Sigma Planning Corp
- SEC CIK
- 0001449126
- Latest filing
- Aug 7, 2026
Holdings in Q3 2024
Holdings as of Sep 30, 2024, filed Nov 4, 2024. Long positions only; changes compare share counts with Q2 2024.
- Positions
- 1,205
- +27 vs. Q2 2024
- Portfolio value
- $3.26B
- +$109.2M (+3.5%) vs. Q2 2024
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| ASIXAdvanSix Inc. | COM | 8,730 | $265.2K | <0.1% | −230−2.6% | Reduced | History |
| PDMPiedmont Realty Trust, Inc. | COM CL A | 26,322 | $265.9K | <0.1% | −700−2.6% | Reduced | History |
| Innovator ETFs Trust45782C870 | US EQT PWR BUF | 7,404 | $266.1K | <0.1% | −2,665−26.5% | Reduced | – |
| iShares Tr464287739 | U.S. REAL ES ETF | 2,613 | $266.1K | <0.1% | −11−0.4% | Reduced | – |
| iShares Core MSCI Europe ETF46434V738 | ETF | 4,387 | $267.3K | <0.1% | +531+13.8% | Added | – |
| J P Morgan Exchange Traded F46641Q852 | INTL BD OPP ETF | 5,510 | $268.1K | <0.1% | −23,827−81.2% | Reduced | – |
| Barrick Gold Corp067901108 | COM | 13,535 | $269.2K | <0.1% | −2,317−14.6% | Reduced | – |
| Fidelity Covington Trust316092709 | MSCI INDL INDX | 3,746 | $270.4K | <0.1% | −313−7.7% | Reduced | – |
| NEMNEWMONT Corp | Stock | 5,083 | $271.7K | <0.1% | +168+3.4% | Added | History |
| First Tr Exchng Traded FD VI33740U786 | FT VEST U.S | 7,411 | $272.5K | <0.1% | 00.0% | Unchanged | – |
| EWEdwards Lifesciences Corp | Stock | 4,132 | $272.7K | <0.1% | −1,284−23.7% | Reduced | History |
| LRNStride, Inc. | COM | 3,204 | $273.3K | <0.1% | −2,846−47.0% | Reduced | History |
| ASPNAspen Aerogels Inc | COM | 9,880 | $273.6K | <0.1% | +9,880 | New | History |
| iShares Tr464287812 | US CONSM STAPLES | 3,905 | $275.6K | <0.1% | +79+2.1% | Added | – |
| iShares Ibonds 2029 Term High Yield and Income ETF46436E379 | ETF | 11,544 | $276.1K | <0.1% | +11,544 | New | – |
| ETJEaton Vance Risk-Managed Diversified Equity Income Fund | COM | 30,090 | $277.1K | <0.1% | +1,285+4.5% | Added | History |
| Nushares ETF Tr67092P201 | NUVEEN ESG LRGCP | 3,355 | $277.2K | <0.1% | −3,096−48.0% | Reduced | – |
| BLDRBuilders FirstSource, Inc. | Stock | 1,432 | $277.6K | <0.1% | +1,432 | New | History |
| CFLTConfluent, Inc. | CLASS A COM | 13,639 | $278.0K | <0.1% | −757−5.3% | Reduced | History |
| First Tr Exchng Traded FD VI33740F797 | ACTV FCTR SMCP | 9,045 | $278.9K | <0.1% | 00.0% | Unchanged | – |
| Schwab U.S. Large-Cap Value ETF808524409 | ETF | 3,471 | $279.0K | <0.1% | −847−19.6% | Reduced | – |
| Invesco Exchange Traded FD T46137V548 | INTL DIVI ACHI | 14,197 | $280.8K | <0.1% | +20.0% | Added | – |
| First Tr Exchange-Traded Alp33737M201 | MID CAP VAL FD | 5,154 | $280.8K | <0.1% | −699−11.9% | Reduced | – |
| Invesco Exch Traded FD Tr II46138E263 | S&P GBL WATER | 4,591 | $281.0K | <0.1% | −407−8.1% | Reduced | – |
| iShares 1-10 Year U.S. Aggregate Bond ETF464288596 | ETF | 2,632 | $281.2K | <0.1% | +9+0.3% | Added | – |
| DINOHF Sinclair Corp | COM | 6,309 | $281.2K | <0.1% | +844+15.4% | Added | History |
| VanEck ETF Trust92189H607 | OIL SERVICES ETF | 993 | $281.7K | <0.1% | −1,165−54.0% | Reduced | – |
| BIPBrookfield Infrastructure Partners L.P. | LP INT UNIT | 8,043 | $281.8K | <0.1% | −58−0.7% | Reduced | History |
| HLTHilton Worldwide Holdings Inc. | COM | 1,224 | $282.1K | <0.1% | +13+1.1% | Added | History |
| Fidelity Covington Trust31609A404 | ENHANCED INTL | 9,319 | $282.2K | <0.1% | +9,319 | New | – |
| iShares Tr464288703 | MRNING SM CP ETF | 4,452 | $282.6K | <0.1% | 00.0% | Unchanged | – |
| iShares Tr464287796 | U.S. ENERGY ETF | 6,104 | $282.9K | <0.1% | −591−8.8% | Reduced | – |
| WBAWalgreens Boots Alliance, Inc. | COM | 31,632 | $283.4K | <0.1% | +1,282+4.2% | Added | History |
| Innovator ETFs Trust45782C748 | US EQTY PWR BUF | 7,709 | $284.3K | <0.1% | −2,537−24.8% | Reduced | – |
| ETF Ser Solutions26922A172 | NATIONWIDE RSK | 11,182 | $285.6K | <0.1% | +172+1.6% | Added | – |
| EIXEdison International | Stock | 3,284 | $286.0K | <0.1% | +5+0.2% | Added | History |
| Innovator ETFs Trust45782C383 | US EQTY PWR BUF | 7,369 | $289.2K | <0.1% | −15,335−67.5% | Reduced | – |
| MPLXMPLX LP | COM UNIT REP LTD | 6,519 | $289.8K | <0.1% | −171−2.6% | Reduced | History |
| T Rowe Price ETF Inc87283Q305 | PRICE GRW STOCK | 7,719 | $290.7K | <0.1% | +7,719 | New | – |
| ESTCElastic N.V. | ORD SHS | 3,790 | $290.9K | <0.1% | −25−0.7% | Reduced | History |
| First Tr Exchng Traded FD VI33740F649 | FT VEST NAS | 10,914 | $291.1K | <0.1% | 00.0% | Unchanged | – |
| DOCUDocuSign, Inc. | Stock | 4,703 | $292.0K | <0.1% | +106+2.3% | Added | History |
| LULUlululemon athletica inc. | Stock | 1,076 | $292.0K | <0.1% | −285−20.9% | Reduced | History |
| FTITechnipFMC plc | COM | 11,164 | $292.8K | <0.1% | +2,743+32.6% | Added | History |
| iShares Tr46435G243 | ESG AWRE 1 5 YR | 11,659 | $293.3K | <0.1% | −239−2.0% | Reduced | – |
| LIVELive Ventures Inc | COM NEW | 19,231 | $293.7K | <0.1% | +201+1.1% | Added | History |
| SWKSSkyworks Solutions, Inc. | Stock | 2,984 | $294.7K | <0.1% | −78−2.5% | Reduced | History |
| Invesco Exchange Traded FD T46137V274 | S&P500 EQL UTL | 4,309 | $296.1K | <0.1% | −50−1.1% | Reduced | – |
| EXRExtra Space Storage Inc. | COM | 1,645 | $296.4K | <0.1% | −77−4.5% | Reduced | History |
| STLDSteel Dynamics Inc | COM | 2,363 | $297.9K | <0.1% | −32−1.3% | Reduced | History |
| iShares Inc464286475 | EM MKT SM-CP ETF | 4,674 | $298.2K | <0.1% | −1,855−28.4% | Reduced | – |
| First Tr Exchange-Traded FD337344105 | NASDAQ-100 SEL | 2,383 | $299.0K | <0.1% | −2,019−45.9% | Reduced | – |
| Invesco Exchange Traded FD T46137V886 | DWA STAPLES | 2,938 | $299.2K | <0.1% | 00.0% | Unchanged | – |
| ADMAAdma Biologics, Inc. | COM | 15,000 | $299.9K | <0.1% | +15,000 | New | History |
| WSMWilliams Sonoma Inc | COM | 1,936 | $299.9K | <0.1% | −344−15.1% | ReducedConverted for a 2-for-1 split | History |
| GNTXGentex Corp | COM | 10,136 | $300.9K | <0.1% | −9,679−48.8% | Reduced | History |
| HALHalliburton Co | Stock | 10,381 | $301.6K | <0.1% | +53+0.5% | Added | History |
| RBLXRoblox Corp | Stock | 6,822 | $301.9K | <0.1% | +420+6.6% | Added | History |
| JBHTHunt J B Transport Services Inc | COM | 1,753 | $302.0K | <0.1% | +1+0.1% | Added | History |
| PRPermian Resources Corp | CLASS A COM | 22,221 | $302.4K | <0.1% | +3,967+21.7% | Added | History |
| CUECue Biopharma, Inc. | COM | 401,325 | $303.9K | <0.1% | +135,295+50.9% | Added | History |
| PWRQuanta Services, Inc. | COM | 1,027 | $306.2K | <0.1% | −27−2.6% | Reduced | History |
| iShares Tr46435G524 | INTL DIV GRWTH | 4,201 | $313.3K | <0.1% | +598+16.6% | Added | – |
| iShares Tr464289420 | RUS TP200 VL ETF | 3,856 | $313.4K | <0.1% | +3,856 | New | – |
| WTRGEssential Utilities, Inc. | COM | 8,150 | $314.4K | <0.1% | +58+0.7% | Added | History |
| Fidelity Covington Trust31609A503 | ENH MID COR ETF | 9,799 | $315.1K | <0.1% | −159−1.6% | Reduced | – |
| DFSDiscover Financial Services | COM | 2,248 | $315.4K | <0.1% | −24−1.1% | Reduced | History |
| MNSTMonster Beverage Corp | COM | 6,058 | $316.0K | <0.1% | −3,655−37.6% | Reduced | History |
| iShares Tr464288208 | MRGSTR MD CP ETF | 4,167 | $316.8K | <0.1% | −200−4.6% | Reduced | – |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 8,662 | $316.9K | <0.1% | −1,614−15.7% | Reduced | History |
| APOApollo Global Management, Inc. | COM | 2,541 | $317.4K | <0.1% | −51−2.0% | Reduced | History |
| UNGUnited States Natural Gas Fund, LP | ETF | 19,473 | $318.0K | <0.1% | +19,473 | New | History |
| WisdomTree Tr97717W547 | US VALUE FD | 4,003 | $320.3K | <0.1% | +4,003 | New | – |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 13,712 | $321.5K | <0.1% | +3,954+40.5% | Added | – |
| CRMDCorMedix Inc. | COM | 39,947 | $322.8K | <0.1% | +7,679+23.8% | Added | History |
| CPCanadian Pacific Kansas City Ltd | COM | 3,774 | $322.9K | <0.1% | −295−7.2% | Reduced | History |
| Vanguard Mun BD FDS922907746 | TAX EXEMPT BD | 6,323 | $323.3K | <0.1% | −533−7.8% | Reduced | – |
| JBLJabil Inc | Stock | 2,698 | $323.3K | <0.1% | +387+16.7% | Added | History |
| APAAPA Corp | Stock | 13,234 | $323.7K | <0.1% | −235−1.7% | Reduced | History |
| iShares U.S. Healthcare Providers ETF464288828 | ETF | 5,674 | $324.0K | <0.1% | +5,674 | New | – |
| Vanguard Financials ETF92204A405 | ETF | 2,954 | $324.6K | <0.1% | −3−0.1% | Reduced | – |
| COFCapital One Financial Corp | Stock | 2,170 | $324.9K | <0.1% | +362+20.0% | Added | History |
| iShares Tr464288794 | US BR DEL SE ETF | 2,534 | $325.8K | <0.1% | +2,534 | New | – |
| ZIONZions Bancorporation, National Association | COM | 6,927 | $327.1K | <0.1% | −241−3.4% | Reduced | History |
| LDOSLeidos Holdings, Inc. | COM | 2,009 | $327.5K | <0.1% | −136−6.3% | Reduced | History |
| SNPSSynopsys Inc | COM | 649 | $328.9K | <0.1% | −1,219−65.3% | Reduced | History |
| Capital Grp Fixed Incm ETF T14020Y201 | MUN INM ETF | 12,018 | $330.0K | <0.1% | +1,819+17.8% | Added | – |
| Global X Lithium & Battery Tech ETF37954Y855 | ETF | 7,578 | $330.3K | <0.1% | −525−6.5% | Reduced | – |
| AZOAutoZone Inc | COM | 105 | $330.8K | <0.1% | −3−2.8% | Reduced | History |
| HIIHuntington Ingalls Industries, Inc. | COM | 1,262 | $333.6K | <0.1% | +19+1.5% | Added | History |
| ILMNIllumina, Inc. | COM | 2,559 | $333.7K | <0.1% | −232−8.3% | Reduced | History |
| TRUPTrupanion, Inc. | COM | 8,007 | $336.1K | <0.1% | +8,007 | New | History |
| iShares Tr46436E569 | ESG SELECT SCRE | 7,614 | $336.7K | <0.1% | −243−3.1% | Reduced | – |
| Simplify Exchange Traded Fun82889N863 | VOLATILITY PREM | 15,344 | $337.0K | <0.1% | +15,344 | New | – |
| SOFISoFi Technologies, Inc. | Stock | 42,929 | $337.4K | <0.1% | −13,084−23.4% | Reduced | History |
| LWLamb Weston Holdings, Inc. | Stock | 5,221 | $338.0K | <0.1% | +2,764+112.5% | Added | History |
| SPDR Series Trust78464A821 | ST STR SP400GRW | 3,880 | $340.5K | <0.1% | −132−3.3% | Reduced | – |
| BKHBlack Hills Corp | COM | 5,571 | $340.5K | <0.1% | −991−15.1% | Reduced | History |
| APLEApple Hospitality REIT, Inc. | REIT | 22,933 | $340.6K | <0.1% | +289+1.3% | Added | History |
| iShares U S ETF Tr46431W705 | INT RT HDG C B | 3,663 | $340.8K | <0.1% | +9+0.2% | Added | – |
Options (6)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
Sold out since Q2 2024 (76)
Positions held at the end of Q2 2024 that are gone from this filing.
| Security | Class | Shares in Q2 2024 | Value in Q2 2024 | % of portfolio in Q2 2024 | History |
|---|---|---|---|---|---|
| Pacer FDS Tr69374H725 | LUNT MDCAP MLT | 110,679 | $4.87M | 0.2% | – |
| APHAmphenol Corp | CL A | 48,719 | $3.28M | 0.1% | History |
| ALABAstera Labs, Inc. | Stock | 38,605 | $2.34M | 0.1% | History |
| Capital Grp Fixed Incm ETF T14020Y102 | CORE PLUS INCM | 76,473 | $1.70M | 0.1% | – |
| HUBSHubSpot Inc | COM | 2,444 | $1.44M | <0.1% | History |
| iShares Tr464287754 | US INDUSTRIALS | 5,406 | $645.7K | <0.1% | – |
| WUWestern Union CO | Stock | 52,697 | $644.0K | <0.1% | History |
| First Tr Exchange-Traded FD33733E203 | NY ARCA BIOTECH | 3,992 | $614.8K | <0.1% | – |
| iShares Tr464287580 | US CONSUM DISCRE | 7,003 | $569.2K | <0.1% | – |
| Innovator ETFs Trust45783Y277 | US SM CA PW JUNE | 22,511 | $567.7K | <0.1% | – |
| GWWW.W. Grainger, Inc. | Stock | 616 | $555.5K | <0.1% | History |
| First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500 | ETF | 13,864 | $471.5K | <0.1% | – |
| DASHDoorDash, Inc. | Stock | 4,274 | $464.9K | <0.1% | History |
| iShares Tr464288786 | U.S. INSRNCE ETF | 3,848 | $434.5K | <0.1% | – |
| WisdomTree Tr97717W851 | JAPN HEDGE EQT | 3,739 | $421.8K | <0.1% | – |
| Northern LTS FD Tr III66538R730 | HCM DEFEN 500 | 8,095 | $400.5K | <0.1% | – |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 9,238 | $400.1K | <0.1% | – |
| Ssga Active ETF Tr78467V707 | ST STR UL BD ETF | 9,567 | $387.2K | <0.1% | – |
| NXPINXP Semiconductors N.V. | COM | 1,431 | $385.1K | <0.1% | History |
| BGBunge Global SA | COM SHS | 3,435 | $366.7K | <0.1% | History |
| ALGNAlign Technology Inc | COM | 1,493 | $360.5K | <0.1% | History |
| PIMCO ETF Tr72201R585 | MULTISECTOR BD | 13,976 | $358.3K | <0.1% | – |
| iShares Tr46434V860 | TRS FLT RT BD | 6,666 | $337.7K | <0.1% | – |
| BROSDutch Bros Inc. | CL A | 6,838 | $283.1K | <0.1% | History |
| RBB FD Inc74933W486 | US TREASY 2 YR | 5,726 | $274.5K | <0.1% | – |
| SNVSynovus Financial Corp | COM NEW | 6,762 | $271.8K | <0.1% | History |
| LYBLyondellBasell Industries N.V. | SHS - A - | 2,809 | $268.7K | <0.1% | History |
| Innovator ETFs Trust45782C466 | GRWT100 PWR BF | 5,885 | $266.9K | <0.1% | – |
| PPGPPG Industries Inc | Stock | 2,021 | $254.5K | <0.1% | History |
| ELFe.l.f. Beauty, Inc. | COM | 1,190 | $250.8K | <0.1% | History |
| CPACopa Holdings, S.A. | CL A | 2,620 | $249.4K | <0.1% | History |
| MRNAModerna, Inc. | Stock | 1,939 | $230.3K | <0.1% | History |
| Flagstar Bank, National Association649445103 | COM | 70,323 | $226.4K | <0.1% | – |
| LTCLTC Properties Inc | REIT | 6,483 | $223.7K | <0.1% | History |
| First Tr Exchange Trad FD VI33739H101 | FST TR GLB FD | 9,217 | $220.4K | <0.1% | – |
| Amplify ETF Tr032108409 | CWP ENHANCED DIV | 5,660 | $219.0K | <0.1% | – |
| WNCWabash National Corp | COM | 10,010 | $218.6K | <0.1% | History |
| VVVValvoline Inc | COM | 5,045 | $217.9K | <0.1% | History |
| WisdomTree Tr97717W109 | US TOTAL DIVIDND | 3,071 | $217.5K | <0.1% | – |
| NVTnVent Electric plc | SHS | 2,826 | $216.5K | <0.1% | History |
| ZSZscaler, Inc. | Stock | 1,122 | $215.7K | <0.1% | History |
| ASHAshland Inc. | COM | 2,277 | $215.2K | <0.1% | History |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 9,111 | $213.9K | <0.1% | – |
| Innovator ETFs Trust45783Y681 | NASDAQ 100 MANA | 7,781 | $213.4K | <0.1% | – |
| ARK Next Generation Technology ETF00214Q401 | ETF | 2,728 | $212.9K | <0.1% | – |
| First Tr Exch Traded FD III33739P830 | SHRT DUR MNG MUN | 10,695 | $211.4K | <0.1% | – |
| CRSPCRISPR Therapeutics AG | NAMEN AKT | 3,861 | $208.5K | <0.1% | History |
| Bondbloxx ETF Trust09789C820 | BLOOMBERG SEVEN | 4,417 | $207.6K | <0.1% | – |
| WSTWest Pharmaceutical Services Inc | COM | 619 | $203.9K | <0.1% | History |
| TEAMAtlassian Corp | CL A | 1,152 | $203.8K | <0.1% | History |
| DECKDeckers Outdoor Corp | COM | 210 | $203.7K | <0.1% | History |
| ETSYEtsy Inc | COM | 3,446 | $203.2K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E198 | S&P MIDCP LOW | 3,672 | $202.8K | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J791 | BULSHS 2026 CB | 10,498 | $201.3K | <0.1% | – |
| HRHealthcare Realty Trust Inc | CL A COM | 11,384 | $187.6K | <0.1% | History |
| LYFTLyft, Inc. | CL A COM | 12,905 | $182.0K | <0.1% | History |
| LEGLeggett & Platt Inc | Stock | 15,863 | $181.8K | <0.1% | History |
| PCTPureCycle Technologies, Inc. | COM | 29,181 | $172.8K | <0.1% | History |
| GFNew Germany Fund Inc | COM | 19,630 | $159.7K | <0.1% | History |
| MIYBlackRock Muniyield Michigan Quality Fund, Inc. | COM | 13,772 | $157.5K | <0.1% | History |
| SVCService Properties Trust | COM SH BEN INT | 27,900 | $143.4K | <0.1% | History |
| FAXAbrdn Asia-Pacific Income Fund, Inc. | COM | 52,440 | $140.5K | <0.1% | History |
| BLEBlackRock Municipal Income Trust II | COM | 12,447 | $134.5K | <0.1% | History |
| RFICohen & Steers Total Return Realty Fund Inc | COM | 11,367 | $131.4K | <0.1% | History |
| VGRVector Group Ltd | COM | 10,936 | $115.6K | <0.1% | History |
| Advisorshares Tr00768Y453 | PURE US CANN ETF | 13,618 | $99.8K | <0.1% | – |
| WBDWarner Bros. Discovery, Inc. | Stock | 10,307 | $76.7K | <0.1% | History |
| EDITEditas Medicine, Inc. | COM | 12,729 | $59.4K | <0.1% | History |
| TPICQTpi Composites, Inc | COM | 10,061 | $40.1K | <0.1% | History |
| STEMStem, Inc. | CL A | 36,005 | $40.0K | <0.1% | History |
| Lithium Americas Argentina Cor Com Shs53681K100 | Stock | 11,373 | $36.4K | <0.1% | – |
| SIRISirius XM Holdings Inc. | COM | 10,506 | $29.7K | <0.1% | History |
| EVGNEvogene Ltd. | SHS | 22,775 | $14.8K | <0.1% | History |
| LUMNLumen Technologies, Inc. | Stock | 11,208 | $12.3K | <0.1% | History |
| TELLTellurian Inc. | COM | 13,000 | $9.00K | <0.1% | History |
| KITTNauticus Robotics, Inc. | COM | 20,000 | $2.72K | <0.1% | History |