Stephens Inc
- SEC CIK
- 0000757657
- Latest filing
- Jul 29, 2026
Holdings in Q1 2023
Holdings as of Mar 31, 2023, filed May 15, 2023. Long positions only; changes compare share counts with Q4 2022.
- Positions
- 1,191
- +22 vs. Q4 2022
- Portfolio value
- $5.21B
- +$331.7M (+6.8%) vs. Q4 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 780,721 | $159.3M | 3.1% | +14,266+1.9% | Added | – |
| AAPLApple Inc. | Stock | 807,774 | $133.2M | 2.6% | −32,449−3.9% | Reduced | History |
| iShares Tr464287457 | 1 3 YR TREAS BD | 1,471,305 | $120.9M | 2.3% | +223,660+17.9% | Added | – |
| iShares Russell 1000 Value ETF464287598 | ETF | 703,530 | $107.1M | 2.1% | −109,992−13.5% | Reduced | – |
| MSFTMicrosoft Corp | Stock | 336,158 | $96.9M | 1.9% | −8,863−2.6% | Reduced | History |
| SPYSPDR S&P 500 ETF Trust | ETF | 188,408 | $77.1M | 1.5% | −3,188−1.7% | Reduced | History |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 671,818 | $71.3M | 1.4% | −150,440−18.3% | Reduced | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 258,484 | $63.2M | 1.2% | −79,918−23.6% | Reduced | – |
| WMTWalmart Inc. | Stock | 412,103 | $60.8M | 1.2% | −3,239−0.8% | Reduced | History |
| AMZNAmazon Com Inc | Stock | 581,159 | $60.0M | 1.2% | +100,300+20.9% | Added | History |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 753,341 | $57.4M | 1.1% | +8,609+1.2% | Added | – |
| WisdomTree Tr97717Y527 | FLOATNG RAT TREA | 1,109,695 | $55.8M | 1.1% | +321,169+40.7% | Added | – |
| KRUSKura Sushi USA, Inc. | CL A COM | 823,664 | $54.2M | 1.0% | −75,827−8.4% | Reduced | History |
| iShares Tr464288646 | ISHS 1-5YR INVS | 1,047,130 | $52.9M | 1.0% | −36,285−3.3% | Reduced | – |
| MRKMerck & Co., Inc. | Stock | 493,034 | $52.5M | 1.0% | −17,481−3.4% | Reduced | History |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 910,810 | $45.8M | 0.9% | +197,502+27.7% | Added | – |
| OBDCBlue Owl Capital Corp | COM | 3,526,063 | $44.5M | 0.9% | −31,173−0.9% | Reduced | History |
| VVisa Inc. | Stock | 186,775 | $42.1M | 0.8% | −3,789−2.0% | Reduced | History |
| First Tr Exchange-Traded FD336917109 | SHS | 1,129,109 | $40.1M | 0.8% | +556,671+97.2% | Added | – |
| MAMastercard Inc | Stock | 108,593 | $39.5M | 0.8% | +366+0.3% | Added | History |
| First Tr Exchange-Traded FD33739Q200 | FST LOW OPPT EFT | 803,324 | $38.5M | 0.7% | +510,529+174.4% | Added | – |
| Alps ETF Tr00162Q452 | ALERIAN MLP | 938,870 | $36.3M | 0.7% | −28,384−2.9% | Reduced | – |
| GOOGAlphabet Inc. | Stock | 346,320 | $36.0M | 0.7% | −15,376−4.3% | Reduced | History |
| JPMJPMorgan Chase & Co | Stock | 272,970 | $35.6M | 0.7% | +1,033+0.4% | Added | History |
| AVGOBroadcom Inc. | Stock | 54,198 | $34.8M | 0.7% | +1,514+2.9% | Added | History |
| UNHUnitedHealth Group Inc | Stock | 72,688 | $34.4M | 0.7% | −5,766−7.3% | Reduced | History |
| Invesco Exchange Traded FD T46137V357 | S&P500 EQL WGT | 236,877 | $34.3M | 0.7% | +92,862+64.5% | Added | – |
| JNJJohnson & Johnson | Stock | 215,416 | $33.4M | 0.6% | −11,777−5.2% | Reduced | History |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 207,291 | $32.9M | 0.6% | −1,012−0.5% | Reduced | – |
| Invesco Exch Traded FD Tr II46138G870 | VAR RATE PFD | 1,457,491 | $32.3M | 0.6% | −185,276−11.3% | Reduced | – |
| Invesco QQQ Trust Series I46090E103 | ETF | 100,506 | $32.3M | 0.6% | −849−0.8% | Reduced | – |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 353,376 | $32.2M | 0.6% | −172,415−32.8% | Reduced | – |
| iShares Tr464287689 | RUSSELL 3000 ETF | 134,752 | $31.7M | 0.6% | −4,503−3.2% | Reduced | – |
| ABBVAbbVie Inc. | Stock | 188,464 | $30.0M | 0.6% | −6,425−3.3% | Reduced | History |
| iShares Tr464288687 | PFD AND INCM SEC | 935,772 | $29.2M | 0.6% | −38,761−4.0% | Reduced | – |
| First Tr Exchange-Traded FD33738D804 | LTD DUR INVT ETF | 1,548,850 | $29.2M | 0.6% | +1,548,850 | New | – |
| TMOThermo Fisher Scientific Inc. | Stock | 50,315 | $29.0M | 0.6% | +3,118+6.6% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 259,075 | $28.4M | 0.5% | −2,802−1.1% | Reduced | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 205,692 | $28.4M | 0.5% | +2,346+1.2% | Added | – |
| Vanguard Real Estate ETF922908553 | ETF | 328,565 | $27.3M | 0.5% | +47,600+16.9% | Added | – |
| BRK.BBerkshire Hathaway Inc | Stock | 88,084 | $27.2M | 0.5% | +2,876+3.4% | Added | History |
| Vanguard Morningstar Growth ETF922908736 | ETF | 108,954 | $27.2M | 0.5% | +4,367+4.2% | Added | – |
| iShares Russell Midcap ETF464287499 | ETF | 376,360 | $26.3M | 0.5% | −1,756−0.5% | Reduced | – |
| LOWLowes Companies Inc | Stock | 131,146 | $26.2M | 0.5% | +1,778+1.4% | Added | History |
| PEPPepsiCo Inc | Stock | 143,181 | $26.1M | 0.5% | +9,541+7.1% | Added | History |
| iShares Tr464287630 | RUS 2000 VAL ETF | 190,131 | $26.1M | 0.5% | −73,914−28.0% | Reduced | – |
| UPSUnited Parcel Service Inc | Stock | 133,511 | $25.9M | 0.5% | +4,656+3.6% | Added | History |
| GOOGLAlphabet Inc. | Stock | 247,479 | $25.7M | 0.5% | +11,121+4.7% | Added | History |
| CRMSalesforce, Inc. | Stock | 125,112 | $25.0M | 0.5% | +6,122+5.1% | Added | History |
| NVDANVIDIA Corp | Stock | 88,887 | $24.7M | 0.5% | −10,783−10.8% | Reduced | History |
| CSCOCisco Systems, Inc. | Stock | 471,098 | $24.6M | 0.5% | +42,602+9.9% | Added | History |
| CVXChevron Corp | Stock | 148,167 | $24.2M | 0.5% | −10,230−6.5% | Reduced | History |
| iShares Tr46434V860 | TRS FLT RT BD | 477,157 | $24.1M | 0.5% | +26,073+5.8% | Added | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 154,920 | $23.9M | 0.5% | −8,252−5.1% | Reduced | – |
| WMWaste Management Inc | Stock | 142,517 | $23.3M | 0.4% | −22,086−13.4% | Reduced | History |
| IAUiShares Gold Trust | ETF | 621,868 | $23.2M | 0.4% | +10,040+1.6% | Added | History |
| VZVerizon Communications Inc | Stock | 585,805 | $22.8M | 0.4% | +103,026+21.3% | Added | History |
| BABoeing Co | Stock | 105,969 | $22.5M | 0.4% | −760−0.7% | Reduced | History |
| BXBlackstone Inc. | COM | 255,426 | $22.4M | 0.4% | −9,763−3.7% | Reduced | History |
| Goldman Sachs ETF Tr381430479 | ACCESS INVT GR | 488,283 | $22.3M | 0.4% | +10,000+2.1% | Added | – |
| BACBank of America Corp | Stock | 761,906 | $21.8M | 0.4% | −12,209−1.6% | Reduced | History |
| ARCCAres Capital Corp | CEF | 1,178,499 | $21.5M | 0.4% | −48,228−3.9% | Reduced | History |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 157,411 | $21.1M | 0.4% | −4,012−2.5% | Reduced | – |
| MCDMcDonalds Corp | Stock | 75,457 | $21.1M | 0.4% | +743+1.0% | Added | History |
| iShares Russell 2000 Growth ETF464287648 | ETF | 92,875 | $21.1M | 0.4% | −2,220−2.3% | Reduced | – |
| PFEPfizer Inc | Stock | 505,808 | $20.6M | 0.4% | +45,891+10.0% | Added | History |
| DISWalt Disney Co | Stock | 198,009 | $19.8M | 0.4% | +52,287+35.9% | Added | History |
| KOCoca Cola Co | Stock | 319,425 | $19.8M | 0.4% | −724−0.2% | Reduced | History |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 58,896 | $19.6M | 0.4% | −1,159−1.9% | Reduced | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 423,135 | $19.1M | 0.4% | +5,593+1.3% | Added | – |
| QCOMQualcomm Inc | Stock | 148,143 | $18.9M | 0.4% | +5,842+4.1% | Added | History |
| State Street Energy Select Sector SPDR ETF81369Y506 | ETF | 226,609 | $18.8M | 0.4% | +7,371+3.4% | Added | – |
| ADBEAdobe Inc. | Stock | 47,299 | $18.2M | 0.3% | −6,617−12.3% | Reduced | History |
| iShares Tr464287572 | GLOBAL 100 ETF | 255,989 | $17.9M | 0.3% | +4,253+1.7% | Added | – |
| iShares Tr46436E718 | 0-3 MTH TREASURY | 175,144 | $17.6M | 0.3% | +170,954+4,080.0% | Added | – |
| iShares Tr464287622 | RUS 1000 ETF | 76,611 | $17.3M | 0.3% | −679−0.9% | Reduced | – |
| CATCaterpillar Inc | Stock | 73,754 | $16.9M | 0.3% | −3,831−4.9% | Reduced | History |
| Vanguard Health Care ETF92204A504 | ETF | 69,981 | $16.7M | 0.3% | +6,600+10.4% | Added | – |
| ABTAbbott Laboratories | Stock | 161,587 | $16.4M | 0.3% | −2,468−1.5% | Reduced | History |
| FDXFedEx Corp | Stock | 69,637 | $15.9M | 0.3% | −17,851−20.4% | Reduced | History |
| APDAir Products & Chemicals, Inc. | Stock | 55,049 | $15.8M | 0.3% | +279+0.5% | Added | History |
| MDTMedtronic plc | Stock | 192,035 | $15.5M | 0.3% | −22,347−10.4% | Reduced | History |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 71,728 | $15.1M | 0.3% | +2,708+3.9% | Added | – |
| CMCSAComcast Corp | Stock | 391,641 | $14.8M | 0.3% | +32,119+8.9% | Added | History |
| Innovator ETFs Trust45782C540 | US EQTY PWR BUF | 471,823 | $14.8M | 0.3% | +19,815+4.4% | Added | – |
| HDHome Depot, Inc. | Stock | 50,230 | $14.8M | 0.3% | −2,048−3.9% | Reduced | History |
| APHAmphenol Corp | CL A | 180,584 | $14.8M | 0.3% | +6,851+3.9% | Added | History |
| PGProcter & Gamble Co | Stock | 98,792 | $14.7M | 0.3% | +526+0.5% | Added | History |
| Vanguard S&P 500 ETF922908363 | ETF | 38,598 | $14.5M | 0.3% | +329+0.9% | Added | – |
| Innovator U.S. Equity Power Buffer ETF - October45782C797 | ETF | 455,171 | $14.4M | 0.3% | +450+0.1% | Added | – |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 75,270 | $14.3M | 0.3% | −88−0.1% | Reduced | – |
| VanEck Morningstar Wide Moat ETF92189F643 | ETF | 189,531 | $14.0M | 0.3% | +9,450+5.2% | Added | – |
| ETNEaton Corp plc | Stock | 80,542 | $13.8M | 0.3% | −4,226−5.0% | Reduced | History |
| NOWServiceNow, Inc. | Stock | 28,947 | $13.5M | 0.3% | +19+0.1% | Added | History |
| NFLXNetflix Inc | Stock | 38,494 | $13.3M | 0.3% | +696+1.8% | Added | History |
| DUKDuke Energy CORP | Stock | 137,078 | $13.2M | 0.3% | +31,610+30.0% | Added | History |
| iShares Tr46429B747 | 0-5 YR TIPS ETF | 132,990 | $13.2M | 0.3% | −97,136−42.2% | Reduced | – |
| iShares MSCI Eafe ETF464287465 | ETF | 180,799 | $12.9M | 0.2% | +8,441+4.9% | Added | – |
| METAMeta Platforms, Inc. | Stock | 60,151 | $12.7M | 0.2% | +7,428+14.1% | Added | History |
| MMM3M Co | Stock | 120,295 | $12.6M | 0.2% | −2,156−1.8% | Reduced | History |
Sold out since Q4 2022 (70)
Positions held at the end of Q4 2022 that are gone from this filing.
| Security | Class | Shares in Q4 2022 | Value in Q4 2022 | % of portfolio in Q4 2022 | History |
|---|---|---|---|---|---|
| iShares Tr46434V100 | 0-5YR INVT GR CP | 129,270 | $6.19M | 0.1% | – |
| First Tr Exchange-Traded FD33734X127 | ENERGY ALPHADX | 206,077 | $3.52M | 0.1% | – |
| First Tr Exchange-Traded FD33733E807 | NAT GAS ETF | 143,412 | $3.52M | 0.1% | – |
| Invesco Exchange Traded FD T46137V761 | ENERG EXPL ETF | 109,134 | $3.23M | 0.1% | – |
| WRKWestRock Co | COM | 87,115 | $3.06M | 0.1% | History |
| ACGLArch Capital Group Ltd. | Stock | 45,470 | $2.85M | 0.1% | History |
| TRTNTriton International Ltd | CL A | 31,498 | $2.17M | <0.1% | History |
| BBYBest Buy Co Inc | Stock | 19,621 | $1.57M | <0.1% | History |
| TALOTalos Energy Inc. | COM | 58,894 | $1.11M | <0.1% | History |
| American Elec PWR Co Inc02557T307 | UNIT 08/15/2025 | 20,165 | $1.04M | <0.1% | – |
| AES Corp00130H204 | UNIT 99/99/9999 | 8,904 | $908.3K | <0.1% | – |
| THQabrdn Healthcare Opportunities Fund | SHS | 43,950 | $870.6K | <0.1% | History |
| PPLTabrdn Platinum ETF Trust | PHYSCL PLATM SHS | 7,375 | $732.2K | <0.1% | History |
| Nextera Energy Inc65339F713 | UNIT 09/01/2025 | 13,750 | $690.1K | <0.1% | – |
| SLVOCredit Suisse AG | ETRA SILV SHS CO | 7,780 | $687.8K | <0.1% | History |
| SPDR Series Trust78464A656 | ST STR TIPS ETF | 25,607 | $659.6K | <0.1% | – |
| SBLKStar Bulk Carriers Corp. | SHS PAR | 33,262 | $639.6K | <0.1% | History |
| Algonquin PWR Utils Corp015857873 | UNIT 99/99/9999 | 22,745 | $542.9K | <0.1% | – |
| FGF&G Annuities & Life, Inc. | COMMON STOCK | 26,354 | $527.3K | <0.1% | History |
| BANRBanner Corp | COM NEW | 8,190 | $517.6K | <0.1% | History |
| DVDoubleVerify Holdings, Inc. | COM | 21,844 | $479.7K | <0.1% | History |
| DNOWDNOW Inc. | COM | 37,500 | $476.3K | <0.1% | History |
| OSWOnespaworld Holdings Ltd | COM | 50,317 | $469.5K | <0.1% | History |
| XPOXPO, Inc. | COM | 14,053 | $467.8K | <0.1% | History |
| FFIVF5, Inc. | Stock | 2,532 | $363.4K | <0.1% | History |
| HTGCHercules Capital, Inc. | COM | 26,150 | $345.7K | <0.1% | History |
| FSBCFive Star Bancorp | COM | 12,450 | $339.1K | <0.1% | History |
| CMSCMS Energy Corp | COM | 5,314 | $336.5K | <0.1% | History |
| HUBBHubbell Inc | COM | 1,373 | $322.1K | <0.1% | History |
| WisdomTree Tr97717W802 | ITL HIGH DIV FD | 8,700 | $312.1K | <0.1% | – |
| Signature BK New York N Y82669G104 | COM | 2,565 | $295.5K | <0.1% | – |
| STWDStarwood Property Trust, Inc. | COM | 15,404 | $282.4K | <0.1% | History |
| JJacobs Solutions Inc. | COM | 2,181 | $261.9K | <0.1% | History |
| Invesco Exchange Traded FD T46137V878 | DORSEY WRGT ENRG | 6,039 | $261.1K | <0.1% | – |
| CUBECubeSmart | REIT | 6,308 | $253.9K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E362 | S&P500 HDL VOL | 5,743 | $251.7K | <0.1% | – |
| TSLXSixth Street Specialty Lending, Inc. | COM | 14,025 | $249.6K | <0.1% | History |
| Vanguard Industrials ETF92204A603 | ETF | 1,358 | $248.0K | <0.1% | – |
| INVHInvitation Homes Inc. | COM | 8,355 | $247.6K | <0.1% | History |
| JDJD.com, Inc. | SPON ADS CL A | 4,302 | $241.5K | <0.1% | History |
| LNCLincoln National Corp | COM | 7,846 | $241.0K | <0.1% | History |
| BENFranklin Templeton Inc | COM | 9,003 | $237.5K | <0.1% | History |
| ARLPAlliance Resource Partners LP | Stock | 11,257 | $228.7K | <0.1% | History |
| CETCentral Securities Corp | COM | 6,770 | $226.1K | <0.1% | History |
| WALWestern Alliance Bancorporation | COM | 3,748 | $223.2K | <0.1% | History |
| ATOAtmos Energy Corp | COM | 1,992 | $223.2K | <0.1% | History |
| Boston Scientific Corp101137206 | 5.50% CNV PFD A | 1,935 | $222.2K | <0.1% | – |
| HRBH&R Block Inc | COM | 6,000 | $219.1K | <0.1% | History |
| CADECadence Bancorporation | EQUITY US CM | 8,865 | $218.6K | <0.1% | History |
| GATXGatx Corp | COM | 2,046 | $217.6K | <0.1% | History |
| CNPCenterpoint Energy Inc | COM | 7,244 | $217.2K | <0.1% | History |
| Nextera Energy Inc65339F770 | UNIT 99/99/9999 | 4,246 | $215.3K | <0.1% | – |
| MTBM&T Bank Corp | COM | 1,482 | $215.0K | <0.1% | History |
| ARWArrow Electronics, Inc. | COM | 2,028 | $212.1K | <0.1% | History |
| BDX 6 06/01/23 Pfd075887406 | CONVERTIBLE PREFERRED STOCK | 4,225 | $211.6K | <0.1% | – |
| Simplify Exchange Traded Fun82889N855 | SIMPLIFY INTERST | 2,908 | $208.2K | <0.1% | – |
| APAAPA Corp | Stock | 4,453 | $207.9K | <0.1% | History |
| Global X FDS37954Y830 | GLOBAL X COPPER | 5,760 | $204.1K | <0.1% | – |
| MPTMedical Properties Trust Inc | COM | 12,577 | $140.1K | <0.1% | History |
| ETYEaton Vance Tax-Managed Diversified Equity Income Fund | COM | 10,859 | $117.9K | <0.1% | History |
| MNKDMannkind Corp | COM NEW | 15,527 | $81.8K | <0.1% | History |
| OCSLOaktree Specialty Lending Corp | COM | 11,606 | $79.7K | <0.1% | History |
| LESLLeslie's, Inc. | COM | 6,277 | $76.6K | <0.1% | History |
| QTWOQ2 Holdings, Inc. | COM | 2,506 | $67.3K | <0.1% | History |
| ICMBInvestcorp Credit Management BDC, Inc. | COM | 12,180 | $42.9K | <0.1% | History |
| DISH Network CORP25470MAB5 | NOTE 3.375% 8/1 | 68,000 | $42.6K | <0.1% | – |
| Patrick Inds Inc703343AB9 | DBCV 1.000% 2/0 | 35,000 | $34.7K | <0.1% | – |
| USXUS Xpress Enterprises Inc | COM CL A | 10,150 | $18.4K | <0.1% | History |
| BNSBank of Nova Scotia | COM | 15,000 | $14.7K | <0.1% | History |
| UPWheels Up Experience Inc. | COMMON STOCK | 12,000 | $12.4K | <0.1% | History |