW7,440$710.0K<0.1%History
LIFLife360, Inc.COM6,675$709.6K<0.1%History
LMNDLemonade, Inc.Stock13,125$702.6K<0.1%History
First Tr Exchng Traded FD VI33740F441FT VEST U.S EQT17,148$694.0K<0.1%–
First Tr Exchange-Traded FD33738D606LNG DUR OPRTUN31,864$693.0K<0.1%–
PODDInsulet CorpStock2,212$682.9K<0.1%History
POOLPool CorpCOM2,193$680.0K<0.1%History
AMSCAmerican Superconductor CorpStock10,293$611.3K<0.1%History
First Tr Exchange Traded FD33738R845NASDQ OIL GAS21,301$606.2K<0.1%–
First Tr Exchange-Traded FD33733E807NAT GAS ETF25,344$595.3K<0.1%–
ASAmer Sports, Inc.COM SHS17,060$592.8K<0.1%History
HNGEHinge Health, Inc.CL A11,855$581.8K<0.1%History
CVSACovista Inc.COM3,762$581.0K<0.1%History
EXPEExpedia Group, Inc.Stock2,591$553.9K<0.1%History
DXPEDXP Enterprises IncCOM NEW4,483$533.8K<0.1%History
GWREGuidewire Software, Inc.COM2,151$494.4K<0.1%History
USFDUS Foods Holding Corp.COM6,422$492.1K<0.1%History
First Tr Exch TRD Alphdx FD33737J174DEV MRK EX US6,426$484.3K<0.1%–
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY9,666$470.7K<0.1%–
First Tr Exch Traded FD III33740J104ULTRA SHT DUR MU23,352$469.4K<0.1%–
OPRXOptimizeRx CorpCOM NEW22,298$457.1K<0.1%History
iShares Ibonds 2025 Term High Yield & Income ETF46435U168ETF19,439$451.4K<0.1%–
TTANServiceTitan, Inc.SHS CL A4,434$447.1K<0.1%History
BEBloom Energy CorpCOM CL A5,025$425.0K<0.1%History
Innovator ETFs Trust45783Y129GROW 100 PWR AUG14,100$408.3K<0.1%–
TTDTrade Desk, Inc.Stock8,214$402.6K<0.1%History
First Tr Exchng Traded FD VI33740F417FT VEST U.S15,156$379.5K<0.1%–
First Tr Exchng Traded FD VI33740F292FT VEST US SMALL16,629$379.2K<0.1%–
First Tr Exchng Traded FD VI33740F573FT VEST INTER EQ14,200$372.8K<0.1%–
Dimensional ETF Trust25434V666US LARG VALU ETF11,253$370.2K<0.1%–
ELFe.l.f. Beauty, Inc.COM2,758$365.4K<0.1%History
American Centy ETF Tr025072885US EQT ETF3,209$348.8K<0.1%–
JCAPJefferson Capital, Inc.COM20,000$345.2K<0.1%History
KRMNKarman Holdings Inc.COMMON STOCK4,223$304.9K<0.1%History
iShares Tr46436E858IBONDS 26 TRM TS11,771$270.1K<0.1%–
QUREuniQure N.V.SHS4,500$262.7K<0.1%History
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF3,075$260.9K<0.1%–
ProShares Tr74347B680S&P MDCP 400 DIV3,050$260.3K<0.1%–
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF1,816$258.9K<0.1%–
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH1,424$255.4K<0.1%–
Innovator ETFs Trust45783Y277US SM CA PW JUNE9,294$253.7K<0.1%–
SNPSSynopsys IncCOM514$253.6K<0.1%History
iShares Ibonds 2026 Term High Yield and Income ETF46436E528ETF10,791$252.4K<0.1%–
MIRMMirum Pharmaceuticals, Inc.COM3,400$249.3K<0.1%History
SESea LtdSPONSORD ADS1,394$249.2K<0.1%History
NXHNeighborhood Intelligence, Inc.COM24,863$243.4K<0.1%History
PTCPTC Inc.Stock1,196$242.8K<0.1%History
NGGNational Grid PLCSPONSORED ADR NE3,317$241.0K<0.1%History
iShares Tr46436E866IBONDS 25 TRM TS10,277$240.1K<0.1%–
PSLVSprott Physical Silver TrustPHYSICAL SILVER15,254$239.5K<0.1%History
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG7,637$232.7K<0.1%–
LTCLTC Properties IncREIT6,258$230.7K<0.1%History
LENLennar CorpCL A1,805$227.6K<0.1%History
HPQHP IncStock8,335$227.0K<0.1%History
FUTUFutu Holdings LtdSPON ADS CL A1,300$226.1K<0.1%History
CCICrown Castle Inc.REIT2,322$224.0K<0.1%History
First Tr Exch TRD Alphdx FD33737J182EMERG MKT ALPH8,262$223.9K<0.1%–
SWKSSkyworks Solutions, Inc.Stock2,871$221.0K<0.1%History
Fidelity Merrimack STR Tr316188101CORP BOND ETF4,590$220.3K<0.1%–
Bondbloxx ETF Trust09789C846BLOOMBERG THREE4,362$217.4K<0.1%–
First Tr Exchange Traded FD33738R860NASDAQ BK ETF6,005$213.8K<0.1%–
SONYSony Group CorpSPONSORED ADR7,412$213.4K<0.1%History
iShares Tr46436E403MSCI US GARP ETF3,250$213.3K<0.1%–
VRSNVerisign IncCOM760$212.6K<0.1%History
AB Active ETFs Inc00039J608HIGH YIELD ETF5,533$210.0K<0.1%–
SFMSprouts Farmers Market, Inc.COM1,907$207.5K<0.1%History
Innovator ETFs Trust45783Y814LADERD ALCTN PWR4,246$207.4K<0.1%–