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Sigma Planning Corp

SEC CIK
0001449126
Latest filing
Aug 7, 2026

Holdings in Q2 2024

Holdings as of Jun 30, 2024, filed Aug 6, 2024. Long positions only; changes compare share counts with Q1 2024.

Institution overview
Positions
1,178
−37 vs. Q1 2024
Portfolio value
$3.15B
−$26.9M (−0.8%) vs. Q1 2024
Filed
Aug 6, 2024
SEC
Holdings of Sigma Planning Corp in Q2 2024
SecurityClassSharesValue% of portfolioShare changeActionHistory
AMPAmeriprise Financial IncCOM480$205.1K<0.1%+1+0.2%AddedHistory
ASIXAdvanSix Inc.COM8,960$205.4K<0.1%+1,628+22.2%AddedHistory
SCCOSouthern Copper CorpStock1,906$205.4K<0.1%+1,906NewHistory
NEMNEWMONT CorpStock4,915$205.8K<0.1%−850−14.7%ReducedHistory
CDECoeur Mining, Inc.COM NEW36,695$206.2K<0.1%00.0%UnchangedHistory
LWLamb Weston Holdings, Inc.Stock2,457$206.6K<0.1%+2,457NewHistory
iShares Tr464287622RUS 1000 ETF695$206.8K<0.1%+695New–
INGRIngredion IncCOM1,808$207.4K<0.1%−39−2.1%ReducedHistory
Bondbloxx ETF Trust09789C820BLOOMBERG SEVEN4,417$207.6K<0.1%+184+4.3%Added–
UTFCohen & Steers Infrastructure Fund IncCOM9,241$207.7K<0.1%−290−3.0%ReducedHistory
WHRWhirlpool CorpStock2,040$208.5K<0.1%+2,040NewHistory
CRSPCRISPR Therapeutics AGNAMEN AKT3,861$208.5K<0.1%+3,861NewHistory
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX2,566$210.3K<0.1%−132−4.9%Reduced–
First Tr Exch Traded FD III33739P830SHRT DUR MNG MUN10,695$211.4K<0.1%−248−2.3%Reduced–
UVVUniversal CorpCOM4,395$211.8K<0.1%+4,395NewHistory
ARK Next Generation Technology ETF00214Q401ETF2,728$212.9K<0.1%+19+0.7%Added–
Innovator ETFs Trust45783Y681NASDAQ 100 MANA7,781$213.4K<0.1%+7,781New–
Invesco Exch Traded FD Tr II46138E537NATL AMT MUNI9,024$213.7K<0.1%−1,455−13.9%Reduced–
MFCManulife Financial CorpCOM8,030$213.7K<0.1%+8,030NewHistory
ARK ETF Tr00214Q302GENOMIC REV ETF9,111$213.9K<0.1%−1,757−16.2%Reduced–
First Tr Exchng Traded FD VI33740F847FT VEST US EQT4,660$214.5K<0.1%−1,115−19.3%Reduced–
ASHAshland Inc.COM2,277$215.2K<0.1%00.0%UnchangedHistory
LKQLKQ CorpCOM5,186$215.7K<0.1%−1,131−17.9%ReducedHistory
ZSZscaler, Inc.Stock1,122$215.7K<0.1%−105−8.6%ReducedHistory
CHTRCharter Communications, Inc.CL A722$215.8K<0.1%−38−5.0%ReducedHistory
WELLWelltower Inc.REIT2,076$216.4K<0.1%−618−22.9%ReducedHistory
NVTnVent Electric plcSHS2,826$216.5K<0.1%−81−2.8%ReducedHistory
Fidelity MSCI Materials Index ETF316092881ETF4,398$217.4K<0.1%−5,366−55.0%Reduced–
WisdomTree Tr97717W109US TOTAL DIVIDND3,071$217.5K<0.1%+212+7.4%Added–
METMetlife IncStock3,100$217.6K<0.1%+224+7.8%AddedHistory
Timothy Plan887432359US LRGMD CP CORE5,370$217.9K<0.1%+5,370New–
VVVValvoline IncCOM5,045$217.9K<0.1%−225−4.3%ReducedHistory
WNCWabash National CorpCOM10,010$218.6K<0.1%00.0%UnchangedHistory
Amplify ETF Tr032108409CWP ENHANCED DIV5,660$219.0K<0.1%−12,422−68.7%Reduced–
Innovator ETFs Trust45782C342US SML CP PWR ET7,122$219.4K<0.1%+7,122New–
iShares Core MSCI Europe ETF46434V738ETF3,856$219.6K<0.1%+193+5.3%Added–
SPDR Series Trust78468R531SPDR S&P 500 ESG4,144$220.1K<0.1%+4,144New–
FTITechnipFMC plcCOM8,421$220.2K<0.1%−1,214−12.6%ReducedHistory
iShares U.S. Treasury Bond ETF46429B267ETF9,758$220.2K<0.1%+395+4.2%Added–
First Tr Exchange Trad FD VI33739H101FST TR GLB FD9,217$220.4K<0.1%−464−4.8%Reduced–
Vanguard Admiral FDS Inc921932828SMLLCP 600 IDX2,245$220.5K<0.1%−933−29.4%Reduced–
SYBTStock Yards Bancorp, Inc.COM4,455$221.3K<0.1%00.0%UnchangedHistory
iShares Esg Aware US Aggregate Bond ETF46435U549ETF4,755$221.7K<0.1%+19+0.4%Added–
BIPBrookfield Infrastructure Partners L.P.LP INT UNIT8,101$222.3K<0.1%−57−0.7%ReducedHistory
LTCLTC Properties IncREIT6,483$223.7K<0.1%−527−7.5%ReducedHistory
Etfis Ser Tr I26923G772INFRAC ACT MLP5,443$223.7K<0.1%+84+1.6%Added–
BUIBlackRock Utilities, Infrastructure & Power Opportunities TrustCOM10,120$224.2K<0.1%00.0%UnchangedHistory
Flagstar Bank, National Association649445103COM70,323$226.4K<0.1%−36−0.1%Reduced–
iShares Tr464288612INTRM GOV CR ETF2,185$226.7K<0.1%−28−1.3%Reduced–
PCARPaccar IncCOM2,207$227.2K<0.1%−822−27.1%ReducedHistory
HIGHartford Insurance Group, Inc.Stock2,267$227.9K<0.1%−15−0.7%ReducedHistory
Cambria ETF Tr132061300CAMBRIA FGN SHR8,681$229.4K<0.1%−809−8.5%Reduced–
MRNAModerna, Inc.Stock1,939$230.3K<0.1%−1,374−41.5%ReducedHistory
iShares Tr464287739U.S. REAL ES ETF2,624$230.3K<0.1%−3,695−58.5%Reduced–
Simplify Exchange Traded Fun82889N632ENHANCED INM ETF9,477$230.3K<0.1%−255−2.6%Reduced–
ProShares Tr74347B680S&P MDCP 400 DIV3,150$231.9K<0.1%−1,300−29.2%Reduced–
Fidelity Merrimack STR Tr316188101CORP BOND ETF5,038$232.0K<0.1%−177−3.4%Reduced–
INTSIntensity Therapeutics, Inc.COM47,869$234.6K<0.1%00.0%UnchangedHistory
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT6,313$235.2K<0.1%+11+0.2%Added–
EIXEdison InternationalStock3,279$235.5K<0.1%+17+0.5%AddedHistory
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG11,827$236.5K<0.1%00.0%Unchanged–
TXRHTexas Roadhouse, Inc.COM1,378$236.6K<0.1%−9−0.6%ReducedHistory
First Tr Exchange-Traded FD33734X168MATERIALS ALPH3,656$237.0K<0.1%+324+9.7%Added–
iShares Tr46434V381FUTU EXPO TE ETF4,044$237.9K<0.1%+6+0.1%Added–
Invesco Exch TRD SLF Idx FD46138J577BULETSHS 202913,103$237.9K<0.1%+2,650+25.4%Added–
RBLXRoblox CorpStock6,402$238.2K<0.1%−433−6.3%ReducedHistory
AGOAssured Guaranty LtdCOM3,107$239.7K<0.1%+10.0%AddedHistory
ALLYAlly Financial Inc.Stock6,056$240.3K<0.1%+106+1.8%AddedHistory
First Tr Exchange Traded FD33741L108DORSY WR MOMNT7,953$240.8K<0.1%−22−0.3%Reduced–
MCHPMicrochip Technology IncStock2,632$240.9K<0.1%−406−13.4%ReducedHistory
CQPCheniere Energy Partners, L.P.COM UNIT4,918$241.5K<0.1%−81−1.6%ReducedHistory
GPKGraphic Packaging Holding CoCOM9,217$241.6K<0.1%−1,809−16.4%ReducedHistory
WBSWebster Financial CorpCOM5,564$242.5K<0.1%00.0%UnchangedHistory
iShares Tr46435G524INTL DIV GRWTH3,603$242.8K<0.1%+3,603New–
Simplify Exchange Traded Fun82889N723AGGREGATE BD ETF11,729$243.5K<0.1%−262−2.2%Reduced–
TPLTexas Pacific Land CorpStock332$243.7K<0.1%+332NewHistory
Vanguard Scottsdale FDS92206C680VNG RUS1000GRW2,600$244.0K<0.1%−1,257−32.6%Reduced–
DOCUDocuSign, Inc.Stock4,597$245.9K<0.1%−400−8.0%ReducedHistory
UNMUnum GroupStock4,814$246.0K<0.1%−452−8.6%ReducedHistory
Fidelity Covington Trust316092790QLTY FCTOR ETF4,058$248.8K<0.1%−141−3.4%Reduced–
CPACopa Holdings, S.A.CL A2,620$249.4K<0.1%+2,620NewHistory
COFCapital One Financial CorpStock1,808$250.3K<0.1%−214−10.6%ReducedHistory
SPDR Series Trust78468R622ST BLOO HIGH ETF2,657$250.5K<0.1%−969−26.7%Reduced–
Innovator ETFs Trust45782C474US SML CP PWR B7,181$250.7K<0.1%−6,438−47.3%Reduced–
ELFe.l.f. Beauty, Inc.COM1,190$250.8K<0.1%−95−7.4%ReducedHistory
LUVSouthwest Airlines CoCOM8,778$251.1K<0.1%−484−5.2%ReducedHistory
JBLJabil IncStock2,311$251.5K<0.1%+2,311NewHistory
Doubleline ETF Trust25861R105OPPO CORE BD ETF5,540$251.5K<0.1%+10+0.2%Added–
iShares Tr464287812US CONSM STAPLES3,826$251.6K<0.1%+10+0.3%Added–
ETJEaton Vance Risk-Managed Diversified Equity Income FundCOM28,805$252.9K<0.1%+519+1.8%AddedHistory
Invesco Exchange Traded FD T46137V274S&P500 EQL UTL4,359$253.0K<0.1%−195−4.3%Reduced–
NEANuveen AMT-Free Quality Municipal Income FundCOM22,096$253.2K<0.1%+123+0.6%AddedHistory
Invesco Exchange Traded FD T46137V548INTL DIVI ACHI14,195$254.4K<0.1%−6,964−32.9%Reduced–
PPGPPG Industries IncStock2,021$254.5K<0.1%−195−8.8%ReducedHistory
SPDR Series Trust78468R861STATE STRET SPDR13,827$255.5K<0.1%+92+0.7%Added–
First Tr Exchng Traded FD VI33740F797ACTV FCTR SMCP9,045$255.9K<0.1%+9,045New–
Vanguard Admiral FDS Inc921932885MIDCP 400 IDX2,595$257.2K<0.1%−205−7.3%Reduced–
Invesco Exchange Traded FD T46137V597RAFI US 15006,752$257.5K<0.1%+1,276+23.3%Added–
SPDR Series Trust78464A284ST NUVE HIGH ETF10,124$257.5K<0.1%−96−0.9%Reduced–
iShares Tr464288703MRNING SM CP ETF4,452$257.8K<0.1%00.0%Unchanged–

Options (12)

Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.

Option positions of Sigma Planning Corp in Q2 2024
SecurityClassPutsCalls
Invesco QQQ Trust Series I46090E103ETF$574.1K–
NVDANVIDIA CorpStock–$249.1K
SPYSPDR S&P 500 ETF TrustETF$26.3K–
ASIXAdvanSix Inc.COM$17.0K–
Flagstar Bank, National Association649445103COM–$15.2K
ECPGEncore Capital Group IncCOM$7.27K–
BABoeing CoStock$2.88K–
BFHBread Financial Holdings, Inc.COM$2.57K–
OLEDUniversal Display CorpCOM$2.57K–
XRXXerox Holdings CorpCOM NEW$1.92K–
NWLNewell Brands Inc.Stock$1.57K–
UBSUBS Group AGStock–$250

Sold out since Q1 2024 (97)

Positions held at the end of Q1 2024 that are gone from this filing.

Positions of Sigma Planning Corp sold out since Q1 2024
SecurityClassShares in Q1 2024Value in Q1 2024% of portfolio in Q1 2024History
iShares Tr464289859CORE 80 20 ETF56,464$4.15M0.1%–
PIMCO ETF Tr72201R2051-5 US TIP IDX79,419$4.09M0.1%–
FICOFair Isaac CorpCOM1,865$2.33M0.1%History
EXPEExpedia Group, Inc.Stock15,659$2.16M0.1%History
Bondbloxx ETF Trust09789C812BLOOMBERG TEN YR35,571$1.66M0.1%–
Innovator U.S. Equity Power Buffer ETF - October45782C797ETF43,773$1.64M0.1%–
CELHCelsius Holdings, Inc.COM NEW18,677$1.55M<0.1%History
NBIXNeurocrine Biosciences IncStock10,100$1.39M<0.1%History
iShares Tr464288166AGENCY BOND ETF12,285$1.33M<0.1%–
Innovator ETFs Trust45782C615GRWT100 PWR BUF22,585$1.07M<0.1%–
Innovator ETFs Trust45782C425US EQT ULTRA BFR28,638$881.9K<0.1%–
Capital Grp Fixed Incm ETF T14020Y409SHORT DURATION34,348$872.3K<0.1%–
PUBMPubMatic, Inc.COM CL A35,000$830.2K<0.1%History
PXDPioneer Natural Resources CoCOM3,106$815.6K<0.1%History
Innovator ETFs Trust45782C375US EQT ULTRA BF23,525$768.3K<0.1%–
RPMRPM International IncCOM6,275$746.5K<0.1%History
BIPCBrookfield Infrastructure CorpCOM SB VTG SHS A19,951$719.0K<0.1%History
iShares U.S. ETF Trust iShares Gsci Commodity Dynamic Roll Strategy ETF46431W853ETF25,586$690.8K<0.1%–
Invesco Exch TRD SLF Idx FD46138J643INVSCO BLSH 2832,553$653.3K<0.1%–
EVGEaton Vance Short Duration Diversified Income FundCOM56,363$595.2K<0.1%History
First Tr Exchng Traded FD VI33740U208FT VEST US EQT12,754$566.9K<0.1%–
iShares Tr46436E288INVT GRD CORP BD19,339$566.6K<0.1%–
STNEStoneCo Ltd.COM29,425$488.7K<0.1%History
PATHUiPath, Inc.Stock20,489$464.5K<0.1%History
ONOn Semiconductor CorpStock6,062$445.9K<0.1%History
CPECallon Petroleum CoCOM11,644$416.4K<0.1%History
BEPCBrookfield Renewable CorpCL A SUB VTG16,799$412.8K<0.1%History
CTRACoterra Energy Inc.Stock13,509$376.6K<0.1%History
DJTTrump Media & Technology Group Corp.Stock5,968$369.8K<0.1%History
First Tr Energy Income & Gro33738G104COM21,179$346.1K<0.1%–
ANAutonation, Inc.COM2,086$345.6K<0.1%History
SITESiteOne Landscape Supply, Inc.COM1,974$344.6K<0.1%History
SYNASYNAPTICS IncStock3,499$341.4K<0.1%History
PSAPublic StorageCOM1,131$328.2K<0.1%History
iShares Tr46432F859CORE 1 5 YR USD6,791$322.2K<0.1%–
ASOAcademy Sports & Outdoors, Inc.COM4,756$321.3K<0.1%History
BERYBerry Global Group, Inc.COM5,170$312.7K<0.1%History
BRBroadridge Financial Solutions, Inc.Stock1,515$310.5K<0.1%History
TAPMolson Coors Beverage CoCL B4,556$306.4K<0.1%History
NGGNational Grid PLCSPONSORED ADR NE4,435$302.6K<0.1%History
JPMorgan Chase & Co46625H365ALERIAN ML ETN10,563$300.9K<0.1%–
Innovator ETFs Trust45782C672US EQT ULTRA BF9,010$294.2K<0.1%–
Dimensional World Ex U.S. Core Equity 2 ETF25434V880ETF11,542$293.6K<0.1%–
Innovator U.S. Equity Ultra Buffer ETF - January45782C300ETF8,090$292.1K<0.1%–
iShares Tr46434V1000-5YR INVT GR CP5,869$288.9K<0.1%–
BLDRBuilders FirstSource, Inc.Stock1,382$288.2K<0.1%History
DBX ETF Tr233051820XTRACK MSCI ALL8,587$281.9K<0.1%–
RABrookfield Real Assets Income Fund Inc.SHS BEN INT20,674$267.1K<0.1%History
ODFLOld Dominion Freight Line, Inc.COM1,199$263.2K<0.1%History
DRIDarden Restaurants IncCOM1,574$263.1K<0.1%History
iShares Tr46435U697IBONDS DEC10,085$261.7K<0.1%–
BCEBce IncCOM NEW7,695$261.5K<0.1%History
iShares Tr464287192US TRSPRTION3,577$251.8K<0.1%–
MLMMartin Marietta Materials IncCOM409$251.6K<0.1%History
FLNGFlex LNG Ltd.SHS9,852$250.6K<0.1%History
RIVRivernorth Opportunities Fund, Inc.COM20,725$249.5K<0.1%History
Global X FDS37960A651SUPERDVDND REIT11,615$237.4K<0.1%–
First Tr Exchng Traded FD VI33740U687FT VEST U.S EQT7,200$237.3K<0.1%–
RBARB Global Inc.COM3,089$235.3K<0.1%History
APAMArtisan Partners Asset Management Inc.CL A5,075$232.3K<0.1%History
State Street SPDR S&P Regional Banking ETF78464A698ETF4,605$231.6K<0.1%–
CHDNChurchill Downs IncCOM1,860$230.2K<0.1%History
Innovator ETFs Trust45782C276GRWT100 PWR BUF3,975$229.2K<0.1%–
First Tr Exchng Traded FD VI33740U844FT VEST U.S6,323$229.0K<0.1%–
iShares Tr464288372GLB INFRASTR ETF4,797$228.5K<0.1%–
NEUNewmarket CorpCOM359$228.0K<0.1%History
iShares Tr46435U432IBONDS DEC 258,599$227.5K<0.1%–
Innovator ETFs Trust45783Y343INNOVATOR INTL D8,800$226.6K<0.1%–
SYMSymbotic Inc.Stock5,015$225.7K<0.1%History
First Tr Exchng Traded FD VI33740F425FT VEST U.S6,739$224.1K<0.1%–
iShares Tr464288737GLB CNSM STP ETF3,641$222.3K<0.1%–
iShares Tr46429B408MSCI PHILIPS ETF8,038$222.1K<0.1%–
CNCCentene CorpStock2,822$221.5K<0.1%History
Fidelity Merrimack STR Tr316188200LTD TRM BD ETF4,447$218.1K<0.1%–
DXCMDexcom IncCOM1,569$217.7K<0.1%History
iShares Tr464288562RESIDENTIAL MULT3,003$216.4K<0.1%–
OVVOvintiv Inc.COM4,155$215.7K<0.1%History
RIORio Tinto PLCADR3,357$214.0K<0.1%History
Great Ajax Corp38983D4097.25 CV SR NT 248,586$213.9K<0.1%–
NTGTortoise Midstream Energy Fund, Inc.COM5,516$211.4K<0.1%History
PHMPultegroup IncCOM1,709$206.2K<0.1%History
Vanguard Emerging Markets Government Bond ETF921946885ETF3,219$205.6K<0.1%–
OMCOmnicom Group Inc.COM2,112$204.4K<0.1%History
iShares Ibonds Dec 2026 Term Muni Bond ETF46435U259ETF8,040$203.8K<0.1%–
Invesco Exchange Traded FD T46137V373S&P500 EQL STP6,161$202.9K<0.1%–
ANSSAnsys IncCOM583$202.4K<0.1%History
Pacer Developed Markets International Cash Cows 100 ETF69374H873ETF6,300$201.3K<0.1%–
EGLEEagle Bulk Shipping Inc.COM3,220$201.2K<0.1%History
WisdomTree Tr97717X594ITL HDG QTLY DIV4,376$201.1K<0.1%–
BCXBlackRock Resources & Commodities Strategy TrustSHS20,528$186.4K<0.1%History
Crescent PT Energy Corp22576C101COM18,831$154.2K<0.1%–
EFTEaton Vance Floating-Rate Income TrustCOM10,310$137.2K<0.1%History
First Tr MLP & Energy Incom33739B104COM12,732$123.1K<0.1%–
HLNHaleon plcADR13,998$118.8K<0.1%History
CIMChimera Investment CorpCOM NEW16,185$74.6K<0.1%History
NKLANikola CorpCOM22,549$23.5K<0.1%History
Portage Biotech IncG7185A128COM10,680$6.02K<0.1%–