D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 3,597
- +90 vs. Q2 2021
- Portfolio value
- $78.3B
- −$8.57B (−9.9%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Pershing Square Tontine Hldg71531R109 | COM CL A | 1,664,030 | $32.8M | <0.1% | +1,664,030 | New | – |
| NGVTIngevity Corp | COM | 458,950 | $32.8M | <0.1% | −50,158−9.9% | Reduced | History |
| SYFSynchrony Financial | COM | 668,055 | $32.7M | <0.1% | +104,643+18.6% | Added | History |
| First Rep BK San Francisco C33616C100 | COM | 169,214 | $32.6M | <0.1% | +111,652+194.0% | Added | – |
| PPLIPeople Inc | COM NEW | 250,383 | $32.6M | <0.1% | +190,554+318.5% | Added | History |
| TENBTenable Holdings, Inc. | COM | 706,124 | $32.6M | <0.1% | −593,676−45.7% | Reduced | History |
| LNGCheniere Energy, Inc. | COM NEW | 332,582 | $32.5M | <0.1% | −106,932−24.3% | Reduced | History |
| Redball Acquisition CorpG7417R105 | COM CL A | 3,299,785 | $32.5M | <0.1% | +276,244+9.1% | Added | – |
| EVRGEvergy, Inc. | Stock | 518,954 | $32.3M | <0.1% | −777,979−60.0% | Reduced | History |
| GENGen Digital Inc. | Stock | 1,270,335 | $32.1M | <0.1% | +562,640+79.5% | Added | History |
| TheRealReal, Inc.88339PAB7 | NOTE 3.000% 6/1 | – | $31.8M | <0.1% | – | – | – |
| PSAPublic Storage | COM | 107,118 | $31.8M | <0.1% | +25,973+32.0% | Added | History |
| FBINFortune Brands Innovations, Inc. | COM | 355,323 | $31.8M | <0.1% | +113,117+46.7% | Added | History |
| SWAVShockwave Medical, Inc. | COM | 154,091 | $31.7M | <0.1% | −50,498−24.7% | Reduced | History |
| MRVIMaravai Lifesciences Holdings, Inc. | COM CL A | 644,802 | $31.6M | <0.1% | +308,421+91.7% | Added | History |
| TWSTTwist Bioscience Corp | COM | 295,156 | $31.6M | <0.1% | −69,867−19.1% | Reduced | History |
| FBCFlagstar Bancorp Inc | COM PAR .001 | 618,157 | $31.4M | <0.1% | −197,073−24.2% | Reduced | History |
| PTONPeloton Interactive, Inc. | CL A COM | 359,549 | $31.3M | <0.1% | +13,360+3.9% | Added | History |
| MTNVail Resorts Inc | COM | 93,456 | $31.2M | <0.1% | −130,082−58.2% | Reduced | History |
| ZTSZoetis Inc. | Stock | 160,680 | $31.2M | <0.1% | −554,643−77.5% | Reduced | History |
| RSReliance, Inc. | COM | 218,685 | $31.1M | <0.1% | −37,020−14.5% | Reduced | History |
| PRPermian Resources Corp | CL A | 4,638,473 | $31.1M | <0.1% | −2,020,672−30.3% | Reduced | History |
| GFL Environmental Inc.36168Q120 | UNIT 99/99/9999T | 363,246 | $31.1M | <0.1% | −100,000−21.6% | Reduced | – |
| Infinera Corp45667GAC7 | NOTE 2.125% 9/0 | – | $31.0M | <0.1% | – | – | – |
| Theravance Inc88338TAB0 | NOTE 2.125% 1/1 | – | $30.9M | <0.1% | – | – | – |
| TWOU2U, LLC | COM | 914,771 | $30.7M | <0.1% | +77,903+9.3% | Added | History |
| SCHWSchwab Charles Corp | Stock | 419,401 | $30.5M | <0.1% | +21,396+5.4% | Added | History |
| ALGNAlign Technology Inc | COM | 45,865 | $30.5M | <0.1% | +4,727+11.5% | Added | History |
| RingCentral, Inc.76680RAF4 | NOTE 3/0 | – | $30.3M | <0.1% | – | – | – |
| State Street Health Care Select Sector SPDR ETF81369Y209 | ETF | 237,389 | $30.2M | <0.1% | +88,689+59.6% | Added | – |
| AOSSmith A O Corp | COM | 492,593 | $30.1M | <0.1% | +44,837+10.0% | Added | History |
| Sabre GLBL Inc78573NAE2 | NOTE 4.000% 4/1 | – | $30.1M | <0.1% | – | – | – |
| Baozun Inc.06684LAB9 | NOTE 1.625% 5/0 | – | $29.7M | <0.1% | – | – | – |
| Wayfair Inc.94419LAM3 | NOTE 0.625%10/0 | – | $29.6M | <0.1% | – | New | – |
| Hennessy Capital Invst Corp42600H207 | UNIT 99/99/9999 | 2,970,000 | $29.6M | <0.1% | +2,970,000 | New | – |
| DRHDiamondRock Hospitality Co | COM | 3,123,968 | $29.5M | <0.1% | +733,019+30.7% | Added | History |
| Retrophin Inc761299AB2 | NOTE 2.500% 9/1 | – | $29.5M | <0.1% | – | – | – |
| Neogenomics Inc64049MAA8 | NOTE 1.250% 5/0 | – | $29.5M | <0.1% | – | – | – |
| SUISun Communities Inc | COM | 158,772 | $29.4M | <0.1% | −3,684−2.3% | Reduced | History |
| BURLBurlington Stores, Inc. | COM | 103,429 | $29.3M | <0.1% | +103,429 | New | History |
| MIDDLEBY Corp596278AB7 | NOTE 1.000% 9/0 | – | $29.3M | <0.1% | – | New | – |
| GPREGreen Plains Inc. | COM | 892,823 | $29.1M | <0.1% | −280,585−23.9% | Reduced | History |
| MNDTMandiant, Inc. | COM | 1,635,471 | $29.1M | <0.1% | +817,929+100.0% | Added | History |
| HDHome Depot, Inc. | Stock | 88,464 | $29.0M | <0.1% | −49,156−35.7% | Reduced | History |
| PLNTPlanet Fitness, Inc. | CL A | 369,041 | $29.0M | <0.1% | −2,722−0.7% | Reduced | History |
| SIXSix Flags Entertainment Corp | COM | 680,027 | $28.9M | <0.1% | +321,310+89.6% | Added | History |
| INSMED Inc457669AA7 | NOTE 1.750% 1/1 | – | $28.8M | <0.1% | – | – | – |
| TRTLTortoiseEcofin Acquisition Corp. III | SHS CL A | 2,970,000 | $28.8M | <0.1% | +2,970,000 | New | History |
| BKDBrookdale Senior Living Inc. | COM | 4,569,026 | $28.8M | <0.1% | −1,661,423−26.7% | Reduced | History |
| OMEROmeros Corp | COM | 2,080,586 | $28.7M | <0.1% | −288,231−12.2% | Reduced | History |
| RAMPLiveRamp Holdings, Inc. | COM | 606,424 | $28.6M | <0.1% | −47,802−7.3% | Reduced | History |
| New Relic, Inc.64829BAB6 | NOTE 0.500% 5/0 | – | $28.6M | <0.1% | – | – | – |
| iShares Iboxx $ Investment Grade Corporate Bond ETF464287242 | ETF | 214,844 | $28.6M | <0.1% | +83,294+63.3% | Added | – |
| TWTradeweb Markets Inc. | Stock | 353,474 | $28.6M | <0.1% | −74,905−17.5% | Reduced | History |
| AEEAmeren Corp | COM | 352,056 | $28.5M | <0.1% | −304,566−46.4% | Reduced | History |
| SCCOSouthern Copper Corp | Stock | 507,118 | $28.5M | <0.1% | +177,351+53.8% | Added | History |
| AVTRAvantor, Inc. | COM | 695,572 | $28.4M | <0.1% | +564,330+430.0% | Added | History |
| DEDeere & Co | Stock | 83,978 | $28.1M | <0.1% | −49,516−37.1% | Reduced | History |
| HZNPHorizon Therapeutics Public Ltd Co | SHS | 255,237 | $28.0M | <0.1% | −169,464−39.9% | Reduced | History |
| CDNSCadence Design Systems Inc | Stock | 184,613 | $28.0M | <0.1% | +147,855+402.2% | Added | History |
| ALKAlaska Air Group, Inc. | COM | 475,935 | $27.9M | <0.1% | +360,577+312.6% | Added | History |
| AFRMAffirm Holdings, Inc. | COM CL A | 233,631 | $27.8M | <0.1% | +233,631 | New | History |
| BPOPPopular, Inc. | COM NEW | 357,088 | $27.7M | <0.1% | −55,447−13.4% | Reduced | History |
| FOXFox Corp | CL B COM | 746,520 | $27.7M | <0.1% | −186,489−20.0% | Reduced | History |
| PTC Therapeutics, Inc.69366JAB7 | NOTE 3.000% 8/1 | – | $27.5M | <0.1% | – | – | – |
| DXCMDexcom Inc | COM | 49,718 | $27.2M | <0.1% | +17,354+53.6% | Added | History |
| INOInovio Pharmaceuticals, Inc. | COM NEW | 3,792,857 | $27.2M | <0.1% | +1,702,996+81.5% | Added | History |
| WWayfair Inc. | CL A | 106,165 | $27.1M | <0.1% | −76,712−41.9% | Reduced | History |
| DGXQuest Diagnostics Inc | COM | 186,401 | $27.1M | <0.1% | −84,377−31.2% | Reduced | History |
| ONOn Semiconductor Corp | Stock | 587,721 | $26.9M | <0.1% | +310,417+111.9% | Added | History |
| SCIService Corp International | COM | 445,474 | $26.8M | <0.1% | +55,608+14.3% | Added | History |
| CNNECannae Holdings, Inc. | COM | 859,316 | $26.7M | <0.1% | −205,464−19.3% | Reduced | History |
| AKAMAkamai Technologies Inc | COM | 255,266 | $26.7M | <0.1% | +243,530+2,075.1% | Added | History |
| RVLVRevolve Group, Inc. | CL A | 428,650 | $26.5M | <0.1% | +76,610+21.8% | Added | History |
| FUTUFutu Holdings Ltd | SPON ADS CL A | 290,838 | $26.5M | <0.1% | +278,480+2,253.4% | Added | History |
| KOSKosmos Energy Ltd. | COM | 8,943,033 | $26.5M | <0.1% | +7,468,392+506.5% | Added | History |
| WBWEIBO Corp | SPONSORED ADR | 557,194 | $26.5M | <0.1% | +306,127+121.9% | Added | History |
| Pure Storage Inc74624MAB8 | NOTE 0.125% 4/1 | – | $26.4M | <0.1% | – | – | – |
| EWEdwards Lifesciences Corp | Stock | 233,420 | $26.4M | <0.1% | −281,725−54.7% | Reduced | History |
| TEVATeva Pharmaceutical Industries Ltd | SPONSORED ADS | 2,698,653 | $26.3M | <0.1% | +2,595,704+2,521.3% | Added | History |
| BEKEKE Holdings Inc. | SPONSORED ADS | 1,432,384 | $26.2M | <0.1% | +1,371,624+2,257.4% | Added | History |
| GDDYGoDaddy Inc. | CL A | 374,594 | $26.1M | <0.1% | −143,806−27.7% | Reduced | History |
| Austerlitz Acquisition CorpG0633U101 | COM CL A | 2,676,130 | $26.1M | <0.1% | +2,009,464+301.4% | Added | – |
| MSMorgan Stanley | Stock | 267,733 | $26.1M | <0.1% | +258,272+2,729.9% | Added | History |
| GNWGenworth Financial Inc | COM SHS | 6,932,623 | $26.0M | <0.1% | −1,028,626−12.9% | Reduced | History |
| ABBVAbbVie Inc. | Stock | 240,174 | $25.9M | <0.1% | +167,678+231.3% | Added | History |
| NLSNNielsen Holdings plc | SHS EUR | 1,346,336 | $25.8M | <0.1% | +897,310+199.8% | Added | History |
| OGNOrganon & Co. | Stock | 787,011 | $25.8M | <0.1% | −357,455−31.2% | Reduced | History |
| VCRAVocera Communications, Inc. | COM | 563,481 | $25.8M | <0.1% | −53,866−8.7% | Reduced | History |
| ZIMZIM Integrated Shipping Services Ltd. | SHS | 507,250 | $25.7M | <0.1% | +241,149+90.6% | Added | History |
| MMSIMerit Medical Systems Inc | COM | 356,757 | $25.6M | <0.1% | −47,346−11.7% | Reduced | History |
| VMCVulcan Materials CO | COM | 149,893 | $25.4M | <0.1% | −391,176−72.3% | Reduced | History |
| RUNSunrun Inc. | COM | 575,358 | $25.3M | <0.1% | +411,186+250.5% | Added | History |
| DXCDXC Technology Co | Stock | 753,101 | $25.3M | <0.1% | −618,872−45.1% | Reduced | History |
| PEBPebblebrook Hotel Trust | COM | 1,124,772 | $25.2M | <0.1% | +227,880+25.4% | Added | History |
| JDJD.com, Inc. | SPON ADS CL A | 348,031 | $25.1M | <0.1% | +12,541+3.7% | Added | History |
| Social Capital Hedosopha HLDG8251L105 | SHS CL A | 2,469,003 | $25.1M | <0.1% | +937,628+61.2% | Added | – |
| ODFLOld Dominion Freight Line, Inc. | COM | 87,583 | $25.0M | <0.1% | +78,780+894.9% | Added | History |
| ARCHArch Resources, Inc. | CL A | 269,596 | $25.0M | <0.1% | −94,237−25.9% | Reduced | History |
| HESHess Corp | Stock | 319,778 | $25.0M | <0.1% | +259,158+427.5% | Added | History |
Options (847)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 847 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $1.03B | $436.1M |
| AMZNAmazon Com Inc | Stock | $1.01B | $384.4M |
| MELIMercadolibre Inc | COM | $571.8M | $456.6M |
| XYZBlock, Inc. | CL A | $536.3M | $208.5M |
| CMGChipotle Mexican Grill Inc | COM | $245.0M | $277.4M |
| BABAAlibaba Group Holding Ltd | ADR | $282.2M | $207.6M |
| AAPLApple Inc. | Stock | $362.9M | $106.1M |
| SHOPShopify Inc. | Stock | $344.2M | $121.3M |
| CCitigroup Inc | Stock | $285.8M | $110.0M |
| SNAPSnap Inc | Stock | $195.4M | $191.5M |
| NFLXNetflix Inc | Stock | $171.3M | $203.9M |
| MRNAModerna, Inc. | Stock | $271.6M | $100.8M |
| BKNGBooking Holdings Inc. | Stock | $59.3M | $291.0M |
| WFCWells Fargo & Company | Stock | $189.4M | $119.3M |
| JPMJPMorgan Chase & Co | Stock | $101.7M | $205.7M |
| BABoeing Co | Stock | $215.8M | $91.5M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $226.8M | $76.9M |
| SESea Ltd | SPONSORD ADS | $194.3M | $108.4M |
| BACBank of America Corp | Stock | $111.2M | $176.1M |
| INTCIntel Corp | Stock | $148.1M | $138.8M |
| MUMicron Technology Inc | Stock | $217.3M | $52.6M |
| XOMExxonMobil Holdings Corp | COM | $161.6M | $105.2M |
| MSFTMicrosoft Corp | Stock | $59.3M | $203.3M |
| ZMZoom Communications, Inc. | Stock | $206.3M | $51.7M |
| GOOGAlphabet Inc. | Stock | $56.2M | $199.6M |
| NVDANVIDIA Corp | Stock | $182.5M | $72.0M |
| GSGoldman Sachs Group Inc | Stock | $169.3M | $78.4M |
| BIDUBaidu, Inc. | ADR | $222.2M | $23.1M |
| TAT&T Inc. | Stock | $148.2M | $95.7M |
| PYPLPayPal Holdings, Inc. | Stock | $138.0M | $100.0M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $208.6M | $16.6M |
| TWTRTwitter, Inc. | COM | $135.8M | $84.2M |
| GOOGLAlphabet Inc. | Stock | $57.2M | $162.6M |
| CRMSalesforce, Inc. | Stock | $87.1M | $124.9M |
| ROKURoku, Inc | COM CL A | $188.1M | $21.7M |
| GMGeneral Motors Co | COM | $137.0M | $72.7M |
| MSMorgan Stanley | Stock | $168.6M | $38.0M |
| NIONIO Inc. | ADR | $118.7M | $84.7M |
| UBERUber Technologies, Inc | Stock | $173.9M | $28.0M |
| CHTRCharter Communications, Inc. | CL A | $44.8M | $154.2M |
| DISWalt Disney Co | Stock | $165.2M | $33.6M |
| Paramount Global92556H206 | CL B | $135.6M | $62.2M |
| WWayfair Inc. | CL A | $57.1M | $125.8M |
| DOCUDocuSign, Inc. | Stock | $104.5M | $72.6M |
| HUBSHubSpot Inc | COM | $105.5M | $71.0M |
| TDOCTeladoc Health, Inc. | COM | $148.6M | $25.7M |
| DXCMDexcom Inc | COM | $81.5M | $90.3M |
| NOWServiceNow, Inc. | Stock | $85.8M | $84.7M |
| PANWPalo Alto Networks Inc | Stock | $85.3M | $79.0M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $115.2M | $48.7M |
| ZSZscaler, Inc. | Stock | $83.1M | $80.3M |
| BRK.BBerkshire Hathaway Inc | Stock | $14.6M | $146.7M |
| MDBMongoDB, Inc. | CL A | $84.5M | $76.5M |
| UPSUnited Parcel Service Inc | Stock | $77.2M | $83.2M |
| VVisa Inc. | Stock | $54.7M | $105.2M |
| BYNDBeyond Meat, Inc. | COM | $82.9M | $75.7M |
| TTDTrade Desk, Inc. | Stock | $74.6M | $83.5M |
| ADBEAdobe Inc. | Stock | $48.4M | $102.9M |
| RHRH | COM | $83.0M | $68.0M |
| QCOMQualcomm Inc | Stock | $89.9M | $60.5M |
| COUPCoupa Software Inc | COM | $81.0M | $66.2M |
| PLTRPalantir Technologies Inc. | Stock | $77.7M | $68.0M |
| DDOGDatadog, Inc. | CL A COM | $50.1M | $93.4M |
| UALUnited Airlines Holdings, Inc. | COM | $93.2M | $49.8M |
| HDHome Depot, Inc. | Stock | $66.9M | $76.0M |
| AMDAdvanced Micro Devices Inc | Stock | $140.6M | – |
| SPLKSplunk Inc | COM | $80.7M | $59.4M |
| AALAmerican Airlines Group Inc. | Stock | $67.9M | $67.3M |
| VZVerizon Communications Inc | Stock | $79.7M | $55.2M |
| PFEPfizer Inc | Stock | $93.6M | $38.4M |
| SPOTSpotify Technology S.A. | Stock | $108.8M | $19.2M |
| ASMLASML Holding NV | ADR | $103.9M | $23.2M |
| PINSPinterest, Inc. | CL A | $114.0M | $11.2M |
| CVXChevron Corp | Stock | $83.3M | $41.1M |
| DALDelta Air Lines, Inc. | COM NEW | $92.0M | $30.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $61.6M | $60.6M |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | $71.8M | $48.4M |
| FFord Motor Co | Stock | $98.3M | $21.4M |
| AZOAutoZone Inc | COM | $4.08M | $113.1M |
| NETCloudflare, Inc. | CL A COM | $61.5M | $55.2M |
| KOCoca Cola Co | Stock | $64.3M | $51.8M |
| CVSCVS Health Corp | Stock | $73.9M | $40.9M |
| PGProcter & Gamble Co | Stock | $36.7M | $77.2M |
| FDXFedEx Corp | Stock | $79.8M | $33.2M |
| PTONPeloton Interactive, Inc. | CL A COM | $69.0M | $41.8M |
| TWLOTwilio Inc | CL A | $81.3M | $28.8M |
| IBMInternational Business Machines Corp | Stock | $82.2M | $27.0M |
| WMTWalmart Inc. | Stock | $51.0M | $57.6M |
| CVNACarvana Co. | CL A | $55.6M | $52.6M |
| ZZillow Group, Inc. | CL C CAP STK | $59.9M | $48.1M |
| SNOWSnowflake Inc. | Stock | $80.6M | $24.2M |
| COSTCostco Wholesale Corp | Stock | $50.5M | $52.1M |
| DKNGDraftKings Inc. | COM CL A | $65.9M | $34.4M |
| ABBVAbbVie Inc. | Stock | $69.5M | $30.4M |
| CSCOCisco Systems, Inc. | Stock | $19.6M | $77.0M |
| ABNBAirbnb, Inc. | Stock | $59.6M | $33.5M |
| UPSTUpstart Holdings, Inc. | COM | $61.7M | $30.9M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $65.8M | $26.1M |
| AAAlcoa Corp | Stock | $63.6M | $27.8M |
| UUnity Software Inc. | COM | $49.7M | $40.4M |
Sold out since Q2 2021 (601)
Positions held at the end of Q2 2021 that are gone from this filing.
The largest 100 of 601 by value last quarter.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Teradyne, Inc880770AG7 | NOTE 1.250%12/1 | – | $244.5M | 0.3% | – |
| SYNAPTICS Inc87157DAD1 | NOTE 0.500% 6/1 | – | $233.5M | 0.3% | – |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 1,241,928 | $228.2M | 0.3% | History |
| RH74967XAA1 | NOTE 6/1 | – | $216.6M | 0.2% | – |
| Slack Technologies, Inc.83088VAB8 | NOTE 0.500% 4/1 | – | $143.7M | 0.2% | – |
| WORKSlack Technologies, Inc. | COM CL A | 2,967,628 | $131.5M | 0.2% | History |
| Proofpoint Inc743424AF0 | NOTE 0.250% 8/1 | – | $124.2M | 0.1% | – |
| Snap Inc83304AAD8 | NOTE 0.250% 5/0 | – | $108.9M | 0.1% | – |
| PFPTProofpoint Inc | COM | 591,401 | $102.8M | 0.1% | History |
| Priceline Grp Inc741503AX4 | NOTE 0.900% 9/1 | – | $99.9M | 0.1% | – |
| MXIMMaxim Integrated Products Inc | COM | 907,590 | $95.6M | 0.1% | History |
| HubSpot Inc443573AB6 | NOTE 0.250% 6/0 | – | $87.9M | 0.1% | – |
| SPCEVirgin Galactic Holdings, Inc | COM | 1,849,261 | $85.1M | 0.1% | History |
| CBChubb Ltd | Stock | 478,774 | $76.1M | 0.1% | History |
| Nutanix, Inc.67059NAB4 | NOTE 1/1 | – | $75.6M | 0.1% | – |
| Zillow Group, Inc.98954MAC5 | NOTE 1.500% 7/0 | – | $75.6M | 0.1% | – |
| Twitter, Inc.90184LAD4 | NOTE 1.000% 9/1 | – | $69.4M | 0.1% | – |
| Apellis Pharmaceuticals, Inc.03753UAB2 | NOTE 3.500% 9/1 | – | $68.9M | 0.1% | – |
| International FLAVORS&FRAGRA459506309 | UNIT 09/15/2021 | 1,339,700 | $67.9M | 0.1% | – |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 1,524,931 | $59.2M | 0.1% | – |
| Cantel Med Corp138098AB4 | NOTE 3.250% 5/1 | – | $57.6M | 0.1% | – |
| Trip.com Group LtdG9066FAA9 | DEBT 1.500% 7/0 | – | $57.0M | 0.1% | – |
| Algonquin PWR Utils Corp015857873 | UNIT 99/99/9999 | 1,150,000 | $56.9M | 0.1% | – |
| PRAHPRA Health Sciences, Inc. | COM | 338,754 | $56.0M | 0.1% | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 1,546,500 | $52.5M | 0.1% | – |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 1,180,526 | $46.4M | 0.1% | History |
| Jazz Investments I Ltd472145AB7 | NOTE 1.875% 8/1 | – | $44.8M | 0.1% | – |
| QTSQTS Realty Trust, Inc. | COM CL A | 570,934 | $44.1M | 0.1% | History |
| Viavi Solutions Inc.925550AE5 | NOTE 1.750% 6/0 | – | $41.5M | <0.1% | – |
| BBBY20230930-DK-Butterfly-1, Inc. | COM | 1,228,879 | $40.9M | <0.1% | History |
| Northern Genesis Acquisition Corp.536221104 | NORTHERN GENESIS ACQUISITION CORP. | 2,000,000 | $38.9M | <0.1% | – |
| APHAmphenol Corp | CL A | 562,882 | $38.5M | <0.1% | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 661,300 | $35.6M | <0.1% | – |
| HOMEAt Home Group Inc. | COM | 930,856 | $34.3M | <0.1% | History |
| CNKCinemark Holdings, Inc. | COM | 1,366,226 | $30.0M | <0.1% | History |
| Luminex Corp55027EAA0 | NOTE 3.000% 5/1 | – | $26.7M | <0.1% | – |
| PFGCPerformance Food Group Co | COM | 544,708 | $26.4M | <0.1% | History |
| EIXEdison International | Stock | 451,339 | $26.1M | <0.1% | History |
| DIDIYDiDi Global Inc. | SPONSORED ADS | 1,500,000 | $21.2M | <0.1% | History |
| WENWendy's Co | Stock | 902,508 | $21.1M | <0.1% | History |
| J2 Global Inc48123VAC6 | NOTE 3.250% 6/1 | – | $20.1M | <0.1% | – |
| Shaw Communications Inc82028K200 | CL B CONV | 664,615 | $19.3M | <0.1% | – |
| NINisource Inc. | COM | 763,666 | $18.7M | <0.1% | History |
| CM Life Sciences Inc18978W109 | COM CL A | 1,201,562 | $16.8M | <0.1% | – |
| COINCoinbase Global, Inc. | COM CL A | 64,764 | $16.4M | <0.1% | History |
| Soaring Eagle Acquisition CoG8354H126 | CL A SHS | 1,588,872 | $15.8M | <0.1% | – |
| Allscripts Healthcare Solutn01988PAF5 | NOTE 0.875% 1/0 | – | $15.8M | <0.1% | – |
| Elliott Opportunity II Corp.G30092129 | UNIT 99/99/9999 | 1,500,000 | $15.0M | <0.1% | – |
| Landcadia Holdings IV, Inc.51477A203 | UNIT 05/01/2025 | 1,500,000 | $14.9M | <0.1% | – |
| AMRSAmyris, Inc. | COM NEW | 859,425 | $14.1M | <0.1% | History |
| Logistics Innovtn Technlgs C54141L209 | UNIT 06/10/2026 | 1,400,000 | $13.9M | <0.1% | – |
| CM Life Sciences III Inc125841205 | UNIT 04/30/2028 | 1,250,000 | $13.7M | <0.1% | – |
| PBFPBF Energy Inc. | CL A | 894,549 | $13.7M | <0.1% | History |
| ADMArcher-Daniels-Midland Co | Stock | 225,795 | $13.7M | <0.1% | History |
| Post Holdings Partnering Cor737465203 | UNIT 99/99/9999 | 1,310,000 | $13.6M | <0.1% | – |
| Austerlitz Acquisition CorpG0633U119 | UNIT 99/99/9999 | 1,333,334 | $13.4M | <0.1% | – |
| Churchill Capital Corp VI17143W200 | UNIT 99/99/9999 | 1,262,413 | $12.8M | <0.1% | – |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 128,280 | $12.4M | <0.1% | – |
| Winnebago Inds Inc974637AB6 | NOTE 1.500% 4/0 | – | $12.2M | <0.1% | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 107,226 | $12.1M | <0.1% | – |
| Livent Corp.53814LAB4 | NOTE 4.125% 7/1 | – | $11.6M | <0.1% | – |
| PATHUiPath, Inc. | Stock | 167,383 | $11.4M | <0.1% | History |
| Holicity Inc435063102 | COM CL A | 1,000,000 | $11.3M | <0.1% | – |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 102,996 | $11.3M | <0.1% | – |
| RBARB Global Inc. | COM | 188,911 | $11.2M | <0.1% | History |
| Aries I Acquisition CorpG0542N115 | UNIT 03/18/2026 | 1,067,000 | $10.7M | <0.1% | – |
| SRESempra | Stock | 80,927 | $10.7M | <0.1% | History |
| Churchill Capital Corp VII17144M201 | UNIT 99/99/9999 | 1,053,009 | $10.5M | <0.1% | – |
| Alteryx, Inc.02156BAF0 | NOTE 1.000% 8/0 | – | $10.4M | <0.1% | – |
| GIGINTERNATIONAL1 Inc37518W205 | UNIT 05/19/2026 | 990,000 | $10.0M | <0.1% | – |
| Disruptive Acquisition CorpG2770Y110 | UNIT 03/06/2026 | 1,000,000 | $9.97M | <0.1% | – |
| Cheesecake Factory Inc163072AA9 | NOTE 0.375% 6/1 | – | $9.90M | <0.1% | – |
| WRIWeingarten Realty Investors | SH BEN INT | 297,470 | $9.54M | <0.1% | History |
| HYFMHydrofarm Holdings Group, Inc. | COM | 159,465 | $9.43M | <0.1% | History |
| Jaws Spitfire Acquisition CoG50740102 | SHS CL A | 866,847 | $8.68M | <0.1% | – |
| PCGPG&E Corp | Stock | 840,060 | $8.54M | <0.1% | History |
| Maquia Capital Acquisition C56564V200 | UNIT 99/99/9999 | 790,000 | $8.00M | <0.1% | – |
| TSPHTuSimple Holdings Inc. | CL A | 111,793 | $7.96M | <0.1% | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 113,573 | $7.92M | <0.1% | – |
| CSGPCostar Group, Inc. | COM | 93,182 | $7.72M | <0.1% | History |
| Nuance Communications, Inc.67020YAG5 | DEBT 1.500%11/0 | – | $7.36M | <0.1% | – |
| New Beginnings Acquisition C64222H100 | COM | 729,540 | $7.29M | <0.1% | – |
| CM Life Sciences II Inc125842203 | UNIT 02/25/2028 | 532,362 | $7.16M | <0.1% | – |
| Pine Technology Acquisitn Co722850203 | UNIT 03/31/2028 | 705,556 | $7.03M | <0.1% | – |
| Orion Acquisition Corp68626A207 | UNIT 02/19/2026 | 673,666 | $6.68M | <0.1% | – |
| Ross Acquisition Corp IIG7641C122 | UNIT 99/99/9999 | 669,540 | $6.67M | <0.1% | – |
| Ajax IG0190X100 | COM | 665,000 | $6.62M | <0.1% | – |
| Shelter Acquisition Corp I822821203 | UNIT 02/25/2026 | 650,000 | $6.49M | <0.1% | – |
| Qell Acquisition CorpG7307X105 | CL A | 639,644 | $6.36M | <0.1% | – |
| MFCManulife Financial Corp | COM | 313,540 | $6.17M | <0.1% | History |
| Sustainable Opportnts Acq CoG8598Y109 | ORD SHS A | 615,944 | $6.13M | <0.1% | – |
| Digital Transformatn Opt Cor25401K206 | UNIT 03/31/2028 | 609,850 | $6.04M | <0.1% | – |
| Corazon Capital V838 MonocerG24237110 | UNIT 03/24/2026 | 598,791 | $5.99M | <0.1% | – |
| Build Acquisition Corp12008J204 | UNIT 99/99/9999 | 598,791 | $5.96M | <0.1% | – |
| Slam Corp.G8210L113 | UNIT 99/99/9999 | 583,899 | $5.83M | <0.1% | – |
| Gores Guggenheim, Inc.38286Q206 | UNIT 03/25/2028 | 581,659 | $5.82M | <0.1% | – |
| Nuance Communications, Inc.67020YAK6 | DBCV 1.000%12/1 | – | $5.61M | <0.1% | – |
| LGL Sys Acquisition Corp50201G106 | COM CL A | 552,533 | $5.52M | <0.1% | – |
| Forum Merger IV Corp349875203 | UNIT 03/15/2028 | 547,262 | $5.47M | <0.1% | – |
| Rapid7, Inc.753422AD6 | NOTE 2.250% 5/0 | – | $5.39M | <0.1% | – |