D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 3,597
- +90 vs. Q2 2021
- Portfolio value
- $78.3B
- −$8.57B (−9.9%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| EQHEquitable Holdings, Inc. | COM | 1,454,002 | $43.1M | 0.1% | −1,142,301−44.0% | Reduced | History |
| Allegheny Technologies Inc01741RAK8 | NOTE 3.500% 6/1 | – | $43.1M | 0.1% | – | New | – |
| RAREUltragenyx Pharmaceutical Inc. | COM | 475,707 | $42.9M | 0.1% | −290,390−37.9% | Reduced | History |
| MRCYMercury Systems Inc | COM | 904,109 | $42.9M | 0.1% | +592,776+190.4% | Added | History |
| AVBAvalonbay Communities Inc | COM | 193,213 | $42.8M | 0.1% | −15,520−7.4% | Reduced | History |
| DISH Network CORP25470MAB5 | NOTE 3.375% 8/1 | – | $42.8M | 0.1% | – | – | – |
| ALSNAllison Transmission Holdings Inc | Stock | 1,211,888 | $42.8M | 0.1% | +30,464+2.6% | Added | History |
| CPAYCorpay, Inc. | COM | 163,290 | $42.7M | 0.1% | −198,879−54.9% | Reduced | History |
| SLMSLM Corp | COM | 2,399,134 | $42.2M | 0.1% | +1,942,537+425.4% | Added | History |
| NVRONevro Corp | COM | 362,782 | $42.2M | 0.1% | −241,217−39.9% | Reduced | History |
| CGNXCognex Corp | COM | 522,924 | $41.9M | 0.1% | −143,944−21.6% | Reduced | History |
| ELSEquity Lifestyle Properties Inc | COM | 534,659 | $41.8M | 0.1% | −245,539−31.5% | Reduced | History |
| ABNBAirbnb, Inc. | Stock | 244,803 | $41.1M | 0.1% | −354,294−59.1% | Reduced | History |
| Sea Ltd81141RAG5 | NOTE 0.250% 9/1 | – | $41.0M | 0.1% | – | New | – |
| VMRKVivmark Residential | SH BEN INT | 504,118 | $40.8M | 0.1% | −32,435−6.0% | Reduced | History |
| IIPRInnovative Industrial Properties Inc | COM | 175,590 | $40.6M | 0.1% | +134,212+324.4% | Added | History |
| PNCPNC Financial Services Group, Inc. | Stock | 207,368 | $40.6M | 0.1% | +72,963+54.3% | Added | History |
| CTLTCatalent, Inc. | COM | 302,918 | $40.3M | 0.1% | −89,378−22.8% | Reduced | History |
| ROLRollins Inc | COM | 1,140,377 | $40.3M | 0.1% | +97,394+9.3% | Added | History |
| CYHCommunity Health Systems Inc | COM | 3,431,509 | $40.1M | 0.1% | +237,376+7.4% | Added | History |
| American Airls Group Inc02376RAF9 | NOTE 6.500% 7/0 | – | $39.8M | 0.1% | – | – | – |
| ITGartner Inc | COM | 130,956 | $39.8M | 0.1% | −532,728−80.3% | Reduced | History |
| Nuvasive Inc670704AL9 | NOTE 1.000% 6/0 | – | $39.8M | 0.1% | – | – | – |
| OVVOvintiv Inc. | COM | 1,206,956 | $39.7M | 0.1% | −607,311−33.5% | Reduced | History |
| DTDynatrace, Inc. | Stock | 557,620 | $39.6M | 0.1% | +384,179+221.5% | Added | History |
| MLCOMelco Resorts & Entertainment LTD | ADR | 3,861,485 | $39.5M | 0.1% | −189,648−4.7% | Reduced | History |
| Five9, Inc.338307AD3 | NOTE 0.500% 6/0 | – | $39.5M | 0.1% | – | New | – |
| PACBPacific Biosciences of California, Inc. | COM | 1,544,332 | $39.5M | 0.1% | +429,913+38.6% | Added | History |
| SYNASYNAPTICS Inc | Stock | 217,689 | $39.1M | <0.1% | −101,702−31.8% | Reduced | History |
| PDDPDD Holdings Inc. | SPONSORED ADS | 431,484 | $39.1M | <0.1% | +250,035+137.8% | Added | History |
| Ionis Pharmaceuticals Inc462222AB6 | NOTE 0.125%12/1 | – | $38.9M | <0.1% | – | – | – |
| DVAXDynavax Technologies Corp | COM NEW | 2,025,547 | $38.9M | <0.1% | +1,053,737+108.4% | Added | History |
| CMAComerica Inc | COM | 481,185 | $38.7M | <0.1% | −297,623−38.2% | Reduced | History |
| MNDYmonday.com Ltd. | SHS | 118,440 | $38.6M | <0.1% | +118,440 | New | History |
| iQIYI, Inc.46267XAE8 | NOTE 4.000%12/1 | – | $38.3M | <0.1% | – | – | – |
| PDPagerDuty, Inc. | COM | 920,782 | $38.1M | <0.1% | +221,857+31.7% | Added | History |
| ASANAsana, Inc. | CL A | 367,218 | $38.1M | <0.1% | +367,218 | New | History |
| UNHUnitedHealth Group Inc | Stock | 97,036 | $37.9M | <0.1% | −65,875−40.4% | Reduced | History |
| KNKnowles Corp | COM | 2,021,190 | $37.9M | <0.1% | −103,160−4.9% | Reduced | History |
| TCBITexas Capital Bancshares Inc | COM | 630,214 | $37.8M | <0.1% | −94,539−13.0% | Reduced | History |
| CROXCrocs, Inc. | COM | 262,992 | $37.7M | <0.1% | +159,694+154.6% | Added | History |
| IBMInternational Business Machines Corp | Stock | 271,203 | $37.7M | <0.1% | +111,395+69.7% | Added | History |
| PTCPTC Inc. | Stock | 314,078 | $37.6M | <0.1% | +314,078 | New | History |
| BRKRBruker Corp | COM | 478,162 | $37.3M | <0.1% | −22,232−4.4% | Reduced | History |
| FMCFMC Corp | COM NEW | 405,852 | $37.2M | <0.1% | −121,439−23.0% | Reduced | History |
| GPCGenuine Parts Co | Stock | 305,794 | $37.1M | <0.1% | +217,257+245.4% | Added | History |
| Twitter, Inc.90184LAF9 | NOTE 0.250% 6/1 | – | $37.0M | <0.1% | – | – | – |
| BILIBilibili Inc. | SPONS ADS REP Z | 558,917 | $37.0M | <0.1% | +474,455+561.7% | Added | History |
| VFCV F Corp | Stock | 551,629 | $37.0M | <0.1% | +220,104+66.4% | Added | History |
| Zendesk, Inc.98936JAD3 | NOTE 0.625% 6/1 | – | $36.8M | <0.1% | – | – | – |
| UVXYProShares Trust II | ULTRA VIX SHORT | 1,495,315 | $36.7M | <0.1% | +1,495,315 | New | History |
| AURAurora Innovation, Inc. | CLASS A ORD SHS | 3,692,216 | $36.7M | <0.1% | +3,692,216 | New | History |
| IQVIQVIA Holdings Inc. | Stock | 152,572 | $36.5M | <0.1% | −278,664−64.6% | Reduced | History |
| CPBCAMPBELL'S Co | COM | 870,507 | $36.4M | <0.1% | +697,611+403.5% | Added | History |
| GMEGameStop Corp. | Stock | 206,911 | $36.3M | <0.1% | +93,477+82.4% | Added | History |
| PANWPalo Alto Networks Inc | Stock | 75,511 | $36.2M | <0.1% | +10,893+16.9% | Added | History |
| CIENCiena Corp | COM NEW | 703,767 | $36.1M | <0.1% | +26,595+3.9% | Added | History |
| CNQCanadian Natural Resources Ltd | COM | 986,566 | $36.0M | <0.1% | −306,475−23.7% | Reduced | History |
| MOG.AMoog Inc. | CL A | 472,453 | $36.0M | <0.1% | −5,628−1.2% | Reduced | History |
| MIDDMIDDLEBY Corp | COM | 209,806 | $35.8M | <0.1% | −104,378−33.2% | Reduced | History |
| HRBH&R Block Inc | COM | 1,429,811 | $35.7M | <0.1% | −122,315−7.9% | Reduced | History |
| FCELFuelcell Energy Inc | COM | 5,332,039 | $35.7M | <0.1% | +1,814,600+51.6% | Added | History |
| ANAutonation, Inc. | COM | 292,850 | $35.7M | <0.1% | +68,327+30.4% | Added | History |
| GWWW.W. Grainger, Inc. | Stock | 90,466 | $35.6M | <0.1% | +42,815+89.9% | Added | History |
| Allegheny Technologies Inc01741RAG7 | NOTE 4.750% 7/0 | – | $35.5M | <0.1% | – | – | – |
| PYPLPayPal Holdings, Inc. | Stock | 135,975 | $35.4M | <0.1% | −102,105−42.9% | Reduced | History |
| LUMNLumen Technologies, Inc. | Stock | 2,853,796 | $35.4M | <0.1% | +415,683+17.0% | Added | History |
| Yy Inc98426TAF3 | NOTE 1.375% 6/1 | – | $35.3M | <0.1% | – | – | – |
| DOWDow Inc. | Stock | 612,157 | $35.2M | <0.1% | +378,032+161.5% | Added | History |
| SNBRQSleep Number Corp | COM | 375,877 | $35.1M | <0.1% | +77,356+25.9% | Added | History |
| TXNTexas Instruments Inc | Stock | 182,562 | $35.1M | <0.1% | −10,073−5.2% | Reduced | History |
| VTRSViatris Inc | Stock | 2,588,674 | $35.1M | <0.1% | −288,240−10.0% | Reduced | History |
| MOHMolina Healthcare, Inc. | COM | 129,239 | $35.1M | <0.1% | −37,409−22.4% | Reduced | History |
| SBUXStarbucks Corp | Stock | 317,589 | $35.0M | <0.1% | −543,195−63.1% | Reduced | History |
| AEMAgnico Eagle Mines Ltd | Stock | 674,079 | $35.0M | <0.1% | +457,638+211.4% | Added | History |
| TFCTruist Financial Corp | COM | 595,654 | $34.9M | <0.1% | −709,626−54.4% | Reduced | History |
| AMBAAmbarella Inc | SHS | 223,493 | $34.8M | <0.1% | +68,191+43.9% | Added | History |
| ORealty Income Corp | REIT | 535,617 | $34.7M | <0.1% | +121,650+29.4% | Added | History |
| IDCCInterDigital, Inc. | COM | 509,086 | $34.5M | <0.1% | −66,376−11.5% | Reduced | History |
| NVTnVent Electric plc | SHS | 1,067,842 | $34.5M | <0.1% | −182,782−14.6% | Reduced | History |
| TAPMolson Coors Beverage Co | CL B | 742,779 | $34.5M | <0.1% | +106,890+16.8% | Added | History |
| SITESiteOne Landscape Supply, Inc. | COM | 171,218 | $34.2M | <0.1% | −42,217−19.8% | Reduced | History |
| LPXLouisiana-Pacific Corp | COM | 556,287 | $34.1M | <0.1% | −496,508−47.2% | Reduced | History |
| XRXXerox Holdings Corp | COM NEW | 1,683,366 | $34.0M | <0.1% | −213,575−11.3% | Reduced | History |
| DOOBRP Inc. | COM SUN VTG | 366,919 | $33.9M | <0.1% | −213,066−36.7% | Reduced | History |
| Solid Power, Inc.24279D105 | CLASS A COM | 3,372,500 | $33.9M | <0.1% | +1,962,421+139.2% | Added | – |
| MGPMGM Growth Properties LLC | CL A COM | 884,097 | $33.9M | <0.1% | −119,602−11.9% | Reduced | History |
| VNTVontier Corp | Stock | 1,005,018 | $33.8M | <0.1% | −552,368−35.5% | Reduced | History |
| Hennessy Capital Invs Corp V42589T107 | COM CL A | 3,415,500 | $33.7M | <0.1% | 00.0% | Unchanged | – |
| South Jersey Inds Inc838518306 | UNIT 04/01/2024 | 700,000 | $33.5M | <0.1% | 00.0% | Unchanged | – |
| OCOwens Corning | Stock | 390,256 | $33.4M | <0.1% | +212,848+120.0% | Added | History |
| CMCCommercial Metals Co | Stock | 1,093,369 | $33.3M | <0.1% | −116,643−9.6% | Reduced | History |
| IAAIAA, Inc. | COM | 609,460 | $33.3M | <0.1% | −207,363−25.4% | Reduced | History |
| RMBSRambus Inc | COM | 1,496,189 | $33.2M | <0.1% | +117,565+8.5% | Added | History |
| Smart Global Hldgs Inc83205YAB0 | NOTE 2.250% 2/1 | – | $33.0M | <0.1% | – | – | – |
| ALLEAllegion plc | ORD SHS | 248,911 | $32.9M | <0.1% | −265,891−51.6% | Reduced | History |
| REZIResideo Technologies, Inc. | Stock | 1,325,909 | $32.9M | <0.1% | +26,227+2.0% | Added | History |
| IVZInvesco Ltd. | Stock | 1,362,929 | $32.9M | <0.1% | +1,217,039+834.2% | Added | History |
| Flagstar Bank, National Association649445103 | COM | 2,551,062 | $32.8M | <0.1% | −2,996,013−54.0% | Reduced | – |
| VSXYVictoria's Secret & Co. | COMMON STOCK | 593,641 | $32.8M | <0.1% | +593,641 | New | History |
Options (847)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 847 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $1.03B | $436.1M |
| AMZNAmazon Com Inc | Stock | $1.01B | $384.4M |
| MELIMercadolibre Inc | COM | $571.8M | $456.6M |
| XYZBlock, Inc. | CL A | $536.3M | $208.5M |
| CMGChipotle Mexican Grill Inc | COM | $245.0M | $277.4M |
| BABAAlibaba Group Holding Ltd | ADR | $282.2M | $207.6M |
| AAPLApple Inc. | Stock | $362.9M | $106.1M |
| SHOPShopify Inc. | Stock | $344.2M | $121.3M |
| CCitigroup Inc | Stock | $285.8M | $110.0M |
| SNAPSnap Inc | Stock | $195.4M | $191.5M |
| NFLXNetflix Inc | Stock | $171.3M | $203.9M |
| MRNAModerna, Inc. | Stock | $271.6M | $100.8M |
| BKNGBooking Holdings Inc. | Stock | $59.3M | $291.0M |
| WFCWells Fargo & Company | Stock | $189.4M | $119.3M |
| JPMJPMorgan Chase & Co | Stock | $101.7M | $205.7M |
| BABoeing Co | Stock | $215.8M | $91.5M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $226.8M | $76.9M |
| SESea Ltd | SPONSORD ADS | $194.3M | $108.4M |
| BACBank of America Corp | Stock | $111.2M | $176.1M |
| INTCIntel Corp | Stock | $148.1M | $138.8M |
| MUMicron Technology Inc | Stock | $217.3M | $52.6M |
| XOMExxonMobil Holdings Corp | COM | $161.6M | $105.2M |
| MSFTMicrosoft Corp | Stock | $59.3M | $203.3M |
| ZMZoom Communications, Inc. | Stock | $206.3M | $51.7M |
| GOOGAlphabet Inc. | Stock | $56.2M | $199.6M |
| NVDANVIDIA Corp | Stock | $182.5M | $72.0M |
| GSGoldman Sachs Group Inc | Stock | $169.3M | $78.4M |
| BIDUBaidu, Inc. | ADR | $222.2M | $23.1M |
| TAT&T Inc. | Stock | $148.2M | $95.7M |
| PYPLPayPal Holdings, Inc. | Stock | $138.0M | $100.0M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $208.6M | $16.6M |
| TWTRTwitter, Inc. | COM | $135.8M | $84.2M |
| GOOGLAlphabet Inc. | Stock | $57.2M | $162.6M |
| CRMSalesforce, Inc. | Stock | $87.1M | $124.9M |
| ROKURoku, Inc | COM CL A | $188.1M | $21.7M |
| GMGeneral Motors Co | COM | $137.0M | $72.7M |
| MSMorgan Stanley | Stock | $168.6M | $38.0M |
| NIONIO Inc. | ADR | $118.7M | $84.7M |
| UBERUber Technologies, Inc | Stock | $173.9M | $28.0M |
| CHTRCharter Communications, Inc. | CL A | $44.8M | $154.2M |
| DISWalt Disney Co | Stock | $165.2M | $33.6M |
| Paramount Global92556H206 | CL B | $135.6M | $62.2M |
| WWayfair Inc. | CL A | $57.1M | $125.8M |
| DOCUDocuSign, Inc. | Stock | $104.5M | $72.6M |
| HUBSHubSpot Inc | COM | $105.5M | $71.0M |
| TDOCTeladoc Health, Inc. | COM | $148.6M | $25.7M |
| DXCMDexcom Inc | COM | $81.5M | $90.3M |
| NOWServiceNow, Inc. | Stock | $85.8M | $84.7M |
| PANWPalo Alto Networks Inc | Stock | $85.3M | $79.0M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $115.2M | $48.7M |
| ZSZscaler, Inc. | Stock | $83.1M | $80.3M |
| BRK.BBerkshire Hathaway Inc | Stock | $14.6M | $146.7M |
| MDBMongoDB, Inc. | CL A | $84.5M | $76.5M |
| UPSUnited Parcel Service Inc | Stock | $77.2M | $83.2M |
| VVisa Inc. | Stock | $54.7M | $105.2M |
| BYNDBeyond Meat, Inc. | COM | $82.9M | $75.7M |
| TTDTrade Desk, Inc. | Stock | $74.6M | $83.5M |
| ADBEAdobe Inc. | Stock | $48.4M | $102.9M |
| RHRH | COM | $83.0M | $68.0M |
| QCOMQualcomm Inc | Stock | $89.9M | $60.5M |
| COUPCoupa Software Inc | COM | $81.0M | $66.2M |
| PLTRPalantir Technologies Inc. | Stock | $77.7M | $68.0M |
| DDOGDatadog, Inc. | CL A COM | $50.1M | $93.4M |
| UALUnited Airlines Holdings, Inc. | COM | $93.2M | $49.8M |
| HDHome Depot, Inc. | Stock | $66.9M | $76.0M |
| AMDAdvanced Micro Devices Inc | Stock | $140.6M | – |
| SPLKSplunk Inc | COM | $80.7M | $59.4M |
| AALAmerican Airlines Group Inc. | Stock | $67.9M | $67.3M |
| VZVerizon Communications Inc | Stock | $79.7M | $55.2M |
| PFEPfizer Inc | Stock | $93.6M | $38.4M |
| SPOTSpotify Technology S.A. | Stock | $108.8M | $19.2M |
| ASMLASML Holding NV | ADR | $103.9M | $23.2M |
| PINSPinterest, Inc. | CL A | $114.0M | $11.2M |
| CVXChevron Corp | Stock | $83.3M | $41.1M |
| DALDelta Air Lines, Inc. | COM NEW | $92.0M | $30.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $61.6M | $60.6M |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | $71.8M | $48.4M |
| FFord Motor Co | Stock | $98.3M | $21.4M |
| AZOAutoZone Inc | COM | $4.08M | $113.1M |
| NETCloudflare, Inc. | CL A COM | $61.5M | $55.2M |
| KOCoca Cola Co | Stock | $64.3M | $51.8M |
| CVSCVS Health Corp | Stock | $73.9M | $40.9M |
| PGProcter & Gamble Co | Stock | $36.7M | $77.2M |
| FDXFedEx Corp | Stock | $79.8M | $33.2M |
| PTONPeloton Interactive, Inc. | CL A COM | $69.0M | $41.8M |
| TWLOTwilio Inc | CL A | $81.3M | $28.8M |
| IBMInternational Business Machines Corp | Stock | $82.2M | $27.0M |
| WMTWalmart Inc. | Stock | $51.0M | $57.6M |
| CVNACarvana Co. | CL A | $55.6M | $52.6M |
| ZZillow Group, Inc. | CL C CAP STK | $59.9M | $48.1M |
| SNOWSnowflake Inc. | Stock | $80.6M | $24.2M |
| COSTCostco Wholesale Corp | Stock | $50.5M | $52.1M |
| DKNGDraftKings Inc. | COM CL A | $65.9M | $34.4M |
| ABBVAbbVie Inc. | Stock | $69.5M | $30.4M |
| CSCOCisco Systems, Inc. | Stock | $19.6M | $77.0M |
| ABNBAirbnb, Inc. | Stock | $59.6M | $33.5M |
| UPSTUpstart Holdings, Inc. | COM | $61.7M | $30.9M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $65.8M | $26.1M |
| AAAlcoa Corp | Stock | $63.6M | $27.8M |
| UUnity Software Inc. | COM | $49.7M | $40.4M |
Sold out since Q2 2021 (601)
Positions held at the end of Q2 2021 that are gone from this filing.
The largest 100 of 601 by value last quarter.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Teradyne, Inc880770AG7 | NOTE 1.250%12/1 | – | $244.5M | 0.3% | – |
| SYNAPTICS Inc87157DAD1 | NOTE 0.500% 6/1 | – | $233.5M | 0.3% | – |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 1,241,928 | $228.2M | 0.3% | History |
| RH74967XAA1 | NOTE 6/1 | – | $216.6M | 0.2% | – |
| Slack Technologies, Inc.83088VAB8 | NOTE 0.500% 4/1 | – | $143.7M | 0.2% | – |
| WORKSlack Technologies, Inc. | COM CL A | 2,967,628 | $131.5M | 0.2% | History |
| Proofpoint Inc743424AF0 | NOTE 0.250% 8/1 | – | $124.2M | 0.1% | – |
| Snap Inc83304AAD8 | NOTE 0.250% 5/0 | – | $108.9M | 0.1% | – |
| PFPTProofpoint Inc | COM | 591,401 | $102.8M | 0.1% | History |
| Priceline Grp Inc741503AX4 | NOTE 0.900% 9/1 | – | $99.9M | 0.1% | – |
| MXIMMaxim Integrated Products Inc | COM | 907,590 | $95.6M | 0.1% | History |
| HubSpot Inc443573AB6 | NOTE 0.250% 6/0 | – | $87.9M | 0.1% | – |
| SPCEVirgin Galactic Holdings, Inc | COM | 1,849,261 | $85.1M | 0.1% | History |
| CBChubb Ltd | Stock | 478,774 | $76.1M | 0.1% | History |
| Nutanix, Inc.67059NAB4 | NOTE 1/1 | – | $75.6M | 0.1% | – |
| Zillow Group, Inc.98954MAC5 | NOTE 1.500% 7/0 | – | $75.6M | 0.1% | – |
| Twitter, Inc.90184LAD4 | NOTE 1.000% 9/1 | – | $69.4M | 0.1% | – |
| Apellis Pharmaceuticals, Inc.03753UAB2 | NOTE 3.500% 9/1 | – | $68.9M | 0.1% | – |
| International FLAVORS&FRAGRA459506309 | UNIT 09/15/2021 | 1,339,700 | $67.9M | 0.1% | – |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 1,524,931 | $59.2M | 0.1% | – |
| Cantel Med Corp138098AB4 | NOTE 3.250% 5/1 | – | $57.6M | 0.1% | – |
| Trip.com Group LtdG9066FAA9 | DEBT 1.500% 7/0 | – | $57.0M | 0.1% | – |
| Algonquin PWR Utils Corp015857873 | UNIT 99/99/9999 | 1,150,000 | $56.9M | 0.1% | – |
| PRAHPRA Health Sciences, Inc. | COM | 338,754 | $56.0M | 0.1% | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 1,546,500 | $52.5M | 0.1% | – |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 1,180,526 | $46.4M | 0.1% | History |
| Jazz Investments I Ltd472145AB7 | NOTE 1.875% 8/1 | – | $44.8M | 0.1% | – |
| QTSQTS Realty Trust, Inc. | COM CL A | 570,934 | $44.1M | 0.1% | History |
| Viavi Solutions Inc.925550AE5 | NOTE 1.750% 6/0 | – | $41.5M | <0.1% | – |
| BBBY20230930-DK-Butterfly-1, Inc. | COM | 1,228,879 | $40.9M | <0.1% | History |
| Northern Genesis Acquisition Corp.536221104 | NORTHERN GENESIS ACQUISITION CORP. | 2,000,000 | $38.9M | <0.1% | – |
| APHAmphenol Corp | CL A | 562,882 | $38.5M | <0.1% | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 661,300 | $35.6M | <0.1% | – |
| HOMEAt Home Group Inc. | COM | 930,856 | $34.3M | <0.1% | History |
| CNKCinemark Holdings, Inc. | COM | 1,366,226 | $30.0M | <0.1% | History |
| Luminex Corp55027EAA0 | NOTE 3.000% 5/1 | – | $26.7M | <0.1% | – |
| PFGCPerformance Food Group Co | COM | 544,708 | $26.4M | <0.1% | History |
| EIXEdison International | Stock | 451,339 | $26.1M | <0.1% | History |
| DIDIYDiDi Global Inc. | SPONSORED ADS | 1,500,000 | $21.2M | <0.1% | History |
| WENWendy's Co | Stock | 902,508 | $21.1M | <0.1% | History |
| J2 Global Inc48123VAC6 | NOTE 3.250% 6/1 | – | $20.1M | <0.1% | – |
| Shaw Communications Inc82028K200 | CL B CONV | 664,615 | $19.3M | <0.1% | – |
| NINisource Inc. | COM | 763,666 | $18.7M | <0.1% | History |
| CM Life Sciences Inc18978W109 | COM CL A | 1,201,562 | $16.8M | <0.1% | – |
| COINCoinbase Global, Inc. | COM CL A | 64,764 | $16.4M | <0.1% | History |
| Soaring Eagle Acquisition CoG8354H126 | CL A SHS | 1,588,872 | $15.8M | <0.1% | – |
| Allscripts Healthcare Solutn01988PAF5 | NOTE 0.875% 1/0 | – | $15.8M | <0.1% | – |
| Elliott Opportunity II Corp.G30092129 | UNIT 99/99/9999 | 1,500,000 | $15.0M | <0.1% | – |
| Landcadia Holdings IV, Inc.51477A203 | UNIT 05/01/2025 | 1,500,000 | $14.9M | <0.1% | – |
| AMRSAmyris, Inc. | COM NEW | 859,425 | $14.1M | <0.1% | History |
| Logistics Innovtn Technlgs C54141L209 | UNIT 06/10/2026 | 1,400,000 | $13.9M | <0.1% | – |
| CM Life Sciences III Inc125841205 | UNIT 04/30/2028 | 1,250,000 | $13.7M | <0.1% | – |
| PBFPBF Energy Inc. | CL A | 894,549 | $13.7M | <0.1% | History |
| ADMArcher-Daniels-Midland Co | Stock | 225,795 | $13.7M | <0.1% | History |
| Post Holdings Partnering Cor737465203 | UNIT 99/99/9999 | 1,310,000 | $13.6M | <0.1% | – |
| Austerlitz Acquisition CorpG0633U119 | UNIT 99/99/9999 | 1,333,334 | $13.4M | <0.1% | – |
| Churchill Capital Corp VI17143W200 | UNIT 99/99/9999 | 1,262,413 | $12.8M | <0.1% | – |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 128,280 | $12.4M | <0.1% | – |
| Winnebago Inds Inc974637AB6 | NOTE 1.500% 4/0 | – | $12.2M | <0.1% | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 107,226 | $12.1M | <0.1% | – |
| Livent Corp.53814LAB4 | NOTE 4.125% 7/1 | – | $11.6M | <0.1% | – |
| PATHUiPath, Inc. | Stock | 167,383 | $11.4M | <0.1% | History |
| Holicity Inc435063102 | COM CL A | 1,000,000 | $11.3M | <0.1% | – |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 102,996 | $11.3M | <0.1% | – |
| RBARB Global Inc. | COM | 188,911 | $11.2M | <0.1% | History |
| Aries I Acquisition CorpG0542N115 | UNIT 03/18/2026 | 1,067,000 | $10.7M | <0.1% | – |
| SRESempra | Stock | 80,927 | $10.7M | <0.1% | History |
| Churchill Capital Corp VII17144M201 | UNIT 99/99/9999 | 1,053,009 | $10.5M | <0.1% | – |
| Alteryx, Inc.02156BAF0 | NOTE 1.000% 8/0 | – | $10.4M | <0.1% | – |
| GIGINTERNATIONAL1 Inc37518W205 | UNIT 05/19/2026 | 990,000 | $10.0M | <0.1% | – |
| Disruptive Acquisition CorpG2770Y110 | UNIT 03/06/2026 | 1,000,000 | $9.97M | <0.1% | – |
| Cheesecake Factory Inc163072AA9 | NOTE 0.375% 6/1 | – | $9.90M | <0.1% | – |
| WRIWeingarten Realty Investors | SH BEN INT | 297,470 | $9.54M | <0.1% | History |
| HYFMHydrofarm Holdings Group, Inc. | COM | 159,465 | $9.43M | <0.1% | History |
| Jaws Spitfire Acquisition CoG50740102 | SHS CL A | 866,847 | $8.68M | <0.1% | – |
| PCGPG&E Corp | Stock | 840,060 | $8.54M | <0.1% | History |
| Maquia Capital Acquisition C56564V200 | UNIT 99/99/9999 | 790,000 | $8.00M | <0.1% | – |
| TSPHTuSimple Holdings Inc. | CL A | 111,793 | $7.96M | <0.1% | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 113,573 | $7.92M | <0.1% | – |
| CSGPCostar Group, Inc. | COM | 93,182 | $7.72M | <0.1% | History |
| Nuance Communications, Inc.67020YAG5 | DEBT 1.500%11/0 | – | $7.36M | <0.1% | – |
| New Beginnings Acquisition C64222H100 | COM | 729,540 | $7.29M | <0.1% | – |
| CM Life Sciences II Inc125842203 | UNIT 02/25/2028 | 532,362 | $7.16M | <0.1% | – |
| Pine Technology Acquisitn Co722850203 | UNIT 03/31/2028 | 705,556 | $7.03M | <0.1% | – |
| Orion Acquisition Corp68626A207 | UNIT 02/19/2026 | 673,666 | $6.68M | <0.1% | – |
| Ross Acquisition Corp IIG7641C122 | UNIT 99/99/9999 | 669,540 | $6.67M | <0.1% | – |
| Ajax IG0190X100 | COM | 665,000 | $6.62M | <0.1% | – |
| Shelter Acquisition Corp I822821203 | UNIT 02/25/2026 | 650,000 | $6.49M | <0.1% | – |
| Qell Acquisition CorpG7307X105 | CL A | 639,644 | $6.36M | <0.1% | – |
| MFCManulife Financial Corp | COM | 313,540 | $6.17M | <0.1% | History |
| Sustainable Opportnts Acq CoG8598Y109 | ORD SHS A | 615,944 | $6.13M | <0.1% | – |
| Digital Transformatn Opt Cor25401K206 | UNIT 03/31/2028 | 609,850 | $6.04M | <0.1% | – |
| Corazon Capital V838 MonocerG24237110 | UNIT 03/24/2026 | 598,791 | $5.99M | <0.1% | – |
| Build Acquisition Corp12008J204 | UNIT 99/99/9999 | 598,791 | $5.96M | <0.1% | – |
| Slam Corp.G8210L113 | UNIT 99/99/9999 | 583,899 | $5.83M | <0.1% | – |
| Gores Guggenheim, Inc.38286Q206 | UNIT 03/25/2028 | 581,659 | $5.82M | <0.1% | – |
| Nuance Communications, Inc.67020YAK6 | DBCV 1.000%12/1 | – | $5.61M | <0.1% | – |
| LGL Sys Acquisition Corp50201G106 | COM CL A | 552,533 | $5.52M | <0.1% | – |
| Forum Merger IV Corp349875203 | UNIT 03/15/2028 | 547,262 | $5.47M | <0.1% | – |
| Rapid7, Inc.753422AD6 | NOTE 2.250% 5/0 | – | $5.39M | <0.1% | – |