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Livermore
Livermore
ZHEN

Rational Advisors LLC

SEC CIK
0001143565
Latest filing
Jul 24, 2026

Holdings in Q4 2021

Holdings as of Dec 31, 2021, filed Feb 10, 2022. Long positions only; changes compare share counts with Q3 2021.

Institution overview
Positions
176
−14 vs. Q3 2021
Portfolio value
$1.63B
+$352.8M (+27.6%) vs. Q3 2021
Filed
Feb 10, 2022
SEC
Holdings of Rational Advisors LLC in Q4 2021
SecurityClassSharesValue% of portfolioShare changeActionHistory
TSNTyson Foods, Inc.Stock17,153$1.50M0.1%+2,697+18.7%AddedHistory
BGBunge Global SACOM16,091$1.50M0.1%+1,759+12.3%AddedHistory
LENLennar CorpCL A13,712$1.59M0.1%+13,712NewHistory
FITBFifth Third BancorpCOM38,134$1.66M0.1%+8,759+29.8%AddedHistory
CMICummins IncStock8,273$1.80M0.1%+1,869+29.2%AddedHistory
BACBank of America CorpStock40,668$1.81M0.1%+6,674+19.6%AddedHistory
CATCaterpillar IncStock8,852$1.83M0.1%+1,850+26.4%AddedHistory
HSYHershey CoCOM9,548$1.85M0.1%+1,509+18.8%AddedHistory
GSGoldman Sachs Group IncStock4,944$1.89M0.1%−6,686−57.5%ReducedHistory
WMWaste Management IncStock11,548$1.93M0.1%+1,800+18.5%AddedHistory
TSLATesla, Inc.Stock1,825$1.93M0.1%−1,350−42.5%ReducedHistory
iShares Tr4642874407-10 YR TRSY BD16,932$1.95M0.1%+12,520+283.8%Added–
AMATApplied Materials IncStock12,394$1.95M0.1%+1,341+12.1%AddedHistory
MASMasco CorpCOM28,227$1.98M0.1%+2,623+10.2%AddedHistory
DEDeere & CoStock5,814$1.99M0.1%+1,984+51.8%AddedHistory
JNJJohnson & JohnsonStock11,783$2.02M0.1%−4,609−28.1%ReducedHistory
GLPIGaming & Leisure Properties, Inc.COM41,491$2.02M0.1%+9,716+30.6%AddedHistory
ADMArcher-Daniels-Midland CoStock30,340$2.05M0.1%+30,340NewHistory
COPConocoPhillipsStock29,288$2.11M0.1%+7,503+34.4%AddedHistory
CMGChipotle Mexican Grill IncCOM1,220$2.13M0.1%−780−39.0%ReducedHistory
COSTCostco Wholesale CorpStock3,874$2.20M0.1%−4,000−50.8%ReducedHistory
Nextera Energy Inc65339F796UNIT 09/01/2022S34,713$2.36M0.1%00.0%Unchanged–
Boston Scientific Corp1011372065.50% CNV PFD A20,935$2.38M0.1%+20,935New–
ELEstee Lauder Companies IncCL A6,500$2.41M0.1%+6,500NewHistory
Southern Co842587602UNIT 08/01/202246,313$2.49M0.2%+11,000+31.2%Added–
XOMExxonMobil Holdings CorpCOM41,282$2.53M0.2%+10,240+33.0%AddedHistory
American Elec PWR Co Inc025537127UNIT 08/01/202151,450$2.58M0.2%+11,600+29.1%Added–
JPMJPMorgan Chase & CoStock16,547$2.62M0.2%+3,769+29.5%AddedHistory
XYZBlock, Inc.CL A17,427$2.81M0.2%+6,729+62.9%AddedHistory
Dominion Energy, Inc25746U133UNIT 99/99/999929,266$2.94M0.2%+10,900+59.3%Added–
EXPEExpedia Group, Inc.Stock16,500$2.98M0.2%+16,500NewHistory
MAMastercard IncStock8,500$3.05M0.2%+5,825+217.8%AddedHistory
KKR and Co Inc 6 McOnv PFD C48251W401CONVERTIBLE PREFERRED STOCK34,000$3.17M0.2%+34,000New–
ABNBAirbnb, Inc.Stock19,900$3.31M0.2%+11,000+123.6%AddedHistory
Nisource Inc.65473P121UNIT 12/01/202329,900$3.35M0.2%+11,000+58.2%Added–
ABTAbbott LaboratoriesStock24,200$3.41M0.2%+24,200NewHistory
CZRCaesars Entertainment, Inc.COM36,600$3.42M0.2%−7,700−17.4%ReducedHistory
LULUlululemon athletica inc.Stock9,511$3.72M0.2%+2,000+26.6%AddedHistory
LOWLowes Companies IncStock15,000$3.88M0.2%+12,000+400.0%AddedHistory
WFC.PLWells Fargo & CompanyPERP PFD CNV A2,683$4.00M0.2%+2,683NewHistory
HDHome Depot, Inc.Stock10,500$4.36M0.3%+3,000+40.0%AddedHistory
Stanley Black & Decker, Inc.854502846UNIT 11/15/202240,990$4.48M0.3%+17,600+75.2%Added–
NKENIKE, Inc.Stock26,939$4.49M0.3%−4,000−12.9%ReducedHistory
NFLXNetflix IncStock8,000$4.82M0.3%+6,230+352.0%AddedHistory
PYPLPayPal Holdings, Inc.Stock28,542$5.38M0.3%+13,211+86.2%AddedHistory
BDX 6 06/01/23 Pfd075887406CONVERTIBLE PREFERRED STOCK102,700$5.42M0.3%+102,700New–
Broadcom Inc.11135F200COM2,624$5.45M0.3%+2,624New–
AMZNAmazon Com IncStock1,634$5.45M0.3%−436−21.1%ReducedHistory
BXBlackstone Inc.COM43,300$5.60M0.3%+19,800+84.3%AddedHistory
KKRKKR & Co. Inc.COM77,500$5.77M0.4%+32,500+72.2%AddedHistory
VVisa Inc.Stock27,128$5.88M0.4%+8,000+41.8%AddedHistory
Bank of Amer Corp0605056827.25%CNV PFD L4,148$6.00M0.4%+4,148New–
AAPLApple Inc.Stock34,967$6.21M0.4%−4,536−11.5%ReducedHistory
MSFTMicrosoft CorpStock20,958$7.05M0.4%+5,831+38.5%AddedHistory
GOOGLAlphabet Inc.Stock2,602$7.54M0.5%+207+8.6%AddedHistory
iShares Tr464288588MBS ETF79,221$8.51M0.5%+16,559+26.4%Added–
RHRHCOM16,050$8.60M0.5%+2,800+21.1%AddedHistory
Hartford FDS Exchange Traded41653L305TOTAL RTRN ETF419,409$16.7M1.0%+85,826+25.7%Added–
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD771,246$25.4M1.6%+155,684+25.3%Added–
Vanguard Intermediate-Term Corporate Bond ETF92206C870ETF365,817$33.9M2.1%+78,309+27.2%Added–
Vanguard Morningstar Total Stock Market ETF922908769ETF142,133$34.3M2.1%+27,867+24.4%Added–
iShares Tr464287150CORE S&P TTL STK321,547$34.4M2.1%+63,527+24.6%Added–
Vanguard S&P 500 ETF922908363ETF79,221$34.6M2.1%+14,716+22.8%Added–
DBX ETF Tr233051432XTRACK USD HIGH1,090,463$43.4M2.7%+238,997+28.1%Added–
iShares Core S&P 500 ETF464287200ETF100,164$47.8M2.9%+7,177+7.7%Added–
Global X FDS37954Y657US PFD ETF2,029,473$52.3M3.2%+446,336+28.2%Added–
Fidelity MSCI Utilities Index ETF316092865ETF1,405,020$65.1M4.0%+317,650+29.2%Added–
Global X FDS37954Y483NASDAQ 100 COVER3,038,383$67.4M4.1%+649,855+27.2%Added–
WisdomTree Tr97717Y790US EFFIC CORE FD1,782,488$79.0M4.8%+346,791+24.2%Added–
Schwab U.S. REIT ETF808524847ETF1,766,176$93.1M5.7%+358,124+25.4%Added–
Global X FDS37954Y343GLBL X MLP ETF2,803,049$98.1M6.0%+591,449+26.7%Added–
Invesco QQQ Trust Series I46090E103ETF253,975$101.0M6.2%+43,873+20.9%Added–
Vanguard Dividend Appreciation ETF921908844ETF629,115$108.1M6.6%+122,290+24.1%Added–
Vanguard Total Bond Market ETF921937835ETF1,822,098$154.4M9.5%+375,343+25.9%Added–
Schwab US Aggregate Bond ETF808524839ETF2,868,290$154.6M9.5%+590,342+25.9%Added–
iShares Core U.S. Aggregate Bond ETF464287226ETF1,356,088$154.7M9.5%+279,776+26.0%Added–

Sold out since Q3 2021 (37)

Positions held at the end of Q3 2021 that are gone from this filing.

Positions of Rational Advisors LLC sold out since Q3 2021
SecurityClassShares in Q3 2021Value in Q3 2021% of portfolio in Q3 2021History
SHOPShopify Inc.Stock2,037$2.76M0.2%History
ULTAUlta Beauty, Inc.Stock7,350$2.65M0.2%History
OKTAOkta, Inc.CL A10,081$2.39M0.2%History
TJXTJX Companies IncStock35,500$2.34M0.2%History
METAMeta Platforms, Inc.Stock6,435$2.18M0.2%History
CMCSAComcast CorpStock37,721$2.11M0.2%History
LYVLive Nation Entertainment, Inc.COM22,700$2.07M0.2%History
AXPAmerican Express CoStock12,000$2.01M0.2%History
BLKBlackRock, Inc.COM1,818$1.52M0.1%History
CAHCardinal Health IncStock30,763$1.52M0.1%History
OPFIOppFi Inc.COM CL A169,182$1.33M0.1%History
ROKURoku, IncCOM CL A3,960$1.24M0.1%History
FDXFedEx CorpStock5,566$1.22M0.1%History
iShares S&P 500 Value ETF464287408ETF8,267$1.20M0.1%–
DOCUDocuSign, Inc.Stock4,665$1.20M0.1%History
NOWServiceNow, Inc.Stock1,740$1.08M0.1%History
RNGRingCentral, Inc.CL A4,970$1.08M0.1%History
GOOGAlphabet Inc.Stock403$1.07M0.1%History
CRWDCrowdStrike Holdings, Inc.Stock4,330$1.06M0.1%History
SEDGSolaredge Technologies, Inc.COM3,800$1.01M0.1%History
SOFISoFi Technologies, Inc.Stock61,645$979.0K0.1%History
BBYBest Buy Co IncStock9,162$969.0K0.1%History
MELIMercadolibre IncCOM520$873.0K0.1%History
CBOECboe Global Markets, Inc.COM6,999$867.0K0.1%History
ZMZoom Communications, Inc.Stock3,070$803.0K0.1%History
XPELXPEL, Inc.COM8,945$679.0K0.1%History
TDOCTeladoc Health, Inc.COM4,210$534.0K<0.1%History
WSMWilliams Sonoma IncCOM2,800$497.0K<0.1%History
BILIBilibili Inc.SPONS ADS REP Z7,475$495.0K<0.1%History
VEEVVeeva Systems IncStock1,595$460.0K<0.1%History
ADBEAdobe Inc.Stock745$429.0K<0.1%History
MIMEMimecast LtdORD SHS3,960$252.0K<0.1%History
JYNTJOINT CorpCOM1,740$171.0K<0.1%History
APPSDigital Turbine, Inc.COM NEW1,900$131.0K<0.1%History
FVRRFiverr International Ltd.ORD SHS504$92.0K<0.1%History
EVBGEverbridge, Inc.COM540$82.0K<0.1%History
RGENRepligen CorpCOM185$53.0K<0.1%History