Sigma Planning Corp
- SEC CIK
- 0001449126
- Latest filing
- Aug 7, 2026
Holdings in Q3 2024
Holdings as of Sep 30, 2024, filed Nov 4, 2024. Long positions only; changes compare share counts with Q2 2024.
- Positions
- 1,205
- +27 vs. Q2 2024
- Portfolio value
- $3.26B
- +$109.2M (+3.5%) vs. Q2 2024
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Invesco Exchange Traded FD T46137V746 | LARG CAP GRO ETF | 3,468 | $342.2K | <0.1% | 00.0% | Unchanged | – |
| ARK ETF Tr00214Q203 | AUTNMUS TECHNLGY | 5,622 | $342.5K | <0.1% | −1,025−15.4% | Reduced | – |
| Invesco Exchange Traded FD T46137V597 | RAFI US 1500 | 8,249 | $342.7K | <0.1% | +1,497+22.2% | Added | – |
| First Tr Exchange-Traded Alp33734K109 | COM SHS | 3,298 | $343.6K | <0.1% | −4,862−59.6% | Reduced | – |
| STXSeagate Technology Holdings plc | ORD SHS | 3,154 | $345.4K | <0.1% | −36−1.1% | Reduced | History |
| Innovator ETFs Trust45782C649 | US EQTY ULTRA B | 9,946 | $345.5K | <0.1% | +9,946 | New | – |
| Fidelity Covington Trust316092790 | QLTY FCTOR ETF | 5,324 | $345.5K | <0.1% | +1,266+31.2% | Added | – |
| iShares Tr464287234 | MSCI EMG MKT ETF | 7,535 | $345.6K | <0.1% | −99−1.3% | Reduced | – |
| BENFranklin Templeton Inc | COM | 17,191 | $346.4K | <0.1% | −9,154−34.7% | Reduced | History |
| SPDR Series Trust78468R796 | ST STR SP500FF | 7,342 | $346.9K | <0.1% | +7,342 | New | – |
| Global X FDS37954Y715 | RBTCS ARTFL INTE | 10,813 | $347.6K | <0.1% | −1,100−9.2% | Reduced | – |
| Fidelity Covington Trust316092832 | DIVID ETF RISI | 6,766 | $348.5K | <0.1% | +8+0.1% | Added | – |
| HSYHershey Co | COM | 1,822 | $349.5K | <0.1% | −247−11.9% | Reduced | History |
| First Tr Exchng Traded FD VI33740F417 | FT VEST U.S | 14,975 | $349.9K | <0.1% | +14,975 | New | – |
| First Tr Exchng Traded FD VI33740F466 | FT VEST U.S | 14,240 | $350.0K | <0.1% | +14,240 | New | – |
| First Tr Exchng Traded FD VI33740F292 | FT VEST US SMALL | 16,471 | $350.7K | <0.1% | +16,471 | New | – |
| Innovator ETFs Trust45782C573 | US EQTY PWR BUF | 9,500 | $350.7K | <0.1% | −1,855−16.3% | Reduced | – |
| First Tr Exchng Traded FD VI33740U869 | FT VEST INT JUNE | 15,375 | $351.8K | <0.1% | +15,375 | New | – |
| CARAvis Budget Group, Inc. | COM | 4,025 | $352.6K | <0.1% | +4,025 | New | History |
| First Tr Exchng Traded FD VI33740U828 | FT VEST INT EQ M | 15,468 | $353.0K | <0.1% | +15,468 | New | – |
| PEverpure, Inc. | CL A | 7,031 | $353.3K | <0.1% | +1,847+35.6% | Added | History |
| CINFCincinnati Financial Corp | COM | 2,596 | $353.3K | <0.1% | −15−0.6% | Reduced | History |
| First Tr Exchng Traded FD VI33740F573 | FT VEST INTER EQ | 14,679 | $356.0K | <0.1% | +14,679 | New | – |
| MSCIMSCI Inc. | Stock | 614 | $357.8K | <0.1% | +6+1.0% | Added | History |
| AZNAstraZeneca PLC | SPONSORED ADR | 4,622 | $360.1K | <0.1% | −825−15.1% | Reduced | History |
| SNDXSyndax Pharmaceuticals Inc | COM | 18,735 | $360.6K | <0.1% | −200−1.1% | Reduced | History |
| DHIHorton D R Inc | COM | 1,891 | $360.7K | <0.1% | −300−13.7% | Reduced | History |
| Vanguard Scottsdale FDS92206C664 | VNG RUS2000IDX | 4,039 | $361.0K | <0.1% | +1,473+57.4% | Added | – |
| FSLRFirst Solar, Inc. | Stock | 1,450 | $361.7K | <0.1% | +67+4.8% | Added | History |
| Dimensional ETF Trust25434V823 | US REAL ESTA ETF | 14,117 | $362.0K | <0.1% | +14,117 | New | – |
| OXLCOxford Lane Capital Corp. | COM | 69,307 | $363.2K | <0.1% | +6,390+10.2% | Added | History |
| DGDollar General Corp | COM | 4,299 | $363.6K | <0.1% | +1,811+72.8% | Added | History |
| VERXVertex, Inc. | Stock | 9,487 | $365.3K | <0.1% | +9,487 | New | History |
| WisdomTree Tr97717W505 | US MIDCAP DIVID | 7,158 | $366.0K | <0.1% | +43+0.6% | Added | – |
| iShares Tr46432F388 | MSCI USA VALUE | 3,360 | $366.4K | <0.1% | −300−8.2% | Reduced | – |
| WFRDWeatherford International plc | ORD SHS | 4,317 | $366.6K | <0.1% | +4+0.1% | Added | History |
| Innovator ETFs Trust45784N304 | US SMALL CAP POW | 14,375 | $366.7K | <0.1% | +14,375 | New | – |
| AGNTAGNT, Inc. | COM | 26,098 | $367.7K | <0.1% | +207+0.8% | Added | History |
| MASIMasimo Corp | COM | 2,765 | $368.7K | <0.1% | 00.0% | Unchanged | History |
| Innovator ETFs Trust45782C433 | US EQTY BUFR FEB | 8,796 | $369.1K | <0.1% | −952−9.8% | Reduced | – |
| HPQHP Inc | Stock | 10,293 | $369.2K | <0.1% | −324−3.1% | Reduced | History |
| GGNGAMCO Global Gold, Natural Resources & Income Trust | COM SH BEN INT | 86,328 | $369.5K | <0.1% | −120.0% | Reduced | History |
| State Street SPDR Portfolio S&P 500 High Dividend ETF78468R788 | ETF | 8,144 | $371.8K | <0.1% | +5+0.1% | Added | – |
| CAGConagra Brands Inc. | Stock | 11,434 | $371.8K | <0.1% | +61+0.5% | Added | History |
| JCIJohnson Controls International plc | Stock | 4,798 | $372.4K | <0.1% | −138−2.8% | Reduced | History |
| First Tr Exchng Traded FD VI33740F763 | FT VEST US EQT | 7,693 | $373.6K | <0.1% | −38,776−83.4% | Reduced | – |
| First Tr Exchng Traded FD VI33740F722 | FT VEST US EQT | 7,396 | $373.7K | <0.1% | −160−2.1% | Reduced | – |
| iShares U S ETF Tr46431W648 | U.S. TECH INDEPD | 4,770 | $373.8K | <0.1% | +73+1.6% | Added | – |
| Hartford FDS Exchange Traded41653L503 | MUN OPORTUNITE | 9,495 | $374.1K | <0.1% | +68+0.7% | Added | – |
| Innovator ETFs Trust45782C334 | GRWT100 PWR BF | 7,702 | $374.6K | <0.1% | 00.0% | Unchanged | – |
| MKCMcCormick & Co Inc | Stock | 4,553 | $374.7K | <0.1% | −1,265−21.7% | Reduced | History |
| LNTAlliant Energy Corp | Stock | 6,176 | $374.8K | <0.1% | −68−1.1% | Reduced | History |
| LEVILevi Strauss & Co | CL A COM STK | 17,241 | $375.9K | <0.1% | +45+0.3% | Added | History |
| American Centy ETF Tr025072505 | DIVERSIFIED MU | 7,312 | $376.0K | <0.1% | +61+0.8% | Added | – |
| PIMCO ETF Tr72201R783 | 0-5 HIGH YIELD | 3,945 | $376.7K | <0.1% | +599+17.9% | Added | – |
| PSECProspect Capital Corp | COM | 70,532 | $377.3K | <0.1% | −6,163−8.0% | Reduced | History |
| PEGPublic Service Enterprise Group Inc | COM | 4,231 | $377.5K | <0.1% | −45−1.1% | Reduced | History |
| Innovator ETFs Trust45782C367 | INTRNL DEV APRL | 13,292 | $377.7K | <0.1% | −2,265−14.6% | Reduced | – |
| Invesco Exchange Traded FD T46137V639 | AI AND NEXT GEN | 8,344 | $379.6K | <0.1% | −1,173−12.3% | Reduced | – |
| Invesco Exchange Traded FD T46137V480 | S&P SMCP VLU MNT | 6,911 | $380.1K | <0.1% | +437+6.8% | Added | – |
| WLKWestlake Corp | COM | 2,531 | $380.4K | <0.1% | +2,531 | New | History |
| iShares Tr464288851 | US OIL GS EX ETF | 4,174 | $381.7K | <0.1% | −229−5.2% | Reduced | – |
| USBUS Bancorp DE | COM NEW | 8,355 | $382.1K | <0.1% | +792+10.5% | Added | History |
| SBSWSibanye Stillwater Ltd | SPONSORED ADR | 93,516 | $384.4K | <0.1% | +9,100+10.8% | Added | History |
| Global X FDS37954Y848 | GLOBAL X SILVER | 10,954 | $384.4K | <0.1% | +1,903+21.0% | Added | – |
| WYWeyerhaeuser Co | COM NEW | 11,394 | $385.8K | <0.1% | −2,054−15.3% | Reduced | History |
| ALBAlbemarle Corp | Stock | 4,085 | $386.9K | <0.1% | −981−19.4% | Reduced | History |
| Aim ETF Products Trust00888H646 | ALLIANZIM U S LA | 14,799 | $388.9K | <0.1% | +1,122+8.2% | Added | – |
| Innovator ETFs Trust45782C284 | US SML CP PWR B | 13,366 | $389.4K | <0.1% | +13,366 | New | – |
| Innovator ETFs Trust45783Y442 | U S EQ 10 BUFFER | 13,321 | $389.6K | <0.1% | +13,321 | New | – |
| J P Morgan Exchange Traded F46641Q308 | DIV RTN EM EQT | 6,902 | $390.9K | <0.1% | −1,452−17.4% | Reduced | – |
| iShares Tr464288661 | 3 7 YR TREAS BD | 3,271 | $391.2K | <0.1% | +311+10.5% | Added | – |
| PCNPIMCO Corporate & Income Strategy Fund | COM | 27,662 | $392.5K | <0.1% | +1,177+4.4% | Added | History |
| BNYBank of New York Mellon Corp | Stock | 5,470 | $393.1K | <0.1% | +143+2.7% | Added | History |
| TMToyota Motor Corp | ADS | 2,212 | $395.0K | <0.1% | +2,212 | New | History |
| FITBFifth Third Bancorp | COM | 9,232 | $395.5K | <0.1% | −258−2.7% | Reduced | History |
| Invesco Exchange Traded FD T46137V332 | S&P500 EQL HLT | 12,291 | $396.1K | <0.1% | +1,076+9.6% | Added | – |
| BMAMacro Bank Inc. | SPON ADR B | 6,275 | $398.4K | <0.1% | +395+6.7% | Added | History |
| SNOWSnowflake Inc. | Stock | 3,487 | $400.5K | <0.1% | −1,017−22.6% | Reduced | History |
| RGNXREGENXBIO Inc. | COM | 38,210 | $400.8K | <0.1% | +5,701+17.5% | Added | History |
| DOVDOVER Corp | COM | 2,092 | $401.0K | <0.1% | −712−25.4% | Reduced | History |
| Trust for Professional Manag89834G729 | ACTIVEPASSIVE US | 11,389 | $401.4K | <0.1% | +2,879+33.8% | Added | – |
| CRHCRH Public Ltd Co | ORD | 4,338 | $402.4K | <0.1% | +227+5.5% | Added | History |
| GIBCgi Inc | CL A | 3,501 | $402.5K | <0.1% | 00.0% | Unchanged | History |
| First Trust Financials Alphadex Fund33734X135 | ETF | 7,872 | $402.5K | <0.1% | −1,926−19.7% | Reduced | – |
| J P Morgan Exchange Traded F46641Q878 | BET USD HIG ETF | 8,508 | $402.9K | <0.1% | +8,508 | New | – |
| AXONAxon Enterprise, Inc. | COM | 1,016 | $406.0K | <0.1% | −177−14.8% | Reduced | History |
| MROMarathon Oil Corp | COM | 15,299 | $407.4K | <0.1% | +48+0.3% | Added | History |
| WisdomTree Tr97717Y527 | FLOATNG RAT TREA | 8,140 | $408.8K | <0.1% | −2,355−22.4% | Reduced | – |
| BHVNBiohaven Ltd. | COM | 8,204 | $410.0K | <0.1% | −382−4.4% | Reduced | History |
| RCLRoyal Caribbean Cruises Ltd | COM | 2,313 | $410.3K | <0.1% | −85−3.5% | Reduced | History |
| iShares Tr46434V290 | US SML CAP EQT | 6,200 | $411.4K | <0.1% | +735+13.4% | Added | – |
| GPCGenuine Parts Co | Stock | 2,968 | $414.6K | <0.1% | −139−4.5% | Reduced | History |
| WisdomTree Tr97717Y683 | ENHNCD CMMDTY ST | 21,739 | $415.2K | <0.1% | −446−2.0% | Reduced | – |
| Fidelity Covington Trust316092824 | LOW VOLITY ETF | 6,804 | $417.4K | <0.1% | −98−1.4% | Reduced | – |
| CRCrane Co | COMMON STOCK | 2,645 | $418.7K | <0.1% | −150−5.4% | Reduced | History |
| ETREntergy Corp | COM | 3,182 | $418.7K | <0.1% | +143+4.7% | Added | History |
| AMCRAmcor plc | ORD | 37,033 | $419.6K | <0.1% | −2,692−6.8% | Reduced | History |
| CLSCelestica Inc | Stock | 8,218 | $420.1K | <0.1% | +8,218 | New | History |
| TTETotalEnergies SE | SPONSORED ADS | 6,510 | $421.6K | <0.1% | −112−1.7% | Reduced | History |
Options (6)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
Sold out since Q2 2024 (76)
Positions held at the end of Q2 2024 that are gone from this filing.
| Security | Class | Shares in Q2 2024 | Value in Q2 2024 | % of portfolio in Q2 2024 | History |
|---|---|---|---|---|---|
| Pacer FDS Tr69374H725 | LUNT MDCAP MLT | 110,679 | $4.87M | 0.2% | – |
| APHAmphenol Corp | CL A | 48,719 | $3.28M | 0.1% | History |
| ALABAstera Labs, Inc. | Stock | 38,605 | $2.34M | 0.1% | History |
| Capital Grp Fixed Incm ETF T14020Y102 | CORE PLUS INCM | 76,473 | $1.70M | 0.1% | – |
| HUBSHubSpot Inc | COM | 2,444 | $1.44M | <0.1% | History |
| iShares Tr464287754 | US INDUSTRIALS | 5,406 | $645.7K | <0.1% | – |
| WUWestern Union CO | Stock | 52,697 | $644.0K | <0.1% | History |
| First Tr Exchange-Traded FD33733E203 | NY ARCA BIOTECH | 3,992 | $614.8K | <0.1% | – |
| iShares Tr464287580 | US CONSUM DISCRE | 7,003 | $569.2K | <0.1% | – |
| Innovator ETFs Trust45783Y277 | US SM CA PW JUNE | 22,511 | $567.7K | <0.1% | – |
| GWWW.W. Grainger, Inc. | Stock | 616 | $555.5K | <0.1% | History |
| First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500 | ETF | 13,864 | $471.5K | <0.1% | – |
| DASHDoorDash, Inc. | Stock | 4,274 | $464.9K | <0.1% | History |
| iShares Tr464288786 | U.S. INSRNCE ETF | 3,848 | $434.5K | <0.1% | – |
| WisdomTree Tr97717W851 | JAPN HEDGE EQT | 3,739 | $421.8K | <0.1% | – |
| Northern LTS FD Tr III66538R730 | HCM DEFEN 500 | 8,095 | $400.5K | <0.1% | – |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 9,238 | $400.1K | <0.1% | – |
| Ssga Active ETF Tr78467V707 | ST STR UL BD ETF | 9,567 | $387.2K | <0.1% | – |
| NXPINXP Semiconductors N.V. | COM | 1,431 | $385.1K | <0.1% | History |
| BGBunge Global SA | COM SHS | 3,435 | $366.7K | <0.1% | History |
| ALGNAlign Technology Inc | COM | 1,493 | $360.5K | <0.1% | History |
| PIMCO ETF Tr72201R585 | MULTISECTOR BD | 13,976 | $358.3K | <0.1% | – |
| iShares Tr46434V860 | TRS FLT RT BD | 6,666 | $337.7K | <0.1% | – |
| BROSDutch Bros Inc. | CL A | 6,838 | $283.1K | <0.1% | History |
| RBB FD Inc74933W486 | US TREASY 2 YR | 5,726 | $274.5K | <0.1% | – |
| SNVSynovus Financial Corp | COM NEW | 6,762 | $271.8K | <0.1% | History |
| LYBLyondellBasell Industries N.V. | SHS - A - | 2,809 | $268.7K | <0.1% | History |
| Innovator ETFs Trust45782C466 | GRWT100 PWR BF | 5,885 | $266.9K | <0.1% | – |
| PPGPPG Industries Inc | Stock | 2,021 | $254.5K | <0.1% | History |
| ELFe.l.f. Beauty, Inc. | COM | 1,190 | $250.8K | <0.1% | History |
| CPACopa Holdings, S.A. | CL A | 2,620 | $249.4K | <0.1% | History |
| MRNAModerna, Inc. | Stock | 1,939 | $230.3K | <0.1% | History |
| Flagstar Bank, National Association649445103 | COM | 70,323 | $226.4K | <0.1% | – |
| LTCLTC Properties Inc | REIT | 6,483 | $223.7K | <0.1% | History |
| First Tr Exchange Trad FD VI33739H101 | FST TR GLB FD | 9,217 | $220.4K | <0.1% | – |
| Amplify ETF Tr032108409 | CWP ENHANCED DIV | 5,660 | $219.0K | <0.1% | – |
| WNCWabash National Corp | COM | 10,010 | $218.6K | <0.1% | History |
| VVVValvoline Inc | COM | 5,045 | $217.9K | <0.1% | History |
| WisdomTree Tr97717W109 | US TOTAL DIVIDND | 3,071 | $217.5K | <0.1% | – |
| NVTnVent Electric plc | SHS | 2,826 | $216.5K | <0.1% | History |
| ZSZscaler, Inc. | Stock | 1,122 | $215.7K | <0.1% | History |
| ASHAshland Inc. | COM | 2,277 | $215.2K | <0.1% | History |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 9,111 | $213.9K | <0.1% | – |
| Innovator ETFs Trust45783Y681 | NASDAQ 100 MANA | 7,781 | $213.4K | <0.1% | – |
| ARK Next Generation Technology ETF00214Q401 | ETF | 2,728 | $212.9K | <0.1% | – |
| First Tr Exch Traded FD III33739P830 | SHRT DUR MNG MUN | 10,695 | $211.4K | <0.1% | – |
| CRSPCRISPR Therapeutics AG | NAMEN AKT | 3,861 | $208.5K | <0.1% | History |
| Bondbloxx ETF Trust09789C820 | BLOOMBERG SEVEN | 4,417 | $207.6K | <0.1% | – |
| WSTWest Pharmaceutical Services Inc | COM | 619 | $203.9K | <0.1% | History |
| TEAMAtlassian Corp | CL A | 1,152 | $203.8K | <0.1% | History |
| DECKDeckers Outdoor Corp | COM | 210 | $203.7K | <0.1% | History |
| ETSYEtsy Inc | COM | 3,446 | $203.2K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E198 | S&P MIDCP LOW | 3,672 | $202.8K | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J791 | BULSHS 2026 CB | 10,498 | $201.3K | <0.1% | – |
| HRHealthcare Realty Trust Inc | CL A COM | 11,384 | $187.6K | <0.1% | History |
| LYFTLyft, Inc. | CL A COM | 12,905 | $182.0K | <0.1% | History |
| LEGLeggett & Platt Inc | Stock | 15,863 | $181.8K | <0.1% | History |
| PCTPureCycle Technologies, Inc. | COM | 29,181 | $172.8K | <0.1% | History |
| GFNew Germany Fund Inc | COM | 19,630 | $159.7K | <0.1% | History |
| MIYBlackRock Muniyield Michigan Quality Fund, Inc. | COM | 13,772 | $157.5K | <0.1% | History |
| SVCService Properties Trust | COM SH BEN INT | 27,900 | $143.4K | <0.1% | History |
| FAXAbrdn Asia-Pacific Income Fund, Inc. | COM | 52,440 | $140.5K | <0.1% | History |
| BLEBlackRock Municipal Income Trust II | COM | 12,447 | $134.5K | <0.1% | History |
| RFICohen & Steers Total Return Realty Fund Inc | COM | 11,367 | $131.4K | <0.1% | History |
| VGRVector Group Ltd | COM | 10,936 | $115.6K | <0.1% | History |
| Advisorshares Tr00768Y453 | PURE US CANN ETF | 13,618 | $99.8K | <0.1% | – |
| WBDWarner Bros. Discovery, Inc. | Stock | 10,307 | $76.7K | <0.1% | History |
| EDITEditas Medicine, Inc. | COM | 12,729 | $59.4K | <0.1% | History |
| TPICQTpi Composites, Inc | COM | 10,061 | $40.1K | <0.1% | History |
| STEMStem, Inc. | CL A | 36,005 | $40.0K | <0.1% | History |
| Lithium Americas Argentina Cor Com Shs53681K100 | Stock | 11,373 | $36.4K | <0.1% | – |
| SIRISirius XM Holdings Inc. | COM | 10,506 | $29.7K | <0.1% | History |
| EVGNEvogene Ltd. | SHS | 22,775 | $14.8K | <0.1% | History |
| LUMNLumen Technologies, Inc. | Stock | 11,208 | $12.3K | <0.1% | History |
| TELLTellurian Inc. | COM | 13,000 | $9.00K | <0.1% | History |
| KITTNauticus Robotics, Inc. | COM | 20,000 | $2.72K | <0.1% | History |