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Stephens Inc

SEC CIK
0000757657
Latest filing
Jul 29, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 14, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
1,169
−33 vs. Q3 2022
Portfolio value
$4.88B
+$197.5M (+4.2%) vs. Q3 2022
Filed
Feb 14, 2023
AmendedSEC
Holdings of Stephens Inc in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
Vanguard Morningstar Total Stock Market ETF922908769ETF766,455$146.5M3.0%+75,529+10.9%Added–
iShares Russell 1000 Value ETF464287598ETF813,522$123.4M2.5%−18,298−2.2%Reduced–
AAPLApple Inc.Stock840,223$109.2M2.2%−5,013−0.6%ReducedHistory
iShares Tr4642874571 3 YR TREAS BD1,247,645$101.3M2.1%+110,863+9.8%Added–
iShares Russell Mid-Cap Value ETF464287473ETF822,258$86.6M1.8%+6,224+0.8%Added–
MSFTMicrosoft CorpStock345,021$82.7M1.7%+3,085+0.9%AddedHistory
SPYSPDR S&P 500 ETF TrustETF191,596$73.3M1.5%−2,637−1.4%ReducedHistory
iShares Russell 1000 Growth ETF464287614ETF338,402$72.5M1.5%+4,518+1.4%Added–
WMTWalmart Inc.Stock415,342$58.9M1.2%+15,252+3.8%AddedHistory
MRKMerck & Co., Inc.Stock510,515$56.6M1.2%+14,425+2.9%AddedHistory
Vanguard Scottsdale FDS92206C409SHRT TRM CORP BD744,732$56.0M1.1%−24,056−3.1%Reduced–
iShares Tr464288646ISHS 1-5YR INVS1,083,415$54.0M1.1%−242,828−18.3%Reduced–
iShares Russell Mid-Cap Growth ETF464287481ETF525,791$44.0M0.9%+4,497+0.9%Added–
KRUSKura Sushi USA, Inc.CL A COM899,491$42.9M0.9%+44,555+5.2%AddedHistory
UNHUnitedHealth Group IncStock78,454$41.6M0.9%+3,654+4.9%AddedHistory
OBDCBlue Owl Capital CorpCOM3,557,236$41.1M0.8%+280,897+8.6%AddedHistory
AMZNAmazon Com IncStock480,859$40.4M0.8%−75,341−13.5%ReducedHistory
JNJJohnson & JohnsonStock227,193$40.1M0.8%+13,585+6.4%AddedHistory
WisdomTree Tr97717Y527FLOATNG RAT TREA788,526$39.6M0.8%+203,743+34.8%Added–
VVisa Inc.Stock190,564$39.6M0.8%+13,420+7.6%AddedHistory
MAMastercard IncStock108,227$37.6M0.8%+5,619+5.5%AddedHistory
Alps ETF Tr00162Q452ALERIAN MLP967,254$36.8M0.8%−62,184−6.0%Reduced–
Invesco Exch Traded FD Tr II46138G870VAR RATE PFD1,642,767$36.8M0.8%−55,159−3.2%Reduced–
iShares Tr464287630RUS 2000 VAL ETF264,045$36.6M0.8%−22,013−7.7%Reduced–
JPMJPMorgan Chase & CoStock271,937$36.5M0.7%−5,279−1.9%ReducedHistory
JPMorgan Ultra-Short Income ETF46641Q837ETF713,308$35.8M0.7%−72,063−9.2%Reduced–
Vanguard Morningstar Small-Cap Value ETF922908611ETF208,303$33.1M0.7%+40,272+24.0%Added–
GOOGAlphabet Inc.Stock361,696$32.1M0.7%−6,016−1.6%ReducedHistory
ABBVAbbVie Inc.Stock194,889$31.5M0.6%+7,027+3.7%AddedHistory
iShares Tr464287689RUSSELL 3000 ETF139,255$30.7M0.6%−6,792−4.7%Reduced–
iShares Tr464288687PFD AND INCM SEC974,533$29.8M0.6%−35,809−3.5%Reduced–
AVGOBroadcom Inc.Stock52,684$29.5M0.6%+13,479+34.4%AddedHistory
XOMExxonMobil Holdings CorpCOM261,877$28.9M0.6%−38,331−12.8%ReducedHistory
Vanguard Morningstar Value ETF922908744ETF203,346$28.5M0.6%+14,623+7.7%Added–
CVXChevron CorpStock158,397$28.4M0.6%−30,677−16.2%ReducedHistory
Invesco QQQ Trust Series I46090E103ETF101,355$27.0M0.6%−1,258−1.2%Reduced–
Vanguard Intermediate-Term Bond ETF921937819ETF361,186$26.8M0.5%−40,796−10.1%Reduced–
BRK.BBerkshire Hathaway IncStock85,208$26.3M0.5%+6,245+7.9%AddedHistory
TMOThermo Fisher Scientific Inc.Stock47,197$26.0M0.5%+22,216+88.9%AddedHistory
WMWaste Management IncStock164,603$25.8M0.5%+11,623+7.6%AddedHistory
LOWLowes Companies IncStock129,368$25.8M0.5%−5,336−4.0%ReducedHistory
BACBank of America CorpStock774,115$25.6M0.5%−49,649−6.0%ReducedHistory
iShares Russell Midcap ETF464287499ETF378,116$25.5M0.5%+1,522+0.4%Added–
Vanguard Dividend Appreciation ETF921908844ETF163,172$24.8M0.5%+4,262+2.7%Added–
PEPPepsiCo IncStock133,640$24.1M0.5%+18,521+16.1%AddedHistory
PFEPfizer IncStock459,917$23.6M0.5%−32,897−6.7%ReducedHistory
Vanguard Real Estate ETF922908553ETF280,965$23.2M0.5%−42,317−13.1%Reduced–
iShares Tr46434V860TRS FLT RT BD451,084$22.7M0.5%−191,187−29.8%Reduced–
ARCCAres Capital CorpCEF1,226,727$22.7M0.5%−219,228−15.2%ReducedHistory
UPSUnited Parcel Service IncStock128,855$22.4M0.5%+14,736+12.9%AddedHistory
iShares Tr46429B7470-5 YR TIPS ETF230,126$22.3M0.5%−19,790−7.9%Reduced–
Vanguard Morningstar Growth ETF922908736ETF104,587$22.3M0.5%+1,019+1.0%Added–
Vanguard Morningstar Mid-Cap Value ETF922908512ETF161,423$21.8M0.4%+92,431+134.0%Added–
IAUiShares Gold TrustETF611,828$21.2M0.4%−31,877−5.0%ReducedHistory
Goldman Sachs ETF Tr381430479ACCESS INVT GR478,283$21.1M0.4%+10,993+2.4%Added–
First Tr Exchange-Traded FD336917109SHS572,438$20.9M0.4%+74,457+15.0%Added–
GOOGLAlphabet Inc.Stock236,358$20.9M0.4%+9,716+4.3%AddedHistory
CSCOCisco Systems, Inc.Stock428,496$20.4M0.4%−11,260−2.6%ReducedHistory
iShares Russell 2000 Growth ETF464287648ETF95,095$20.4M0.4%+9,309+10.9%Added–
KOCoca Cola CoStock320,149$20.4M0.4%−43,156−11.9%ReducedHistory
Invesco Exchange Traded FD T46137V357S&P500 EQL WGT144,015$20.3M0.4%+28,347+24.5%Added–
BABoeing CoStock106,729$20.3M0.4%−5,893−5.2%ReducedHistory
DIASPDR Dow Jones Industrial Average ETF TrustUT SER 160,055$19.9M0.4%−4,054−6.3%ReducedHistory
MCDMcDonalds CorpStock74,714$19.7M0.4%−2,561−3.3%ReducedHistory
BXBlackstone Inc.COM265,189$19.7M0.4%−30,430−10.3%ReducedHistory
State Street Energy Select Sector SPDR ETF81369Y506ETF219,238$19.2M0.4%+180,229+462.0%Added–
VZVerizon Communications IncStock482,779$19.0M0.4%−10,143−2.1%ReducedHistory
CATCaterpillar IncStock77,585$18.6M0.4%+4,953+6.8%AddedHistory
ADBEAdobe Inc.Stock53,916$18.1M0.4%−5,008−8.5%ReducedHistory
ABTAbbott LaboratoriesStock164,055$18.0M0.4%−5,710−3.4%ReducedHistory
Vanguard Ftse Developed Markets ETF921943858ETF417,542$17.5M0.4%−56,366−11.9%Reduced–
APDAir Products & Chemicals, Inc.Stock54,770$16.9M0.3%−4,637−7.8%ReducedHistory
MDTMedtronic plcStock214,382$16.7M0.3%−3,045−1.4%ReducedHistory
HDHome Depot, Inc.Stock52,278$16.5M0.3%−4,892−8.6%ReducedHistory
iShares Tr464287622RUS 1000 ETF77,290$16.3M0.3%−2,466−3.1%Reduced–
iShares Tr464287572GLOBAL 100 ETF251,736$16.1M0.3%−8,276−3.2%Reduced–
CRMSalesforce, Inc.Stock118,990$15.8M0.3%−18,767−13.6%ReducedHistory
Vanguard Health Care ETF92204A504ETF63,381$15.7M0.3%+54,402+605.9%Added–
QCOMQualcomm IncStock142,301$15.6M0.3%+21,651+17.9%AddedHistory
FDXFedEx CorpStock87,488$15.2M0.3%−36,022−29.2%ReducedHistory
KREFKKR Real Estate Finance Trust Inc.COM1,083,675$15.1M0.3%−7,206−0.7%ReducedHistory
PGProcter & Gamble CoStock98,266$14.9M0.3%−2,421−2.4%ReducedHistory
MMM3M CoStock122,451$14.7M0.3%−10,570−7.9%ReducedHistory
NVDANVIDIA CorpStock99,670$14.6M0.3%+17,972+22.0%AddedHistory
Vanguard Morningstar Mid-Cap ETF922908629ETF69,020$14.1M0.3%−3,941−5.4%Reduced–
First Tr Exchange-Traded FD33739Q200FST LOW OPPT EFT292,795$13.9M0.3%−79,566−21.4%Reduced–
Vanguard Morningstar Small-Cap ETF922908751ETF75,358$13.8M0.3%+1,743+2.4%Added–
Innovator U.S. Equity Power Buffer ETF - October45782C797ETF454,721$13.7M0.3%+454,721New–
Innovator ETFs Trust45782C540US EQTY PWR BUF452,008$13.5M0.3%+452,008New–
Vanguard S&P 500 ETF922908363ETF38,269$13.4M0.3%−740−1.9%Reduced–
ETNEaton Corp plcStock84,768$13.3M0.3%+5,874+7.4%AddedHistory
APHAmphenol CorpCL A173,733$13.2M0.3%+40,774+30.7%AddedHistory
INTCIntel CorpStock491,776$13.0M0.3%−22,994−4.5%ReducedHistory
DISWalt Disney CoStock145,722$12.7M0.3%−36,267−19.9%ReducedHistory
CMCSAComcast CorpStock359,522$12.6M0.3%−14,583−3.9%ReducedHistory
Invesco Exch Traded FD Tr II46138E354S&P500 LOW VOL185,709$11.9M0.2%−15,548−7.7%Reduced–
LLYEli Lilly & CoStock32,258$11.8M0.2%−775−2.3%ReducedHistory
ETEnergy Transfer LPCOM UT LTD PTN987,656$11.7M0.2%−1,677−0.2%ReducedHistory
BMYBristol Myers Squibb CoStock162,658$11.7M0.2%+36,780+29.2%AddedHistory
VanEck Morningstar Wide Moat ETF92189F643ETF180,081$11.7M0.2%+23,611+15.1%Added–

Sold out since Q3 2022 (95)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Stephens Inc sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
Vanguard Admiral FDS Inc921932885MIDCP 400 IDX87,035$12.9M0.3%–
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB310,883$6.58M0.1%–
Innovator ETFs Trust45782C508US EQTY PWR BUF216,388$6.37M0.1%–
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF128,196$4.35M0.1%–
Global X Lithium & Battery Tech ETF37954Y855ETF63,317$4.18M0.1%–
TWTRTwitter, Inc.COM51,028$2.24M<0.1%History
ABMDAbiomed IncCOM6,263$1.54M<0.1%History
MOHMolina Healthcare, Inc.COM4,265$1.41M<0.1%History
Listed FDS Tr53656F623HORI KI INFL ETF48,850$1.36M<0.1%–
First Tr Exchng Traded FD VI33740F599FT VEST US EQT43,446$1.28M<0.1%–
iShares Tr46434VBA7IBONDS DEC22 ETF50,231$1.26M<0.1%–
FRTFederal Realty Investment TrustSH BEN INT NEW13,655$1.23M<0.1%History
WEATTeucrium Commodity TrustWHEAT FD119,432$1.09M<0.1%History
First Tr Exchng Traded FD VI33740F623FT VEST US EQT34,974$1.07M<0.1%–
TMPTompkins Financial CorpCOM11,255$817.0K<0.1%History
Global X FDS37954Y657US PFD ETF38,846$797.0K<0.1%–
MROMarathon Oil CorpCOM34,782$785.0K<0.1%History
SRIStoneridge IncCOM45,988$779.0K<0.1%History
PLLPiedmont Lithium Inc.Stock13,441$719.0K<0.1%History
LEGLeggett & Platt IncStock21,438$712.0K<0.1%History
LNTHLantheus Holdings, Inc.Stock9,747$686.0K<0.1%History
CSIQCanadian Solar Inc.COM17,652$658.0K<0.1%History
ESEversource EnergyStock7,320$571.0K<0.1%History
ACLSAxcelis Technologies IncStock9,200$557.0K<0.1%History
ESSEssex Property Trust, Inc.COM2,235$541.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J551BULSHS 2022 MUNI21,325$539.0K<0.1%–
ARAntero Resources CorpCOM16,434$502.0K<0.1%History
ENVXEnovix CorpCOM26,555$487.0K<0.1%History
AERAerCap Holdings N.V.SHS11,445$484.0K<0.1%History
DOVDOVER CorpCOM4,031$470.0K<0.1%History
SIVBSVB Financial GroupCOM1,392$467.0K<0.1%History
AOSSmith A O CorpCOM9,507$462.0K<0.1%History
DDOGDatadog, Inc.CL A COM5,113$454.0K<0.1%History
Direxion Shs ETF Tr25460E307AUSPCE CMD STG14,330$427.0K<0.1%–
MCYMercury General CorpCOM14,981$426.0K<0.1%History
THWabrdn World Healthcare FundBEN INT SHS32,918$423.0K<0.1%History
SESea LtdSPONSORD ADS6,577$369.0K<0.1%History
NRGNRG Energy, Inc.Stock9,473$363.0K<0.1%History
GHGuardant Health, Inc.COM6,647$358.0K<0.1%History
CALYCallaway Golf CoCOM18,498$356.0K<0.1%History
iShares Tr464287374NORTH AMERN NAT10,219$355.0K<0.1%–
AEOAmerican Eagle Outfitters IncCOM35,769$348.0K<0.1%History
SPDR Series Trust78464A292ST STR PFD ETF9,946$347.0K<0.1%–
TRUTransUnionCOM5,825$347.0K<0.1%History
First Rep BK San Francisco C33616C100COM2,641$345.0K<0.1%–
BUSEFirst Busey CorpCOM NEW15,667$344.0K<0.1%History
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874BULSHS 2022 HY15,525$341.0K<0.1%–
VYXNCR Voyix CorpCOM17,503$333.0K<0.1%History
BXPBXP, Inc.COM4,224$317.0K<0.1%History
WDCWestern Digital CorpCOM9,509$310.0K<0.1%History
TEAMAtlassian CorpCL A1,435$302.0K<0.1%History
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF3,099$288.0K<0.1%–
ETF Managers Tr26924G201PRIME CYBR SCRTY6,510$282.0K<0.1%–
Schwab International Equity ETF808524805ETF9,976$281.0K<0.1%–
Goldman Sachs ETF Tr381430206ACTIVEBETA EME10,695$276.0K<0.1%–
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL5,469$275.0K<0.1%–
VACMarriott Vacations Worldwide CorpCOM2,108$257.0K<0.1%History
SLCAU.S. Silica Holdings, Inc.COM23,420$256.0K<0.1%History
NHCNational Healthcare CorpCOM4,018$255.0K<0.1%History
iShares Tr46435G318IBONDS DEC20239,800$247.0K<0.1%–
ROKURoku, IncCOM CL A4,285$242.0K<0.1%History
MARMarriott International IncStock1,697$238.0K<0.1%History
DNBDun & Bradstreet Holdings, Inc.COM18,504$229.0K<0.1%History
Vanguard Admiral FDS Inc921932794SMLCP 600 GRTH1,296$227.0K<0.1%–
AIRCApartment Income REIT Corp.COM5,785$223.0K<0.1%History
BAMBrookfield Asset Management Ltd.CL A LTD VT SH5,412$221.0K<0.1%History
NFENew Fortress Energy Inc.COM CL A5,000$219.0K<0.1%History
DXCDXC Technology CoStock8,768$215.0K<0.1%History
LNGCheniere Energy, Inc.COM NEW1,291$214.0K<0.1%History
CNOBConnectOne Bancorp, Inc.COM9,119$210.0K<0.1%History
CNNECannae Holdings, Inc.COM10,181$210.0K<0.1%History
SNASnap-on IncCOM1,040$209.0K<0.1%History
CLFDClearfield, Inc.COM2,000$209.0K<0.1%History
LITELumentum Holdings Inc.COM2,953$202.0K<0.1%History
UTFCohen & Steers Infrastructure Fund IncCOM8,636$201.0K<0.1%History
Global X FDS37954Y715RBTCS ARTFL INTE10,353$187.0K<0.1%–
PINGPing Identity Holding Corp.COM5,447$153.0K<0.1%History
GTLSChart Industries IncCOM700$129.0K<0.1%History
TDFTempleton Dragon Fund IncCOM13,244$123.0K<0.1%History
SICPSilvergate Capital CorpCL A1,390$105.0K<0.1%History
CCLCarnival Corp Ltd.UNIT 99/99/999913,895$98.0K<0.1%History
SMTCSemtech CorpStock3,049$90.0K<0.1%History
SIRISirius XM Holdings Inc.COM15,427$88.0K<0.1%History
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM10,474$79.0K<0.1%History
IMGNImmunoGen, Inc.COM10,780$52.0K<0.1%History
SOLEmeren Group LtdSPONSORED ADS10,001$50.0K<0.1%History
BIRDSmartbird, Inc.COM CL A16,567$50.0K<0.1%History
LYGLloyds Banking Group plcSPONSORED ADR20,035$36.0K<0.1%History
NINENine Energy Service, Inc.COM10,000$26.0K<0.1%History
TRUETrueCar, Inc.COM12,300$19.0K<0.1%History
OWLTOwlet, Inc.COMMON STOCK16,333$17.0K<0.1%History
PSFEPaysafe LtdORD11,500$16.0K<0.1%History
SIENProject Sage Oldco, Inc.COM18,000$12.0K<0.1%History
GYREGyre Therapeutics, Inc.COM NEW21,525$11.0K<0.1%History
COUPCoupa Software IncCOM37$2.00K<0.1%History