Sigma Planning Corp
- SEC CIK
- 0001449126
- Latest filing
- Aug 7, 2026
Holdings in Q3 2024
Holdings as of Sep 30, 2024, filed Nov 4, 2024. Long positions only; changes compare share counts with Q2 2024.
- Positions
- 1,205
- +27 vs. Q2 2024
- Portfolio value
- $3.26B
- +$109.2M (+3.5%) vs. Q2 2024
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| SYBTStock Yards Bancorp, Inc. | COM | 3,455 | $214.2K | <0.1% | −1,000−22.4% | Reduced | History |
| PCARPaccar Inc | COM | 2,174 | $214.5K | <0.1% | −33−1.5% | Reduced | History |
| JDJD.com, Inc. | SPON ADS CL A | 5,363 | $214.5K | <0.1% | +5,363 | New | History |
| HIGHartford Insurance Group, Inc. | Stock | 1,825 | $214.6K | <0.1% | −442−19.5% | Reduced | History |
| TSITCW Strategic Income Fund Inc | COM | 41,952 | $215.2K | <0.1% | 00.0% | Unchanged | History |
| iShares MSCI Eafe Min Vol Factor ETF46429B689 | ETF | 2,811 | $215.6K | <0.1% | +2,811 | New | – |
| EBAYeBay Inc | COM | 3,328 | $216.7K | <0.1% | +3,328 | New | History |
| ALLYAlly Financial Inc. | Stock | 6,089 | $216.7K | <0.1% | +33+0.5% | Added | History |
| iShares Tr464287622 | RUS 1000 ETF | 694 | $218.2K | <0.1% | −1−0.1% | Reduced | – |
| TPLTexas Pacific Land Corp | Stock | 247 | $218.5K | <0.1% | −85−25.6% | Reduced | History |
| Goldman Sachs ETF Tr381430503 | ACTIVEBETA US LG | 1,940 | $219.2K | <0.1% | +28+1.5% | Added | – |
| First Tr Exchng Traded FD VI33740F847 | FT VEST US EQT | 4,660 | $219.8K | <0.1% | 00.0% | Unchanged | – |
| ProShares Tr74347B680 | S&P MDCP 400 DIV | 2,700 | $220.8K | <0.1% | −450−14.3% | Reduced | – |
| SCCOSouthern Copper Corp | Stock | 1,914 | $221.3K | <0.1% | +8+0.4% | Added | History |
| OMCOmnicom Group Inc. | COM | 2,153 | $222.6K | <0.1% | +2,153 | New | History |
| PPLPPL Corp | COM | 6,730 | $222.6K | <0.1% | −505−7.0% | Reduced | History |
| XERSXeris Biopharma Holdings, Inc. | COM | 78,450 | $223.6K | <0.1% | 00.0% | Unchanged | History |
| Vanguard Total World Stock ETF922042742 | ETF | 1,870 | $223.9K | <0.1% | +1,870 | New | – |
| Etfis Ser Tr I26923G772 | INFRAC ACT MLP | 5,517 | $223.9K | <0.1% | +74+1.4% | Added | – |
| OCOwens Corning | Stock | 1,272 | $224.6K | <0.1% | −228−15.2% | Reduced | History |
| IBKRInteractive Brokers Group, Inc. | Stock | 1,613 | $224.8K | <0.1% | +1,613 | New | History |
| ALLEAllegion plc | ORD SHS | 1,544 | $225.1K | <0.1% | −179−10.4% | Reduced | History |
| Innovator ETFs Trust45782C474 | US SML CP PWR B | 6,072 | $225.1K | <0.1% | −1,109−15.4% | Reduced | – |
| SPDR Series Trust78468R531 | SPDR S&P 500 ESG | 4,038 | $225.1K | <0.1% | −106−2.6% | Reduced | – |
| BUIBlackRock Utilities, Infrastructure & Power Opportunities Trust | COM | 9,100 | $226.0K | <0.1% | −1,020−10.1% | Reduced | History |
| CHTRCharter Communications, Inc. | CL A | 701 | $227.2K | <0.1% | −21−2.9% | Reduced | History |
| CVNACarvana Co. | CL A | 1,311 | $228.3K | <0.1% | +1,311 | New | History |
| Innovator ETFs Trust45783Y541 | EQUITY DEF PROTN | 8,337 | $228.8K | <0.1% | −1,500−15.2% | Reduced | – |
| CBRECbre Group, Inc. | CL A | 1,839 | $228.9K | <0.1% | +1,839 | New | History |
| GNLGlobal Net Lease, Inc. | COM NEW | 27,250 | $229.4K | <0.1% | +90.0% | Added | History |
| INABIN8BIO, Inc. | COM | 851,280 | $229.8K | <0.1% | +251,600+42.0% | Added | History |
| HCAHCA Healthcare, Inc. | COM | 567 | $230.4K | <0.1% | −837−59.6% | Reduced | History |
| NBIXNeurocrine Biosciences Inc | Stock | 2,000 | $230.4K | <0.1% | +2,000 | New | History |
| Pacer Trendpilot US Mid Cap ETF69374H204 | ETF | 6,217 | $230.8K | <0.1% | +6,217 | New | – |
| LKQLKQ Corp | COM | 5,813 | $232.1K | <0.1% | +627+12.1% | Added | History |
| PSNParsons Corp | COM | 2,239 | $232.1K | <0.1% | +2,239 | New | History |
| WHRWhirlpool Corp | Stock | 2,170 | $232.2K | <0.1% | +130+6.4% | Added | History |
| LUVSouthwest Airlines Co | COM | 7,843 | $232.4K | <0.1% | −935−10.7% | Reduced | History |
| iShares Tr464288612 | INTRM GOV CR ETF | 2,173 | $232.7K | <0.1% | −12−0.5% | Reduced | – |
| WDAYWorkday, Inc. | CL A | 954 | $233.2K | <0.1% | +954 | New | History |
| Sprott FDS Tr85208P303 | URANIUM MINERS E | 5,096 | $233.8K | <0.1% | −605−10.6% | Reduced | – |
| WBSWebster Financial Corp | COM | 5,029 | $234.4K | <0.1% | −535−9.6% | Reduced | History |
| BHPBHP Group Ltd | ADR | 3,767 | $234.7K | <0.1% | +3,767 | New | History |
| Fidelity Merrimack STR Tr316188101 | CORP BOND ETF | 4,873 | $235.5K | <0.1% | −165−3.3% | Reduced | – |
| Vanguard Scottsdale FDS92206C680 | VNG RUS1000GRW | 2,441 | $235.6K | <0.1% | −159−6.1% | Reduced | – |
| Victory Portfolios II92647X830 | SHS FR CA FL ETF | 7,081 | $235.8K | <0.1% | +7,081 | New | – |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 2,416 | $236.3K | <0.1% | −241−9.1% | Reduced | – |
| Timothy Plan887432359 | US LRGMD CP CORE | 5,371 | $236.3K | <0.1% | +10.0% | Added | – |
| MFCManulife Financial Corp | COM | 8,021 | $237.0K | <0.1% | −9−0.1% | Reduced | History |
| Cambria ETF Tr132061300 | CAMBRIA FGN SHR | 8,524 | $237.4K | <0.1% | −157−1.8% | Reduced | – |
| Franklin Templeton ETF Tr35473P868 | FRANKLIN DYN MUN | 9,502 | $237.6K | <0.1% | +9,502 | New | – |
| QUREuniQure N.V. | SHS | 48,245 | $237.8K | <0.1% | −51,460−51.6% | Reduced | History |
| COINCoinbase Global, Inc. | COM CL A | 1,336 | $238.0K | <0.1% | +4+0.3% | Added | History |
| PSAPublic Storage | COM | 654 | $238.0K | <0.1% | +654 | New | History |
| Invesco S&P 500 Equal Weight Technology ETF46137V282 | ETF | 6,348 | $239.3K | <0.1% | −1,495−19.1% | Reduced | – |
| First Tr Exchange-Traded FD33734X168 | MATERIALS ALPH | 3,571 | $239.4K | <0.1% | −85−2.3% | Reduced | – |
| GLUGabelli Global Utility & Income Trust | COM SH BEN INT | 14,524 | $239.4K | <0.1% | +113+0.8% | Added | History |
| CQPCheniere Energy Partners, L.P. | COM UNIT | 4,918 | $239.6K | <0.1% | 00.0% | Unchanged | History |
| SFLSFL Corp Ltd. | SHS | 20,761 | $240.2K | <0.1% | −57,485−73.5% | Reduced | History |
| Dimensional World Ex U.S. Core Equity 2 ETF25434V880 | ETF | 8,906 | $240.5K | <0.1% | +8,906 | New | – |
| SOLVSolventum Corp | Stock | 3,450 | $240.6K | <0.1% | +3,450 | New | History |
| UTFCohen & Steers Infrastructure Fund Inc | COM | 9,255 | $240.9K | <0.1% | +14+0.2% | Added | History |
| Amplify ETF Tr032108664 | AMPLIFY CYBERSEC | 3,532 | $241.2K | <0.1% | −1,012−22.3% | Reduced | – |
| NGGNational Grid PLC | SPONSORED ADR NE | 3,467 | $241.5K | <0.1% | +3,467 | New | History |
| MGMMGM Resorts International | Stock | 6,186 | $241.8K | <0.1% | −3,327−35.0% | Reduced | History |
| UVVUniversal Corp | COM | 4,573 | $242.9K | <0.1% | +178+4.1% | Added | History |
| ODFLOld Dominion Freight Line, Inc. | COM | 1,226 | $243.5K | <0.1% | +1,226 | New | History |
| YUMYum Brands Inc | Stock | 1,744 | $243.7K | <0.1% | −292−14.3% | Reduced | History |
| ICLRIcon PLC | COM | 852 | $244.8K | <0.1% | −63−6.9% | Reduced | History |
| ARAntero Resources Corp | COM | 8,574 | $245.6K | <0.1% | +264+3.2% | Added | History |
| iShares Tr46434V381 | FUTU EXPO TE ETF | 4,044 | $246.2K | <0.1% | 00.0% | Unchanged | – |
| TXRHTexas Roadhouse, Inc. | COM | 1,396 | $246.5K | <0.1% | +18+1.3% | Added | History |
| AGOAssured Guaranty Ltd | COM | 3,108 | $247.1K | <0.1% | +10.0% | Added | History |
| SPDR Series Trust78464A284 | ST NUVE HIGH ETF | 9,428 | $247.7K | <0.1% | −696−6.9% | Reduced | – |
| DOCHealthpeak Properties, Inc. | COM | 10,850 | $248.1K | <0.1% | +10,850 | New | History |
| Invesco Exchange Traded FD T46137V266 | S&P500 PUR GWT | 6,323 | $248.3K | <0.1% | +10+0.2% | Added | – |
| INGRIngredion Inc | COM | 1,808 | $248.5K | <0.1% | 00.0% | Unchanged | History |
| MURMurphy Oil Corp | COM | 7,395 | $249.5K | <0.1% | 00.0% | Unchanged | History |
| Vanguard Mun BD FDS922907738 | INTERMEDIATE TRM | 2,475 | $250.4K | <0.1% | +2,475 | New | – |
| Invesco Exch Traded FD Tr II46138E784 | EMRNG MKT SVRG | 11,750 | $252.6K | <0.1% | −77−0.7% | Reduced | – |
| Vanguard Admiral FDS Inc921932828 | SMLLCP 600 IDX | 2,336 | $252.8K | <0.1% | +91+4.1% | Added | – |
| Dimensional ETF Trust25434V849 | NATL MUN BD ETF | 5,208 | $252.8K | <0.1% | −297−5.4% | Reduced | – |
| IVTInvenTrust Properties Corp. | COM NEW | 8,969 | $254.5K | <0.1% | −3,225−26.4% | Reduced | History |
| UGIUgi Corp | Stock | 10,181 | $254.7K | <0.1% | −1,831−15.2% | Reduced | History |
| NEANuveen AMT-Free Quality Municipal Income Fund | COM | 21,321 | $255.2K | <0.1% | −775−3.5% | Reduced | History |
| CDECoeur Mining, Inc. | COM NEW | 37,095 | $255.2K | <0.1% | +400+1.1% | Added | History |
| First Tr Exchange Traded FD33738R308 | BUYWRIT INCM ETF | 11,089 | $255.3K | <0.1% | +2,083+23.1% | Added | – |
| Fidelity MSCI Materials Index ETF316092881 | ETF | 4,728 | $256.3K | <0.1% | +330+7.5% | Added | – |
| UHSUniversal Health Services Inc | CL B | 1,119 | $256.4K | <0.1% | +1,119 | New | History |
| Invesco Exch Traded FD Tr II46138G698 | S&P 500 REVENUE | 2,615 | $256.4K | <0.1% | −9,413−78.3% | Reduced | – |
| METMetlife Inc | Stock | 3,126 | $257.8K | <0.1% | +26+0.8% | Added | History |
| Golden Ocean Group LtdG39637205 | SHS NEW | 19,305 | $258.3K | <0.1% | −20−0.1% | Reduced | – |
| PHMPultegroup Inc | COM | 1,802 | $258.6K | <0.1% | +1,802 | New | History |
| PINSPinterest, Inc. | CL A | 8,047 | $260.5K | <0.1% | −1,561−16.2% | Reduced | History |
| UNMUnum Group | Stock | 4,387 | $260.8K | <0.1% | −427−8.9% | Reduced | History |
| STRSitio Royalties Corp. | CLASS A COM | 12,564 | $261.8K | <0.1% | +166+1.3% | Added | History |
| Doubleline ETF Trust25861R105 | OPPO CORE BD ETF | 5,549 | $262.8K | <0.1% | +9+0.2% | Added | – |
| VALValaris Ltd | CL A | 4,728 | $263.6K | <0.1% | +670+16.5% | Added | History |
| First Tr Exchange Traded FD33741L108 | DORSY WR MOMNT | 7,953 | $263.7K | <0.1% | 00.0% | Unchanged | – |
| SPDR Series Trust78468R861 | STATE STRET SPDR | 13,943 | $264.2K | <0.1% | +116+0.8% | Added | – |
Options (6)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
Sold out since Q2 2024 (76)
Positions held at the end of Q2 2024 that are gone from this filing.
| Security | Class | Shares in Q2 2024 | Value in Q2 2024 | % of portfolio in Q2 2024 | History |
|---|---|---|---|---|---|
| Pacer FDS Tr69374H725 | LUNT MDCAP MLT | 110,679 | $4.87M | 0.2% | – |
| APHAmphenol Corp | CL A | 48,719 | $3.28M | 0.1% | History |
| ALABAstera Labs, Inc. | Stock | 38,605 | $2.34M | 0.1% | History |
| Capital Grp Fixed Incm ETF T14020Y102 | CORE PLUS INCM | 76,473 | $1.70M | 0.1% | – |
| HUBSHubSpot Inc | COM | 2,444 | $1.44M | <0.1% | History |
| iShares Tr464287754 | US INDUSTRIALS | 5,406 | $645.7K | <0.1% | – |
| WUWestern Union CO | Stock | 52,697 | $644.0K | <0.1% | History |
| First Tr Exchange-Traded FD33733E203 | NY ARCA BIOTECH | 3,992 | $614.8K | <0.1% | – |
| iShares Tr464287580 | US CONSUM DISCRE | 7,003 | $569.2K | <0.1% | – |
| Innovator ETFs Trust45783Y277 | US SM CA PW JUNE | 22,511 | $567.7K | <0.1% | – |
| GWWW.W. Grainger, Inc. | Stock | 616 | $555.5K | <0.1% | History |
| First Trust Nasdaq Clean Edge Green Energy Index Fund33733E500 | ETF | 13,864 | $471.5K | <0.1% | – |
| DASHDoorDash, Inc. | Stock | 4,274 | $464.9K | <0.1% | History |
| iShares Tr464288786 | U.S. INSRNCE ETF | 3,848 | $434.5K | <0.1% | – |
| WisdomTree Tr97717W851 | JAPN HEDGE EQT | 3,739 | $421.8K | <0.1% | – |
| Northern LTS FD Tr III66538R730 | HCM DEFEN 500 | 8,095 | $400.5K | <0.1% | – |
| WisdomTree Tr97717W315 | EMER MKT HIGH FD | 9,238 | $400.1K | <0.1% | – |
| Ssga Active ETF Tr78467V707 | ST STR UL BD ETF | 9,567 | $387.2K | <0.1% | – |
| NXPINXP Semiconductors N.V. | COM | 1,431 | $385.1K | <0.1% | History |
| BGBunge Global SA | COM SHS | 3,435 | $366.7K | <0.1% | History |
| ALGNAlign Technology Inc | COM | 1,493 | $360.5K | <0.1% | History |
| PIMCO ETF Tr72201R585 | MULTISECTOR BD | 13,976 | $358.3K | <0.1% | – |
| iShares Tr46434V860 | TRS FLT RT BD | 6,666 | $337.7K | <0.1% | – |
| BROSDutch Bros Inc. | CL A | 6,838 | $283.1K | <0.1% | History |
| RBB FD Inc74933W486 | US TREASY 2 YR | 5,726 | $274.5K | <0.1% | – |
| SNVSynovus Financial Corp | COM NEW | 6,762 | $271.8K | <0.1% | History |
| LYBLyondellBasell Industries N.V. | SHS - A - | 2,809 | $268.7K | <0.1% | History |
| Innovator ETFs Trust45782C466 | GRWT100 PWR BF | 5,885 | $266.9K | <0.1% | – |
| PPGPPG Industries Inc | Stock | 2,021 | $254.5K | <0.1% | History |
| ELFe.l.f. Beauty, Inc. | COM | 1,190 | $250.8K | <0.1% | History |
| CPACopa Holdings, S.A. | CL A | 2,620 | $249.4K | <0.1% | History |
| MRNAModerna, Inc. | Stock | 1,939 | $230.3K | <0.1% | History |
| Flagstar Bank, National Association649445103 | COM | 70,323 | $226.4K | <0.1% | – |
| LTCLTC Properties Inc | REIT | 6,483 | $223.7K | <0.1% | History |
| First Tr Exchange Trad FD VI33739H101 | FST TR GLB FD | 9,217 | $220.4K | <0.1% | – |
| Amplify ETF Tr032108409 | CWP ENHANCED DIV | 5,660 | $219.0K | <0.1% | – |
| WNCWabash National Corp | COM | 10,010 | $218.6K | <0.1% | History |
| VVVValvoline Inc | COM | 5,045 | $217.9K | <0.1% | History |
| WisdomTree Tr97717W109 | US TOTAL DIVIDND | 3,071 | $217.5K | <0.1% | – |
| NVTnVent Electric plc | SHS | 2,826 | $216.5K | <0.1% | History |
| ZSZscaler, Inc. | Stock | 1,122 | $215.7K | <0.1% | History |
| ASHAshland Inc. | COM | 2,277 | $215.2K | <0.1% | History |
| ARK ETF Tr00214Q302 | GENOMIC REV ETF | 9,111 | $213.9K | <0.1% | – |
| Innovator ETFs Trust45783Y681 | NASDAQ 100 MANA | 7,781 | $213.4K | <0.1% | – |
| ARK Next Generation Technology ETF00214Q401 | ETF | 2,728 | $212.9K | <0.1% | – |
| First Tr Exch Traded FD III33739P830 | SHRT DUR MNG MUN | 10,695 | $211.4K | <0.1% | – |
| CRSPCRISPR Therapeutics AG | NAMEN AKT | 3,861 | $208.5K | <0.1% | History |
| Bondbloxx ETF Trust09789C820 | BLOOMBERG SEVEN | 4,417 | $207.6K | <0.1% | – |
| WSTWest Pharmaceutical Services Inc | COM | 619 | $203.9K | <0.1% | History |
| TEAMAtlassian Corp | CL A | 1,152 | $203.8K | <0.1% | History |
| DECKDeckers Outdoor Corp | COM | 210 | $203.7K | <0.1% | History |
| ETSYEtsy Inc | COM | 3,446 | $203.2K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E198 | S&P MIDCP LOW | 3,672 | $202.8K | <0.1% | – |
| Invesco Exch TRD SLF Idx FD46138J791 | BULSHS 2026 CB | 10,498 | $201.3K | <0.1% | – |
| HRHealthcare Realty Trust Inc | CL A COM | 11,384 | $187.6K | <0.1% | History |
| LYFTLyft, Inc. | CL A COM | 12,905 | $182.0K | <0.1% | History |
| LEGLeggett & Platt Inc | Stock | 15,863 | $181.8K | <0.1% | History |
| PCTPureCycle Technologies, Inc. | COM | 29,181 | $172.8K | <0.1% | History |
| GFNew Germany Fund Inc | COM | 19,630 | $159.7K | <0.1% | History |
| MIYBlackRock Muniyield Michigan Quality Fund, Inc. | COM | 13,772 | $157.5K | <0.1% | History |
| SVCService Properties Trust | COM SH BEN INT | 27,900 | $143.4K | <0.1% | History |
| FAXAbrdn Asia-Pacific Income Fund, Inc. | COM | 52,440 | $140.5K | <0.1% | History |
| BLEBlackRock Municipal Income Trust II | COM | 12,447 | $134.5K | <0.1% | History |
| RFICohen & Steers Total Return Realty Fund Inc | COM | 11,367 | $131.4K | <0.1% | History |
| VGRVector Group Ltd | COM | 10,936 | $115.6K | <0.1% | History |
| Advisorshares Tr00768Y453 | PURE US CANN ETF | 13,618 | $99.8K | <0.1% | – |
| WBDWarner Bros. Discovery, Inc. | Stock | 10,307 | $76.7K | <0.1% | History |
| EDITEditas Medicine, Inc. | COM | 12,729 | $59.4K | <0.1% | History |
| TPICQTpi Composites, Inc | COM | 10,061 | $40.1K | <0.1% | History |
| STEMStem, Inc. | CL A | 36,005 | $40.0K | <0.1% | History |
| Lithium Americas Argentina Cor Com Shs53681K100 | Stock | 11,373 | $36.4K | <0.1% | – |
| SIRISirius XM Holdings Inc. | COM | 10,506 | $29.7K | <0.1% | History |
| EVGNEvogene Ltd. | SHS | 22,775 | $14.8K | <0.1% | History |
| LUMNLumen Technologies, Inc. | Stock | 11,208 | $12.3K | <0.1% | History |
| TELLTellurian Inc. | COM | 13,000 | $9.00K | <0.1% | History |
| KITTNauticus Robotics, Inc. | COM | 20,000 | $2.72K | <0.1% | History |