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Livermore
Livermore
ZHEN

Stephens Inc

SEC CIK
0000757657
Latest filing
Jul 29, 2026

Holdings in Q3 2023

Holdings as of Sep 30, 2023, filed Nov 14, 2023. Long positions only; changes compare share counts with Q2 2023.

Institution overview
Positions
1,214
−13 vs. Q2 2023
Portfolio value
$5.22B
−$341.9M (−6.2%) vs. Q2 2023
Filed
Nov 14, 2023
SEC
Holdings of Stephens Inc in Q3 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
TCRTAlaunos Therapeutics, Inc.COM15,162$2.00K<0.1%00.0%UnchangedHistory
ECPGEncore Capital Group IncCOM53$2.53K<0.1%00.0%UnchangedHistory
MGYMagnolia Oil & Gas CorpCL A132$3.02K<0.1%+28+26.9%AddedHistory
UAMYUnited States Antimony CorpCOM11,000$4.06K<0.1%+11,000NewHistory
Abacus Life Inc00258Y112EQUITY WRT12,500$4.75K<0.1%+12,500New–
QVCGAOld QVC Group, Inc.COM SER A10,144$6.15K<0.1%+10,144NewHistory
RPDRapid7, Inc.COM155$7.10K<0.1%−9−5.5%ReducedHistory
Atech (Parent) Resolution Corp.00973N102COM10,000$7.53K<0.1%+10,000New–
AVOMission Produce, Inc.COM1,000$9.68K<0.1%−700−41.2%ReducedHistory
RMBSRambus IncCOM193$10.8K<0.1%+193NewHistory
GTMZoomInfo Technologies Inc.Stock795$13.0K<0.1%+109+15.9%AddedHistory
QBTSD-Wave Quantum Inc.Stock15,000$14.5K<0.1%+15,000NewHistory
VRNSVaronis Systems IncCOM504$15.4K<0.1%+504NewHistory
Everbridge, Inc.29978AAC8NOTE 0.125%12/117,000$15.6K<0.1%00.0%Unchanged–
IRTCiRhythm Holdings, Inc.COM175$16.5K<0.1%+175NewHistory
PEverpure, Inc.CL A466$16.6K<0.1%+344+282.0%AddedHistory
Viavi Solutions Inc.925550AB1NOTE 1.000% 3/017,000$16.6K<0.1%00.0%Unchanged–
RYANRyan Specialty Holdings, Inc.CL A384$18.6K<0.1%−25−6.1%ReducedHistory
PATHUiPath, Inc.Stock1,171$20.0K<0.1%+840+253.8%AddedHistory
MEDPMedpace Holdings, Inc.COM84$20.3K<0.1%+13+18.3%AddedHistory
Square Inc852234AF0NOTE 0.125% 3/022,000$20.4K<0.1%00.0%Unchanged–
Ionis Pharmaceuticals Inc462222AD2NOTE 4/022,000$21.5K<0.1%00.0%Unchanged–
Spirit Airls Inc848577AB8NOTE 1.000% 5/126,000$21.6K<0.1%00.0%Unchanged–
CGENCompugen LtdORD23,400$21.8K<0.1%00.0%UnchangedHistory
HUBGHub Group, Inc.CL A320$25.1K<0.1%−2,523−88.7%ReducedHistory
TWTradeweb Markets Inc.Stock314$25.2K<0.1%−21−6.3%ReducedHistory
Etsy Inc29786AAJ5NOTE 0.125%10/026,000$26.4K<0.1%00.0%Unchanged–
Splunk Inc848637AD6NOTE 1.125% 9/126,000$27.9K<0.1%00.0%Unchanged–
Navios Maritime Holdings Inc.Y62197119COM13,998$28.0K<0.1%00.0%Unchanged–
Liberty Media Corp Del531229AB8NOTE 1.375%10/126,000$28.6K<0.1%00.0%Unchanged–
VWEVintage Wine Estates, Inc.COM52,268$29.7K<0.1%−7,215−12.1%ReducedHistory
Exact Sciences Corp30063PAC9NOTE 0.375% 3/035,000$30.2K<0.1%00.0%Unchanged–
Akamai Technologies Inc00971TAJ0NOTE 0.125% 5/026,000$30.7K<0.1%00.0%Unchanged–
FNDFloor & Decor Holdings, Inc.CL A344$31.1K<0.1%−311−47.5%ReducedHistory
Westrock Coffee Co96145W111*W EXP 08/29/20217,625$32.8K<0.1%00.0%Unchanged–
RBCRBC Bearings INCCOM143$33.5K<0.1%−3−2.1%ReducedHistory
Burlington Stores, Inc.122017AB2NOTE 2.250% 4/135,000$33.9K<0.1%00.0%Unchanged–
Teladoc Health, Inc.87918AAF2NOTE 1.250% 6/043,000$34.3K<0.1%00.0%Unchanged–
SDGRSchrodinger, Inc.COM1,224$34.6K<0.1%−291−19.2%ReducedHistory
Southwest Airls Co844741BG2NOTE 1.250% 5/035,000$34.7K<0.1%00.0%Unchanged–
Pebblebrook Hotel Tr70509VAA8NOTE 1.750%12/143,000$35.7K<0.1%00.0%Unchanged–
Wolfspeed, Inc.977852AB8NOTE 0.250% 2/153,000$35.7K<0.1%00.0%Unchanged–
RVLVRevolve Group, Inc.CL A2,636$35.9K<0.1%−2,617−49.8%ReducedHistory
VFFVillage Farms International, Inc.COM45,000$35.9K<0.1%−10,000−18.2%ReducedHistory
Lumentum Hldgs Inc55024UAD1NOTE 0.500%12/143,000$36.0K<0.1%00.0%Unchanged–
WWRWestwater Resources, Inc.COM NEW55,032$36.7K<0.1%00.0%UnchangedHistory
Enphase Energy, Inc.29355AAH0NOTE 3/043,000$37.7K<0.1%00.0%Unchanged–
SHIFT4 PMTS Inc82452JAB5NOTE 12/139,000$38.4K<0.1%00.0%Unchanged–
GOEVCanoo Inc.COM CL A80,000$39.2K<0.1%+2,412+3.1%AddedHistory
Integra Lifesciences Hldgs C457985AM1NOTE 0.500% 8/143,000$39.2K<0.1%00.0%Unchanged–
Cable One, Inc.12685JAG0NOTE 1.125% 3/153,000$39.4K<0.1%00.0%Unchanged–
Nuvasive Inc670704AJ4NOTE 0.375% 3/143,000$39.6K<0.1%00.0%Unchanged–
GRABGrab Holdings LtdCLASS A ORD11,350$40.2K<0.1%00.0%UnchangedHistory
MGP Ingredients Inc55303JAB2NOTE 1.875%11/133,000$40.5K<0.1%00.0%Unchanged–
Dexcom Inc252131AK3NOTE 0.250%11/143,000$40.5K<0.1%00.0%Unchanged–
NCL Corp Ltd62886HAX9NOTE 5.375% 8/035,000$40.7K<0.1%00.0%Unchanged–
Ford MTR Co Del345370CZ1NOTE 3/142,000$41.3K<0.1%00.0%Unchanged–
Halozyme Therapeutics, Inc.40637HAF6NOTE 1.000% 8/145,000$42.0K<0.1%+45,000New–
INFNInfinera CorpCOM10,075$42.1K<0.1%00.0%UnchangedHistory
Vail Resorts Inc91879QAN9NOTE 1/048,000$42.2K<0.1%00.0%Unchanged–
Datadog, Inc.23804LAB9NOTE 0.125% 6/136,000$42.2K<0.1%00.0%Unchanged–
CONMED Corp207410AH4NOTE 2.250% 6/145,000$42.8K<0.1%+45,000New–
Cheesecake Factory Inc163072AA9NOTE 0.375% 6/152,000$43.0K<0.1%00.0%Unchanged–
TNDMTandem Diabetes Care IncCOM NEW2,074$43.1K<0.1%−57−2.7%ReducedHistory
Array Technologies, Inc.04271TAB6NOTE 1.000%12/038,000$43.3K<0.1%00.0%Unchanged–
Post Hldgs Inc737446AT1NOTE 2.500% 8/144,000$43.6K<0.1%+44,000New–
Zillow Group, Inc.98954MAH4NOTE 2.750% 5/143,000$44.1K<0.1%00.0%Unchanged–
Haemonetics Corp Mass405024AB6NOTE 3/052,000$45.1K<0.1%00.0%Unchanged–
Microchip Technology Inc595017AU8NOTE 0.125%11/143,000$45.1K<0.1%00.0%Unchanged–
Dropbox, Inc.26210CAC8NOTE 3/048,000$45.2K<0.1%00.0%Unchanged–
NRG Energy, Inc.629377CG5DBCV 2.750% 6/043,000$45.5K<0.1%00.0%Unchanged–
Overseas Shipholding Group Inc69036R863CL A NEW10,565$46.4K<0.1%00.0%Unchanged–
NOKNokia CorpSPONSORED ADR12,519$46.8K<0.1%−100−0.8%ReducedHistory
Zscaler, Inc.98980GAB8NOTE 0.125% 7/040,000$48.0K<0.1%00.0%Unchanged–
MBLYMobileye Global Inc.Stock1,220$50.7K<0.1%+577+89.7%AddedHistory
Patk703343AG812/01/202854,000$50.9K<0.1%00.0%Unchanged–
FOXFFox Factory Holding CorpCOM540$53.5K<0.1%−1,824−77.2%ReducedHistory
GLOClough Global Opportunities FundSH BEN INT12,257$54.3K<0.1%+370+3.1%AddedHistory
VRTVertiv Holdings CoCOM CL A1,557$57.9K<0.1%−1,036−40.0%ReducedHistory
Biomarin Pharmaceutical Inc09061GAH4NOTE 0.599% 8/060,000$58.2K<0.1%00.0%Unchanged–
PIPRPiper Sandler CompaniesCOM403$58.6K<0.1%00.0%UnchangedHistory
EQT Corp26884LAK5NOTE 1.750% 5/022,000$61.1K<0.1%00.0%Unchanged–
Palo Alto Networks Inc697435AF2NOTE 0.375% 6/026,000$61.2K<0.1%00.0%Unchanged–
NICE Ltd.653656AB4NOTE 9/169,000$62.1K<0.1%00.0%Unchanged–
DBXDropbox, Inc.CL A2,417$65.8K<0.1%−1,328−35.5%ReducedHistory
SLABSilicon Laboratories Inc.Stock589$68.3K<0.1%+320+119.0%AddedHistory
LAWCS Disco, Inc.COM10,300$68.4K<0.1%+10,300NewHistory
LGNDLigand Pharmaceuticals IncCOM NEW1,148$68.8K<0.1%−600−34.3%ReducedHistory
CGNXCognex CorpCOM1,656$70.3K<0.1%+389+30.7%AddedHistory
LUMNLumen Technologies, Inc.Stock49,602$70.4K<0.1%−54,067−52.2%ReducedHistory
ONTOnterris, Inc.COM2,452$71.7K<0.1%+539+28.2%AddedHistory
Helix Energy Solutions Grp I42330PAK3NOTE 6.750% 2/142,000$72.3K<0.1%00.0%Unchanged–
VVRInvesco Senior Income TrustCOM18,553$72.7K<0.1%00.0%UnchangedHistory
PTCPTC Inc.Stock525$74.4K<0.1%+97+22.7%AddedHistory
AZEKAZEK Co Inc.CL A2,504$74.5K<0.1%+267+11.9%AddedHistory
Pioneer Nat Res Co723787AP2NOTE 0.250% 5/131,000$75.9K<0.1%00.0%Unchanged–
AMBAAmbarella IncSHS1,469$77.9K<0.1%+323+28.2%AddedHistory
DISHDISH Network CORPCL A13,659$80.0K<0.1%−503−3.6%ReducedHistory
ICLICL Group Ltd.SHS14,700$81.6K<0.1%−2,800−16.0%ReducedHistory
LSCCLattice Semiconductor CorpCOM959$82.4K<0.1%−21−2.1%ReducedHistory

Sold out since Q2 2023 (88)

Positions held at the end of Q2 2023 that are gone from this filing.

Positions of Stephens Inc sold out since Q2 2023
SecurityClassShares in Q2 2023Value in Q2 2023% of portfolio in Q2 2023History
RHIRobert Half Inc.COM54,044$4.07M0.1%History
BKIBlack Knight, Inc.COM60,363$3.61M0.1%History
Schwab US Tips ETF808524870ETF59,089$3.10M0.1%–
BLDRBuilders FirstSource, Inc.Stock21,356$2.90M0.1%History
MMPMagellan Midstream Partners, L.P.COM UNIT RP LP37,653$2.35M<0.1%History
OPRAOpera LtdSPONSORED ADS95,878$1.91M<0.1%History
DOCUDocuSign, Inc.Stock34,300$1.75M<0.1%History
SYMSymbotic Inc.Stock38,841$1.66M<0.1%History
SPDR Ser Tr78464A532S&P TRANSN ETF14,954$1.25M<0.1%–
ARK Blockchain & Fintech Innovation ETF00214Q708ETF58,090$1.21M<0.1%–
VanEck Digital Native Economy ETF92189F882ETF26,706$1.19M<0.1%–
VCYTVeracyte, Inc.COM37,577$957.1K<0.1%History
First Tr Exchange Traded FD33738R704RBA INDL ETF17,552$948.9K<0.1%–
First Tr Exchange-Traded FD33737A108NASDQ CLN EDGE8,897$935.3K<0.1%–
HXLHexcel CorpCOM10,891$827.9K<0.1%History
iShares Tr46434VAX8IBONDS DEC23 ETF29,855$755.0K<0.1%–
FLNGFlex LNG Ltd.SHS22,078$674.1K<0.1%History
iShares Tr46434V787YLD OPTIM BD30,095$660.3K<0.1%–
iShares Tr46434VBG4IBONDS DEC24 ETF25,812$635.5K<0.1%–
iShares Ibonds Dec 2025 Term Corporate ETF46434VBD1ETF25,290$616.6K<0.1%–
iShares U.S. Treasury Bond ETF46429B267ETF23,196$531.2K<0.1%–
SOVOSovos Brands, Inc.COM25,289$494.7K<0.1%History
Vanguard Malvern FDS922020805STRM INFPROIDX10,215$484.4K<0.1%–
State Street SPDR Portfolio Aggregate Bond ETF78464A649ETF16,881$428.3K<0.1%–
Vanguard Scottsdale FDS92206C565TOTAL WLD BD ETF6,200$424.2K<0.1%–
iShares Tr46435U796SYSTEMATIC BD ET4,995$420.1K<0.1%–
DSEYDiversey Holdings, Ltd.ORD SHS49,150$412.4K<0.1%History
NXGNNextgen Healthcare, Inc.COM24,332$394.7K<0.1%History
WOLFWolfspeed, Inc.Stock6,687$371.7K<0.1%History
WEAVWeave Communications, Inc.Stock27,953$310.6K<0.1%History
EEFTEuronet Worldwide, Inc.COM2,622$307.7K<0.1%History
NATINational Instruments CorpCOM5,266$302.3K<0.1%History
GENIGenius Sports LtdSHARES CL A48,454$299.9K<0.1%History
INTTIntest CorpCOM11,300$296.7K<0.1%History
TCMDTactile Systems Technology IncCOM11,832$295.0K<0.1%History
ETNB89bio, Inc.COM15,360$291.1K<0.1%History
IASIntegral Ad Science Holding Corp.COM16,017$288.0K<0.1%History
PHRPhreesia, Inc.COM9,248$286.8K<0.1%History
ENVXEnovix CorpCOM15,506$279.7K<0.1%History
SIBNSI-BONE, Inc.COM10,238$276.2K<0.1%History
iShares Tr464288281JPMORGAN USD EMG3,160$273.5K<0.1%–
EQHEquitable Holdings, Inc.COM10,040$272.7K<0.1%History
HEIHeico CorpCOM1,514$267.9K<0.1%History
iShares Core MSCI Eafe ETF46432F842ETF3,931$265.4K<0.1%–
DBPInvesco DB Precious Metals FundPRECIOUS METAL5,284$260.8K<0.1%History
CWHCamping World Holdings, Inc.CL A8,604$259.0K<0.1%History
UUPInvesco DB US Dollar Index Bullish FundBULLISH FD9,104$258.4K<0.1%History
KEYKeycorpCOM27,438$253.5K<0.1%History
East Res Acquisition Co274681204UNIT 07/01/202725,000$250.0K<0.1%–
ERIIEnergy Recovery, Inc.COM8,535$238.6K<0.1%History
SBACSba Communications CorpCL A1,025$237.6K<0.1%History
iShares Ibonds Dec 2028 Term Corporate ETF46435U515ETF9,595$235.1K<0.1%–
Pacer FDS Tr69374H741DATA AND INFRAST7,974$232.8K<0.1%–
CPTCamden Property TrustREIT2,128$231.7K<0.1%History
Invesco Exchange Traded FD T46137V365S&P500 EQL ENR3,334$228.2K<0.1%–
DOCSDoximity, Inc.CL A6,679$227.2K<0.1%History
VanEck ETF Trust92189H409HIGH YLD MUNIETF4,388$225.3K<0.1%–
VanEck Semiconductor ETF92189F676ETF1,470$223.8K<0.1%–
ETSYEtsy IncCOM2,631$222.6K<0.1%History
LADLithia Motors IncCOM727$221.1K<0.1%History
FWRDForward Air CorpCOM2,059$218.5K<0.1%History
iShares Tr464288158SHRT NAT MUN ETF2,088$217.2K<0.1%–
iShares Tr464287580US CONSUM DISCRE2,994$213.1K<0.1%–
TDCTeradata CorpStock3,966$211.8K<0.1%History
iShares Tr464287838U.S. BAS MTL ETF1,573$209.3K<0.1%–
FBINFortune Brands Innovations, Inc.COM2,893$208.2K<0.1%History
Vanguard Admiral FDS Inc921932794SMLCP 600 GRTH2,088$207.0K<0.1%–
AOSSmith A O CorpCOM2,829$205.9K<0.1%History
Vanguard Industrials ETF92204A603ETF998$205.1K<0.1%–
iShares Core S&P US Value ETF464287663ETF2,621$205.1K<0.1%–
LWLamb Weston Holdings, Inc.Stock1,784$205.1K<0.1%History
SMGScotts Miracle-Gro CoStock3,268$204.9K<0.1%History
Pacer Trendpilot US Bond ETF69374H642ETF10,210$204.1K<0.1%–
CBRECbre Group, Inc.CL A2,509$202.5K<0.1%History
ADCAgree Realty CorpCOM3,094$202.3K<0.1%History
DCIDonaldson Co IncStock3,227$201.7K<0.1%History
Victory Portfolios II92647N824VCSHS US EQ INCM3,502$201.7K<0.1%–
Global X FDS37954Y830GLOBAL X COPPER5,335$200.9K<0.1%–
GERNGeron CorpCOM55,000$176.6K<0.1%History
ESRTEmpire State Realty Trust, Inc.CL A21,135$158.3K<0.1%History
Farfetch Ltd30744W107ORD SH CL A19,847$119.9K<0.1%–
NUVANuvasive IncCOM2,534$105.4K<0.1%History
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM12,032$98.9K<0.1%History
SOUNSoundhound AI, Inc.CLASS A COM12,172$55.4K<0.1%History
CONMED Corp207410AF8NOTE 2.625% 2/034,000$52.3K<0.1%–
SYNHSyneos Health, Inc.CL A1,046$44.1K<0.1%History
Snap Inc83304AAB2NOTE 0.750% 8/017,000$15.7K<0.1%–
IBPInstalled Building Products, Inc.COM8$1.12K<0.1%History