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Sigma Planning Corp

SEC CIK
0001449126
Latest filing
Aug 7, 2026

Holdings in Q2 2024

Holdings as of Jun 30, 2024, filed Aug 6, 2024. Long positions only; changes compare share counts with Q1 2024.

Institution overview
Positions
1,178
−37 vs. Q1 2024
Portfolio value
$3.15B
−$26.9M (−0.8%) vs. Q1 2024
Filed
Aug 6, 2024
SEC
Holdings of Sigma Planning Corp in Q2 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
Invesco Exchange Traded FD T46137V332S&P500 EQL HLT11,215$336.8K<0.1%+2,164+23.9%Added–
BMAMacro Bank Inc.SPON ADR B5,880$337.1K<0.1%+165+2.9%AddedHistory
SPDR Series Trust78464A821ST STR SP400GRW4,012$337.3K<0.1%−1,729−30.1%Reduced–
iShares Tr46434V860TRS FLT RT BD6,666$337.7K<0.1%−3,256−32.8%Reduced–
GLDMWorld Gold TrustSPDR GLD MINIS7,336$338.1K<0.1%+1,216+19.9%AddedHistory
Invesco Exchange Traded FD T46137V480S&P SMCP VLU MNT6,474$339.1K<0.1%−2,380−26.9%Reduced–
iShares U S ETF Tr46431W705INT RT HDG C B3,654$339.6K<0.1%+3,654New–
OXLCOxford Lane Capital Corp.COM62,917$341.0K<0.1%+22,421+55.4%AddedHistory
iShares Tr4642886613 7 YR TREAS BD2,960$341.8K<0.1%+370+14.3%Added–
Innovator U.S. Equity Power Buffer ETF - September45782C656ETF9,125$341.9K<0.1%−9,220−50.3%Reduced–
iShares Tr464288281JPMORGAN USD EMG3,873$342.7K<0.1%−653−14.4%Reduced–
RITMRithm Capital Corp.REIT31,472$343.4K<0.1%+3,081+10.9%AddedHistory
Vanguard Mun BD FDS922907746TAX EXEMPT BD6,856$343.6K<0.1%−841−10.9%Reduced–
FITBFifth Third BancorpCOM9,490$346.3K<0.1%+23+0.2%AddedHistory
MASIMasimo CorpCOM2,765$348.2K<0.1%−157−5.4%ReducedHistory
Aim ETF Products Trust00888H646ALLIANZIM U S LA13,677$348.4K<0.1%+13,677New–
HALHalliburton CoStock10,328$348.9K<0.1%−1,185−10.3%ReducedHistory
Innovator ETFs Trust45782C870US EQT PWR BUF10,069$349.0K<0.1%−3,066−23.3%Reduced–
GIBCgi IncCL A3,501$349.4K<0.1%00.0%UnchangedHistory
RNTXRein Therapeutics, Inc.COM NEW126,225$349.6K<0.1%+58,240+85.7%AddedHistory
GGNGAMCO Global Gold, Natural Resources & Income TrustCOM SH BEN INT86,340$349.7K<0.1%+2,067+2.5%AddedHistory
PCNPIMCO Corporate & Income Strategy FundCOM26,485$349.9K<0.1%+3,668+16.1%AddedHistory
AXONAxon Enterprise, Inc.COM1,193$351.0K<0.1%+3+0.3%AddedHistory
AIC3.ai, Inc.Stock12,176$352.6K<0.1%−1,730−12.4%ReducedHistory
iShares U S ETF Tr46431W648U.S. TECH INDEPD4,697$353.1K<0.1%+443+10.4%Added–
MASMasco CorpCOM5,323$354.9K<0.1%−437−7.6%ReducedHistory
BKHBlack Hills CorpCOM6,562$356.9K<0.1%+662+11.2%AddedHistory
PIMCO ETF Tr72201R585MULTISECTOR BD13,976$358.3K<0.1%+6,159+78.8%Added–
ALGNAlign Technology IncCOM1,493$360.5K<0.1%−131−8.1%ReducedHistory
Hartford FDS Exchange Traded41653L503MUN OPORTUNITE9,427$364.8K<0.1%+9,427New–
Innovator ETFs Trust45782C748US EQTY PWR BUF10,246$365.0K<0.1%+1,942+23.4%Added–
American Centy ETF Tr025072505DIVERSIFIED MU7,251$365.2K<0.1%+7,251New–
CLFCleveland-Cliffs Inc.COM23,733$365.3K<0.1%−23,068−49.3%ReducedHistory
First Tr Exchng Traded FD VI33740F722FT VEST US EQT7,556$365.7K<0.1%−9,001−54.4%Reduced–
ARK ETF Tr00214Q203AUTNMUS TECHNLGY6,647$366.2K<0.1%−90−1.3%Reduced–
BGBunge Global SACOM SHS3,435$366.7K<0.1%+102+3.1%AddedHistory
Innovator ETFs Trust45782C334GRWT100 PWR BF7,702$366.9K<0.1%−753−8.9%Reduced–
WBAWalgreens Boots Alliance, Inc.COM30,350$367.1K<0.1%+2,889+10.5%AddedHistory
SBSWSibanye Stillwater LtdSPONSORED ADR84,416$367.2K<0.1%+20,288+31.6%AddedHistory
Global X FDS37954Y715RBTCS ARTFL INTE11,913$367.5K<0.1%−223−1.8%Reduced–
SOFISoFi Technologies, Inc.Stock56,013$370.2K<0.1%+10,012+21.8%AddedHistory
Fidelity Covington Trust316092329FIDELITY MAGELAN12,487$370.5K<0.1%+12,487New–
HPQHP IncStock10,617$371.8K<0.1%−640−5.7%ReducedHistory
CTASCintas CorpStock538$376.8K<0.1%−222−29.2%ReducedHistory
iShares Tr46432F388MSCI USA VALUE3,660$378.6K<0.1%−33−0.9%Reduced–
RGNXREGENXBIO Inc.COM32,509$380.4K<0.1%+4,934+17.9%AddedHistory
HSYHershey CoCOM2,069$380.4K<0.1%−1,534−42.6%ReducedHistory
WYWeyerhaeuser CoCOM NEW13,448$381.8K<0.1%−821−5.8%ReducedHistory
RCLRoyal Caribbean Cruises LtdCOM2,398$382.4K<0.1%+63+2.7%AddedHistory
iShares Ibonds 2026 Term High Yield and Income ETF46436E528ETF16,749$383.7K<0.1%+4,870+41.0%Added–
NXPINXP Semiconductors N.V.COM1,431$385.1K<0.1%+9+0.6%AddedHistory
CCSCentury Communities, Inc.COM4,725$385.8K<0.1%+50+1.1%AddedHistory
GLWCorning IncCOM9,958$386.9K<0.1%+1,578+18.8%AddedHistory
Ssga Active ETF Tr78467V707ST STR UL BD ETF9,567$387.2K<0.1%+532+5.9%Added–
AMCRAmcor plcORD39,725$388.5K<0.1%−15,113−27.6%ReducedHistory
SNDXSyndax Pharmaceuticals IncCOM18,935$388.7K<0.1%−900−4.5%ReducedHistory
Invesco Exch Traded FD Tr II46138E222S&P INTL MOMNT9,484$391.7K<0.1%+1,722+22.2%Added–
Fidelity Covington Trust316092824LOW VOLITY ETF6,902$393.7K<0.1%+907+15.1%Added–
Amplify ETF Tr032108649AMPLIFY JUNIOR S34,777$393.7K<0.1%+11,601+50.1%Added–
Innovator ETFs Trust45782C433US EQTY BUFR FEB9,748$396.2K<0.1%−20.0%Reduced–
APAAPA CorpStock13,469$396.5K<0.1%+13,469NewHistory
State Street SPDR Portfolio S&P 400 Mid Cap ETF78464A847ETF7,732$396.6K<0.1%−518−6.3%Reduced–
iShares Inc464286475EM MKT SM-CP ETF6,529$399.0K<0.1%−494−7.0%Reduced–
WisdomTree Tr97717W315EMER MKT HIGH FD9,238$400.1K<0.1%+1,016+12.4%Added–
Invesco Exch TRD SLF Idx FD46138J775BLOO PRI PWR ETF5,152$400.2K<0.1%+5,152New–
Northern LTS FD Tr III66538R730HCM DEFEN 5008,095$400.5K<0.1%+8,095New–
ZTRVirtus Total Return Fund Inc.COM73,508$401.0K<0.1%+310+0.4%AddedHistory
ARMKAramarkCOM11,824$402.3K<0.1%−153−1.3%ReducedHistory
Listed FDS Tr53656G498ROUN MA SEVE ETF8,918$402.3K<0.1%+1,454+19.5%Added–
CRCrane CoCOMMON STOCK2,795$405.2K<0.1%−9−0.3%ReducedHistory
FTNTFortinet, Inc.Stock6,728$405.5K<0.1%−495−6.9%ReducedHistory
LULUlululemon athletica inc.Stock1,361$406.4K<0.1%−210−13.4%ReducedHistory
iShares Tr464288448INTL SEL DIV ETF14,896$412.2K<0.1%−3,818−20.4%Reduced–
Innovator ETFs Trust45782C573US EQTY PWR BUF11,355$412.2K<0.1%−5,735−33.6%Reduced–
MKCMcCormick & Co IncStock5,818$412.7K<0.1%+421+7.8%AddedHistory
REGNRegeneron Pharmaceuticals, Inc.COM393$413.1K<0.1%+25+6.8%AddedHistory
WisdomTree Tr97717Y683ENHNCD CMMDTY ST22,185$419.3K<0.1%+7,942+55.8%Added–
Innovator ETFs Trust45782C367INTRNL DEV APRL15,557$420.7K<0.1%+5,272+51.3%Added–
WisdomTree Tr97717W851JAPN HEDGE EQT3,739$421.8K<0.1%−150−3.9%Reduced–
MGMMGM Resorts InternationalStock9,513$422.8K<0.1%−2,360−19.9%ReducedHistory
PINSPinterest, Inc.CL A9,608$423.4K<0.1%+1,560+19.4%AddedHistory
PSECProspect Capital CorpCOM76,695$424.1K<0.1%+1,004+1.3%AddedHistory
AZNAstraZeneca PLCSPONSORED ADR5,447$424.8K<0.1%−2,091−27.7%ReducedHistory
CFLTConfluent, Inc.CLASS A COM14,396$425.1K<0.1%+75+0.5%AddedHistory
LRNStride, Inc.COM6,050$426.5K<0.1%−200−3.2%ReducedHistory
SJMJ M SMUCKER CoStock3,914$426.8K<0.1%−2,750−41.3%ReducedHistory
Fidelity Covington Trust31609A305ENHANCED LARGE13,319$429.7K<0.1%−445−3.2%Reduced–
GPCGenuine Parts CoStock3,107$429.8K<0.1%−176−5.4%ReducedHistory
HUNHuntsman CORPCOM18,951$431.5K<0.1%+28+0.1%AddedHistory
WisdomTree Tr97717W422INDIA ERNGS FD8,940$431.6K<0.1%+1,588+21.6%Added–
LIVELive Ventures IncCOM NEW19,030$431.8K<0.1%−89−0.5%ReducedHistory
First Tr Exchng Traded FD VI33740F276FT ENER INCO ETF23,254$432.0K<0.1%+23,254New–
iShares Tr464288786U.S. INSRNCE ETF3,848$434.5K<0.1%+3,848New–
ESTCElastic N.V.ORD SHS3,815$434.6K<0.1%+25+0.7%AddedHistory
MROMarathon Oil CorpCOM15,251$437.3K<0.1%−18,236−54.5%ReducedHistory
HRLHormel Foods CorpCOM14,355$437.7K<0.1%+2,399+20.1%AddedHistory
GEHCGE HealthCare Technologies Inc.Stock5,620$437.9K<0.1%+226+4.2%AddedHistory
iShares Tr464288851US OIL GS EX ETF4,403$438.2K<0.1%+46+1.1%Added–
LZBLa-Z-Boy IncCOM11,766$438.6K<0.1%+40.0%AddedHistory
Dimensional U.S. Core Equity 2 ETF25434V708ETF13,641$439.8K<0.1%−8,594−38.7%Reduced–

Options (12)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Sigma Planning Corp in Q2 2024
SecurityClassPutsCalls
Invesco QQQ Trust Series I46090E103ETF$574.1K–
NVDANVIDIA CorpStock–$249.1K
SPYSPDR S&P 500 ETF TrustETF$26.3K–
ASIXAdvanSix Inc.COM$17.0K–
Flagstar Bank, National Association649445103COM–$15.2K
ECPGEncore Capital Group IncCOM$7.27K–
BABoeing CoStock$2.88K–
BFHBread Financial Holdings, Inc.COM$2.57K–
OLEDUniversal Display CorpCOM$2.57K–
XRXXerox Holdings CorpCOM NEW$1.92K–
NWLNewell Brands Inc.Stock$1.57K–
UBSUBS Group AGStock–$250

Sold out since Q1 2024 (97)

Positions held at the end of Q1 2024 that are gone from this filing.

Positions of Sigma Planning Corp sold out since Q1 2024
SecurityClassShares in Q1 2024Value in Q1 2024% of portfolio in Q1 2024History
iShares Tr464289859CORE 80 20 ETF56,464$4.15M0.1%–
PIMCO ETF Tr72201R2051-5 US TIP IDX79,419$4.09M0.1%–
FICOFair Isaac CorpCOM1,865$2.33M0.1%History
EXPEExpedia Group, Inc.Stock15,659$2.16M0.1%History
Bondbloxx ETF Trust09789C812BLOOMBERG TEN YR35,571$1.66M0.1%–
Innovator U.S. Equity Power Buffer ETF - October45782C797ETF43,773$1.64M0.1%–
CELHCelsius Holdings, Inc.COM NEW18,677$1.55M<0.1%History
NBIXNeurocrine Biosciences IncStock10,100$1.39M<0.1%History
iShares Tr464288166AGENCY BOND ETF12,285$1.33M<0.1%–
Innovator ETFs Trust45782C615GRWT100 PWR BUF22,585$1.07M<0.1%–
Innovator ETFs Trust45782C425US EQT ULTRA BFR28,638$881.9K<0.1%–
Capital Grp Fixed Incm ETF T14020Y409SHORT DURATION34,348$872.3K<0.1%–
PUBMPubMatic, Inc.COM CL A35,000$830.2K<0.1%History
PXDPioneer Natural Resources CoCOM3,106$815.6K<0.1%History
Innovator ETFs Trust45782C375US EQT ULTRA BF23,525$768.3K<0.1%–
RPMRPM International IncCOM6,275$746.5K<0.1%History
BIPCBrookfield Infrastructure CorpCOM SB VTG SHS A19,951$719.0K<0.1%History
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF25,586$690.8K<0.1%–
Invesco Exch TRD SLF Idx FD46138J643INVSCO BLSH 2832,553$653.3K<0.1%–
EVGEaton Vance Short Duration Diversified Income FundCOM56,363$595.2K<0.1%History
First Tr Exchng Traded FD VI33740U208FT VEST US EQT12,754$566.9K<0.1%–
iShares Tr46436E288INVT GRD CORP BD19,339$566.6K<0.1%–
STNEStoneCo Ltd.COM29,425$488.7K<0.1%History
PATHUiPath, Inc.Stock20,489$464.5K<0.1%History
ONOn Semiconductor CorpStock6,062$445.9K<0.1%History
CPECallon Petroleum CoCOM11,644$416.4K<0.1%History
BEPCBrookfield Renewable CorpCL A SUB VTG16,799$412.8K<0.1%History
CTRACoterra Energy Inc.Stock13,509$376.6K<0.1%History
DJTTrump Media & Technology Group Corp.Stock5,968$369.8K<0.1%History
First Tr Energy Income & Gro33738G104COM21,179$346.1K<0.1%–
ANAutonation, Inc.COM2,086$345.6K<0.1%History
SITESiteOne Landscape Supply, Inc.COM1,974$344.6K<0.1%History
SYNASYNAPTICS IncStock3,499$341.4K<0.1%History
PSAPublic StorageCOM1,131$328.2K<0.1%History
iShares Tr46432F859CORE 1 5 YR USD6,791$322.2K<0.1%–
ASOAcademy Sports & Outdoors, Inc.COM4,756$321.3K<0.1%History
BERYBerry Global Group, Inc.COM5,170$312.7K<0.1%History
BRBroadridge Financial Solutions, Inc.Stock1,515$310.5K<0.1%History
TAPMolson Coors Beverage CoCL B4,556$306.4K<0.1%History
NGGNational Grid PLCSPONSORED ADR NE4,435$302.6K<0.1%History
JPMorgan Chase & Co46625H365ALERIAN ML ETN10,563$300.9K<0.1%–
Innovator ETFs Trust45782C672US EQT ULTRA BF9,010$294.2K<0.1%–
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF11,542$293.6K<0.1%–
Innovator U.S. Equity Ultra Buffer ETF - January45782C300ETF8,090$292.1K<0.1%–
iShares Tr46434V1000-5YR INVT GR CP5,869$288.9K<0.1%–
BLDRBuilders FirstSource, Inc.Stock1,382$288.2K<0.1%History
DBX ETF Tr233051820XTRACK MSCI ALL8,587$281.9K<0.1%–
RABrookfield Real Assets Income Fund Inc.SHS BEN INT20,674$267.1K<0.1%History
ODFLOld Dominion Freight Line, Inc.COM1,199$263.2K<0.1%History
DRIDarden Restaurants IncCOM1,574$263.1K<0.1%History
iShares Tr46435U697IBONDS DEC10,085$261.7K<0.1%–
BCEBce IncCOM NEW7,695$261.5K<0.1%History
iShares Tr464287192US TRSPRTION3,577$251.8K<0.1%–
MLMMartin Marietta Materials IncCOM409$251.6K<0.1%History
FLNGFlex LNG Ltd.SHS9,852$250.6K<0.1%History
RIVRivernorth Opportunities Fund, Inc.COM20,725$249.5K<0.1%History
Global X FDS37960A651SUPERDVDND REIT11,615$237.4K<0.1%–
First Tr Exchng Traded FD VI33740U687FT VEST U.S EQT7,200$237.3K<0.1%–
RBARB Global Inc.COM3,089$235.3K<0.1%History
APAMArtisan Partners Asset Management Inc.CL A5,075$232.3K<0.1%History
State Street SPDR S&P Regional Banking ETF78464A698ETF4,605$231.6K<0.1%–
CHDNChurchill Downs IncCOM1,860$230.2K<0.1%History
Innovator ETFs Trust45782C276GRWT100 PWR BUF3,975$229.2K<0.1%–
First Tr Exchng Traded FD VI33740U844FT VEST U.S6,323$229.0K<0.1%–
iShares Tr464288372GLB INFRASTR ETF4,797$228.5K<0.1%–
NEUNewmarket CorpCOM359$228.0K<0.1%History
iShares Tr46435U432IBONDS DEC 258,599$227.5K<0.1%–
Innovator ETFs Trust45783Y343INNOVATOR INTL D8,800$226.6K<0.1%–
SYMSymbotic Inc.Stock5,015$225.7K<0.1%History
First Tr Exchng Traded FD VI33740F425FT VEST U.S6,739$224.1K<0.1%–
iShares Tr464288737GLB CNSM STP ETF3,641$222.3K<0.1%–
iShares Tr46429B408MSCI PHILIPS ETF8,038$222.1K<0.1%–
CNCCentene CorpStock2,822$221.5K<0.1%History
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF4,447$218.1K<0.1%–
DXCMDexcom IncCOM1,569$217.7K<0.1%History
iShares Tr464288562RESIDENTIAL MULT3,003$216.4K<0.1%–
OVVOvintiv Inc.COM4,155$215.7K<0.1%History
RIORio Tinto PLCADR3,357$214.0K<0.1%History
Great Ajax Corp38983D4097.25 CV SR NT 248,586$213.9K<0.1%–
NTGTortoise Midstream Energy Fund, Inc.COM5,516$211.4K<0.1%History
PHMPultegroup IncCOM1,709$206.2K<0.1%History
Vanguard Emerging Markets Government Bond ETF921946885ETF3,219$205.6K<0.1%–
OMCOmnicom Group Inc.COM2,112$204.4K<0.1%History
iShares Ibonds Dec 2026 Term Muni Bond ETF46435U259ETF8,040$203.8K<0.1%–
Invesco Exchange Traded FD T46137V373S&P500 EQL STP6,161$202.9K<0.1%–
ANSSAnsys IncCOM583$202.4K<0.1%History
Pacer Developed Markets International Cash Cows 100 ETF69374H873ETF6,300$201.3K<0.1%–
EGLEEagle Bulk Shipping Inc.COM3,220$201.2K<0.1%History
WisdomTree Tr97717X594ITL HDG QTLY DIV4,376$201.1K<0.1%–
BCXBlackRock Resources & Commodities Strategy TrustSHS20,528$186.4K<0.1%History
Crescent PT Energy Corp22576C101COM18,831$154.2K<0.1%–
EFTEaton Vance Floating-Rate Income TrustCOM10,310$137.2K<0.1%History
First Tr MLP & Energy Incom33739B104COM12,732$123.1K<0.1%–
HLNHaleon plcADR13,998$118.8K<0.1%History
CIMChimera Investment CorpCOM NEW16,185$74.6K<0.1%History
NKLANikola CorpCOM22,549$23.5K<0.1%History
Portage Biotech IncG7185A128COM10,680$6.02K<0.1%–