D. E. Shaw & Co., Inc.
- SEC CIK
- 0001009207
- Latest filing
- Aug 14, 2026
Holdings in Q3 2021
Holdings as of Sep 30, 2021, filed Nov 15, 2021. Long positions only; changes compare share counts with Q2 2021.
- Positions
- 3,597
- +90 vs. Q2 2021
- Portfolio value
- $78.3B
- −$8.57B (−9.9%) vs. Q2 2021
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| ZOMDFZomedica Corp. | COM | 10,829 | $6.00K | <0.1% | +10,829 | New | History |
| Goal Acquisitions Corp38021H115 | *W EXP 02/11/202 | 11,659 | $7.00K | <0.1% | +11,659 | New | – |
| Powered BrandsG7209M116 | *W EXP 01/07/202 | 13,072 | $8.00K | <0.1% | +13,072 | New | – |
| SPWRWSunPower Inc. | *W EXP 99/99/999 | 12,382 | $8.00K | <0.1% | +12,382 | New | History |
| Chavant Capital Acquisitn CoG2058L111 | *W EXP 99/99/999 | 16,788 | $8.00K | <0.1% | +16,788 | New | – |
| FAST Acquisition Corp. II311874119 | *W EXP 03/16/202 | 10,162 | $9.00K | <0.1% | 00.0% | Unchanged | – |
| Hippo Hldgs Inc433539111 | *W EXP 99/99/999 | 10,000 | $9.00K | <0.1% | +10,000 | New | – |
| HH&L Acquisition Co.G39714129 | *W EXP 02/04/202 | 21,200 | $10.0K | <0.1% | 00.0% | Unchanged | – |
| Ecp Environmental GW Opt Cor26829T118 | *W EXP 03/01/202 | 11,898 | $10.0K | <0.1% | +11,898 | New | – |
| Fortistar Sustainable Sol Co34962M114 | *W EXP 01/14/202 | 16,672 | $11.0K | <0.1% | +16,672 | New | – |
| Novus Capital Corporation II67012W112 | *W EXP 02/02/202 | 10,359 | $11.0K | <0.1% | +10,359 | New | – |
| Deep Lake Capital Acqustn CoG27029118 | *W EXP 01/04/202 | 14,233 | $11.0K | <0.1% | +14,233 | New | – |
| COVA Acquisition Corp.G2554Y120 | *W EXP 02/05/202 | 20,340 | $12.0K | <0.1% | +20,340 | New | – |
| SBIGWSBIG Holdings, Inc. | *W EXP 02/11/202 | 25,000 | $14.0K | <0.1% | 00.0% | Unchanged | History |
| NEPTFNeptune Wellness Solutions Inc. | COM | 26,100 | $15.0K | <0.1% | +15,700+151.0% | Added | History |
| Atlas Crest Investment Corp049287113 | *W EXP 02/03/202 | 19,172 | $16.0K | <0.1% | +19,172 | New | – |
| SNDLSNDL Inc. | COM | 24,000 | $16.0K | <0.1% | −120.0% | Reduced | History |
| OCA Acquisition Corp.670865112 | *W EXP 01/14/202 | 32,284 | $17.0K | <0.1% | 00.0% | Unchanged | – |
| BXRXBaudax Bio, Inc. | COM | 31,510 | $18.0K | <0.1% | −10,509−25.0% | Reduced | History |
| PTEPolarityte, Inc. | COM | 26,631 | $18.0K | <0.1% | +16,469+162.1% | Added | History |
| African Gold Acquisition CorG0112R124 | *W EXP 03/31/202 | 37,500 | $18.0K | <0.1% | 00.0% | Unchanged | – |
| Fortress Capital Acquisition CorpG36427121 | *W EXP 99/99/999 | 20,000 | $18.0K | <0.1% | 00.0% | Unchanged | – |
| Tiga Acquisition CorpG88672111 | *W EXP 11/06/202 | 25,446 | $18.0K | <0.1% | 00.0% | Unchanged | – |
| Priveterra Acquisition Corp74275N110 | *W EXP 02/28/202 | 33,333 | $18.0K | <0.1% | 00.0% | Unchanged | – |
| CSLTCastlight Health, Inc. | CL B | 12,081 | $19.0K | <0.1% | +12,081 | New | History |
| Itiquira Acquisition CorpG49773115 | *W EXP 02/03/202 | 36,503 | $19.0K | <0.1% | +36,503 | New | – |
| Citic Capital Acquisition CoG21513117 | *W EXP 01/17/202 | 25,000 | $20.0K | <0.1% | 00.0% | Unchanged | – |
| CF Acquisition Corp VIII12520C117 | *W EXP 03/31/202 | 19,714 | $20.0K | <0.1% | +19,714 | New | – |
| Gores Hldgs VIII Inc382863116 | *W EXP 03/01/202 | 17,713 | $20.0K | <0.1% | +5,213+41.7% | Added | – |
| Supernova Partners AcquistnG8T86C121 | *W EXP 99/99/999 | 25,000 | $20.0K | <0.1% | +25,000 | New | – |
| TOONKartoon Studios, Inc. | COM | 15,200 | $21.0K | <0.1% | +15,200 | New | History |
| Primavera Capital Acquist CoG7255E117 | *W EXP 01/19/202 | 25,000 | $21.0K | <0.1% | 00.0% | Unchanged | – |
| European Biotech Acqutn CorpG3167F128 | *W EXP 03/06/202 | 37,216 | $21.0K | <0.1% | +26,105+234.9% | Added | – |
| Altimeter Growth CorpG0370L116 | *W EXP 09/30/202 | 10,000 | $22.0K | <0.1% | 00.0% | Unchanged | – |
| Jack Creek Investment Corp.G4989X123 | *W EXP 10/01/202 | 36,571 | $22.0K | <0.1% | +36,571 | New | – |
| Revolution Healthcar Aq Corp76155Y116 | *W EXP 12/31/202 | 23,489 | $22.0K | <0.1% | +12,428+112.4% | Added | – |
| Thunder BRDG Cap Prtnrs IV I88605L115 | *W EXP 04/30/202 | 21,831 | $22.0K | <0.1% | +21,831 | New | – |
| Science Strategic Acq Alpha808641112 | *W EXP 01/20/202 | 33,333 | $23.0K | <0.1% | 00.0% | Unchanged | – |
| GX Acquisition Corp II36260F113 | *W EXP 03/17/202 | 44,211 | $23.0K | <0.1% | +44,211 | New | – |
| B Riley Principal 150 Merger05601V111 | *W EXP 03/01/202 | 30,437 | $24.0K | <0.1% | +30,437 | New | – |
| Pathfinder Acquisition CorpG04119122 | *W EXP 02/19/202 | 25,000 | $24.0K | <0.1% | 00.0% | Unchanged | – |
| Ibere PharmaceuticalsG46843119 | *W EXP 03/01/202 | 40,932 | $24.0K | <0.1% | +28,432+227.5% | Added | – |
| WALDWWaldencast plc | *W EXP 03/11/202 | 30,799 | $25.0K | <0.1% | +5,799+23.2% | Added | History |
| Climate Real Impact Slutins187171111 | *W EXP 01/29/202 | 25,000 | $26.0K | <0.1% | 00.0% | Unchanged | – |
| Altimar Acquisition Corp IIG03709121 | *W EXP 02/09/202 | 25,000 | $26.0K | <0.1% | 00.0% | Unchanged | – |
| Leo Holdings III CorpG5463T124 | *W EXP 03/02/202 | 33,320 | $26.0K | <0.1% | 00.0% | Unchanged | – |
| Colicity Inc194170114 | *W EXP 02/24/202 | 32,453 | $27.0K | <0.1% | +32,453 | New | – |
| Lazard Growth Acquisition CoG54035111 | *W EXP 02/10/202 | 35,000 | $27.0K | <0.1% | 00.0% | Unchanged | – |
| Gores Technology Partners IN382870111 | *W EXP 03/16/202 | 25,419 | $28.0K | <0.1% | +25,419 | New | – |
| CIGEnergy Co of Minas Gerais | SP ADR N-V PFD | 11,372 | $29.0K | <0.1% | −5,600−33.0% | Reduced | History |
| Ackrell Spac Partners I Co00461L113 | *W EXP 12/01/202 | 65,179 | $30.0K | <0.1% | 00.0% | Unchanged | – |
| Bright Scholar Ed Hldgs Ltd109199109 | SPONSORED ADS | 10,584 | $30.0K | <0.1% | −42,586−80.1% | Reduced | – |
| Kernel Group Holdings, Inc.G5259L129 | *W EXP 02/02/202 | 50,000 | $30.0K | <0.1% | 00.0% | Unchanged | – |
| Simon Property Grp Acq Holdi82880R111 | *W EXP 02/04/202 | 29,873 | $30.0K | <0.1% | +4,912+19.7% | Added | – |
| Sustainable Develp Acqu I Co86934L111 | *W EXP 02/04/202 | 47,773 | $31.0K | <0.1% | +16,523+52.9% | Added | – |
| Advanced Merger Partners Inc00777J117 | *W EXP 06/30/202 | 34,865 | $31.0K | <0.1% | +34,865 | New | – |
| Mission Advancement Corp60501L119 | *W EXP 03/05/202 | 52,694 | $31.0K | <0.1% | +52,694 | New | – |
| Ushg Acquisition Corp91748P118 | *W EXP 02/24/202 | 37,272 | $32.0K | <0.1% | +37,272 | New | – |
| Archimedes Tech Spac Partnr039562111 | *W EXP 04/10/202 | 48,655 | $33.0K | <0.1% | +24,626+102.5% | Added | – |
| Athlon Acquisition Corp04748A114 | *W EXP 01/12/202 | 48,293 | $34.0K | <0.1% | +48,293 | New | – |
| TYMETyme Technologies, Inc. | COM | 32,565 | $34.0K | <0.1% | −32,400−49.9% | Reduced | History |
| RMCOWRoyalty Management Holding Corp | *W EXP 05/28/202 | 60,015 | $34.0K | <0.1% | +60,015 | New | History |
| Progress Acquisition Corp.74327P113 | *W EXP 11/11/202 | 62,500 | $35.0K | <0.1% | 00.0% | Unchanged | – |
| Blueriver Acquisition CorpG1261Q115 | *W EXP 01/04/202 | 54,868 | $36.0K | <0.1% | +21,568+64.8% | Added | – |
| Bite Acquisition Corp.09175K113 | *W EXP 02/12/203 | 62,500 | $36.0K | <0.1% | 00.0% | Unchanged | – |
| LDH Growth Corp IG54094126 | *W EXP 03/17/202 | 49,267 | $36.0K | <0.1% | +49,267 | New | – |
| Tradeup Acquisition Corp89268A115 | *W EXP 10/15/202 | 87,500 | $36.0K | <0.1% | +87,500 | New | – |
| Nightdragon Acquisition Corp65413D113 | *W EXP 02/26/202 | 43,716 | $37.0K | <0.1% | +43,716 | New | – |
| Poema Global Holdings CorpG7154B115 | *W EXP 01/08/202 | 44,015 | $39.0K | <0.1% | +44,015 | New | – |
| Silverbox Engaged Merger Co82836L119 | *W EXP 06/02/202 | 54,639 | $39.0K | <0.1% | +29,639+118.6% | Added | – |
| Warrior Technologies Acqui C936273119 | *W EXP 03/31/202 | 71,451 | $39.0K | <0.1% | +71,451 | New | – |
| Altimar Acquisition Corp. IIIG0370U116 | *W EXP 08/03/202 | 38,236 | $39.0K | <0.1% | +17,403+83.5% | Added | – |
| Cascade Acquisition Corp147151112 | *W EXP 11/30/202 | 64,699 | $40.0K | <0.1% | 00.0% | Unchanged | – |
| Rice Acquisition Corp IIG75529126 | *W EXP 99/99/999 | 25,000 | $40.0K | <0.1% | +25,000 | New | – |
| Lionheart Acquisition Corp I53625R112 | *W EXP 02/14/202 | 44,240 | $41.0K | <0.1% | −55,760−55.8% | Reduced | – |
| Property Solutions Acquisiti74350A116 | *W EXP 03/01/202 | 60,404 | $41.0K | <0.1% | +29,154+93.3% | Added | – |
| Alpha Capital Acquisition CoG0316P122 | *W EXP 02/16/202 | 74,470 | $41.0K | <0.1% | +49,470+197.9% | Added | – |
| VLDXWVelo3D, Inc. | *W EXP 12/01/202 | 26,470 | $41.0K | <0.1% | 00.0% | Unchanged | History |
| Glry STR NW Mdia Grup Hldg LG39973113 | *W EXP 02/13/202 | 498,473 | $42.0K | <0.1% | 00.0% | Unchanged | – |
| Live Oak Mobility Acquisi Co538126111 | *W EXP 03/04/202 | 43,090 | $42.0K | <0.1% | +43,090 | New | – |
| OPTNOptiNose, Inc. | COM | 14,269 | $43.0K | <0.1% | −35,764−71.5% | Reduced | History |
| Ares Acquisition CorporationG33032122 | *W EXP 99/99/999 | 50,000 | $43.0K | <0.1% | 00.0% | Unchanged | – |
| PHXPHX Minerals Inc. | CL A | 14,344 | $44.0K | <0.1% | +14,344 | New | History |
| XXII22nd Century Group, Inc. | COM | 14,922 | $44.0K | <0.1% | −379,649−96.2% | Reduced | History |
| DRTTFDirtt Environmental Solutions Ltd | COM | 14,600 | $45.0K | <0.1% | +14,600 | New | History |
| Pivotal Investment Corp III72582M114 | *W EXP 01/28/202 | 50,848 | $45.0K | <0.1% | +30,848+154.2% | Added | – |
| Isos Acquisition CorporationG4962C104 | *W EXP 03/01/202 | 32,379 | $45.0K | <0.1% | +32,379 | New | – |
| ARCArc Document Solutions, Inc. | COM | 15,710 | $46.0K | <0.1% | +2,014+14.7% | Added | History |
| Power & Digital Infra Acq Co739190114 | *W EXP 02/12/202 | 18,569 | $46.0K | <0.1% | +4,297+30.1% | Added | – |
| OESXOrion Energy Systems, Inc. | COM | 11,967 | $47.0K | <0.1% | +11,967 | New | History |
| SLDBSolid Biosciences Inc. | COM | 19,687 | $47.0K | <0.1% | −48,404−71.1% | Reduced | History |
| Glass Houses Acquisition Cor37714P111 | *W EXP 03/25/202 | 67,185 | $47.0K | <0.1% | +67,185 | New | – |
| Velocity Acquisition Corp92259E112 | *W EXP 02/24/202 | 66,965 | $47.0K | <0.1% | +66,965 | New | – |
| Lead Edge Growth Oprtunts LTG54085116 | *W EXP 04/01/202 | 67,727 | $47.0K | <0.1% | +52,450+343.3% | Added | – |
| Supernova Partn Acq Co III LG8T90F128 | *W EXP 99/99/999 | 49,999 | $47.0K | <0.1% | +33,333+200.0% | Added | – |
| Fortress Value Acquis Corp I34964G115 | *W EXP 12/31/202 | 60,099 | $48.0K | <0.1% | +684+1.2% | Added | – |
| AUROWAurora Innovation, Inc. | *W EXP 03/12/202 | 32,211 | $48.0K | <0.1% | +32,211 | New | History |
| Jaws Hurricane Acquisitn Cor47201B111 | *W EXP 03/26/202 | 41,666 | $48.0K | <0.1% | +41,666 | New | – |
| MNOVMedicinova Inc | COM NEW | 12,847 | $49.0K | <0.1% | −12,024−48.3% | Reduced | History |
| Newbury Street Acquisitn Cor65101L112 | *W EXP 04/30/202 | 100,000 | $49.0K | <0.1% | 00.0% | Unchanged | – |
Options (847)
Puts and calls in the same filing. Amounts are the market value of the underlying shares, which is what 13F reports.
The largest 100 of 847 by value.
| Security | Class | Puts | Calls |
|---|---|---|---|
| TSLATesla, Inc. | Stock | $1.03B | $436.1M |
| AMZNAmazon Com Inc | Stock | $1.01B | $384.4M |
| MELIMercadolibre Inc | COM | $571.8M | $456.6M |
| XYZBlock, Inc. | CL A | $536.3M | $208.5M |
| CMGChipotle Mexican Grill Inc | COM | $245.0M | $277.4M |
| BABAAlibaba Group Holding Ltd | ADR | $282.2M | $207.6M |
| AAPLApple Inc. | Stock | $362.9M | $106.1M |
| SHOPShopify Inc. | Stock | $344.2M | $121.3M |
| CCitigroup Inc | Stock | $285.8M | $110.0M |
| SNAPSnap Inc | Stock | $195.4M | $191.5M |
| NFLXNetflix Inc | Stock | $171.3M | $203.9M |
| MRNAModerna, Inc. | Stock | $271.6M | $100.8M |
| BKNGBooking Holdings Inc. | Stock | $59.3M | $291.0M |
| WFCWells Fargo & Company | Stock | $189.4M | $119.3M |
| JPMJPMorgan Chase & Co | Stock | $101.7M | $205.7M |
| BABoeing Co | Stock | $215.8M | $91.5M |
| CRWDCrowdStrike Holdings, Inc. | Stock | $226.8M | $76.9M |
| SESea Ltd | SPONSORD ADS | $194.3M | $108.4M |
| BACBank of America Corp | Stock | $111.2M | $176.1M |
| INTCIntel Corp | Stock | $148.1M | $138.8M |
| MUMicron Technology Inc | Stock | $217.3M | $52.6M |
| XOMExxonMobil Holdings Corp | COM | $161.6M | $105.2M |
| MSFTMicrosoft Corp | Stock | $59.3M | $203.3M |
| ZMZoom Communications, Inc. | Stock | $206.3M | $51.7M |
| GOOGAlphabet Inc. | Stock | $56.2M | $199.6M |
| NVDANVIDIA Corp | Stock | $182.5M | $72.0M |
| GSGoldman Sachs Group Inc | Stock | $169.3M | $78.4M |
| BIDUBaidu, Inc. | ADR | $222.2M | $23.1M |
| TAT&T Inc. | Stock | $148.2M | $95.7M |
| PYPLPayPal Holdings, Inc. | Stock | $138.0M | $100.0M |
| TSMTaiwan Semiconductor Manufacturing Co Ltd | ADR | $208.6M | $16.6M |
| TWTRTwitter, Inc. | COM | $135.8M | $84.2M |
| GOOGLAlphabet Inc. | Stock | $57.2M | $162.6M |
| CRMSalesforce, Inc. | Stock | $87.1M | $124.9M |
| ROKURoku, Inc | COM CL A | $188.1M | $21.7M |
| GMGeneral Motors Co | COM | $137.0M | $72.7M |
| MSMorgan Stanley | Stock | $168.6M | $38.0M |
| NIONIO Inc. | ADR | $118.7M | $84.7M |
| UBERUber Technologies, Inc | Stock | $173.9M | $28.0M |
| CHTRCharter Communications, Inc. | CL A | $44.8M | $154.2M |
| DISWalt Disney Co | Stock | $165.2M | $33.6M |
| Paramount Global92556H206 | CL B | $135.6M | $62.2M |
| WWayfair Inc. | CL A | $57.1M | $125.8M |
| DOCUDocuSign, Inc. | Stock | $104.5M | $72.6M |
| HUBSHubSpot Inc | COM | $105.5M | $71.0M |
| TDOCTeladoc Health, Inc. | COM | $148.6M | $25.7M |
| DXCMDexcom Inc | COM | $81.5M | $90.3M |
| NOWServiceNow, Inc. | Stock | $85.8M | $84.7M |
| PANWPalo Alto Networks Inc | Stock | $85.3M | $79.0M |
| PDDPDD Holdings Inc. | SPONSORED ADS | $115.2M | $48.7M |
| ZSZscaler, Inc. | Stock | $83.1M | $80.3M |
| BRK.BBerkshire Hathaway Inc | Stock | $14.6M | $146.7M |
| MDBMongoDB, Inc. | CL A | $84.5M | $76.5M |
| UPSUnited Parcel Service Inc | Stock | $77.2M | $83.2M |
| VVisa Inc. | Stock | $54.7M | $105.2M |
| BYNDBeyond Meat, Inc. | COM | $82.9M | $75.7M |
| TTDTrade Desk, Inc. | Stock | $74.6M | $83.5M |
| ADBEAdobe Inc. | Stock | $48.4M | $102.9M |
| RHRH | COM | $83.0M | $68.0M |
| QCOMQualcomm Inc | Stock | $89.9M | $60.5M |
| COUPCoupa Software Inc | COM | $81.0M | $66.2M |
| PLTRPalantir Technologies Inc. | Stock | $77.7M | $68.0M |
| DDOGDatadog, Inc. | CL A COM | $50.1M | $93.4M |
| UALUnited Airlines Holdings, Inc. | COM | $93.2M | $49.8M |
| HDHome Depot, Inc. | Stock | $66.9M | $76.0M |
| AMDAdvanced Micro Devices Inc | Stock | $140.6M | – |
| SPLKSplunk Inc | COM | $80.7M | $59.4M |
| AALAmerican Airlines Group Inc. | Stock | $67.9M | $67.3M |
| VZVerizon Communications Inc | Stock | $79.7M | $55.2M |
| PFEPfizer Inc | Stock | $93.6M | $38.4M |
| SPOTSpotify Technology S.A. | Stock | $108.8M | $19.2M |
| ASMLASML Holding NV | ADR | $103.9M | $23.2M |
| PINSPinterest, Inc. | CL A | $114.0M | $11.2M |
| CVXChevron Corp | Stock | $83.3M | $41.1M |
| DALDelta Air Lines, Inc. | COM NEW | $92.0M | $30.8M |
| ISRGIntuitive Surgical Inc | COM NEW | $61.6M | $60.6M |
| AMCAMC Entertainment Holdings, Inc. | CL A COM | $71.8M | $48.4M |
| FFord Motor Co | Stock | $98.3M | $21.4M |
| AZOAutoZone Inc | COM | $4.08M | $113.1M |
| NETCloudflare, Inc. | CL A COM | $61.5M | $55.2M |
| KOCoca Cola Co | Stock | $64.3M | $51.8M |
| CVSCVS Health Corp | Stock | $73.9M | $40.9M |
| PGProcter & Gamble Co | Stock | $36.7M | $77.2M |
| FDXFedEx Corp | Stock | $79.8M | $33.2M |
| PTONPeloton Interactive, Inc. | CL A COM | $69.0M | $41.8M |
| TWLOTwilio Inc | CL A | $81.3M | $28.8M |
| IBMInternational Business Machines Corp | Stock | $82.2M | $27.0M |
| WMTWalmart Inc. | Stock | $51.0M | $57.6M |
| CVNACarvana Co. | CL A | $55.6M | $52.6M |
| ZZillow Group, Inc. | CL C CAP STK | $59.9M | $48.1M |
| SNOWSnowflake Inc. | Stock | $80.6M | $24.2M |
| COSTCostco Wholesale Corp | Stock | $50.5M | $52.1M |
| DKNGDraftKings Inc. | COM CL A | $65.9M | $34.4M |
| ABBVAbbVie Inc. | Stock | $69.5M | $30.4M |
| CSCOCisco Systems, Inc. | Stock | $19.6M | $77.0M |
| ABNBAirbnb, Inc. | Stock | $59.6M | $33.5M |
| UPSTUpstart Holdings, Inc. | COM | $61.7M | $30.9M |
| CCLCarnival Corp Ltd. | UNIT 99/99/9999 | $65.8M | $26.1M |
| AAAlcoa Corp | Stock | $63.6M | $27.8M |
| UUnity Software Inc. | COM | $49.7M | $40.4M |
Sold out since Q2 2021 (600)
Positions held at the end of Q2 2021 that are gone from this filing.
The largest 100 of 600 by value last quarter.
| Security | Class | Shares in Q2 2021 | Value in Q2 2021 | % of portfolio in Q2 2021 | History |
|---|---|---|---|---|---|
| Teradyne, Inc880770AG7 | NOTE 1.250%12/1 | – | $244.5M | 0.3% | – |
| SYNAPTICS Inc87157DAD1 | NOTE 0.500% 6/1 | – | $233.5M | 0.3% | – |
| ALXNAlexion Pharmaceuticals, Inc. | COM | 1,241,928 | $228.2M | 0.3% | History |
| RH74967XAA1 | NOTE 6/1 | – | $216.6M | 0.2% | – |
| Slack Technologies, Inc.83088VAB8 | NOTE 0.500% 4/1 | – | $143.7M | 0.2% | – |
| WORKSlack Technologies, Inc. | COM CL A | 2,967,628 | $131.5M | 0.2% | History |
| Proofpoint Inc743424AF0 | NOTE 0.250% 8/1 | – | $124.2M | 0.1% | – |
| Snap Inc83304AAD8 | NOTE 0.250% 5/0 | – | $108.9M | 0.1% | – |
| PFPTProofpoint Inc | COM | 591,401 | $102.8M | 0.1% | History |
| Priceline Grp Inc741503AX4 | NOTE 0.900% 9/1 | – | $99.9M | 0.1% | – |
| MXIMMaxim Integrated Products Inc | COM | 907,590 | $95.6M | 0.1% | History |
| HubSpot Inc443573AB6 | NOTE 0.250% 6/0 | – | $87.9M | 0.1% | – |
| SPCEVirgin Galactic Holdings, Inc | COM | 1,849,261 | $85.1M | 0.1% | History |
| CBChubb Ltd | Stock | 478,774 | $76.1M | 0.1% | History |
| Nutanix, Inc.67059NAB4 | NOTE 1/1 | – | $75.6M | 0.1% | – |
| Zillow Group, Inc.98954MAC5 | NOTE 1.500% 7/0 | – | $75.6M | 0.1% | – |
| Twitter, Inc.90184LAD4 | NOTE 1.000% 9/1 | – | $69.4M | 0.1% | – |
| Apellis Pharmaceuticals, Inc.03753UAB2 | NOTE 3.500% 9/1 | – | $68.9M | 0.1% | – |
| International FLAVORS&FRAGRA459506309 | UNIT 09/15/2021 | 1,339,700 | $67.9M | 0.1% | – |
| Royal Dutch Shell PLC780259107 | SPON ADR B | 1,524,931 | $59.2M | 0.1% | – |
| Cantel Med Corp138098AB4 | NOTE 3.250% 5/1 | – | $57.6M | 0.1% | – |
| Trip.com Group LtdG9066FAA9 | DEBT 1.500% 7/0 | – | $57.0M | 0.1% | – |
| Algonquin PWR Utils Corp015857873 | UNIT 99/99/9999 | 1,150,000 | $56.9M | 0.1% | – |
| PRAHPRA Health Sciences, Inc. | COM | 338,754 | $56.0M | 0.1% | History |
| VanEck ETF Trust92189F106 | GOLD MINERS ETF | 1,546,500 | $52.5M | 0.1% | – |
| BTIBritish American Tobacco p.l.c. | SPONSORED ADR | 1,180,526 | $46.4M | 0.1% | History |
| Jazz Investments I Ltd472145AB7 | NOTE 1.875% 8/1 | – | $44.8M | 0.1% | – |
| QTSQTS Realty Trust, Inc. | COM CL A | 570,934 | $44.1M | 0.1% | History |
| Viavi Solutions Inc.925550AE5 | NOTE 1.750% 6/0 | – | $41.5M | <0.1% | – |
| BBBY20230930-DK-Butterfly-1, Inc. | COM | 1,228,879 | $40.9M | <0.1% | History |
| Northern Genesis Acquisition Corp.536221104 | NORTHERN GENESIS ACQUISITION CORP. | 2,000,000 | $38.9M | <0.1% | – |
| APHAmphenol Corp | CL A | 562,882 | $38.5M | <0.1% | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 661,300 | $35.6M | <0.1% | – |
| HOMEAt Home Group Inc. | COM | 930,856 | $34.3M | <0.1% | History |
| CNKCinemark Holdings, Inc. | COM | 1,366,226 | $30.0M | <0.1% | History |
| Luminex Corp55027EAA0 | NOTE 3.000% 5/1 | – | $26.7M | <0.1% | – |
| PFGCPerformance Food Group Co | COM | 544,708 | $26.4M | <0.1% | History |
| EIXEdison International | Stock | 451,339 | $26.1M | <0.1% | History |
| DIDIYDiDi Global Inc. | SPONSORED ADS | 1,500,000 | $21.2M | <0.1% | History |
| WENWendy's Co | Stock | 902,508 | $21.1M | <0.1% | History |
| J2 Global Inc48123VAC6 | NOTE 3.250% 6/1 | – | $20.1M | <0.1% | – |
| Shaw Communications Inc82028K200 | CL B CONV | 664,615 | $19.3M | <0.1% | – |
| NINisource Inc. | COM | 763,666 | $18.7M | <0.1% | History |
| CM Life Sciences Inc18978W109 | COM CL A | 1,201,562 | $16.8M | <0.1% | – |
| COINCoinbase Global, Inc. | COM CL A | 64,764 | $16.4M | <0.1% | History |
| Soaring Eagle Acquisition CoG8354H126 | CL A SHS | 1,588,872 | $15.8M | <0.1% | – |
| Allscripts Healthcare Solutn01988PAF5 | NOTE 0.875% 1/0 | – | $15.8M | <0.1% | – |
| Elliott Opportunity II Corp.G30092129 | UNIT 99/99/9999 | 1,500,000 | $15.0M | <0.1% | – |
| Landcadia Holdings IV, Inc.51477A203 | UNIT 05/01/2025 | 1,500,000 | $14.9M | <0.1% | – |
| AMRSAmyris, Inc. | COM NEW | 859,425 | $14.1M | <0.1% | History |
| Logistics Innovtn Technlgs C54141L209 | UNIT 06/10/2026 | 1,400,000 | $13.9M | <0.1% | – |
| CM Life Sciences III Inc125841205 | UNIT 04/30/2028 | 1,250,000 | $13.7M | <0.1% | – |
| PBFPBF Energy Inc. | CL A | 894,549 | $13.7M | <0.1% | History |
| ADMArcher-Daniels-Midland Co | Stock | 225,795 | $13.7M | <0.1% | History |
| Post Holdings Partnering Cor737465203 | UNIT 99/99/9999 | 1,310,000 | $13.6M | <0.1% | – |
| Austerlitz Acquisition CorpG0633U119 | UNIT 99/99/9999 | 1,333,334 | $13.4M | <0.1% | – |
| Churchill Capital Corp VI17143W200 | UNIT 99/99/9999 | 1,262,413 | $12.8M | <0.1% | – |
| SPDR Series Trust78468R556 | SP O&G EXPL PRO | 128,280 | $12.4M | <0.1% | – |
| Winnebago Inds Inc974637AB6 | NOTE 1.500% 4/0 | – | $12.2M | <0.1% | – |
| iShares Tr464288281 | JPMORGAN USD EMG | 107,226 | $12.1M | <0.1% | – |
| Livent Corp.53814LAB4 | NOTE 4.125% 7/1 | – | $11.6M | <0.1% | – |
| PATHUiPath, Inc. | Stock | 167,383 | $11.4M | <0.1% | History |
| Holicity Inc435063102 | COM CL A | 1,000,000 | $11.3M | <0.1% | – |
| SPDR Series Trust78468R622 | ST BLOO HIGH ETF | 102,996 | $11.3M | <0.1% | – |
| RBARB Global Inc. | COM | 188,911 | $11.2M | <0.1% | History |
| Aries I Acquisition CorpG0542N115 | UNIT 03/18/2026 | 1,067,000 | $10.7M | <0.1% | – |
| SRESempra | Stock | 80,927 | $10.7M | <0.1% | History |
| Churchill Capital Corp VII17144M201 | UNIT 99/99/9999 | 1,053,009 | $10.5M | <0.1% | – |
| Alteryx, Inc.02156BAF0 | NOTE 1.000% 8/0 | – | $10.4M | <0.1% | – |
| GIGINTERNATIONAL1 Inc37518W205 | UNIT 05/19/2026 | 990,000 | $10.0M | <0.1% | – |
| Disruptive Acquisition CorpG2770Y110 | UNIT 03/06/2026 | 1,000,000 | $9.97M | <0.1% | – |
| Cheesecake Factory Inc163072AA9 | NOTE 0.375% 6/1 | – | $9.90M | <0.1% | – |
| WRIWeingarten Realty Investors | SH BEN INT | 297,470 | $9.54M | <0.1% | History |
| HYFMHydrofarm Holdings Group, Inc. | COM | 159,465 | $9.43M | <0.1% | History |
| Jaws Spitfire Acquisition CoG50740102 | SHS CL A | 866,847 | $8.68M | <0.1% | – |
| PCGPG&E Corp | Stock | 840,060 | $8.54M | <0.1% | History |
| Maquia Capital Acquisition C56564V200 | UNIT 99/99/9999 | 790,000 | $8.00M | <0.1% | – |
| TSPHTuSimple Holdings Inc. | CL A | 111,793 | $7.96M | <0.1% | History |
| Kraneshares Trust500767306 | CSI CHI INTERNET | 113,573 | $7.92M | <0.1% | – |
| CSGPCostar Group, Inc. | COM | 93,182 | $7.72M | <0.1% | History |
| Nuance Communications, Inc.67020YAG5 | DEBT 1.500%11/0 | – | $7.36M | <0.1% | – |
| New Beginnings Acquisition C64222H100 | COM | 729,540 | $7.29M | <0.1% | – |
| CM Life Sciences II Inc125842203 | UNIT 02/25/2028 | 532,362 | $7.16M | <0.1% | – |
| Pine Technology Acquisitn Co722850203 | UNIT 03/31/2028 | 705,556 | $7.03M | <0.1% | – |
| Orion Acquisition Corp68626A207 | UNIT 02/19/2026 | 673,666 | $6.68M | <0.1% | – |
| Ross Acquisition Corp IIG7641C122 | UNIT 99/99/9999 | 669,540 | $6.67M | <0.1% | – |
| Ajax IG0190X100 | COM | 665,000 | $6.62M | <0.1% | – |
| Shelter Acquisition Corp I822821203 | UNIT 02/25/2026 | 650,000 | $6.49M | <0.1% | – |
| Qell Acquisition CorpG7307X105 | CL A | 639,644 | $6.36M | <0.1% | – |
| MFCManulife Financial Corp | COM | 313,540 | $6.17M | <0.1% | History |
| Sustainable Opportnts Acq CoG8598Y109 | ORD SHS A | 615,944 | $6.13M | <0.1% | – |
| Digital Transformatn Opt Cor25401K206 | UNIT 03/31/2028 | 609,850 | $6.04M | <0.1% | – |
| Corazon Capital V838 MonocerG24237110 | UNIT 03/24/2026 | 598,791 | $5.99M | <0.1% | – |
| Build Acquisition Corp12008J204 | UNIT 99/99/9999 | 598,791 | $5.96M | <0.1% | – |
| Slam Corp.G8210L113 | UNIT 99/99/9999 | 583,899 | $5.83M | <0.1% | – |
| Gores Guggenheim, Inc.38286Q206 | UNIT 03/25/2028 | 581,659 | $5.82M | <0.1% | – |
| Nuance Communications, Inc.67020YAK6 | DBCV 1.000%12/1 | – | $5.61M | <0.1% | – |
| LGL Sys Acquisition Corp50201G106 | COM CL A | 552,533 | $5.52M | <0.1% | – |
| Forum Merger IV Corp349875203 | UNIT 03/15/2028 | 547,262 | $5.47M | <0.1% | – |
| Rapid7, Inc.753422AD6 | NOTE 2.250% 5/0 | – | $5.39M | <0.1% | – |