Stephens Inc
- SEC CIK
- 0000757657
- Latest filing
- Jul 29, 2026
Holdings in Q3 2023
Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.
- Positions
- 1,214
- −13 vs. Q2 2023
- Portfolio value
- $5.22B
- −$341.9M (−6.2%) vs. Q2 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 745,110 | $158.3M | 3.0% | −439−0.1% | Reduced | – |
| AAPLApple Inc. | Stock | 768,942 | $131.7M | 2.5% | −39,911−4.9% | Reduced | History |
| iShares Tr464287457 | 1 3 YR TREAS BD | 1,308,514 | $106.0M | 2.0% | −47,584−3.5% | Reduced | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 697,735 | $105.9M | 2.0% | −20,052−2.8% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 304,335 | $96.1M | 1.8% | −25,520−7.7% | Reduced | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 199,238 | $85.2M | 1.6% | +10,465+5.5% | Added | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 210,310 | $75.3M | 1.4% | +16,524+8.5% | Added | – |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 677,413 | $70.7M | 1.4% | −15,793−2.3% | Reduced | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 261,824 | $69.6M | 1.3% | +5,258+2.0% | Added | – |
| WMTWalmart Inc. | Stock | 411,269 | $65.8M | 1.3% | −390.0% | Reduced | History |
| WisdomTree Tr97717Y527 | FLOATNG RAT TREA | 1,198,915 | $60.3M | 1.2% | +56,566+5.0% | Added | – |
| iShares MSCI Eafe ETF464287465 | ETF | 813,756 | $56.1M | 1.1% | +147,573+22.2% | Added | – |
| AMZNAmazon Com Inc | Stock | 435,304 | $55.3M | 1.1% | −155,331−26.3% | Reduced | History |
| KRUSKura Sushi USA, Inc. | CL A COM | 809,466 | $53.5M | 1.0% | −891−0.1% | Reduced | History |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 688,606 | $51.7M | 1.0% | −36,556−5.0% | Reduced | – |
| MRKMerck & Co., Inc. | Stock | 502,458 | $51.7M | 1.0% | −5,199−1.0% | Reduced | History |
| J P Morgan Exchange Traded F46641Q670 | CORE PLUS BD ETF | 1,043,721 | $46.6M | 0.9% | +1,043,721 | New | – |
| OBDCBlue Owl Capital Corp | COM | 3,331,120 | $46.1M | 0.9% | −93,162−2.7% | Reduced | History |
| iShares Tr464288646 | ISHS 1-5YR INVS | 822,115 | $41.0M | 0.8% | −59,526−6.8% | Reduced | – |
| VVisa Inc. | Stock | 174,805 | $40.2M | 0.8% | −20,755−10.6% | Reduced | History |
| First Tr Exchange-Traded FD336917109 | SHS | 1,192,576 | $39.9M | 0.8% | −4,633−0.4% | Reduced | – |
| AVGOBroadcom Inc. | Stock | 47,456 | $39.4M | 0.8% | −2,035−4.1% | Reduced | History |
| Alps ETF Tr00162Q452 | ALERIAN MLP | 928,363 | $39.2M | 0.8% | +22,783+2.5% | Added | – |
| JPMJPMorgan Chase & Co | Stock | 263,894 | $38.3M | 0.7% | −17,168−6.1% | Reduced | History |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 729,991 | $36.6M | 0.7% | +4,103+0.6% | Added | – |
| NVDANVIDIA Corp | Stock | 82,286 | $35.8M | 0.7% | −4,972−5.7% | Reduced | History |
| iShares Tr464287689 | RUSSELL 3000 ETF | 145,717 | $35.7M | 0.7% | +7,094+5.1% | Added | – |
| UNHUnitedHealth Group Inc | Stock | 69,048 | $34.8M | 0.7% | −8,896−11.4% | Reduced | History |
| GOOGAlphabet Inc. | Stock | 263,577 | $34.8M | 0.7% | −65,485−19.9% | Reduced | History |
| MAMastercard Inc | Stock | 87,096 | $34.5M | 0.7% | −17,651−16.9% | Reduced | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 244,486 | $33.7M | 0.6% | +29,733+13.8% | Added | – |
| JNJJohnson & Johnson | Stock | 211,831 | $33.0M | 0.6% | −4,269−2.0% | Reduced | History |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 204,094 | $32.6M | 0.6% | +2,092+1.0% | Added | – |
| Invesco Exch Traded FD Tr II46138G870 | VAR RATE PFD | 1,436,393 | $32.1M | 0.6% | −36,187−2.5% | Reduced | – |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 351,122 | $32.1M | 0.6% | +180.0% | Added | – |
| GOOGLAlphabet Inc. | Stock | 243,477 | $31.9M | 0.6% | −4,825−1.9% | Reduced | History |
| XOMExxonMobil Holdings Corp | COM | 252,074 | $29.6M | 0.6% | −4,475−1.7% | Reduced | History |
| BXBlackstone Inc. | COM | 269,737 | $28.9M | 0.6% | +4,930+1.9% | Added | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 105,026 | $28.6M | 0.5% | −4,129−3.8% | Reduced | – |
| SPDR Series Trust78468R523 | ST STR BL 12 ETF | 284,352 | $28.3M | 0.5% | +15,985+6.0% | Added | – |
| iShares Tr464288687 | PFD AND INCM SEC | 919,910 | $27.7M | 0.5% | −23,197−2.5% | Reduced | – |
| iShares Russell Midcap ETF464287499 | ETF | 398,158 | $27.6M | 0.5% | +9,428+2.4% | Added | – |
| CVXChevron Corp | Stock | 161,201 | $27.2M | 0.5% | −2,947−1.8% | Reduced | History |
| CSCOCisco Systems, Inc. | Stock | 495,471 | $26.6M | 0.5% | +10,218+2.1% | Added | History |
| PEPPepsiCo Inc | Stock | 157,184 | $26.6M | 0.5% | +27,701+21.4% | Added | History |
| iShares Tr464287630 | RUS 2000 VAL ETF | 195,739 | $26.5M | 0.5% | −6,042−3.0% | Reduced | – |
| iShares Tr46434V860 | TRS FLT RT BD | 518,556 | $26.3M | 0.5% | +14,736+2.9% | Added | – |
| BRK.BBerkshire Hathaway Inc | Stock | 73,232 | $25.7M | 0.5% | −14,633−16.7% | Reduced | History |
| WMWaste Management Inc | Stock | 165,103 | $25.2M | 0.5% | +5,905+3.7% | Added | History |
| ABBVAbbVie Inc. | Stock | 163,493 | $24.4M | 0.5% | −9,050−5.2% | Reduced | History |
| iShares Russell 2000 Growth ETF464287648 | ETF | 104,363 | $23.4M | 0.4% | +9,057+9.5% | Added | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 149,878 | $23.3M | 0.4% | +574+0.4% | Added | – |
| KOCoca Cola Co | Stock | 409,488 | $22.9M | 0.4% | +13,822+3.5% | Added | History |
| CATCaterpillar Inc | Stock | 83,937 | $22.9M | 0.4% | +1,693+2.1% | Added | History |
| LOWLowes Companies Inc | Stock | 109,296 | $22.7M | 0.4% | −20,958−16.1% | Reduced | History |
| iShares Tr464287572 | GLOBAL 100 ETF | 309,295 | $22.7M | 0.4% | +31,368+11.3% | Added | – |
| First Tr Exchange-Traded FD33738D804 | LTD DUR INVT ETF | 1,220,378 | $22.4M | 0.4% | −223,051−15.5% | Reduced | – |
| UPSUnited Parcel Service Inc | Stock | 141,829 | $22.1M | 0.4% | +4,541+3.3% | Added | History |
| VZVerizon Communications Inc | Stock | 668,211 | $21.7M | 0.4% | +40,783+6.5% | Added | History |
| ARCCAres Capital Corp | CEF | 1,094,843 | $21.3M | 0.4% | −46,822−4.1% | Reduced | History |
| MCDMcDonalds Corp | Stock | 80,672 | $21.3M | 0.4% | +4,116+5.4% | Added | History |
| IAUiShares Gold Trust | ETF | 594,286 | $20.8M | 0.4% | −29,781−4.8% | Reduced | History |
| Goldman Sachs ETF Tr381430479 | ACCESS INVT GR | 478,221 | $20.7M | 0.4% | −10,062−2.1% | Reduced | – |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 60,015 | $20.1M | 0.4% | −484−0.8% | Reduced | History |
| BACBank of America Corp | Stock | 727,416 | $19.9M | 0.4% | −75,578−9.4% | Reduced | History |
| FDXFedEx Corp | Stock | 75,070 | $19.9M | 0.4% | −16,896−18.4% | Reduced | History |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 360,200 | $19.3M | 0.4% | +62,491+21.0% | Added | – |
| ETNEaton Corp plc | Stock | 90,158 | $19.2M | 0.4% | +3,745+4.3% | Added | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 437,489 | $19.1M | 0.4% | +5,026+1.2% | Added | – |
| VanEck Morningstar Wide Moat ETF92189F643 | ETF | 251,990 | $19.1M | 0.4% | +42,180+20.1% | Added | – |
| First Tr Exchange-Traded FD33739Q200 | FST LOW OPPT EFT | 402,161 | $19.0M | 0.4% | −14,146−3.4% | Reduced | – |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 144,813 | $19.0M | 0.4% | −5,447−3.6% | Reduced | – |
| CRMSalesforce, Inc. | Stock | 91,748 | $18.6M | 0.4% | −28,954−24.0% | Reduced | History |
| iShares Tr464287622 | RUS 1000 ETF | 76,472 | $18.0M | 0.3% | −1,578−2.0% | Reduced | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 82,602 | $17.2M | 0.3% | +11,499+16.2% | Added | – |
| ADBEAdobe Inc. | Stock | 32,454 | $16.5M | 0.3% | −12,918−28.5% | Reduced | History |
| PFEPfizer Inc | Stock | 496,767 | $16.5M | 0.3% | −16,718−3.3% | Reduced | History |
| LLYEli Lilly & Co | Stock | 30,016 | $16.1M | 0.3% | +384+1.3% | Added | History |
| CMCSAComcast Corp | Stock | 360,664 | $16.0M | 0.3% | −16,328−4.3% | Reduced | History |
| MDTMedtronic plc | Stock | 200,729 | $15.7M | 0.3% | +9,009+4.7% | Added | History |
| HDHome Depot, Inc. | Stock | 50,598 | $15.3M | 0.3% | +1,232+2.5% | Added | History |
| METAMeta Platforms, Inc. | Stock | 50,880 | $15.3M | 0.3% | −12,528−19.8% | Reduced | History |
| iShares Tr464288521 | CRE U S REIT ETF | 323,729 | $15.3M | 0.3% | +323,729 | New | – |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 207,340 | $15.0M | 0.3% | +43,115+26.3% | Added | – |
| Vanguard S&P 500 ETF922908363 | ETF | 37,001 | $14.5M | 0.3% | −810−2.1% | Reduced | – |
| ETEnergy Transfer LP | COM UT LTD PTN | 1,035,609 | $14.5M | 0.3% | +32,782+3.3% | Added | History |
| LRCXLam Research Corp | COM | 23,028 | $14.4M | 0.3% | +1,168+5.3% | Added | History |
| PAYXPaychex Inc | Stock | 122,519 | $14.1M | 0.3% | +10,960+9.8% | Added | History |
| APHAmphenol Corp | CL A | 166,877 | $14.0M | 0.3% | −12,058−6.7% | Reduced | History |
| BABoeing Co | Stock | 72,652 | $13.9M | 0.3% | −16,486−18.5% | Reduced | History |
| iShares Tr464288638 | ISHS 5-10YR INVT | 281,357 | $13.7M | 0.3% | +99,372+54.6% | Added | – |
| PGProcter & Gamble Co | Stock | 92,969 | $13.6M | 0.3% | −3,677−3.8% | Reduced | History |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 71,186 | $13.5M | 0.3% | −4,674−6.2% | Reduced | – |
| AMGNAmgen Inc | Stock | 49,750 | $13.4M | 0.3% | −2,242−4.3% | Reduced | History |
| APDAir Products & Chemicals, Inc. | Stock | 45,665 | $12.9M | 0.2% | −8,066−15.0% | Reduced | History |
| First Tr Exchng Traded FD VI33740U778 | VEST BUFFERED | 657,376 | $12.9M | 0.2% | +657,376 | New | – |
| DUKDuke Energy CORP | Stock | 146,269 | $12.9M | 0.2% | +1,387+1.0% | Added | History |
| MLMMartin Marietta Materials Inc | COM | 31,166 | $12.8M | 0.2% | +815+2.7% | Added | History |
| INTCIntel Corp | Stock | 359,478 | $12.8M | 0.2% | −59,004−14.1% | Reduced | History |
| Innovator ETFs Trust45782C540 | US EQTY PWR BUF | 392,508 | $12.7M | 0.2% | −45,485−10.4% | Reduced | – |
Sold out since Q2 2023 (88)
Positions held at the end of Q2 2023 that are gone from this filing.
| Security | Class | Shares in Q2 2023 | Value in Q2 2023 | % of portfolio in Q2 2023 | History |
|---|---|---|---|---|---|
| RHIRobert Half Inc. | COM | 54,044 | $4.07M | 0.1% | History |
| BKIBlack Knight, Inc. | COM | 60,363 | $3.61M | 0.1% | History |
| Schwab US Tips ETF808524870 | ETF | 59,089 | $3.10M | 0.1% | – |
| BLDRBuilders FirstSource, Inc. | Stock | 21,356 | $2.90M | 0.1% | History |
| MMPMagellan Midstream Partners, L.P. | COM UNIT RP LP | 37,653 | $2.35M | <0.1% | History |
| OPRAOpera Ltd | SPONSORED ADS | 95,878 | $1.91M | <0.1% | History |
| DOCUDocuSign, Inc. | Stock | 34,300 | $1.75M | <0.1% | History |
| SYMSymbotic Inc. | Stock | 38,841 | $1.66M | <0.1% | History |
| SPDR Ser Tr78464A532 | S&P TRANSN ETF | 14,954 | $1.25M | <0.1% | – |
| ARK Blockchain & Fintech Innovation ETF00214Q708 | ETF | 58,090 | $1.21M | <0.1% | – |
| VanEck Digital Native Economy ETF92189F882 | ETF | 26,706 | $1.19M | <0.1% | – |
| VCYTVeracyte, Inc. | COM | 37,577 | $957.1K | <0.1% | History |
| First Tr Exchange Traded FD33738R704 | RBA INDL ETF | 17,552 | $948.9K | <0.1% | – |
| First Tr Exchange-Traded FD33737A108 | NASDQ CLN EDGE | 8,897 | $935.3K | <0.1% | – |
| HXLHexcel Corp | COM | 10,891 | $827.9K | <0.1% | History |
| iShares Tr46434VAX8 | IBONDS DEC23 ETF | 29,855 | $755.0K | <0.1% | – |
| FLNGFlex LNG Ltd. | SHS | 22,078 | $674.1K | <0.1% | History |
| iShares Tr46434V787 | YLD OPTIM BD | 30,095 | $660.3K | <0.1% | – |
| iShares Tr46434VBG4 | IBONDS DEC24 ETF | 25,812 | $635.5K | <0.1% | – |
| iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1 | ETF | 25,290 | $616.6K | <0.1% | – |
| iShares U.S. Treasury Bond ETF46429B267 | ETF | 23,196 | $531.2K | <0.1% | – |
| SOVOSovos Brands, Inc. | COM | 25,289 | $494.7K | <0.1% | History |
| Vanguard Malvern FDS922020805 | STRM INFPROIDX | 10,215 | $484.4K | <0.1% | – |
| State Street SPDR Portfolio Aggregate Bond ETF78464A649 | ETF | 16,881 | $428.3K | <0.1% | – |
| Vanguard Scottsdale FDS92206C565 | TOTAL WLD BD ETF | 6,200 | $424.2K | <0.1% | – |
| iShares Tr46435U796 | SYSTEMATIC BD ET | 4,995 | $420.1K | <0.1% | – |
| DSEYDiversey Holdings, Ltd. | ORD SHS | 49,150 | $412.4K | <0.1% | History |
| NXGNNextgen Healthcare, Inc. | COM | 24,332 | $394.7K | <0.1% | History |
| WOLFWolfspeed, Inc. | Stock | 6,687 | $371.7K | <0.1% | History |
| WEAVWeave Communications, Inc. | Stock | 27,953 | $310.6K | <0.1% | History |
| EEFTEuronet Worldwide, Inc. | COM | 2,622 | $307.7K | <0.1% | History |
| NATINational Instruments Corp | COM | 5,266 | $302.3K | <0.1% | History |
| GENIGenius Sports Ltd | SHARES CL A | 48,454 | $299.9K | <0.1% | History |
| INTTIntest Corp | COM | 11,300 | $296.7K | <0.1% | History |
| TCMDTactile Systems Technology Inc | COM | 11,832 | $295.0K | <0.1% | History |
| ETNB89bio, Inc. | COM | 15,360 | $291.1K | <0.1% | History |
| IASIntegral Ad Science Holding Corp. | COM | 16,017 | $288.0K | <0.1% | History |
| PHRPhreesia, Inc. | COM | 9,248 | $286.8K | <0.1% | History |
| ENVXEnovix Corp | COM | 15,506 | $279.7K | <0.1% | History |
| SIBNSI-BONE, Inc. | COM | 10,238 | $276.2K | <0.1% | History |
| iShares Tr464288281 | JPMORGAN USD EMG | 3,160 | $273.5K | <0.1% | – |
| EQHEquitable Holdings, Inc. | COM | 10,040 | $272.7K | <0.1% | History |
| HEIHeico Corp | COM | 1,514 | $267.9K | <0.1% | History |
| iShares Core MSCI Eafe ETF46432F842 | ETF | 3,931 | $265.4K | <0.1% | – |
| DBPInvesco DB Precious Metals Fund | PRECIOUS METAL | 5,284 | $260.8K | <0.1% | History |
| CWHCamping World Holdings, Inc. | CL A | 8,604 | $259.0K | <0.1% | History |
| UUPInvesco DB US Dollar Index Bullish Fund | BULLISH FD | 9,104 | $258.4K | <0.1% | History |
| KEYKeycorp | COM | 27,438 | $253.5K | <0.1% | History |
| East Res Acquisition Co274681204 | UNIT 07/01/2027 | 25,000 | $250.0K | <0.1% | – |
| ERIIEnergy Recovery, Inc. | COM | 8,535 | $238.6K | <0.1% | History |
| SBACSba Communications Corp | CL A | 1,025 | $237.6K | <0.1% | History |
| iShares Ibonds Dec 2028 Term Corporate ETF46435U515 | ETF | 9,595 | $235.1K | <0.1% | – |
| Pacer FDS Tr69374H741 | DATA AND INFRAST | 7,974 | $232.8K | <0.1% | – |
| CPTCamden Property Trust | REIT | 2,128 | $231.7K | <0.1% | History |
| Invesco Exchange Traded FD T46137V365 | S&P500 EQL ENR | 3,334 | $228.2K | <0.1% | – |
| DOCSDoximity, Inc. | CL A | 6,679 | $227.2K | <0.1% | History |
| VanEck ETF Trust92189H409 | HIGH YLD MUNIETF | 4,388 | $225.3K | <0.1% | – |
| VanEck Semiconductor ETF92189F676 | ETF | 1,470 | $223.8K | <0.1% | – |
| ETSYEtsy Inc | COM | 2,631 | $222.6K | <0.1% | History |
| LADLithia Motors Inc | COM | 727 | $221.1K | <0.1% | History |
| FWRDForward Air Corp | COM | 2,059 | $218.5K | <0.1% | History |
| iShares Tr464288158 | SHRT NAT MUN ETF | 2,088 | $217.2K | <0.1% | – |
| iShares Tr464287580 | US CONSUM DISCRE | 2,994 | $213.1K | <0.1% | – |
| TDCTeradata Corp | Stock | 3,966 | $211.8K | <0.1% | History |
| iShares Tr464287838 | U.S. BAS MTL ETF | 1,573 | $209.3K | <0.1% | – |
| FBINFortune Brands Innovations, Inc. | COM | 2,893 | $208.2K | <0.1% | History |
| Vanguard Admiral FDS Inc921932794 | SMLCP 600 GRTH | 2,088 | $207.0K | <0.1% | – |
| AOSSmith A O Corp | COM | 2,829 | $205.9K | <0.1% | History |
| Vanguard Industrials ETF92204A603 | ETF | 998 | $205.1K | <0.1% | – |
| iShares Core S&P US Value ETF464287663 | ETF | 2,621 | $205.1K | <0.1% | – |
| LWLamb Weston Holdings, Inc. | Stock | 1,784 | $205.1K | <0.1% | History |
| SMGScotts Miracle-Gro Co | Stock | 3,268 | $204.9K | <0.1% | History |
| Pacer Trendpilot US Bond ETF69374H642 | ETF | 10,210 | $204.1K | <0.1% | – |
| CBRECbre Group, Inc. | CL A | 2,509 | $202.5K | <0.1% | History |
| ADCAgree Realty Corp | COM | 3,094 | $202.3K | <0.1% | History |
| DCIDonaldson Co Inc | Stock | 3,227 | $201.7K | <0.1% | History |
| Victory Portfolios II92647N824 | VCSHS US EQ INCM | 3,502 | $201.7K | <0.1% | – |
| Global X FDS37954Y830 | GLOBAL X COPPER | 5,335 | $200.9K | <0.1% | – |
| GERNGeron Corp | COM | 55,000 | $176.6K | <0.1% | History |
| ESRTEmpire State Realty Trust, Inc. | CL A | 21,135 | $158.3K | <0.1% | History |
| Farfetch Ltd30744W107 | ORD SH CL A | 19,847 | $119.9K | <0.1% | – |
| NUVANuvasive Inc | COM | 2,534 | $105.4K | <0.1% | History |
| ETWEaton Vance Tax-Managed Global Buy-Write Opportunities Fund | COM | 12,032 | $98.9K | <0.1% | History |
| SOUNSoundhound AI, Inc. | CLASS A COM | 12,172 | $55.4K | <0.1% | History |
| CONMED Corp207410AF8 | NOTE 2.625% 2/0 | 34,000 | $52.3K | <0.1% | – |
| SYNHSyneos Health, Inc. | CL A | 1,046 | $44.1K | <0.1% | History |
| Snap Inc83304AAB2 | NOTE 0.750% 8/0 | 17,000 | $15.7K | <0.1% | – |
| IBPInstalled Building Products, Inc. | COM | 8 | $1.12K | <0.1% | History |