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Stephens Inc

SEC CIK
0000757657
Latest filing
Jul 29, 2026

Holdings in Q2 2023

Holdings as of Jun 30, 2023, filed Aug 14, 2023. Long positions only; changes compare share counts with Q1 2023.

Institution overview
Positions
1,227
+36 vs. Q1 2023
Portfolio value
$5.56B
+$346.0M (+6.6%) vs. Q1 2023
Filed
Aug 14, 2023
SEC
Holdings of Stephens Inc in Q2 2023
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF745,549$164.2M3.0%−35,172−4.5%Reduced–
AAPLApple Inc.Stock808,853$156.9M2.8%+1,079+0.1%AddedHistory
iShares Russell 1000 Value ETF464287598ETF717,787$113.3M2.0%+14,257+2.0%Added–
MSFTMicrosoft CorpStock329,855$112.3M2.0%−6,303−1.9%ReducedHistory
iShares Tr4642874571 3 YR TREAS BD1,356,098$110.0M2.0%−115,207−7.8%Reduced–
SPYSPDR S&P 500 ETF TrustETF188,773$83.7M1.5%+365+0.2%AddedHistory
AMZNAmazon Com IncStock590,635$77.0M1.4%+9,476+1.6%AddedHistory
iShares Russell Mid-Cap Value ETF464287473ETF693,206$76.1M1.4%+21,388+3.2%Added–
KRUSKura Sushi USA, Inc.CL A COM810,357$75.3M1.4%−13,307−1.6%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF193,786$71.6M1.3%+93,280+92.8%Added–
iShares Russell 1000 Growth ETF464287614ETF256,566$70.6M1.3%−1,918−0.7%Reduced–
WMTWalmart Inc.Stock411,308$64.6M1.2%−795−0.2%ReducedHistory
MRKMerck & Co., Inc.Stock507,657$58.6M1.1%+14,623+3.0%AddedHistory
WisdomTree Tr97717Y527FLOATNG RAT TREA1,142,349$57.5M1.0%+32,654+2.9%Added–
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD725,162$54.9M1.0%−28,179−3.7%Reduced–
First Tr Exchng Traded FD VI33740F805SMITH OPPORT FXD1,145,999$50.6M0.9%+1,145,999New–
iShares MSCI Eafe ETF464287465ETF666,183$48.3M0.9%+485,384+268.5%Added–
VVisa Inc.Stock195,560$46.4M0.8%+8,785+4.7%AddedHistory
OBDCBlue Owl Capital CorpCOM3,424,282$46.0M0.8%−101,781−2.9%ReducedHistory
iShares Tr464288646ISHS 1-5YR INVS881,641$44.2M0.8%−165,489−15.8%Reduced–
AVGOBroadcom Inc.Stock49,491$42.9M0.8%−4,707−8.7%ReducedHistory
MAMastercard IncStock104,747$41.2M0.7%−3,846−3.5%ReducedHistory
JPMJPMorgan Chase & CoStock281,062$40.9M0.7%+8,092+3.0%AddedHistory
First Tr Exchange-Traded FD336917109SHS1,197,209$40.7M0.7%+68,100+6.0%Added–
GOOGAlphabet Inc.Stock329,062$39.8M0.7%−17,258−5.0%ReducedHistory
UNHUnitedHealth Group IncStock77,944$37.5M0.7%+5,256+7.2%AddedHistory
NVDANVIDIA CorpStock87,258$36.9M0.7%−1,629−1.8%ReducedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF725,888$36.4M0.7%−184,922−20.3%Reduced–
JNJJohnson & JohnsonStock216,100$35.8M0.6%+684+0.3%AddedHistory
Alps ETF Tr00162Q452ALERIAN MLP905,580$35.5M0.6%−33,290−3.5%Reduced–
iShares Tr464287689RUSSELL 3000 ETF138,623$35.3M0.6%+3,871+2.9%Added–
iShares Russell Mid-Cap Growth ETF464287481ETF351,104$33.9M0.6%−2,272−0.6%Reduced–
Vanguard Morningstar Small-Cap Value ETF922908611ETF202,002$33.4M0.6%−5,289−2.6%Reduced–
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD1,472,580$32.8M0.6%+15,089+1.0%Added–
Vanguard Morningstar Growth ETF922908736ETF109,155$30.9M0.6%+201+0.2%Added–
Vanguard Morningstar Value ETF922908744ETF214,753$30.5M0.5%+9,061+4.4%Added–
BRK.BBerkshire Hathaway IncStock87,865$30.0M0.5%−219−0.2%ReducedHistory
GOOGLAlphabet Inc.Stock248,302$29.7M0.5%+823+0.3%AddedHistory
LOWLowes Companies IncStock130,254$29.4M0.5%−892−0.7%ReducedHistory
iShares Tr464288687PFD AND INCM SEC943,107$29.2M0.5%+7,335+0.8%Added–
iShares Tr464287630RUS 2000 VAL ETF201,781$28.4M0.5%+11,650+6.1%Added–
iShares Russell Midcap ETF464287499ETF388,730$28.4M0.5%+12,370+3.3%Added–
Vanguard Real Estate ETF922908553ETF335,761$28.1M0.5%+7,196+2.2%Added–
WMWaste Management IncStock159,198$27.6M0.5%+16,681+11.7%AddedHistory
XOMExxonMobil Holdings CorpCOM256,549$27.5M0.5%−2,526−1.0%ReducedHistory
First Tr Exchange-Traded FD33738D804LTD DUR INVT ETF1,443,429$26.9M0.5%−105,421−6.8%Reduced–
SPDR Series Trust78468R523ST STR BL 12 ETF268,367$26.7M0.5%+268,367New–
CVXChevron CorpStock164,148$25.8M0.5%+15,981+10.8%AddedHistory
iShares Tr46434V860TRS FLT RT BD503,820$25.5M0.5%+26,663+5.6%Added–
CRMSalesforce, Inc.Stock120,702$25.5M0.5%−4,410−3.5%ReducedHistory
CSCOCisco Systems, Inc.Stock485,253$25.1M0.5%+14,155+3.0%AddedHistory
BXBlackstone Inc.COM264,807$24.6M0.4%+9,381+3.7%AddedHistory
UPSUnited Parcel Service IncStock137,288$24.6M0.4%+3,777+2.8%AddedHistory
Vanguard Dividend Appreciation ETF921908844ETF149,304$24.3M0.4%−5,616−3.6%Reduced–
PEPPepsiCo IncStock129,483$24.0M0.4%−13,698−9.6%ReducedHistory
KOCoca Cola CoStock395,666$23.8M0.4%+76,241+23.9%AddedHistory
VZVerizon Communications IncStock627,428$23.3M0.4%+41,623+7.1%AddedHistory
ABBVAbbVie Inc.Stock172,543$23.2M0.4%−15,921−8.4%ReducedHistory
iShares Russell 2000 Growth ETF464287648ETF95,306$23.1M0.4%+2,431+2.6%Added–
BACBank of America CorpStock802,994$23.0M0.4%+41,088+5.4%AddedHistory
MCDMcDonalds CorpStock76,556$22.8M0.4%+1,099+1.5%AddedHistory
FDXFedEx CorpStock91,966$22.8M0.4%+22,329+32.1%AddedHistory
IAUiShares Gold TrustETF624,067$22.7M0.4%+2,199+0.4%AddedHistory
ADBEAdobe Inc.Stock45,372$22.2M0.4%−1,927−4.1%ReducedHistory
Goldman Sachs ETF Tr381430479ACCESS INVT GR488,283$22.1M0.4%00.0%Unchanged–
ARCCAres Capital CorpCEF1,141,665$21.5M0.4%−36,834−3.1%ReducedHistory
iShares Tr464287572GLOBAL 100 ETF277,927$21.1M0.4%+21,938+8.6%Added–
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 160,499$20.8M0.4%+1,603+2.7%AddedHistory
Vanguard Morningstar Mid-Cap Value ETF922908512ETF150,260$20.8M0.4%−7,151−4.5%Reduced–
CATCaterpillar IncStock82,244$20.2M0.4%+8,490+11.5%AddedHistory
Vanguard Ftse Developed Markets ETF921943858ETF432,463$20.0M0.4%+9,328+2.2%Added–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT416,307$19.8M0.4%−387,017−48.2%Reduced–
NFLXNetflix IncStock43,718$19.3M0.3%+5,224+13.6%AddedHistory
iShares Tr464287622RUS 1000 ETF78,050$19.0M0.3%+1,439+1.9%Added–
PFEPfizer IncStock513,485$18.8M0.3%+7,677+1.5%AddedHistory
BABoeing CoStock89,138$18.8M0.3%−16,831−15.9%ReducedHistory
METAMeta Platforms, Inc.Stock63,408$18.2M0.3%+3,257+5.4%AddedHistory
TMOThermo Fisher Scientific Inc.Stock33,357$17.4M0.3%−16,958−33.7%ReducedHistory
ETNEaton Corp plcStock86,413$17.4M0.3%+5,871+7.3%AddedHistory
MDTMedtronic plcStock191,720$16.9M0.3%−315−0.2%ReducedHistory
ABTAbbott LaboratoriesStock153,709$16.8M0.3%−7,878−4.9%ReducedHistory
VanEck Morningstar Wide Moat ETF92189F643ETF209,810$16.7M0.3%+20,279+10.7%Added–
J P Morgan Exchange Traded F46641Q332EQUITY PREMIUM297,709$16.5M0.3%+92,662+45.2%Added–
APDAir Products & Chemicals, Inc.Stock53,731$16.1M0.3%−1,318−2.4%ReducedHistory
CMCSAComcast CorpStock376,992$15.7M0.3%−14,649−3.7%ReducedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF71,103$15.7M0.3%−625−0.9%Reduced–
iShares Core U.S. Aggregate Bond ETF464287226ETF159,481$15.6M0.3%+65,784+70.2%Added–
Vanguard S&P 500 ETF922908363ETF37,811$15.4M0.3%−787−2.0%Reduced–
HDHome Depot, Inc.Stock49,366$15.3M0.3%−864−1.7%ReducedHistory
NOWServiceNow, Inc.Stock27,254$15.3M0.3%−1,693−5.8%ReducedHistory
APHAmphenol CorpCL A178,935$15.2M0.3%−1,649−0.9%ReducedHistory
Vanguard Morningstar Small-Cap ETF922908751ETF75,860$15.1M0.3%+590+0.8%Added–
Innovator U.S. Equity Power Buffer ETF - October45782C797ETF446,996$15.0M0.3%−8,175−1.8%Reduced–
PGProcter & Gamble CoStock96,646$14.7M0.3%−2,146−2.2%ReducedHistory
Innovator ETFs Trust45782C540US EQTY PWR BUF437,993$14.6M0.3%−33,830−7.2%Reduced–
LRCXLam Research CorpCOM21,860$14.1M0.3%−1,072−4.7%ReducedHistory
MLMMartin Marietta Materials IncCOM30,351$14.0M0.3%+18,409+154.2%AddedHistory
INTCIntel CorpStock418,482$14.0M0.3%+42,607+11.3%AddedHistory
LLYEli Lilly & CoStock29,632$13.9M0.3%−101−0.3%ReducedHistory
iShares Tr46428743220 YR TR BD ETF131,864$13.6M0.2%+72,702+122.9%Added–

Sold out since Q1 2023 (74)

Positions held at the end of Q1 2023 that are gone from this filing.

Positions of Stephens Inc sold out since Q1 2023
SecurityClassShares in Q1 2023Value in Q1 2023% of portfolio in Q1 2023History
SPDR Series Trust78464A755ST STR SP METAL135,878$7.22M0.1%–
First Tr Exchng Traded FD VI33740F888SMIT UNCO BD ETF260,677$6.31M0.1%–
TEXTerex CorpStock82,630$4.00M0.1%History
First Trust Nasdaq-100 Technology Sector Index Fund337345102ETF20,783$2.71M0.1%–
Global X FDS37954Y780INTERNET OF THNG74,422$2.48M<0.1%–
SPDR Index Shs FDS78463X202ST STR EU 50 ETF53,776$2.41M<0.1%–
Pgim ETF Tr69344A107PGIM ULTRA SH BD37,755$1.86M<0.1%–
State Street SPDR Bloomberg Emerging Markets Local Bond ETF78464A391ETF83,626$1.77M<0.1%–
QQQXNuveen NASDAQ 100 Dynamic Overwrite FundCOM SHS72,875$1.74M<0.1%History
SPDR Series Trust78468R200ST STR RATE ETF47,862$1.46M<0.1%–
ACLSAxcelis Technologies IncStock9,628$1.28M<0.1%History
EXKEndeavour Silver CorpCOM196,597$762.8K<0.1%History
MODVModivCare IncCOM6,033$507.3K<0.1%History
Invesco Exch TRD SLF Idx FD46138J536BULSHS 2024 MUNI18,145$451.7K<0.1%–
CFCF Industries Holdings, Inc.COM6,165$446.9K<0.1%History
Pacer FDS Tr69374H717LUNT LRG CP ALTR10,559$400.9K<0.1%–
FOURShift4 Payments, Inc.CL A5,288$400.8K<0.1%History
CROXCrocs, Inc.COM3,039$384.3K<0.1%History
Victory Portfolios II92647N782VCSHS US 500 ENH6,147$383.0K<0.1%–
CXTCrane NXT, Co.COM3,062$347.5K<0.1%History
ATKRAtkore Inc.COM2,449$344.0K<0.1%History
BXMXNuveen S&P 500 BuyWrite Income FundCOM26,227$343.3K<0.1%History
TRIThomson Reuters CorpCOM NEW2,636$343.0K<0.1%History
MODModine Manufacturing CoCOM14,313$329.9K<0.1%History
HROWHarrow, Inc.COM14,753$312.2K<0.1%History
PLYAPlaya Hotels & Resorts N.V.SHS32,232$309.4K<0.1%History
NEWRNew Relic, Inc.COM4,099$308.6K<0.1%History
INSPInspire Medical Systems, Inc.COM1,283$300.3K<0.1%History
AGYSAgilysys IncCOM3,596$296.7K<0.1%History
ASURAsure Software IncCOM20,315$294.6K<0.1%History
iShares Tr464288794US BR DEL SE ETF3,179$291.3K<0.1%–
ZYMEZymeworks Inc.COM29,882$270.1K<0.1%History
CIENCiena CorpCOM NEW5,105$268.1K<0.1%History
Invesco Exch Traded FD Tr II46138G805TAXABLE MUN BD9,590$257.8K<0.1%–
AESIAtlas Energy Solutions Inc.COM CLASS A15,125$257.6K<0.1%History
CALMCal-Maine Foods IncCOM NEW4,152$252.8K<0.1%History
VMOInvesco Municipal Opportunity TrustCOM24,300$238.4K<0.1%History
SESea LtdSPONSORD ADS2,722$235.6K<0.1%History
EXRExtra Space Storage Inc.COM1,444$235.3K<0.1%History
Invesco Exchange Traded FD T46137V324S&P500 EQL IND1,243$233.2K<0.1%–
Vanguard Mortgage-Backed Securities ETF92206C771ETF4,876$227.0K<0.1%–
FBNCFirst BancorpCOM6,370$226.3K<0.1%History
MSCIMSCI Inc.Stock395$221.1K<0.1%History
ZIMZIM Integrated Shipping Services Ltd.SHS9,250$218.1K<0.1%History
Invesco Exch Traded FD Tr II46138E784EMRNG MKT SVRG11,348$217.7K<0.1%–
ITTItt Inc.COM2,519$217.4K<0.1%History
SRPTSarepta Therapeutics, Inc.COM1,562$215.3K<0.1%History
ETF Managers Tr26924G201PRIME CYBR SCRTY4,491$214.8K<0.1%–
UGIUgi CorpStock6,128$213.0K<0.1%History
MPWRMonolithic Power Systems, Inc.COM418$209.2K<0.1%History
NFGNational Fuel Gas CoStock3,619$209.0K<0.1%History
OVLYOak Valley BancorpCOM8,762$207.3K<0.1%History
OLNOLIN CorpStock3,719$206.4K<0.1%History
Invesco Exch Traded FD Tr II46138E842DORSEY WRGT SMLC2,800$206.3K<0.1%–
FLRFluor CorpStock6,625$204.8K<0.1%History
Global X FDS37954Y624AUTONMOUS EV ETF8,470$201.9K<0.1%–
BIOBio-Rad Laboratories, Inc.CL A421$201.7K<0.1%History
Pacer FDS Tr69374H766INDUSTRIAL RELET4,970$201.3K<0.1%–
MTCHMatch Group, Inc.COM5,243$201.3K<0.1%History
DKNGDraftKings Inc.Stock10,357$200.5K<0.1%History
PRAAPra Group IncCOM4,642$180.9K<0.1%History
Yamana Gold Inc98462Y100COM29,761$174.1K<0.1%–
AALAmerican Airlines Group Inc.Stock10,099$149.0K<0.1%History
LOGCContextLogic Inc.COM CL A232,866$103.8K<0.1%History
VISNVistance Networks, Inc.COM10,078$64.2K<0.1%History
Silicon Laboratories Inc.826919AD4NOTE 0.625% 6/135,000$52.3K<0.1%–
Envestnet, Inc.29404KAB2NOTE 1.750% 6/043,000$42.6K<0.1%–
RingCentral, Inc.76680RAF4NOTE 3/043,000$37.9K<0.1%–
Royal Caribbean Group780153BB7NOTE 4.250% 6/135,000$35.5K<0.1%–
OABIOmniAb, Inc.COM8,658$31.9K<0.1%History
AVAHAveanna Healthcare Holdings, Inc.COM12,000$12.5K<0.1%History
QVCGAOld QVC Group, Inc.COM SER A10,080$9.96K<0.1%History
Cbre GBL Real Estate Inc FD12504G118RIGHT 04/06/2023156,905$4.85K<0.1%–
COOKTraeger, Inc.COMMON STOCK1$4<0.1%History