Sigma Planning Corp
- SEC CIK
- 0001449126
- Latest filing
- Aug 7, 2026
Holdings in Q3 2024
Holdings as of Sep 30, 2024, filed Nov 4, 2024. Long positions only; changes compare share counts with Q2 2024.
- Positions
- 1,205
- +27 vs. Q2 2024
- Portfolio value
- $3.26B
- +$109.2M (+3.5%) vs. Q2 2024
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| J P Morgan Exchange Traded F46654Q724 | HEDG EQU LAD ETF | 6,920 | $423.1K | <0.1% | +6,920 | New | – |
| ZTRVirtus Total Return Fund Inc. | COM | 68,650 | $425.6K | <0.1% | −4,858−6.6% | Reduced | History |
| Invesco Exch Traded FD Tr II46138E339 | S&P 500 MOMNTM | 4,702 | $426.2K | <0.1% | +1,576+50.4% | Added | – |
| SPDR Index Shs FDS78463X509 | ST PORT MARK ETF | 10,336 | $426.7K | <0.1% | −7,762−42.9% | Reduced | – |
| Graniteshares ETF Tr38747R827 | 1.5X LNG NVDA DL | 7,350 | $427.7K | <0.1% | +7,350 | New | – |
| iShares Tr46435G425 | ESG AWR MSCI USA | 3,394 | $428.3K | <0.1% | −471−12.2% | Reduced | – |
| ABRArbor Realty Trust Inc | COM | 27,528 | $428.3K | <0.1% | +4,872+21.5% | Added | History |
| EXPDExpeditors International of Washington Inc | COM | 3,261 | $428.5K | <0.1% | −343−9.5% | Reduced | History |
| REGNRegeneron Pharmaceuticals, Inc. | COM | 409 | $430.0K | <0.1% | +16+4.1% | Added | History |
| PBRPetrobras - Petroleo Brasileiro SA | SPONSORED ADR | 29,436 | $432.1K | <0.1% | −3,280−10.0% | Reduced | History |
| CORCencora, Inc. | Stock | 1,921 | $432.4K | <0.1% | −54−2.7% | Reduced | History |
| Bondbloxx ETF Trust09789C853 | BLOOMBERG TWO YR | 8,683 | $433.1K | <0.1% | −873−9.1% | Reduced | – |
| Simplify Exchange Traded Fun82889N632 | ENHANCED INM ETF | 18,476 | $433.2K | <0.1% | +8,999+95.0% | Added | – |
| Franklin Templeton ETF Tr35473P884 | US MID CP MLTFCT | 7,800 | $434.4K | <0.1% | +2,003+34.6% | Added | – |
| J P Morgan Exchange Traded F46641Q647 | MUNICIPAL ETF | 8,482 | $434.9K | <0.1% | −521−5.8% | Reduced | – |
| DKNGDraftKings Inc. | Stock | 11,191 | $438.7K | <0.1% | −11,791−51.3% | Reduced | History |
| SLBSLB Limited | Stock | 10,463 | $438.9K | <0.1% | −1,833−14.9% | Reduced | History |
| iShares Ibonds 2026 Term High Yield and Income ETF46436E528 | ETF | 18,814 | $440.4K | <0.1% | +2,065+12.3% | Added | – |
| iShares Tr464288273 | EAFE SML CP ETF | 6,538 | $442.6K | <0.1% | −869−11.7% | Reduced | – |
| State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847 | ETF | 8,156 | $446.0K | <0.1% | +424+5.5% | Added | – |
| VMIValmont Industries Inc | COM | 1,539 | $446.2K | <0.1% | −100−6.1% | Reduced | History |
| Timothy Plan887432326 | HIG DV STK ETF | 11,845 | $446.5K | <0.1% | −1,410−10.6% | Reduced | – |
| CTVACorteva, Inc. | Stock | 7,628 | $448.4K | <0.1% | −1,287−14.4% | Reduced | History |
| AIGAmerican International Group, Inc. | Stock | 6,124 | $448.4K | <0.1% | +6,124 | New | History |
| ULTAUlta Beauty, Inc. | Stock | 1,159 | $450.8K | <0.1% | +382+49.2% | Added | History |
| iShares Tr464288448 | INTL SEL DIV ETF | 14,959 | $452.2K | <0.1% | +63+0.4% | Added | – |
| ASMLASML Holding NV | ADR | 544 | $453.1K | <0.1% | −47−8.0% | Reduced | History |
| RVTRoyce Small-Cap Trust, Inc. | COM | 28,972 | $454.9K | <0.1% | −1,933−6.3% | Reduced | History |
| WisdomTree Tr97717W422 | INDIA ERNGS FD | 9,041 | $456.2K | <0.1% | +101+1.1% | Added | – |
| Invesco Exch Traded FD Tr II46138E222 | S&P INTL MOMNT | 10,847 | $456.4K | <0.1% | +1,363+14.4% | Added | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 4,884 | $457.1K | <0.1% | +1,011+26.1% | Added | – |
| Innovator ETFs Trust45782C664 | US EQTY BUF SEP | 10,858 | $457.4K | <0.1% | −60−0.5% | Reduced | – |
| HUNHuntsman CORP | COM | 18,964 | $458.9K | <0.1% | +13+0.1% | Added | History |
| RCKTRocket Pharmaceuticals, Inc. | COM | 24,875 | $459.4K | <0.1% | −30−0.1% | Reduced | History |
| PIMCO ETF Tr72201R866 | INTER MUN BD ACT | 8,680 | $459.9K | <0.1% | −470−5.1% | Reduced | – |
| First Tr Exchange-Traded FD33733E849 | VEST GOLD STRTGY | 20,447 | $461.3K | <0.1% | +20,447 | New | – |
| Amplify ETF Tr032108649 | AMPLIFY JUNIOR S | 35,843 | $462.0K | <0.1% | +1,066+3.1% | Added | – |
| GLDMWorld Gold Trust | SPDR GLD MINIS | 8,868 | $462.3K | <0.1% | +1,532+20.9% | Added | History |
| Fidelity Covington Trust31609A305 | ENHANCED LARGE | 13,966 | $463.4K | <0.1% | +647+4.9% | Added | – |
| AMAntero Midstream Corp | Stock | 30,802 | $463.6K | <0.1% | −11,683−27.5% | Reduced | History |
| TERTeradyne, Inc | Stock | 3,519 | $471.3K | <0.1% | −63−1.8% | Reduced | History |
| MASMasco Corp | COM | 5,674 | $476.3K | <0.1% | +351+6.6% | Added | History |
| CCSCentury Communities, Inc. | COM | 4,625 | $476.3K | <0.1% | −100−2.1% | Reduced | History |
| GLWCorning Inc | COM | 10,552 | $476.4K | <0.1% | +594+6.0% | Added | History |
| Fidelity Covington Trust316092329 | FIDELITY MAGELAN | 15,601 | $477.7K | <0.1% | +3,114+24.9% | Added | – |
| iShares Flexible Income Active ETF092528603 | ETF | 8,959 | $479.6K | <0.1% | −596−6.2% | Reduced | – |
| BF.BBrown Forman Corp | Stock | 9,768 | $480.6K | <0.1% | −724−6.9% | Reduced | History |
| iShares Inc464286525 | MSCI GBL MIN VOL | 4,197 | $480.7K | <0.1% | −353−7.8% | Reduced | – |
| Invesco Exch TRD SLF Idx FD46138J619 | RUSL 1000 DYNM | 9,073 | $480.8K | <0.1% | −298−3.2% | Reduced | – |
| Capital Grp Fixed Incm ETF T14020Y300 | US MULTI-SECTOR | 17,341 | $482.8K | <0.1% | −19,685−53.2% | Reduced | – |
| ARMKAramark | COM | 12,666 | $490.6K | <0.1% | +842+7.1% | Added | History |
| Invesco Exch TRD SLF Idx FD46138J577 | BULETSHS 2029 | 26,303 | $494.8K | <0.1% | +13,200+100.7% | Added | – |
| SCHWSchwab Charles Corp | Stock | 7,642 | $495.3K | <0.1% | −2,824−27.0% | Reduced | History |
| First Tr Exchange-Traded FD33734X119 | CONSUMR STAPLE | 7,258 | $495.9K | <0.1% | +7,258 | New | – |
| GDVGabelli Dividend & Income Trust | COM | 20,287 | $496.0K | <0.1% | −952−4.5% | Reduced | History |
| SJMJ M SMUCKER Co | Stock | 4,115 | $498.4K | <0.1% | +201+5.1% | Added | History |
| HRLHormel Foods Corp | COM | 15,804 | $501.0K | <0.1% | +1,449+10.1% | Added | History |
| Listed FDS Tr53656G498 | ROUN MA SEVE ETF | 10,552 | $503.1K | <0.1% | +1,634+18.3% | Added | – |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 2,260 | $504.1K | <0.1% | −2−0.1% | Reduced | History |
| Invesco Exchange Traded FD T46137V456 | S&P MDCP VLU MNT | 9,102 | $504.5K | <0.1% | −250−2.7% | Reduced | – |
| iShares Tr464287549 | EXPND TEC SC ETF | 5,261 | $504.8K | <0.1% | +438+9.1% | Added | – |
| LZBLa-Z-Boy Inc | COM | 11,767 | $505.2K | <0.1% | +10.0% | Added | History |
| Capital Group Core Equity Et14020V108 | SHS CREAT UNIT | 14,763 | $506.1K | <0.1% | −75,639−83.7% | Reduced | – |
| SBLKStar Bulk Carriers Corp. | SHS PAR | 21,422 | $507.5K | <0.1% | +287+1.4% | Added | History |
| WPCW. P. Carey Inc. | COM | 8,161 | $508.4K | <0.1% | −2,155−20.9% | Reduced | History |
| First Tr Exchange-Traded FD33733E831 | INDXX AEROSPACE | 16,040 | $508.8K | <0.1% | +103+0.6% | Added | – |
| Capital Group Dividend Growe14021L109 | SHS ETF | 16,581 | $509.4K | <0.1% | +648+4.1% | Added | – |
| First Tr Exchange-Traded Alp33737M102 | MID CP GR ALPH | 6,402 | $509.8K | <0.1% | +64+1.0% | Added | – |
| RBB FD Inc74933W478 | US TREASRY 12 MT | 10,156 | $510.5K | <0.1% | +4,244+71.8% | Added | – |
| TCW ETF Trust29287L502 | ARTIF INTEL ETF | 18,931 | $511.3K | <0.1% | −1,023−5.1% | Reduced | – |
| LNGCheniere Energy, Inc. | COM NEW | 2,856 | $513.7K | <0.1% | −29−1.0% | Reduced | History |
| QSRRestaurant Brands International Inc. | COM | 7,133 | $514.4K | <0.1% | −374−5.0% | Reduced | History |
| First Tr Exchange Traded FD33738R688 | S&P INTL DIVID | 29,298 | $514.5K | <0.1% | −248−0.8% | Reduced | – |
| SRESempra | Stock | 6,174 | $516.4K | <0.1% | +46+0.8% | Added | History |
| Invesco Exch TRD SLF Idx FD46138J643 | INVSCO BLSH 28 | 25,161 | $517.3K | <0.1% | +25,161 | New | – |
| XUnited States Steel Corp | COM | 14,660 | $517.9K | <0.1% | +920+6.7% | Added | History |
| SQMChemical & Mining Co of Chile Inc | SPON ADR SER B | 12,430 | $518.1K | <0.1% | −198−1.6% | Reduced | History |
| SPDR Series Trust78468R606 | ST PORT HIGH ETF | 21,559 | $518.5K | <0.1% | +1,011+4.9% | Added | – |
| NETCloudflare, Inc. | CL A COM | 6,425 | $519.7K | <0.1% | −1,505−19.0% | Reduced | History |
| First Tr Exchange Traded FD33738R662 | INTL DEV STRNGTH | 13,916 | $521.6K | <0.1% | −3,838−21.6% | Reduced | – |
| MTBM&T Bank Corp | COM | 2,934 | $522.6K | <0.1% | −48−1.6% | Reduced | History |
| Alps ETF Tr00162Q387 | OSHARES US QUALT | 9,699 | $523.7K | <0.1% | −3,520−26.6% | Reduced | – |
| Innovator ETFs Trust45782C391 | US EQTY BUFR MAR | 11,662 | $525.1K | <0.1% | −544−4.5% | Reduced | – |
| CHDChurch & Dwight Co Inc | COM | 5,041 | $527.9K | <0.1% | −796−13.6% | Reduced | History |
| DNPDNP Select Income Fund Inc | COM | 52,885 | $531.0K | <0.1% | −1,285−2.4% | Reduced | History |
| ICEIntercontinental Exchange, Inc. | Stock | 3,310 | $531.8K | <0.1% | +1,417+74.9% | Added | History |
| First Tr Exchng Traded FD VI33740F318 | FT VEST US EQT E | 16,031 | $531.8K | <0.1% | 00.0% | Unchanged | – |
| HBANHuntington Bancshares Inc | COM | 36,383 | $534.8K | <0.1% | −6,217−14.6% | Reduced | History |
| Fidelity Covington Trust316092360 | FUN LAR COR ETF | 11,818 | $539.6K | <0.1% | +11,818 | New | – |
| TXTTextron Inc | COM | 6,099 | $540.3K | <0.1% | −79−1.3% | Reduced | History |
| PKGPackaging Corp of America | Stock | 2,510 | $540.7K | <0.1% | +2,510 | New | History |
| PIMCO Active Bond Exchange-Traded Fund72201R775 | ETF | 5,718 | $541.0K | <0.1% | +5,718 | New | – |
| NLYAnnaly Capital Management Inc | REIT | 27,124 | $544.4K | <0.1% | +784+3.0% | Added | History |
| iShares Tr46435U184 | IBONDS 24 TRM HG | 23,449 | $546.1K | <0.1% | +710+3.1% | Added | – |
| IRMIron Mountain Inc | COM | 4,601 | $546.8K | <0.1% | −736−13.8% | Reduced | History |
| IMOImperial Oil Ltd | COM NEW | 7,777 | $547.9K | <0.1% | −82−1.0% | Reduced | History |
| CDNSCadence Design Systems Inc | Stock | 2,022 | $548.0K | <0.1% | −9,324−82.2% | Reduced | History |
| Dimensional ETF Trust25434V872 | CORE FIXE IN ETF | 12,705 | $548.7K | <0.1% | +402+3.3% | Added | – |
| Etfis Ser Tr I26923G798 | VIRTUS PVT CR | 24,552 | $548.7K | <0.1% | +1,148+4.9% | Added | – |
| SGOLabrdn Gold ETF Trust | ETF | 21,996 | $552.8K | <0.1% | +669+3.1% | Added | History |
Options (6)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
Sold out since Q2 2024 (76)
Positions held at the end of Q2 2024 that are gone from this filing.
| Security | Class | Shares in Q2 2024 | Value in Q2 2024 | % of portfolio in Q2 2024 | History |
|---|---|---|---|---|---|
| Pacer FDS Tr69374H725 | LUNT MDCAP MLT | 110,679 | $4.87M | 0.2% | – |
| APHAmphenol Corp | CL A | 48,719 | $3.28M | 0.1% | History |
| ALABAstera Labs, Inc. | Stock | 38,605 | $2.34M | 0.1% | History |
| Capital Grp Fixed Incm ETF T14020Y102 | CORE PLUS INCM | 76,473 | $1.70M | 0.1% | – |
| HUBSHubSpot Inc | COM | 2,444 | $1.44M | <0.1% | History |
| iShares Tr464287754 | US INDUSTRIALS | 5,406 | $645.7K | <0.1% | – |
| WUWestern Union CO | Stock | 52,697 | $644.0K | <0.1% | History |
| First Tr Exchange-Traded FD33733E203 | NY ARCA BIOTECH | 3,992 | $614.8K | <0.1% | – |
| iShares Tr464287580 | US CONSUM DISCRE | 7,003 | $569.2K | <0.1% | – |
| Innovator ETFs Trust45783Y277 | US SM CA PW JUNE | 22,511 | $567.7K | <0.1% | – |
| GWWW.W. Grainger, Inc. | Stock | 616 | $555.5K | <0.1% | History |
| First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500 | ETF | 13,864 | $471.5K | <0.1% | – |
| DASHDoorDash, Inc. | Stock | 4,274 | $464.9K | <0.1% | History |
| iShares Tr464288786 | U.S. INSRNCE ETF | 3,848 | $434.5K | <0.1% | – |
| WisdomTree Tr97717W851 | JAPN HEDGE EQT | 3,739 | $421.8K | <0.1% | – |
| Northern LTS FD Tr III66538R730 | HCM DEFEN 500 | 8,095 | $400.5K | <0.1% | – |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 9,238 | $400.1K | <0.1% | – |
| Ssga Active ETF Tr78467V707 | ST STR UL BD ETF | 9,567 | $387.2K | <0.1% | – |
| NXPINXP Semiconductors N.V. | COM | 1,431 | $385.1K | <0.1% | History |
| BGBunge Global SA | COM SHS | 3,435 | $366.7K | <0.1% | History |
| ALGNAlign Technology Inc | COM | 1,493 | $360.5K | <0.1% | History |
| PIMCO ETF Tr72201R585 | MULTISECTOR BD | 13,976 | $358.3K | <0.1% | – |
| iShares Tr46434V860 | TRS FLT RT BD | 6,666 | $337.7K | <0.1% | – |
| BROSDutch Bros Inc. | CL A | 6,838 | $283.1K | <0.1% | History |
| RBB FD Inc74933W486 | US TREASY 2 YR | 5,726 | $274.5K | <0.1% | – |
| SNVSynovus Financial Corp | COM NEW | 6,762 | $271.8K | <0.1% | History |
| LYBLyondellBasell Industries N.V. | SHS - A - | 2,809 | $268.7K | <0.1% | History |
| Innovator ETFs Trust45782C466 | GRWT100 PWR BF | 5,885 | $266.9K | <0.1% | – |
| PPGPPG Industries Inc | Stock | 2,021 | $254.5K | <0.1% | History |
| ELFe.l.f. Beauty, Inc. | COM | 1,190 | $250.8K | <0.1% | History |
| CPACopa Holdings, S.A. | CL A | 2,620 | $249.4K | <0.1% | History |
| MRNAModerna, Inc. | Stock | 1,939 | $230.3K | <0.1% | History |
| Flagstar Bank, National Association649445103 | COM | 70,323 | $226.4K | <0.1% | – |
| LTCLTC Properties Inc | REIT | 6,483 | $223.7K | <0.1% | History |
| First Tr Exchange Trad FD VI33739H101 | FST TR GLB FD | 9,217 | $220.4K | <0.1% | – |
| Amplify ETF Tr032108409 | CWP ENHANCED DIV | 5,660 | $219.0K | <0.1% | – |
| WNCWabash National Corp | COM | 10,010 | $218.6K | <0.1% | History |
| VVVValvoline Inc | COM | 5,045 | $217.9K | <0.1% | History |
| WisdomTree Tr97717W109 | US TOTAL DIVIDND | 3,071 | $217.5K | <0.1% | – |
| NVTnVent Electric plc | SHS | 2,826 | $216.5K | <0.1% | History |
| ZSZscaler, Inc. | Stock | 1,122 | $215.7K | <0.1% | History |
| ASHAshland Inc. | COM | 2,277 | $215.2K | <0.1% | History |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 9,111 | $213.9K | <0.1% | – |
| Innovator ETFs Trust45783Y681 | NASDAQ 100 MANA | 7,781 | $213.4K | <0.1% | – |
| ARK Next Generation Technology ETF00214Q401 | ETF | 2,728 | $212.9K | <0.1% | – |
| First Tr Exch Traded FD III33739P830 | SHRT DUR MNG MUN | 10,695 | $211.4K | <0.1% | – |
| CRSPCRISPR Therapeutics AG | NAMEN AKT | 3,861 | $208.5K | <0.1% | History |
| Bondbloxx ETF Trust09789C820 | BLOOMBERG SEVEN | 4,417 | $207.6K | <0.1% | – |
| WSTWest Pharmaceutical Services Inc | COM | 619 | $203.9K | <0.1% | History |
| TEAMAtlassian Corp | CL A | 1,152 | $203.8K | <0.1% | History |
| DECKDeckers Outdoor Corp | COM | 210 | $203.7K | <0.1% | History |
| ETSYEtsy Inc | COM | 3,446 | $203.2K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E198 | S&P MIDCP LOW | 3,672 | $202.8K | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J791 | BULSHS 2026 CB | 10,498 | $201.3K | <0.1% | – |
| HRHealthcare Realty Trust Inc | CL A COM | 11,384 | $187.6K | <0.1% | History |
| LYFTLyft, Inc. | CL A COM | 12,905 | $182.0K | <0.1% | History |
| LEGLeggett & Platt Inc | Stock | 15,863 | $181.8K | <0.1% | History |
| PCTPureCycle Technologies, Inc. | COM | 29,181 | $172.8K | <0.1% | History |
| GFNew Germany Fund Inc | COM | 19,630 | $159.7K | <0.1% | History |
| MIYBlackRock Muniyield Michigan Quality Fund, Inc. | COM | 13,772 | $157.5K | <0.1% | History |
| SVCService Properties Trust | COM SH BEN INT | 27,900 | $143.4K | <0.1% | History |
| FAXAbrdn Asia-Pacific Income Fund, Inc. | COM | 52,440 | $140.5K | <0.1% | History |
| BLEBlackRock Municipal Income Trust II | COM | 12,447 | $134.5K | <0.1% | History |
| RFICohen & Steers Total Return Realty Fund Inc | COM | 11,367 | $131.4K | <0.1% | History |
| VGRVector Group Ltd | COM | 10,936 | $115.6K | <0.1% | History |
| Advisorshares Tr00768Y453 | PURE US CANN ETF | 13,618 | $99.8K | <0.1% | – |
| WBDWarner Bros. Discovery, Inc. | Stock | 10,307 | $76.7K | <0.1% | History |
| EDITEditas Medicine, Inc. | COM | 12,729 | $59.4K | <0.1% | History |
| TPICQTpi Composites, Inc | COM | 10,061 | $40.1K | <0.1% | History |
| STEMStem, Inc. | CL A | 36,005 | $40.0K | <0.1% | History |
| Lithium Americas Argentina Cor Com Shs53681K100 | Stock | 11,373 | $36.4K | <0.1% | – |
| SIRISirius XM Holdings Inc. | COM | 10,506 | $29.7K | <0.1% | History |
| EVGNEvogene Ltd. | SHS | 22,775 | $14.8K | <0.1% | History |
| LUMNLumen Technologies, Inc. | Stock | 11,208 | $12.3K | <0.1% | History |
| TELLTellurian Inc. | COM | 13,000 | $9.00K | <0.1% | History |
| KITTNauticus Robotics, Inc. | COM | 20,000 | $2.72K | <0.1% | History |