Skip to main content

Sigma Planning Corp

SEC CIK
0001449126
Latest filing
Aug 7, 2026

Holdings in Q4 2025

Holdings as of Dec 31, 2025, filed Jan 30, 2026. Long positions only; changes compare share counts with Q3 2025.

Institution overview
Positions
1,287
+5 vs. Q3 2025
Portfolio value
$3.62B
+$105.6M (+3.0%) vs. Q3 2025
Filed
Jan 30, 2026
SEC
Holdings of Sigma Planning Corp in Q4 2025
SecurityClassSharesValue% of portfolioShare changeActionHistory
Amplify ETF Tr032108649AMPLIFY JUNIOR S7,731$213.9K<0.1%−6,495−45.7%Reduced–
First Tr Exchng Traded FD VI33740U307FT VEST US EQT4,161$214.5K<0.1%+55+1.3%Added–
HUBBHubbell IncCOM485$215.5K<0.1%−76−13.5%ReducedHistory
Goldman Sachs ETF Tr38149W630NASDA 100 ETF4,090$216.2K<0.1%+4,090New–
AJGArthur J. Gallagher & Co.COM836$216.3K<0.1%−2,966−78.0%ReducedHistory
PCARPaccar IncCOM1,985$217.4K<0.1%+1,985NewHistory
Nushares ETF Tr67092P201NUVEEN ESG LRGCP2,231$218.2K<0.1%−3−0.1%Reduced–
UGIUgi CorpStock5,834$218.4K<0.1%−1,067−15.5%ReducedHistory
SANMSanmina CorpCOM1,460$218.8K<0.1%+1,460NewHistory
Innovator ETFs Trust45782C417US EQTY PWR BUF5,377$218.9K<0.1%−50−0.9%Reduced–
iShares Tr46434V381FUTU EXPO TE ETF3,140$219.0K<0.1%−46−1.4%Reduced–
CHRWC. H. Robinson Worldwide, Inc.COM NEW1,363$219.1K<0.1%+1,363NewHistory
First Tr Exchng Traded FD VI33740F656FT VEST INTE8,375$219.3K<0.1%+8,375New–
iShares Tr46438G505IBONDS OCT 20268,591$219.5K<0.1%−8,971−51.1%Reduced–
UTFCohen & Steers Infrastructure Fund IncCOM9,131$220.1K<0.1%+223+2.5%AddedHistory
First Tr Exchng Traded FD VI33740U828FT VEST INT EQ M8,477$220.5K<0.1%−8,513−50.1%Reduced–
ESLTElbit Systems LtdStock382$220.8K<0.1%+382NewHistory
iShares U S ETF Tr46431W606IT RT HDG HGYL2,566$221.2K<0.1%+2,566New–
CLHClean Harbors IncCOM944$221.3K<0.1%−118−11.1%ReducedHistory
iShares Tr464287812US CONSM STAPLES3,315$221.8K<0.1%+17+0.5%Added–
Innovator ETFs Trust45782C284US SML CP PWR B6,999$221.9K<0.1%−2,514−26.4%Reduced–
Hartford FDS Exchange Traded41653L503MUN OPORTUNITE5,705$223.1K<0.1%+49+0.9%Added–
First Tr Exchange-Traded FD33733A201DOW 30 EQL WGT5,408$223.3K<0.1%−5,428−50.1%Reduced–
RIOTRiot Platforms, Inc.COM17,672$223.9K<0.1%−526−2.9%ReducedHistory
Calamos ETF Tr12811T803S&P 500 STRUCTUR8,351$224.5K<0.1%−40−0.5%Reduced–
Innovator ETFs Trust45783Y681NASDAQ 100 MANA6,551$224.6K<0.1%+200+3.1%Added–
iShares Tr464287374NORTH AMERN NAT4,474$224.6K<0.1%+10.0%Added–
CNTACentessa Pharmaceuticals plcSPONSORED ADS9,000$225.1K<0.1%+9,000NewHistory
First Tr Exchange-Traded FD33738R647S-NETWORK STREAM6,000$225.3K<0.1%00.0%Unchanged–
CQPCheniere Energy Partners, L.P.COM UNIT4,219$225.6K<0.1%+70+1.7%AddedHistory
PIMCO ETF Tr72201R585MULTISECTOR BD8,457$225.6K<0.1%−710−7.7%Reduced–
BIDUBaidu, Inc.ADR1,734$226.6K<0.1%+22+1.3%AddedHistory
EXPDExpeditors International of Washington IncCOM1,523$226.9K<0.1%+1,523NewHistory
J P Morgan Exchange Traded F46641Q852INTL BD OPP ETF4,658$226.9K<0.1%−307−6.2%Reduced–
Calamos ETF Tr12811T860NASDAQ 100 STRUC8,343$227.1K<0.1%00.0%Unchanged–
iShares Tr46435G425ESG AWR MSCI USA1,527$227.5K<0.1%−33−2.1%Reduced–
Calamos ETF Tr12811T837RUSSELL 2000 STR8,503$227.7K<0.1%00.0%Unchanged–
Tidal Tr II88636R586RETURN STACKED B10,914$227.7K<0.1%−7,091−39.4%Reduced–
WTRGEssential Utilities, Inc.COM5,936$227.7K<0.1%−269−4.3%ReducedHistory
METMetlife IncStock2,888$227.9K<0.1%−231−7.4%ReducedHistory
FSLRFirst Solar, Inc.Stock873$227.9K<0.1%+873NewHistory
BABAAlibaba Group Holding LtdADR1,557$228.2K<0.1%−1,051−40.3%ReducedHistory
PIMCO ETF Tr72201R718ENHNCD LW DUR AC2,395$229.8K<0.1%−241−9.1%Reduced–
State Street SPDR Portfolio S&P 600 Small Cap ETF78468R853ETF4,904$229.8K<0.1%−938−16.1%Reduced–
PSIXPower Solutions International, Inc.Stock4,035$230.6K<0.1%+4,035NewHistory
iShares Inc464286525MSCI GBL MIN VOL1,946$231.1K<0.1%+267+15.9%Added–
CPCanadian Pacific Kansas City LtdCOM3,143$231.4K<0.1%+12+0.4%AddedHistory
Franklin Templeton ETF Tr35473P439INCOME FOCUS ETF8,312$233.1K<0.1%+13+0.2%Added–
Vanguard BD Index FDS92203C303VANGUARD ULTRA4,684$233.4K<0.1%+4,684New–
AGIAlamos Gold IncStock11,795$233.6K<0.1%+557+5.0%AddedHistory
Cohen & Steers ETF Trust19249U302NATURAL RES ACTI7,582$234.1K<0.1%−968−11.3%Reduced–
DKNGDraftKings Inc.Stock6,802$234.4K<0.1%−2,368−25.8%ReducedHistory
UNMUnum GroupStock3,026$234.5K<0.1%−195−6.1%ReducedHistory
iShares Tr464287754US INDUSTRIALS1,584$234.7K<0.1%+1+0.1%Added–
First Tr Exchange-Traded Alp33737M201MID CAP VAL FD4,241$236.0K<0.1%−11−0.3%Reduced–
ARMArm Holdings PLCADR2,161$236.2K<0.1%−65−2.9%ReducedHistory
Innovator ETFs Trust45782C342US SML CP PWR ET6,737$236.7K<0.1%−5−0.1%Reduced–
iShares Esg Aware US Aggregate Bond ETF46435U549ETF4,953$237.0K<0.1%−73−1.5%Reduced–
Innovator ETFs Trust45782C748US EQTY PWR BUF5,677$237.8K<0.1%00.0%Unchanged–
WBDWarner Bros. Discovery, Inc.Stock8,266$238.2K<0.1%+8,266NewHistory
IBKRInteractive Brokers Group, Inc.Stock3,706$238.3K<0.1%−11−0.3%ReducedHistory
Innovator ETFs Trust45782C474US SML CP PWR B5,070$239.0K<0.1%−93−1.8%Reduced–
ZIMZIM Integrated Shipping Services Ltd.SHS11,259$239.1K<0.1%−18,269−61.9%ReducedHistory
RSReliance, Inc.COM830$239.7K<0.1%−120−12.6%ReducedHistory
TSCOTractor Supply CoCOM4,799$240.0K<0.1%−2,691−35.9%ReducedHistory
Capital Group International14021T102SHS7,415$241.0K<0.1%+5+0.1%Added–
Fidelity Merrimack STR Tr316188408LOW DURTIN ETF4,823$242.3K<0.1%+4,823New–
PIMCO ETF Tr72201R866INTER MUN BD ACT4,632$242.8K<0.1%+202+4.6%Added–
TEMTempus AI, Inc.CL A4,129$243.8K<0.1%−19,302−82.4%ReducedHistory
Innovator ETFs Trust45782C623EMERGING MKT PWR7,730$244.2K<0.1%+7,730New–
iShares Inc46434G822MSCI JAPAN ETF3,032$244.8K<0.1%+3,032New–
iShares Tr464289180MSCI EURO FL ETF6,611$245.2K<0.1%+98+1.5%Added–
AGFirst Majestic Silver CorpCOM14,735$245.5K<0.1%−524−3.4%ReducedHistory
Innovator ETFs Trust45783Y541EQUITY DEF PROTN8,337$246.7K<0.1%00.0%Unchanged–
Pacer FDS Tr69374H634AMERICAN ENERGY6,491$247.6K<0.1%+6,491New–
Neos ETF Trust78433H576NASDAQ 100 HDGD4,577$248.6K<0.1%−142−3.0%Reduced–
Franklin Templeton ETF Tr35473P421FOCUSED DYNAMIC5,314$248.6K<0.1%+242+4.8%Added–
WisdomTree Tr97717X578EM EX ST-OWNED6,380$249.0K<0.1%−407−6.0%Reduced–
SGISomnigroup International Inc.COM2,789$249.0K<0.1%+98+3.6%AddedHistory
CASHPathward Financial, Inc.COM3,536$251.1K<0.1%−6,440−64.6%ReducedHistory
Timothy Plan887432359US LRGMD CP CORE5,551$252.3K<0.1%+473+9.3%Added–
CICigna GroupStock919$253.1K<0.1%−226−19.7%ReducedHistory
EVEREverQuote, Inc.COM CL A9,435$254.7K<0.1%−30,227−76.2%ReducedHistory
EXRExtra Space Storage Inc.COM1,958$255.0K<0.1%−22−1.1%ReducedHistory
iShares Tr464288273EAFE SML CP ETF3,295$255.5K<0.1%+117+3.7%Added–
iShares U.S. Treasury Bond ETF46429B267ETF11,099$255.6K<0.1%+1,600+16.8%Added–
WYWeyerhaeuser CoCOM NEW10,634$256.1K<0.1%+736+7.4%AddedHistory
EZPWEzcorp IncCL A NON VTG13,197$256.2K<0.1%−9−0.1%ReducedHistory
EQIXEquinix IncCOM335$256.6K<0.1%−29−8.0%ReducedHistory
Simplify Exchange Traded Fun82889N772HEALTH CARE ETF7,043$257.8K<0.1%+550+8.5%Added–
EXELExelixis, Inc.COM5,932$260.0K<0.1%+5,932NewHistory
MFCManulife Financial CorpCOM7,174$260.3K<0.1%−806−10.1%ReducedHistory
WABWestinghouse Air Brake Technologies CorpStock1,220$260.4K<0.1%+40+3.4%AddedHistory
Doubleline ETF Trust25861R105OPPO CORE BD ETF5,664$262.6K<0.1%−75−1.3%Reduced–
WisdomTree Tr97717Y527FLOATNG RAT TREA5,243$263.8K<0.1%−780−13.0%Reduced–
DRDDrdgold LtdSPON ADR REPSTG8,543$264.9K<0.1%+300+3.6%AddedHistory
Cyberark Software LtdM2682V108SHS598$266.9K<0.1%+1+0.2%Added–
AGOAssured Guaranty LtdCOM2,982$268.0K<0.1%−97−3.2%ReducedHistory
MSIMotorola Solutions, Inc.Stock1,018$268.3K<0.1%+91+9.8%AddedHistory
iShares Inc464286319EM MKTS DIV ETF8,620$268.6K<0.1%−508−5.6%Reduced–

Options (8)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Sigma Planning Corp in Q4 2025
SecurityClassPutsCalls
NVDANVIDIA CorpStock–$243.9K
CNCCentene CorpStock–$234.0K
FFord Motor CoStock–$149.7K
SPYSPDR S&P 500 ETF TrustETF$88.6K–
XRXXerox Holdings CorpCOM NEW$4.43K–
UBERUber Technologies, IncStock–$4.37K
NWLNewell Brands Inc.Stock$3.93K–
AIC3.ai, Inc.Stock–$3.20K

Sold out since Q3 2025 (118)

Positions held at the end of Q3 2025 that are gone from this filing.

The largest 100 of 118 by value last quarter.

Positions of Sigma Planning Corp sold out since Q3 2025
SecurityClassShares in Q3 2025Value in Q3 2025% of portfolio in Q3 2025History
Invesco Exch TRD SLF Idx FD46138J825BULSHS 2025 CB83,903$1.74M<0.1%–
Innovator ETFs Trust45783Y285INTL DE PW JUNE54,690$1.55M<0.1%–
J P Morgan Exchange Traded F46654Q609ACTIVE GROWTH14,593$1.37M<0.1%–
KKellanovaStock15,921$1.31M<0.1%History
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF45,486$1.15M<0.1%–
FCFSFirstCash Holdings, Inc.COM7,229$1.15M<0.1%History
AMBAAmbarella IncSHS13,819$1.14M<0.1%History
AGXArgan IncStock4,196$1.13M<0.1%History
OUSTOuster, Inc.COM NEW41,394$1.12M<0.1%History
First Tr Exch TRD Alphdx FD33737J141CHINA ALPHADEX38,500$1.12M<0.1%–
ROADConstruction Partners, Inc.COM CL A7,890$1.00M<0.1%History
TWTradeweb Markets Inc.Stock8,921$990.1K<0.1%History
LRNStride, Inc.COM6,506$969.0K<0.1%History
Vanguard Scottsdale FDS92206C623VNG RUS2000GRW4,015$938.5K<0.1%–
VITLVital Farms, Inc.COM22,651$932.1K<0.1%History
MDGLMadrigal Pharmaceuticals, Inc.COM2,000$917.3K<0.1%History
ULUnilever PLCSPON ADR NEW15,164$898.9K<0.1%History
UIUbiquiti Inc.COM1,357$896.4K<0.1%History
Innovator ETFs Trust45782C730US EQT ULTRA BF23,927$877.9K<0.1%–
Fidelity Covington Trust316092378FIDELITY US MLTF22,345$859.2K<0.1%–
RBRKRubrik, Inc.Stock10,194$838.4K<0.1%History
Innovator ETFs Trust45783Y269INNOVATOR GW 10026,007$801.0K<0.1%–
Innovator ETFs Trust45784N759US SMALL CAP PWR28,563$794.1K<0.1%–
RACEFerrari N.V.COM1,629$790.2K<0.1%History
RLRalph Lauren CorpCL A2,520$790.2K<0.1%History
IBPInstalled Building Products, Inc.COM3,166$781.0K<0.1%History
NTESNetEase, Inc.SPONSORED ADS5,011$761.6K<0.1%History
CVLTCommvault Systems IncCOM4,009$756.8K<0.1%History
FFIVF5, Inc.Stock2,341$756.6K<0.1%History
MCHPMicrochip Technology IncStock11,770$755.9K<0.1%History
PGYPagaya Technologies Ltd.CL A NEW25,450$755.6K<0.1%History
MWAMueller Water Products, Inc.COM SER A29,214$745.5K<0.1%History
FISVFiserv IncStock5,759$742.5K<0.1%History
DEODiageo PLCSPON ADR NEW7,440$710.0K<0.1%History
LIFLife360, Inc.COM6,675$709.6K<0.1%History
LMNDLemonade, Inc.Stock13,125$702.6K<0.1%History
First Tr Exchng Traded FD VI33740F441FT VEST U.S EQT17,148$694.0K<0.1%–
First Tr Exchange-Traded FD33738D606LNG DUR OPRTUN31,864$693.0K<0.1%–
PODDInsulet CorpStock2,212$682.9K<0.1%History
POOLPool CorpCOM2,193$680.0K<0.1%History
AMSCAmerican Superconductor CorpStock10,293$611.3K<0.1%History
First Tr Exchange Traded FD33738R845NASDQ OIL GAS21,301$606.2K<0.1%–
First Tr Exchange-Traded FD33733E807NAT GAS ETF25,344$595.3K<0.1%–
ASAmer Sports, Inc.COM SHS17,060$592.8K<0.1%History
HNGEHinge Health, Inc.CL A11,855$581.8K<0.1%History
CVSACovista Inc.COM3,762$581.0K<0.1%History
EXPEExpedia Group, Inc.Stock2,591$553.9K<0.1%History
DXPEDXP Enterprises IncCOM NEW4,483$533.8K<0.1%History
GWREGuidewire Software, Inc.COM2,151$494.4K<0.1%History
USFDUS Foods Holding Corp.COM6,422$492.1K<0.1%History
First Tr Exch TRD Alphdx FD33737J174DEV MRK EX US6,426$484.3K<0.1%–
First Tr Exchange-Traded FD33739G103MNGD FUTRS STRGY9,666$470.7K<0.1%–
First Tr Exch Traded FD III33740J104ULTRA SHT DUR MU23,352$469.4K<0.1%–
OPRXOptimizeRx CorpCOM NEW22,298$457.1K<0.1%History
iShares Ibonds 2025 Term High Yield & Income ETF46435U168ETF19,439$451.4K<0.1%–
TTANServiceTitan, Inc.SHS CL A4,434$447.1K<0.1%History
BEBloom Energy CorpCOM CL A5,025$425.0K<0.1%History
Innovator ETFs Trust45783Y129GROW 100 PWR AUG14,100$408.3K<0.1%–
TTDTrade Desk, Inc.Stock8,214$402.6K<0.1%History
First Tr Exchng Traded FD VI33740F417FT VEST U.S15,156$379.5K<0.1%–
First Tr Exchng Traded FD VI33740F292FT VEST US SMALL16,629$379.2K<0.1%–
First Tr Exchng Traded FD VI33740F573FT VEST INTER EQ14,200$372.8K<0.1%–
Dimensional ETF Trust25434V666US LARG VALU ETF11,253$370.2K<0.1%–
ELFe.l.f. Beauty, Inc.COM2,758$365.4K<0.1%History
American Centy ETF Tr025072885US EQT ETF3,209$348.8K<0.1%–
JCAPJefferson Capital, Inc.COM20,000$345.2K<0.1%History
KRMNKarman Holdings Inc.COMMON STOCK4,223$304.9K<0.1%History
iShares Tr46436E858IBONDS 26 TRM TS11,771$270.1K<0.1%–
QUREuniQure N.V.SHS4,500$262.7K<0.1%History
iShares MSCI Eafe Min Vol Factor ETF46429B689ETF3,075$260.9K<0.1%–
ProShares Tr74347B680S&P MDCP 400 DIV3,050$260.3K<0.1%–
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF1,816$258.9K<0.1%–
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH1,424$255.4K<0.1%–
Innovator ETFs Trust45783Y277US SM CA PW JUNE9,294$253.7K<0.1%–
SNPSSynopsys IncCOM514$253.6K<0.1%History
iShares Ibonds 2026 Term High Yield and Income ETF46436E528ETF10,791$252.4K<0.1%–
MIRMMirum Pharmaceuticals, Inc.COM3,400$249.3K<0.1%History
SESea LtdSPONSORD ADS1,394$249.2K<0.1%History
NXHNeighborhood Intelligence, Inc.COM24,863$243.4K<0.1%History
PTCPTC Inc.Stock1,196$242.8K<0.1%History
NGGNational Grid PLCSPONSORED ADR NE3,317$241.0K<0.1%History
iShares Tr46436E866IBONDS 25 TRM TS10,277$240.1K<0.1%–
PSLVSprott Physical Silver TrustPHYSICAL SILVER15,254$239.5K<0.1%History
First Tr Exchange Trad FD VI33740Y101ALT ABSLT STRG7,637$232.7K<0.1%–
LTCLTC Properties IncREIT6,258$230.7K<0.1%History
LENLennar CorpCL A1,805$227.6K<0.1%History
HPQHP IncStock8,335$227.0K<0.1%History
FUTUFutu Holdings LtdSPON ADS CL A1,300$226.1K<0.1%History
CCICrown Castle Inc.REIT2,322$224.0K<0.1%History
First Tr Exch TRD Alphdx FD33737J182EMERG MKT ALPH8,262$223.9K<0.1%–
SWKSSkyworks Solutions, Inc.Stock2,871$221.0K<0.1%History
Fidelity Merrimack STR Tr316188101CORP BOND ETF4,590$220.3K<0.1%–
Bondbloxx ETF Trust09789C846BLOOMBERG THREE4,362$217.4K<0.1%–
First Tr Exchange Traded FD33738R860NASDAQ BK ETF6,005$213.8K<0.1%–
SONYSony Group CorpSPONSORED ADR7,412$213.4K<0.1%History
iShares Tr46436E403MSCI US GARP ETF3,250$213.3K<0.1%–
VRSNVerisign IncCOM760$212.6K<0.1%History
AB Active ETFs Inc00039J608HIGH YIELD ETF5,533$210.0K<0.1%–
SFMSprouts Farmers Market, Inc.COM1,907$207.5K<0.1%History
Innovator ETFs Trust45783Y814LADERD ALCTN PWR4,246$207.4K<0.1%–