Sigma Planning Corp
- SEC CIK
- 0001449126
- Latest filing
- Aug 7, 2026
Holdings in Q1 2021
Holdings as of Mar 31, 2021, filed May 6, 2021. Long positions only.
- Positions
- 1,301
- No 13F data for Q4 2020
- Portfolio value
- $3.11B
- No 13F data for Q4 2020
Livermore's 13F data starts with Q1 2021, so this quarter has no previous quarter to compare with and changes are not shown.
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| GPPGreen Plains Partners LP | COM REP PTR IN | 15,518 | $191.0K | <0.1% | – | – | History |
| RLJRLJ Lodging Trust | COM | 12,566 | $195.0K | <0.1% | – | – | History |
| Hyperscale Data, Inc.05150X104 | COM | 59,500 | $196.0K | <0.1% | – | – | – |
| SLRCSLR Investment Corp. | COM | 11,147 | $198.0K | <0.1% | – | – | History |
| AWPabrdn Global Premier Properties Fund | COM SH BEN INT | 33,717 | $201.0K | <0.1% | – | – | History |
| iShares Tr46435U432 | IBONDS DEC 25 | 7,186 | $201.0K | <0.1% | – | – | – |
| DNPDNP Select Income Fund Inc | COM | 20,399 | $202.0K | <0.1% | – | – | History |
| BNSBank of Nova Scotia | COM | 3,247 | $203.0K | <0.1% | – | – | History |
| WisdomTree Tr97717W406 | US AI ENHANCED | 2,152 | $203.0K | <0.1% | – | – | – |
| STAGSTAG Industrial, Inc. | COM | 6,027 | $203.0K | <0.1% | – | – | History |
| Fidelity Covington Trust316092790 | QLTY FCTOR ETF | 4,469 | $203.0K | <0.1% | – | – | – |
| JCIJohnson Controls International plc | Stock | 3,417 | $204.0K | <0.1% | – | – | History |
| RQICohen & Steers Quality Income Realty Fund Inc | CEF | 14,654 | $204.0K | <0.1% | – | – | History |
| LOGILogitech International S.A. | SHS | 1,951 | $204.0K | <0.1% | – | – | History |
| BYDBoyd Gaming Corp | COM | 3,466 | $204.0K | <0.1% | – | – | History |
| PIMCO ETF Tr72201R205 | 1-5 US TIP IDX | 3,713 | $204.0K | <0.1% | – | – | – |
| First Tr Exchange-Traded FD33734X119 | CONSUMR STAPLE | 3,569 | $205.0K | <0.1% | – | – | – |
| FTVFortive Corp | Stock | 2,919 | $206.0K | <0.1% | – | – | History |
| Innovator U.S. Equity Power Buffer ETF - September45782C656 | ETF | 7,178 | $206.0K | <0.1% | – | – | – |
| iShares U S ETF Tr46431W705 | INT RT HDG C B | 2,138 | $206.0K | <0.1% | – | – | – |
| FFCFlaherty & Crumrine PREFERRED & INCOME SECURITIES FUND INC | COM | 8,784 | $206.0K | <0.1% | – | – | History |
| AGFirst Majestic Silver Corp | COM | 13,193 | $206.0K | <0.1% | – | – | History |
| RGRSturm Ruger & Co Inc | Stock | 3,135 | $207.0K | <0.1% | – | – | History |
| EIXEdison International | Stock | 3,525 | $207.0K | <0.1% | – | – | History |
| LKQLKQ Corp | COM | 4,901 | $207.0K | <0.1% | – | – | History |
| Nushares ETF Tr67092P300 | NUVEEN ESG LRGVL | 5,729 | $207.0K | <0.1% | – | – | – |
| ASHAshland Inc. | COM | 2,329 | $207.0K | <0.1% | – | – | History |
| FFIVF5, Inc. | Stock | 999 | $208.0K | <0.1% | – | – | History |
| AVKAdvent Convertible & Income Fund | COM | 11,767 | $208.0K | <0.1% | – | – | History |
| KIOKKR Income Opportunities Fund | COM | 13,125 | $208.0K | <0.1% | – | – | History |
| TOMZTOMI Environmental Solutions, Inc. | COM NEW | 51,400 | $208.0K | <0.1% | – | – | History |
| iShares Tr464288265 | MSCI KOKUSAI ETF | 2,356 | $208.0K | <0.1% | – | – | – |
| Etfis Ser Tr I26923G798 | VIRTUS PVT CR | 8,969 | $209.0K | <0.1% | – | – | – |
| American Centy ETF Tr025072802 | INTL SMCP VLU | 3,362 | $209.0K | <0.1% | – | – | – |
| iShares Tr46435G318 | IBONDS DEC2023 | 8,000 | $209.0K | <0.1% | – | – | – |
| iShares Tr46435G789 | IBONDS DEC2021 | 8,118 | $209.0K | <0.1% | – | – | – |
| iShares Tr46435U697 | IBONDS DEC | 7,741 | $209.0K | <0.1% | – | – | – |
| SONYSony Group Corp | SPONSORED ADR | 1,984 | $210.0K | <0.1% | – | – | History |
| FVRRFiverr International Ltd. | ORD SHS | 968 | $210.0K | <0.1% | – | – | History |
| FNDFloor & Decor Holdings, Inc. | CL A | 2,213 | $211.0K | <0.1% | – | – | History |
| iShares Tr464287796 | U.S. ENERGY ETF | 8,059 | $211.0K | <0.1% | – | – | – |
| SABRSabre Corp | COM | 14,229 | $211.0K | <0.1% | – | – | History |
| TERTeradyne, Inc | Stock | 1,742 | $212.0K | <0.1% | – | – | History |
| TPLTexas Pacific Land Corp | Stock | 133 | $212.0K | <0.1% | – | – | History |
| SPDR Series Trust78468R200 | ST STR RATE ETF | 6,950 | $213.0K | <0.1% | – | – | – |
| HRBH&R Block Inc | COM | 9,769 | $213.0K | <0.1% | – | – | History |
| CECelanese Corp | Stock | 1,429 | $214.0K | <0.1% | – | – | History |
| PAASPan American Silver Corp | Stock | 7,132 | $214.0K | <0.1% | – | – | History |
| MGAMagna International Inc | COM | 2,435 | $214.0K | <0.1% | – | – | History |
| IRBTiRobot Corp | COM | 1,750 | $214.0K | <0.1% | – | – | History |
| JPINuveen Preferred Securities & Income Opportunities Fund | COM | 8,550 | $214.0K | <0.1% | – | – | History |
| BGBunge Global SA | COM | 2,703 | $214.0K | <0.1% | – | – | History |
| BBYBest Buy Co Inc | Stock | 1,872 | $215.0K | <0.1% | – | – | History |
| Sandstorm Gold Ltd Com New80013R206 | Stock | 31,608 | $215.0K | <0.1% | – | – | – |
| TTCToro Co | COM | 2,081 | $215.0K | <0.1% | – | – | History |
| First Tr Exchng Traded FD VI33740F763 | FT VEST US EQT | 6,228 | $215.0K | <0.1% | – | – | – |
| TCF Finl Corp872307103 | COM | 4,623 | $215.0K | <0.1% | – | – | – |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 3,718 | $216.0K | <0.1% | – | – | – |
| BFHBread Financial Holdings, Inc. | COM | 1,928 | $216.0K | <0.1% | – | – | History |
| Flexshares Tr33939L860 | QUALT DIVD IDX | 4,053 | $216.0K | <0.1% | – | – | – |
| Guggenheim Enhanced Equity I40167B100 | COM | 29,889 | $216.0K | <0.1% | – | – | – |
| BIGGQFormer BL Stores Inc | COM | 3,170 | $217.0K | <0.1% | – | – | History |
| HOLXHologic Inc | COM | 2,918 | $217.0K | <0.1% | – | – | History |
| WisdomTree Tr97717Y691 | CLOUD COMPUTNG | 4,510 | $217.0K | <0.1% | – | – | – |
| PFGPrincipal Financial Group Inc | COM | 3,627 | $218.0K | <0.1% | – | – | History |
| iShares Tr46429B291 | A RATE CP BD ETF | 3,945 | $219.0K | <0.1% | – | – | – |
| iShares Tr464289511 | 10+ YR INVST GRD | 3,278 | $219.0K | <0.1% | – | – | – |
| DOCHealthpeak Properties, Inc. | COM | 6,921 | $220.0K | <0.1% | – | – | History |
| PGNYProgyny, Inc. | COM | 4,940 | $220.0K | <0.1% | – | – | History |
| ELMEElme Communities | SH BEN INT | 9,970 | $220.0K | <0.1% | – | – | History |
| Innovator U.S. Equity Power Buffer ETF - October45782C797 | ETF | 7,764 | $221.0K | <0.1% | – | – | – |
| DXCMDexcom Inc | COM | 616 | $221.0K | <0.1% | – | – | History |
| Invesco Exchange Traded FD T46137V720 | LEISU ENTMT ETF | 4,807 | $221.0K | <0.1% | – | – | – |
| ROSTRoss Stores, Inc. | COM | 1,841 | $221.0K | <0.1% | – | – | History |
| SLBSLB Limited | Stock | 8,167 | $222.0K | <0.1% | – | – | History |
| CRUSCirrus Logic, Inc. | Stock | 2,631 | $223.0K | <0.1% | – | – | History |
| LTCLTC Properties Inc | REIT | 5,366 | $224.0K | <0.1% | – | – | History |
| HOGHarley-Davidson, Inc. | COM | 5,609 | $225.0K | <0.1% | – | – | History |
| Therapeutics Acquisition Cor88339T103 | COM CL A | 21,375 | $225.0K | <0.1% | – | – | – |
| HEIHeico Corp | COM | 1,800 | $226.0K | <0.1% | – | – | History |
| BUIBlackRock Utilities, Infrastructure & Power Opportunities Trust | COM | 9,000 | $226.0K | <0.1% | – | – | History |
| STMSTMicroelectronics N.V. | NY REGISTRY | 5,930 | $227.0K | <0.1% | – | – | History |
| GNWGenworth Financial Inc | COM SHS | 68,352 | $227.0K | <0.1% | – | – | History |
| SPDR Index Shs FDS78463X202 | ST STR EU 50 ETF | 5,106 | $227.0K | <0.1% | – | – | – |
| DRNADicerna Pharmaceuticals Inc | COM | 8,860 | $227.0K | <0.1% | – | – | History |
| CNCCentene Corp | Stock | 3,566 | $228.0K | <0.1% | – | – | History |
| WUWestern Union CO | Stock | 9,276 | $229.0K | <0.1% | – | – | History |
| ICEIntercontinental Exchange, Inc. | Stock | 2,046 | $229.0K | <0.1% | – | – | History |
| MRSHMarsh & McLennan Companies, Inc. | Stock | 1,876 | $229.0K | <0.1% | – | – | History |
| Flexshares Tr33939L407 | MORNSTAR UPSTR | 6,336 | $229.0K | <0.1% | – | – | – |
| UPBDUpbound Group, Inc. | COM | 3,966 | $229.0K | <0.1% | – | – | History |
| OMCOmnicom Group Inc. | COM | 3,096 | $230.0K | <0.1% | – | – | History |
| GLUGabelli Global Utility & Income Trust | COM SH BEN INT | 11,724 | $230.0K | <0.1% | – | – | History |
| MXIMMaxim Integrated Products Inc | COM | 2,513 | $230.0K | <0.1% | – | – | History |
| iShares Tr46435G243 | ESG AWRE 1 5 YR | 8,887 | $231.0K | <0.1% | – | – | – |
| REIRing Energy, Inc. | COM | 100,000 | $231.0K | <0.1% | – | – | History |
| Vanguard Emerging Markets Government Bond ETF921946885 | ETF | 2,997 | $232.0K | <0.1% | – | – | – |
| DOVDOVER Corp | COM | 1,697 | $233.0K | <0.1% | – | – | History |
| CFCF Industries Holdings, Inc. | COM | 5,137 | $233.0K | <0.1% | – | – | History |
| VanEck ETF Trust92189H201 | INTRMDT MUNI ETF | 4,575 | $235.0K | <0.1% | – | – | – |
Options (22)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
| Security | Class | Puts | Calls |
|---|---|---|---|
| Invesco QQQ Trust Series I46090E103 | ETF | $3.45M | – |
| AMZNAmazon Com Inc | Stock | – | $2.79M |
| SPYSPDR S&P 500 ETF Trust | ETF | $912.0K | $674.0K |
| AVGOBroadcom Inc. | Stock | $1.16M | – |
| State Street SPDR Portfolio S&P 500 Value ETF78464A508 | ETF | – | $758.0K |
| AAPLApple Inc. | Stock | – | $757.0K |
| CRMSalesforce, Inc. | Stock | – | $657.0K |
| BABoeing Co | Stock | $204.0K | $433.0K |
| NKENIKE, Inc. | Stock | – | $558.0K |
| VEEVVeeva Systems Inc | Stock | – | $522.0K |
| GMGeneral Motors Co | COM | – | $425.0K |
| ETF Managers Tr26924G508 | ETFMG ALTR HRVST | – | $378.0K |
| GEGeneral Electric Co | COM | – | $376.0K |
| NIONIO Inc. | ADR | – | $351.0K |
| MSFTMicrosoft Corp | Stock | – | $330.0K |
| REGIRenewable Energy Group, Inc. | COM NEW | $330.0K | – |
| VMWVmware LLC | CL A COM | – | $301.0K |
| METAMeta Platforms, Inc. | Stock | – | $295.0K |
| Direxion Shares ETF Trust25460G609 | DAI ENE BUL ETF | – | $291.0K |
| DISWalt Disney Co | Stock | – | $221.0K |
| DRIDarden Restaurants Inc | COM | – | $213.0K |
| FIVEFive Below, Inc | COM | – | $210.0K |