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Livermore
Livermore
ZHEN

Stephens Inc

SEC CIK
0000757657
Latest filing
Jul 29, 2026

Holdings in Q4 2023

Holdings as of Dec 31, 2023, filed Feb 13, 2024. Long positions only; changes compare share counts with Q3 2023.

Institution overview
Positions
1,248
+34 vs. Q3 2023
Portfolio value
$5.80B
+$580.7M (+11.1%) vs. Q3 2023
Filed
Feb 13, 2024
SEC
Holdings of Stephens Inc in Q4 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
AGNCAGNC Investment Corp.REIT38,715$379.8K<0.1%−6,603−14.6%ReducedHistory
WSTWest Pharmaceutical Services IncCOM1,079$379.9K<0.1%+326+43.3%AddedHistory
HQYHealthequity, Inc.COM5,734$380.2K<0.1%+1,656+40.6%AddedHistory
Invesco Exch TRD SLF Idx FD46138J833BULSHS 2024 HY16,869$383.2K<0.1%+1,030+6.5%Added–
iShares Tr464287341GLOBAL ENERG ETF9,800$383.3K<0.1%00.0%Unchanged–
Invesco Exchange Traded FD T46137V498S&P SMLCP MOMENT6,819$386.3K<0.1%+1,250+22.4%Added–
iShares Core MSCI Emerging Markets ETF46434G103ETF7,651$387.0K<0.1%+1,422+22.8%Added–
CPAYCorpay, Inc.COM1,374$388.3K<0.1%00.0%UnchangedHistory
FEFirstenergy CorpCOM10,655$390.6K<0.1%+132+1.3%AddedHistory
SPDR Index Shs FDS78463X509ST PORT MARK ETF11,037$390.8K<0.1%+522+5.0%Added–
HPHelmerich & Payne, Inc.COM10,821$391.9K<0.1%−147−1.3%ReducedHistory
HEI.AHeico CorpCL A2,766$394.0K<0.1%−280−9.2%ReducedHistory
GLOBGlobant S.A.COM1,660$395.0K<0.1%−107−6.1%ReducedHistory
TMToyota Motor CorpADS2,160$396.1K<0.1%+258+13.6%AddedHistory
ORIOld Republic International CorpCOM13,524$397.6K<0.1%−45−0.3%ReducedHistory
ALLYAlly Financial Inc.Stock11,409$398.4K<0.1%−372−3.2%ReducedHistory
JPMorgan Chase & Co46625H365ALERIAN ML ETN15,826$401.3K<0.1%−13,708−46.4%Reduced–
Vanguard Scottsdale FDS92206C102SHORT TERM TREAS6,894$402.1K<0.1%−694−9.1%Reduced–
IONSIonis Pharmaceuticals IncCOM7,955$402.4K<0.1%+470+6.3%AddedHistory
GRMNGarmin LtdSHS3,155$405.5K<0.1%00.0%UnchangedHistory
SNPSSynopsys IncCOM795$409.4K<0.1%−1−0.1%ReducedHistory
Vanguard Morningstar Large-Cap ETF922908637ETF1,880$410.0K<0.1%+3+0.2%Added–
FFWMFirst Foundation Inc.COM42,490$411.3K<0.1%−30,203−41.5%ReducedHistory
MCHBMechanics BancorpCL A40,000$412.0K<0.1%+40,000NewHistory
PNRPENTAIR plcSHS5,675$412.6K<0.1%+1,611+39.6%AddedHistory
EXCExelon CorpStock11,516$413.4K<0.1%−1,835−13.7%ReducedHistory
AESAES CorpStock21,499$413.9K<0.1%+3,503+19.5%AddedHistory
iShares Tr464288786U.S. INSRNCE ETF4,135$414.0K<0.1%+26+0.6%Added–
First Trust Financials Alphadex Fund33734X135ETF9,566$414.1K<0.1%+7+0.1%Added–
JNPRJuniper Networks IncCOM14,054$414.3K<0.1%−2,759−16.4%ReducedHistory
DRIDarden Restaurants IncCOM2,527$415.2K<0.1%+67+2.7%AddedHistory
AVBAvalonbay Communities IncCOM2,218$415.3K<0.1%+68+3.2%AddedHistory
EQHEquitable Holdings, Inc.COM12,494$416.1K<0.1%+12,494NewHistory
VNOMViper Energy, Inc.COM13,266$416.3K<0.1%+5,030+61.1%AddedHistory
VRRMVerra Mobility CorpCL A COM STK18,113$417.1K<0.1%+11+0.1%AddedHistory
FLYWFlywire CorpCOM VTG18,027$417.3K<0.1%−9,797−35.2%ReducedHistory
JLLJones Lang Lasalle IncCOM2,216$418.5K<0.1%+224+11.2%AddedHistory
SONYSony Group CorpSPONSORED ADR4,430$419.5K<0.1%+427+10.7%AddedHistory
iShares Tr464288257MSCI ACWI ETF4,131$420.4K<0.1%00.0%Unchanged–
DLBDolby Laboratories, Inc.COM CL A4,885$421.0K<0.1%+203+4.3%AddedHistory
WPCW. P. Carey Inc.COM6,539$423.8K<0.1%−6,769−50.9%ReducedHistory
First Tr Exchange-Traded FD33738D408FIRST TR TA HIYL10,204$424.2K<0.1%−228−2.2%Reduced–
VTRSViatris IncStock39,254$425.1K<0.1%+990+2.6%AddedHistory
SPDR Ser Tr78468R689S&P KENSHO SMART13,523$425.5K<0.1%+931+7.4%Added–
GENGen Digital Inc.Stock18,650$425.6K<0.1%+4,545+32.2%AddedHistory
VEEVVeeva Systems IncStock2,215$426.4K<0.1%−142−6.0%ReducedHistory
TREXTrex Co IncCOM5,151$426.5K<0.1%−430−7.7%ReducedHistory
Invesco Exch TRD SLF Idx FD46138J635INVSCO BLSH 2618,441$426.5K<0.1%+2,318+14.4%Added–
AMCRAmcor plcORD44,341$427.4K<0.1%+7,464+20.2%AddedHistory
iShares S&P Mid-Cap 400 Value ETF464287705ETF3,750$427.6K<0.1%+5+0.1%Added–
PCGPG&E CorpStock23,800$429.1K<0.1%+977+4.3%AddedHistory
GSBDGoldman Sachs BDC, Inc.SHS29,381$430.4K<0.1%−13,476−31.4%ReducedHistory
ENOVEnovis CORPCOM7,712$432.0K<0.1%−6,857−47.1%ReducedHistory
Vanguard Scottsdale FDS92206C664VNG RUS2000IDX5,334$432.6K<0.1%00.0%Unchanged–
HMCHonda Motor Co LtdADR ECH CNV IN 314,003$432.8K<0.1%−686−4.7%ReducedHistory
VanEck Vectors ETF Tr92189F593MORNINGSTAR INTL13,920$433.5K<0.1%−765−5.2%Reduced–
RBARB Global Inc.COM6,501$434.8K<0.1%+1,013+18.5%AddedHistory
iShares Tr464287291GLOBAL TECH ETF6,387$435.5K<0.1%00.0%Unchanged–
EGPEastgroup Properties IncCOM2,381$437.0K<0.1%+40+1.7%AddedHistory
First Tr Exchange-Traded FD33733E203NY ARCA BIOTECH2,767$437.3K<0.1%−363−11.6%Reduced–
SUSuncor Energy IncStock13,714$439.4K<0.1%−13−0.1%ReducedHistory
DBCInvesco DB Commodity Index Tracking FundUNIT20,055$442.0K<0.1%−37,450−65.1%ReducedHistory
Direxion Shs ETF Tr25460E307AUSPCE CMD STG15,935$443.1K<0.1%+104+0.7%Added–
HUBBHubbell IncCOM1,348$443.3K<0.1%+383+39.7%AddedHistory
ODFLOld Dominion Freight Line, Inc.COM1,096$444.2K<0.1%+60+5.8%AddedHistory
Vanguard Scottsdale FDS92206C573TOTAL CORP BND5,800$449.4K<0.1%−8,316−58.9%Reduced–
ACGLArch Capital Group Ltd.Stock6,079$451.5K<0.1%−195−3.1%ReducedHistory
XELXcel Energy IncStock7,304$452.2K<0.1%+2,775+61.3%AddedHistory
Global X FDS37954Y293GLB X MLP ENRG I10,145$452.7K<0.1%00.0%Unchanged–
EGEverest Group, Ltd.COM1,287$455.1K<0.1%−1−0.1%ReducedHistory
YUMCYum China Holdings, Inc.COM10,731$455.3K<0.1%−400−3.6%ReducedHistory
IBKRInteractive Brokers Group, Inc.Stock5,502$456.1K<0.1%+5,502NewHistory
CMCOColumbus McKinnon CorpCOM11,722$457.4K<0.1%−2,093−15.2%ReducedHistory
VanEck ETF Trust92189F411BDC INCOME ETF28,565$458.2K<0.1%−2,250−7.3%Reduced–
DTEDte Energy CoCOM4,181$461.0K<0.1%+537+14.7%AddedHistory
CRLCharles River Laboratories International, Inc.COM1,956$462.4K<0.1%+93+5.0%AddedHistory
Global X FDS37954Y673US INFR DEV ETF13,433$462.9K<0.1%+974+7.8%Added–
Vanguard Scottsdale FDS92206C813LG-TERM COR BD5,785$463.7K<0.1%−3,551−38.0%Reduced–
ANETArista Networks, Inc.COM1,969$463.7K<0.1%+66+3.5%AddedHistory
NTRNutrien Ltd.COM8,291$467.0K<0.1%−210−2.5%ReducedHistory
PNFPPinnacle Financial Partners, Inc.COM5,364$467.9K<0.1%+648+13.7%AddedHistory
CTRClearBridge MLP & Midstream Total Return Fund Inc.COM12,943$468.9K<0.1%−15−0.1%ReducedHistory
iShares Tr464288612INTRM GOV CR ETF4,483$469.6K<0.1%+45+1.0%Added–
ASAASA Gold & Precious Metals LtdSHS31,316$471.6K<0.1%+980+3.2%AddedHistory
VODVodafone Group Public Ltd CoADR54,303$472.4K<0.1%−5,596−9.3%ReducedHistory
WTWWillis Towers Watson PLCSHS1,982$478.1K<0.1%+424+27.2%AddedHistory
MDBMongoDB, Inc.CL A1,170$478.4K<0.1%+216+22.6%AddedHistory
Invesco Exch TRD SLF Idx FD46138J817BULSHS 2025 HY21,090$479.4K<0.1%+2,374+12.7%Added–
EMDWestern Asset Emerging Markets Debt Fund Inc.COM52,252$481.2K<0.1%+1,652+3.3%AddedHistory
JBLJabil IncStock3,788$482.6K<0.1%+3,788NewHistory
Invesco Exchange Traded FD T46137V266S&P500 PUR GWT14,960$482.6K<0.1%00.0%Unchanged–
EIXEdison InternationalStock6,757$483.1K<0.1%+33+0.5%AddedHistory
MDYSPDR S&P Midcap 400 ETF TrustETF959$486.3K<0.1%−319−25.0%ReducedHistory
CFRCullen/Frost Bankers, Inc.COM4,485$486.6K<0.1%+1,150+34.5%AddedHistory
Legg Mason ETF Invt52468L406FRANKLIN US LOW13,515$491.3K<0.1%−400−2.9%Reduced–
VICIVici Properties Inc.COM15,411$491.3K<0.1%+679+4.6%AddedHistory
CRCrane CoCOMMON STOCK4,163$491.8K<0.1%+601+16.9%AddedHistory
iShares Tr464287754US INDUSTRIALS4,310$492.9K<0.1%00.0%Unchanged–
AGCOAGCO CorpCOM4,085$496.0K<0.1%−614−13.1%ReducedHistory
LYVLive Nation Entertainment, Inc.COM5,303$496.4K<0.1%−447−7.8%ReducedHistory

Sold out since Q3 2023 (68)

Positions held at the end of Q3 2023 that are gone from this filing.

Positions of Stephens Inc sold out since Q3 2023
SecurityClassShares in Q3 2023Value in Q3 2023% of portfolio in Q3 2023History
Invesco Exch TRD SLF Idx FD46138J866BULSHS 2023 CB514,109$10.9M0.2%–
GLBEGlobal-E Online Ltd.SHS268,625$10.7M0.2%History
MTWManitowoc Co IncCOM NEW503,455$7.58M0.1%History
Innovator ETFs Trust45782C680US EQTY PWR BF235,485$7.31M0.1%–
THTarget Hospitality Corp.COM417,673$6.63M0.1%History
SMCISuper Micro Computer, Inc.COM10,643$2.92M0.1%History
DKSDick's Sporting Goods, Inc.Stock24,062$2.61M0.1%History
Innovator ETFs Trust45782C342US SML CP PWR ET90,900$2.43M<0.1%–
ROCKGibraltar Industries, Inc.COM26,734$1.80M<0.1%History
ACLSAxcelis Technologies IncStock10,693$1.74M<0.1%History
KAIKadant IncCOM6,711$1.51M<0.1%History
ABGAsbury Automotive Group IncCOM6,478$1.49M<0.1%History
ATVIActivision Blizzard, Inc.COM12,399$1.16M<0.1%History
VMWVmware LLCCL A COM6,269$1.04M<0.1%History
iShares Tr464287812US CONSM STAPLES4,022$750.2K<0.1%–
Invesco Exchange Traded FD T46137V100AEROSPACE DEFN8,425$672.3K<0.1%–
iShares Tr464287796U.S. ENERGY ETF13,327$632.1K<0.1%–
Accretion Acquisition Corp00438Y206UNIT 03/01/202856,000$589.1K<0.1%–
NDMONuveen Dynamic Municipal Opportunities FundCOM SHS58,130$570.3K<0.1%History
TREELendingTree, Inc.COM31,438$487.3K<0.1%History
Invesco Exch TRD SLF Idx FD46138J544BULSHS 2023 MUNI18,490$463.0K<0.1%–
Black Mountain Acq Corp09216A207UNIT 99/99/999942,000$450.2K<0.1%–
VMIValmont Industries IncCOM1,812$435.3K<0.1%History
KWRQuaker Chemical CorpCOM2,576$412.2K<0.1%History
iShares Tr464288513IBOXX HI YD ETF4,984$367.4K<0.1%–
Vanguard Long-Term Treasury ETF92206C847ETF6,100$338.6K<0.1%–
iShares Tr46429B7470-5 YR TIPS ETF3,402$329.7K<0.1%–
iShares Tr46435U713US INFRASTRUC8,954$327.6K<0.1%–
FRFirst Industrial Realty Trust IncCOM6,637$315.8K<0.1%History
Invesco Exch TRD SLF Idx FD46138J858BULSHS 2023 HY12,829$301.5K<0.1%–
NOANorth American Construction Group Ltd.COM13,165$285.9K<0.1%History
CBRLCracker Barrel Old Country Store, IncCOM4,151$278.9K<0.1%History
KTBKontoor Brands, Inc.Stock6,236$273.8K<0.1%History
EXEExpand Energy CorpCOM2,753$237.4K<0.1%History
TTITetra Technologies IncCOM37,161$237.1K<0.1%History
CIENCiena CorpCOM NEW4,950$233.9K<0.1%History
WRKWestRock CoCOM6,382$228.5K<0.1%History
ENPHEnphase Energy, Inc.Stock1,882$226.1K<0.1%History
OGNOrganon & Co.Stock12,711$220.7K<0.1%History
AEHRAehr Test SystemsCOM4,821$220.3K<0.1%History
LADRLadder Capital CorpCL A21,365$219.2K<0.1%History
iShares Tr464288182MSCI AC ASIA ETF3,410$216.5K<0.1%–
HRBH&R Block IncCOM5,000$215.3K<0.1%History
CNHCNH Industrial N.V.SHS17,031$206.1K<0.1%History
iShares Tr46434V4070-5YR HI YL CP5,001$205.2K<0.1%–
FMCFMC CorpCOM NEW3,042$203.7K<0.1%History
OCOwens CorningStock1,493$203.7K<0.1%History
DARDarling Ingredients Inc.COM3,874$202.2K<0.1%History
iShares Tr464288307MRGSTR MD CP GRW3,507$200.4K<0.1%–
SDCSmileDirectClub, Inc.CL A COM401,172$166.5K<0.1%History
OMCLOmnicell, Inc.COM3,643$164.1K<0.1%History
SMFGSumitomo Mitsui Financial Group, Inc.SPONSORED ADR16,436$161.9K<0.1%History
INSGInseego Corp.COM250,000$105.0K<0.1%History
RNGRingCentral, Inc.CL A2,903$86.0K<0.1%History
KMFKayne Anderson NextGen Energy & Infrastructure, Inc.COM12,059$85.9K<0.1%History
TDFTempleton Dragon Fund IncCOM10,010$85.5K<0.1%History
DISHDISH Network CORPCL A13,659$80.0K<0.1%History
LAWCS Disco, Inc.COM10,300$68.4K<0.1%History
EQT Corp26884LAK5NOTE 1.750% 5/022,000$61.1K<0.1%–
FOXFFox Factory Holding CorpCOM540$53.5K<0.1%History
INFNInfinera CorpCOM10,075$42.1K<0.1%History
FNDFloor & Decor Holdings, Inc.CL A344$31.1K<0.1%History
Liberty Media Corp Del531229AB8NOTE 1.375%10/126,000$28.6K<0.1%–
Navios Maritime Holdings Inc.Y62197119COM13,998$28.0K<0.1%–
Spirit Airls Inc848577AB8NOTE 1.000% 5/126,000$21.6K<0.1%–
QBTSD-Wave Quantum Inc.Stock15,000$14.5K<0.1%History
AVOMission Produce, Inc.COM1,000$9.68K<0.1%History
QVCGAOld QVC Group, Inc.COM SER A10,144$6.15K<0.1%History