D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 3,597
- +90 vs. Q2 2021
- Portfolio value
- $78.3B
- −$8.57B (−9.9%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| 8X8 Inc282914AB6 | NOTE 0.500% 2/0 | – | $60.1M | 0.1% | – | – | – |
| BMRNBiomarin Pharmaceutical Inc | COM | 775,612 | $59.9M | 0.1% | +254,731+48.9% | Added | History |
| EHCEncompass Health Corp | COM | 792,508 | $59.5M | 0.1% | +274,296+52.9% | Added | History |
| RNGRingCentral, Inc. | CL A | 271,274 | $59.0M | 0.1% | +261,632+2,713.5% | Added | History |
| Cinemark Hldgs Inc17243VAB8 | NOTE 4.500% 8/1 | – | $59.0M | 0.1% | – | New | – |
| KSSKOHLS Corp | Stock | 1,243,666 | $58.6M | 0.1% | +181,184+17.1% | Added | History |
| DUKDuke Energy CORP | Stock | 599,324 | $58.5M | 0.1% | −632,440−51.3% | Reduced | History |
| iQIYI, Inc.46267XAD0 | NOTE 2.000% 4/0 | – | $58.5M | 0.1% | – | – | – |
| Dte Energy Co233331842 | UNIT 11/01/2022S | 1,162,300 | $58.0M | 0.1% | +225,000+24.0% | Added | – |
| VRSKVerisk Analytics, Inc. | COM | 289,482 | $58.0M | 0.1% | −280,717−49.2% | Reduced | History |
| AESAES Corp | Stock | 2,532,863 | $57.8M | 0.1% | +1,653,779+188.1% | Added | History |
| SMSM Energy Co | COM | 2,190,377 | $57.8M | 0.1% | −98,154−4.3% | Reduced | History |
| WKWorkiva Inc | COM CL A | 405,548 | $57.2M | 0.1% | −82,819−17.0% | Reduced | History |
| FASTFastenal Co | Stock | 1,099,914 | $56.8M | 0.1% | +276,757+33.6% | Added | History |
| IHRTiHeartMedia, Inc. | COM CL A | 2,265,873 | $56.7M | 0.1% | −61,643−2.6% | Reduced | History |
| ULTAUlta Beauty, Inc. | Stock | 156,951 | $56.6M | 0.1% | +6,649+4.4% | Added | History |
| ORCLOracle Corp | Stock | 647,808 | $56.4M | 0.1% | +609,479+1,590.1% | Added | History |
| CORCencora, Inc. | Stock | 472,183 | $56.4M | 0.1% | −174,104−26.9% | Reduced | History |
| HAPNHappen, Inc. | COM NEW | 1,983,789 | $56.0M | 0.1% | +79,221+4.2% | Added | History |
| AALAmerican Airlines Group Inc. | Stock | 2,718,926 | $55.8M | 0.1% | +2,104,218+342.3% | Added | History |
| SAGESage Therapeutics, Inc. | COM | 1,256,291 | $55.7M | 0.1% | −60,852−4.6% | Reduced | History |
| Fireeye Inc31816QAF8 | NOTE 0.875% 6/0 | – | $54.8M | 0.1% | – | – | – |
| CHDNChurchill Downs Inc | COM | 225,026 | $54.0M | 0.1% | −27,544−10.9% | Reduced | History |
| KEXKirby Corp | COM | 1,122,778 | $53.8M | 0.1% | +227,197+25.4% | Added | History |
| SWNSouthwestern Energy Co | COM | 9,707,866 | $53.8M | 0.1% | +1,106,100+12.9% | Added | History |
| FNDFloor & Decor Holdings, Inc. | CL A | 444,761 | $53.7M | 0.1% | −37,333−7.7% | Reduced | History |
| Splunk Inc848637AD6 | NOTE 1.125% 9/1 | – | $53.6M | 0.1% | – | – | – |
| Helix Energy Solutions Grp I42330PAK3 | NOTE 6.750% 2/1 | – | $53.3M | 0.1% | – | – | – |
| USBUS Bancorp DE | COM NEW | 896,504 | $53.3M | 0.1% | −497,136−35.7% | Reduced | History |
| ROKURoku, Inc | COM CL A | 169,658 | $53.2M | 0.1% | −880,371−83.8% | Reduced | History |
| TNLTravel & Leisure Co. | COM | 974,297 | $53.1M | 0.1% | +182,988+23.1% | Added | History |
| UTHRUnited Therapeutics Corp | COM | 287,427 | $53.1M | 0.1% | −102,121−26.2% | Reduced | History |
| WECWec Energy Group, Inc. | Stock | 600,051 | $52.9M | 0.1% | −453,812−43.1% | Reduced | History |
| ADSKAutodesk, Inc. | COM | 184,833 | $52.7M | 0.1% | −547,316−74.8% | Reduced | History |
| WCNWaste Connections, Inc. | COM | 418,403 | $52.7M | 0.1% | +128,517+44.3% | Added | History |
| NSCNorfolk Southern Corp | Stock | 220,153 | $52.7M | 0.1% | −229,162−51.0% | Reduced | History |
| NEMNEWMONT Corp | Stock | 970,149 | $52.7M | 0.1% | +422,551+77.2% | Added | History |
| Just Eat Takeaway Com N V48214T305 | SPONSORED ADS | 3,622,094 | $52.6M | 0.1% | −4,218,572−53.8% | Reduced | – |
| Barrick Gold Corp067901108 | COM | 2,915,552 | $52.6M | 0.1% | −1,648,798−36.1% | Reduced | – |
| EPAMEPAM Systems, Inc. | COM | 91,258 | $52.1M | 0.1% | +91,258 | New | History |
| KEYSKeysight Technologies, Inc. | Stock | 316,437 | $52.0M | 0.1% | −76,301−19.4% | Reduced | History |
| LADLithia Motors Inc | COM | 163,287 | $51.8M | 0.1% | +2,359+1.5% | Added | History |
| ELANElanco Animal Health Inc | COM | 1,622,045 | $51.7M | 0.1% | −943,974−36.8% | Reduced | History |
| CDNACareDx, Inc. | COM | 816,165 | $51.7M | 0.1% | −97,462−10.7% | Reduced | History |
| Penn Natl Gaming Inc707569AU3 | NOTE 2.750% 5/1 | – | $51.7M | 0.1% | – | – | – |
| Neurocrine Biosciences Inc64125CAD1 | NOTE 2.250% 5/1 | – | $51.6M | 0.1% | – | – | – |
| Western Digital Corp958102AP0 | NOTE 1.500% 2/0 | – | $51.5M | 0.1% | – | – | – |
| ULUnilever PLC | SPON ADR NEW | 940,899 | $51.0M | 0.1% | +940,899 | New | History |
| VACMarriott Vacations Worldwide Corp | COM | 323,064 | $50.8M | 0.1% | +72,381+28.9% | Added | History |
| CHXChampionX Corp | COM | 2,267,582 | $50.7M | 0.1% | −211,557−8.5% | Reduced | History |
| MOAltria Group, Inc. | Stock | 1,112,690 | $50.6M | 0.1% | −2,170,870−66.1% | Reduced | History |
| Southern Co842587602 | UNIT 08/01/2022 | 983,500 | $50.2M | 0.1% | −25,000−2.5% | Reduced | – |
| NTRANatera, Inc. | COM | 448,224 | $50.0M | 0.1% | −358,348−44.4% | Reduced | History |
| MCHPMicrochip Technology Inc | Stock | 323,496 | $49.7M | 0.1% | −45,006−12.2% | Reduced | History |
| KNXKnight-Swift Transportation Holdings Inc. | CL A | 970,706 | $49.7M | 0.1% | −491,528−33.6% | Reduced | History |
| IBKRInteractive Brokers Group, Inc. | Stock | 796,119 | $49.6M | 0.1% | +152,196+23.6% | Added | History |
| TSEMTower Semiconductor Ltd | SHS NEW | 1,653,390 | $49.4M | 0.1% | −75,698−4.4% | Reduced | History |
| ACHAccendra Health Inc | Stock | 1,572,107 | $49.2M | 0.1% | −524,030−25.0% | Reduced | History |
| FIVNFive9, Inc. | COM | 307,078 | $49.1M | 0.1% | +254,061+479.2% | Added | History |
| NTAPNetApp, Inc. | Stock | 545,412 | $49.0M | 0.1% | −24,860−4.4% | Reduced | History |
| Churchill Capital Corp V17144T107 | COM CL A | 4,950,000 | $48.4M | 0.1% | 00.0% | Unchanged | – |
| NXHNeighborhood Intelligence, Inc. | COM | 620,069 | $48.3M | 0.1% | +97,371+18.6% | Added | History |
| World Wrestling Entmt Inc98156QAB4 | NOTE 3.375%12/1 | – | $48.1M | 0.1% | – | – | – |
| SNOWSnowflake Inc. | Stock | 159,110 | $48.1M | 0.1% | +110,094+224.6% | Added | History |
| XECCimarex Energy Co | COM | 548,183 | $47.8M | 0.1% | −170,570−23.7% | Reduced | History |
| TPRTapestry, Inc. | COM | 1,283,491 | $47.5M | 0.1% | −439,233−25.5% | Reduced | History |
| IPInternational Paper Co | COM | 849,617 | $47.5M | 0.1% | +447,532+111.3% | Added | History |
| State Street SPDR S&P Regional Banking ETF78464A698 | ETF | 698,781 | $47.3M | 0.1% | +698,781 | New | – |
| NKENIKE, Inc. | Stock | 324,642 | $47.1M | 0.1% | −601,400−64.9% | Reduced | History |
| SEDGSolaredge Technologies, Inc. | COM | 176,258 | $46.7M | 0.1% | +118,529+205.3% | Added | History |
| MGAMagna International Inc | COM | 621,748 | $46.7M | 0.1% | +515,182+483.4% | Added | History |
| TELTE Connectivity plc | REG SHS | 340,302 | $46.7M | 0.1% | −1,678−0.5% | Reduced | History |
| XLRNAcceleron Pharma Inc | COM | 271,291 | $46.7M | 0.1% | +201,795+290.4% | Added | History |
| PAYCPaycom Software, Inc. | Stock | 94,144 | $46.7M | 0.1% | −14,710−13.5% | Reduced | History |
| SGENSeagen Inc. | COM | 273,656 | $46.5M | 0.1% | −115,798−29.7% | Reduced | History |
| GPROGoPro, Inc. | CL A | 4,957,692 | $46.4M | 0.1% | −540,073−9.8% | Reduced | History |
| BDXBecton Dickinson & Co | Stock | 188,228 | $46.3M | 0.1% | −27,197−12.6% | Reduced | History |
| Yy Inc98426TAD8 | NOTE 0.750% 6/1 | – | $46.3M | 0.1% | – | – | – |
| APPNAppian Corp | CL A | 499,716 | $46.2M | 0.1% | −161,833−24.5% | Reduced | History |
| Microchip Technology Inc595017AF1 | NOTE 1.625% 2/1 | – | $45.6M | 0.1% | – | – | – |
| FLEXFlex Ltd. | Stock | 2,578,982 | $45.6M | 0.1% | −326,268−11.2% | Reduced | History |
| LYBLyondellBasell Industries N.V. | SHS - A - | 484,302 | $45.5M | 0.1% | +463,846+2,267.5% | Added | History |
| TDOCTeladoc Health, Inc. | COM | 358,030 | $45.4M | 0.1% | +205,527+134.8% | Added | History |
| CNX Res Corp12653CAG3 | NOTE 2.250% 5/0 | – | $45.4M | 0.1% | – | – | – |
| LHLabcorp Holdings Inc. | COM NEW | 159,196 | $44.8M | 0.1% | −33,104−17.2% | Reduced | History |
| DVADavita Inc. | COM | 384,041 | $44.6M | 0.1% | +207,096+117.0% | Added | History |
| PTCTPTC Therapeutics, Inc. | COM | 1,199,533 | $44.6M | 0.1% | −10,526−0.9% | Reduced | History |
| Exact Sciences Corp30063PAA3 | NOTE 1.000% 1/1 | – | $44.5M | 0.1% | – | – | – |
| MongoDB, Inc.60937PAD8 | NOTE 0.250% 1/1 | – | $44.4M | 0.1% | – | – | – |
| HOUSAnywhere Real Estate Inc. | COM | 2,518,470 | $44.2M | 0.1% | −338,567−11.9% | Reduced | History |
| OHIOmega Healthcare Investors Inc | COM | 1,463,767 | $43.9M | 0.1% | −827,466−36.1% | Reduced | History |
| ELVElevance Health, Inc. | Stock | 117,568 | $43.8M | 0.1% | +4,295+3.8% | Added | History |
| BFHBread Financial Holdings, Inc. | COM | 434,371 | $43.8M | 0.1% | −25,251−5.5% | Reduced | History |
| Bloom Energy Corp093712AH0 | NOTE 2.500% 8/1 | – | $43.8M | 0.1% | – | New | – |
| NWSANews Corp | CL A | 1,848,850 | $43.5M | 0.1% | +1,152,824+165.6% | Added | History |
| ALCAlcon Inc | Stock | 539,453 | $43.4M | 0.1% | +437,772+430.5% | Added | History |
| ACGLArch Capital Group Ltd. | Stock | 1,135,784 | $43.4M | 0.1% | −78,060−6.4% | Reduced | History |
| PRGPROG Holdings, Inc. | Stock | 1,031,939 | $43.4M | 0.1% | −114,471−10.0% | Reduced | History |
| TTDTrade Desk, Inc. | Stock | 614,995 | $43.2M | 0.1% | +277,727+82.3% | Added | History |
| American Elec PWR Co Inc025537127 | UNIT 08/01/2021 | 900,313 | $43.1M | 0.1% | +475,000+111.7% | Added | – |
Options (847)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 847 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $1.03B | $436.1M |
| AMZNAmazon Com Inc | Stock | $1.01B | $384.4M |
| MELIMercadolibre Inc | COM | $571.8M | $456.6M |
| XYZBlock, Inc. | CL A | $536.3M | $208.5M |
| CMGChipotle Mexican Grill Inc | COM | $245.0M | $277.4M |
| BABAAlibaba Group Holding Ltd | ADR | $282.2M | $207.6M |
| AAPLApple Inc. | Stock | $362.9M | $106.1M |
| SHOPShopify Inc. | Stock | $344.2M | $121.3M |
| CCitigroup Inc | Stock | $285.8M | $110.0M |
| SNAPSnap Inc | Stock | $195.4M | $191.5M |
| NFLXNetflix Inc | Stock | $171.3M | $203.9M |
| MRNAModerna, Inc. | Stock | $271.6M | $100.8M |
| BKNGBooking Holdings Inc. | Stock | $59.3M | $291.0M |
| WFCWells Fargo & Company | Stock | $189.4M | $119.3M |
| JPMJPMorgan Chase & Co | Stock | $101.7M | $205.7M |
| BABoeing Co | Stock | $215.8M | $91.5M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $226.8M | $76.9M |
| SESea Ltd | SPONSORD ADS | $194.3M | $108.4M |
| BACBank of America Corp | Stock | $111.2M | $176.1M |
| INTCIntel Corp | Stock | $148.1M | $138.8M |
| MUMicron Technology Inc | Stock | $217.3M | $52.6M |
| XOMExxonMobil Holdings Corp | COM | $161.6M | $105.2M |
| MSFTMicrosoft Corp | Stock | $59.3M | $203.3M |
| ZMZoom Communications, Inc. | Stock | $206.3M | $51.7M |
| GOOGAlphabet Inc. | Stock | $56.2M | $199.6M |
| NVDANVIDIA Corp | Stock | $182.5M | $72.0M |
| GSGoldman Sachs Group Inc | Stock | $169.3M | $78.4M |
| BIDUBaidu, Inc. | ADR | $222.2M | $23.1M |
| TAT&T Inc. | Stock | $148.2M | $95.7M |
| PYPLPayPal Holdings, Inc. | Stock | $138.0M | $100.0M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $208.6M | $16.6M |
| TWTRTwitter, Inc. | COM | $135.8M | $84.2M |
| GOOGLAlphabet Inc. | Stock | $57.2M | $162.6M |
| CRMSalesforce, Inc. | Stock | $87.1M | $124.9M |
| ROKURoku, Inc | COM CL A | $188.1M | $21.7M |
| GMGeneral Motors Co | COM | $137.0M | $72.7M |
| MSMorgan Stanley | Stock | $168.6M | $38.0M |
| NIONIO Inc. | ADR | $118.7M | $84.7M |
| UBERUber Technologies, Inc | Stock | $173.9M | $28.0M |
| CHTRCharter Communications, Inc. | CL A | $44.8M | $154.2M |
| DISWalt Disney Co | Stock | $165.2M | $33.6M |
| Paramount Global92556H206 | CL B | $135.6M | $62.2M |
| WWayfair Inc. | CL A | $57.1M | $125.8M |
| DOCUDocuSign, Inc. | Stock | $104.5M | $72.6M |
| HUBSHubSpot Inc | COM | $105.5M | $71.0M |
| TDOCTeladoc Health, Inc. | COM | $148.6M | $25.7M |
| DXCMDexcom Inc | COM | $81.5M | $90.3M |
| NOWServiceNow, Inc. | Stock | $85.8M | $84.7M |
| PANWPalo Alto Networks Inc | Stock | $85.3M | $79.0M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $115.2M | $48.7M |
| ZSZscaler, Inc. | Stock | $83.1M | $80.3M |
| BRK.BBerkshire Hathaway Inc | Stock | $14.6M | $146.7M |
| MDBMongoDB, Inc. | CL A | $84.5M | $76.5M |
| UPSUnited Parcel Service Inc | Stock | $77.2M | $83.2M |
| VVisa Inc. | Stock | $54.7M | $105.2M |
| BYNDBeyond Meat, Inc. | COM | $82.9M | $75.7M |
| TTDTrade Desk, Inc. | Stock | $74.6M | $83.5M |
| ADBEAdobe Inc. | Stock | $48.4M | $102.9M |
| RHRH | COM | $83.0M | $68.0M |
| QCOMQualcomm Inc | Stock | $89.9M | $60.5M |
| COUPCoupa Software Inc | COM | $81.0M | $66.2M |
| PLTRPalantir Technologies Inc. | Stock | $77.7M | $68.0M |
| DDOGDatadog, Inc. | CL A COM | $50.1M | $93.4M |
| UALUnited Airlines Holdings, Inc. | COM | $93.2M | $49.8M |
| HDHome Depot, Inc. | Stock | $66.9M | $76.0M |
| AMDAdvanced Micro Devices Inc | Stock | $140.6M | – |
| SPLKSplunk Inc | COM | $80.7M | $59.4M |
| AALAmerican Airlines Group Inc. | Stock | $67.9M | $67.3M |
| VZVerizon Communications Inc | Stock | $79.7M | $55.2M |
| PFEPfizer Inc | Stock | $93.6M | $38.4M |
| SPOTSpotify Technology S.A. | Stock | $108.8M | $19.2M |
| ASMLASML Holding NV | ADR | $103.9M | $23.2M |
| PINSPinterest, Inc. | CL A | $114.0M | $11.2M |
| CVXChevron Corp | Stock | $83.3M | $41.1M |
| DALDelta Air Lines, Inc. | COM NEW | $92.0M | $30.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $61.6M | $60.6M |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | $71.8M | $48.4M |
| FFord Motor Co | Stock | $98.3M | $21.4M |
| AZOAutoZone Inc | COM | $4.08M | $113.1M |
| NETCloudflare, Inc. | CL A COM | $61.5M | $55.2M |
| KOCoca Cola Co | Stock | $64.3M | $51.8M |
| CVSCVS Health Corp | Stock | $73.9M | $40.9M |
| PGProcter & Gamble Co | Stock | $36.7M | $77.2M |
| FDXFedEx Corp | Stock | $79.8M | $33.2M |
| PTONPeloton Interactive, Inc. | CL A COM | $69.0M | $41.8M |
| TWLOTwilio Inc | CL A | $81.3M | $28.8M |
| IBMInternational Business Machines Corp | Stock | $82.2M | $27.0M |
| WMTWalmart Inc. | Stock | $51.0M | $57.6M |
| CVNACarvana Co. | CL A | $55.6M | $52.6M |
| ZZillow Group, Inc. | CL C CAP STK | $59.9M | $48.1M |
| SNOWSnowflake Inc. | Stock | $80.6M | $24.2M |
| COSTCostco Wholesale Corp | Stock | $50.5M | $52.1M |
| DKNGDraftKings Inc. | COM CL A | $65.9M | $34.4M |
| ABBVAbbVie Inc. | Stock | $69.5M | $30.4M |
| CSCOCisco Systems, Inc. | Stock | $19.6M | $77.0M |
| ABNBAirbnb, Inc. | Stock | $59.6M | $33.5M |
| UPSTUpstart Holdings, Inc. | COM | $61.7M | $30.9M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $65.8M | $26.1M |
| AAAlcoa Corp | Stock | $63.6M | $27.8M |
| UUnity Software Inc. | COM | $49.7M | $40.4M |
Sold out since Q2 2021 (600)
Positions held at the end of Q2 2021 that are gone from this filing.
The largest 100 of 600 by value last quarter.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Teradyne, Inc880770AG7 | NOTE 1.250%12/1 | – | $244.5M | 0.3% | – |
| SYNAPTICS Inc87157DAD1 | NOTE 0.500% 6/1 | – | $233.5M | 0.3% | – |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 1,241,928 | $228.2M | 0.3% | History |
| RH74967XAA1 | NOTE 6/1 | – | $216.6M | 0.2% | – |
| Slack Technologies, Inc.83088VAB8 | NOTE 0.500% 4/1 | – | $143.7M | 0.2% | – |
| WORKSlack Technologies, Inc. | COM CL A | 2,967,628 | $131.5M | 0.2% | History |
| Proofpoint Inc743424AF0 | NOTE 0.250% 8/1 | – | $124.2M | 0.1% | – |
| Snap Inc83304AAD8 | NOTE 0.250% 5/0 | – | $108.9M | 0.1% | – |
| PFPTProofpoint Inc | COM | 591,401 | $102.8M | 0.1% | History |
| Priceline Grp Inc741503AX4 | NOTE 0.900% 9/1 | – | $99.9M | 0.1% | – |
| MXIMMaxim Integrated Products Inc | COM | 907,590 | $95.6M | 0.1% | History |
| HubSpot Inc443573AB6 | NOTE 0.250% 6/0 | – | $87.9M | 0.1% | – |
| SPCEVirgin Galactic Holdings, Inc | COM | 1,849,261 | $85.1M | 0.1% | History |
| CBChubb Ltd | Stock | 478,774 | $76.1M | 0.1% | History |
| Nutanix, Inc.67059NAB4 | NOTE 1/1 | – | $75.6M | 0.1% | – |
| Zillow Group, Inc.98954MAC5 | NOTE 1.500% 7/0 | – | $75.6M | 0.1% | – |
| Twitter, Inc.90184LAD4 | NOTE 1.000% 9/1 | – | $69.4M | 0.1% | – |
| Apellis Pharmaceuticals, Inc.03753UAB2 | NOTE 3.500% 9/1 | – | $68.9M | 0.1% | – |
| International FLAVORS&FRAGRA459506309 | UNIT 09/15/2021 | 1,339,700 | $67.9M | 0.1% | – |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 1,524,931 | $59.2M | 0.1% | – |
| Cantel Med Corp138098AB4 | NOTE 3.250% 5/1 | – | $57.6M | 0.1% | – |
| Trip.com Group LtdG9066FAA9 | DEBT 1.500% 7/0 | – | $57.0M | 0.1% | – |
| Algonquin PWR Utils Corp015857873 | UNIT 99/99/9999 | 1,150,000 | $56.9M | 0.1% | – |
| PRAHPRA Health Sciences, Inc. | COM | 338,754 | $56.0M | 0.1% | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 1,546,500 | $52.5M | 0.1% | – |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 1,180,526 | $46.4M | 0.1% | History |
| Jazz Investments I Ltd472145AB7 | NOTE 1.875% 8/1 | – | $44.8M | 0.1% | – |
| QTSQTS Realty Trust, Inc. | COM CL A | 570,934 | $44.1M | 0.1% | History |
| Viavi Solutions Inc.925550AE5 | NOTE 1.750% 6/0 | – | $41.5M | <0.1% | – |
| BBBY20230930-DK-Butterfly-1, Inc. | COM | 1,228,879 | $40.9M | <0.1% | History |
| Northern Genesis Acquisition Corp.536221104 | NORTHERN GENESIS ACQUISITION CORP. | 2,000,000 | $38.9M | <0.1% | – |
| APHAmphenol Corp | CL A | 562,882 | $38.5M | <0.1% | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 661,300 | $35.6M | <0.1% | – |
| HOMEAt Home Group Inc. | COM | 930,856 | $34.3M | <0.1% | History |
| CNKCinemark Holdings, Inc. | COM | 1,366,226 | $30.0M | <0.1% | History |
| Luminex Corp55027EAA0 | NOTE 3.000% 5/1 | – | $26.7M | <0.1% | – |
| PFGCPerformance Food Group Co | COM | 544,708 | $26.4M | <0.1% | History |
| EIXEdison International | Stock | 451,339 | $26.1M | <0.1% | History |
| DIDIYDiDi Global Inc. | SPONSORED ADS | 1,500,000 | $21.2M | <0.1% | History |
| WENWendy's Co | Stock | 902,508 | $21.1M | <0.1% | History |
| J2 Global Inc48123VAC6 | NOTE 3.250% 6/1 | – | $20.1M | <0.1% | – |
| Shaw Communications Inc82028K200 | CL B CONV | 664,615 | $19.3M | <0.1% | – |
| NINisource Inc. | COM | 763,666 | $18.7M | <0.1% | History |
| CM Life Sciences Inc18978W109 | COM CL A | 1,201,562 | $16.8M | <0.1% | – |
| COINCoinbase Global, Inc. | COM CL A | 64,764 | $16.4M | <0.1% | History |
| Soaring Eagle Acquisition CoG8354H126 | CL A SHS | 1,588,872 | $15.8M | <0.1% | – |
| Allscripts Healthcare Solutn01988PAF5 | NOTE 0.875% 1/0 | – | $15.8M | <0.1% | – |
| Elliott Opportunity II Corp.G30092129 | UNIT 99/99/9999 | 1,500,000 | $15.0M | <0.1% | – |
| Landcadia Holdings IV, Inc.51477A203 | UNIT 05/01/2025 | 1,500,000 | $14.9M | <0.1% | – |
| AMRSAmyris, Inc. | COM NEW | 859,425 | $14.1M | <0.1% | History |
| Logistics Innovtn Technlgs C54141L209 | UNIT 06/10/2026 | 1,400,000 | $13.9M | <0.1% | – |
| CM Life Sciences III Inc125841205 | UNIT 04/30/2028 | 1,250,000 | $13.7M | <0.1% | – |
| PBFPBF Energy Inc. | CL A | 894,549 | $13.7M | <0.1% | History |
| ADMArcher-Daniels-Midland Co | Stock | 225,795 | $13.7M | <0.1% | History |
| Post Holdings Partnering Cor737465203 | UNIT 99/99/9999 | 1,310,000 | $13.6M | <0.1% | – |
| Austerlitz Acquisition CorpG0633U119 | UNIT 99/99/9999 | 1,333,334 | $13.4M | <0.1% | – |
| Churchill Capital Corp VI17143W200 | UNIT 99/99/9999 | 1,262,413 | $12.8M | <0.1% | – |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 128,280 | $12.4M | <0.1% | – |
| Winnebago Inds Inc974637AB6 | NOTE 1.500% 4/0 | – | $12.2M | <0.1% | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 107,226 | $12.1M | <0.1% | – |
| Livent Corp.53814LAB4 | NOTE 4.125% 7/1 | – | $11.6M | <0.1% | – |
| PATHUiPath, Inc. | Stock | 167,383 | $11.4M | <0.1% | History |
| Holicity Inc435063102 | COM CL A | 1,000,000 | $11.3M | <0.1% | – |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 102,996 | $11.3M | <0.1% | – |
| RBARB Global Inc. | COM | 188,911 | $11.2M | <0.1% | History |
| Aries I Acquisition CorpG0542N115 | UNIT 03/18/2026 | 1,067,000 | $10.7M | <0.1% | – |
| SRESempra | Stock | 80,927 | $10.7M | <0.1% | History |
| Churchill Capital Corp VII17144M201 | UNIT 99/99/9999 | 1,053,009 | $10.5M | <0.1% | – |
| Alteryx, Inc.02156BAF0 | NOTE 1.000% 8/0 | – | $10.4M | <0.1% | – |
| GIGINTERNATIONAL1 Inc37518W205 | UNIT 05/19/2026 | 990,000 | $10.0M | <0.1% | – |
| Disruptive Acquisition CorpG2770Y110 | UNIT 03/06/2026 | 1,000,000 | $9.97M | <0.1% | – |
| Cheesecake Factory Inc163072AA9 | NOTE 0.375% 6/1 | – | $9.90M | <0.1% | – |
| WRIWeingarten Realty Investors | SH BEN INT | 297,470 | $9.54M | <0.1% | History |
| HYFMHydrofarm Holdings Group, Inc. | COM | 159,465 | $9.43M | <0.1% | History |
| Jaws Spitfire Acquisition CoG50740102 | SHS CL A | 866,847 | $8.68M | <0.1% | – |
| PCGPG&E Corp | Stock | 840,060 | $8.54M | <0.1% | History |
| Maquia Capital Acquisition C56564V200 | UNIT 99/99/9999 | 790,000 | $8.00M | <0.1% | – |
| TSPHTuSimple Holdings Inc. | CL A | 111,793 | $7.96M | <0.1% | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 113,573 | $7.92M | <0.1% | – |
| CSGPCostar Group, Inc. | COM | 93,182 | $7.72M | <0.1% | History |
| Nuance Communications, Inc.67020YAG5 | DEBT 1.500%11/0 | – | $7.36M | <0.1% | – |
| New Beginnings Acquisition C64222H100 | COM | 729,540 | $7.29M | <0.1% | – |
| CM Life Sciences II Inc125842203 | UNIT 02/25/2028 | 532,362 | $7.16M | <0.1% | – |
| Pine Technology Acquisitn Co722850203 | UNIT 03/31/2028 | 705,556 | $7.03M | <0.1% | – |
| Orion Acquisition Corp68626A207 | UNIT 02/19/2026 | 673,666 | $6.68M | <0.1% | – |
| Ross Acquisition Corp IIG7641C122 | UNIT 99/99/9999 | 669,540 | $6.67M | <0.1% | – |
| Ajax IG0190X100 | COM | 665,000 | $6.62M | <0.1% | – |
| Shelter Acquisition Corp I822821203 | UNIT 02/25/2026 | 650,000 | $6.49M | <0.1% | – |
| Qell Acquisition CorpG7307X105 | CL A | 639,644 | $6.36M | <0.1% | – |
| MFCManulife Financial Corp | COM | 313,540 | $6.17M | <0.1% | History |
| Sustainable Opportnts Acq CoG8598Y109 | ORD SHS A | 615,944 | $6.13M | <0.1% | – |
| Digital Transformatn Opt Cor25401K206 | UNIT 03/31/2028 | 609,850 | $6.04M | <0.1% | – |
| Corazon Capital V838 MonocerG24237110 | UNIT 03/24/2026 | 598,791 | $5.99M | <0.1% | – |
| Build Acquisition Corp12008J204 | UNIT 99/99/9999 | 598,791 | $5.96M | <0.1% | – |
| Slam Corp.G8210L113 | UNIT 99/99/9999 | 583,899 | $5.83M | <0.1% | – |
| Gores Guggenheim, Inc.38286Q206 | UNIT 03/25/2028 | 581,659 | $5.82M | <0.1% | – |
| Nuance Communications, Inc.67020YAK6 | DBCV 1.000%12/1 | – | $5.61M | <0.1% | – |
| LGL Sys Acquisition Corp50201G106 | COM CL A | 552,533 | $5.52M | <0.1% | – |
| Forum Merger IV Corp349875203 | UNIT 03/15/2028 | 547,262 | $5.47M | <0.1% | – |
| Rapid7, Inc.753422AD6 | NOTE 2.250% 5/0 | – | $5.39M | <0.1% | – |