Skip to main content

Stephens Inc

SEC CIK
0000757657
Latest filing
Jul 29, 2026

Holdings in Q4 2022

Holdings as of Dec 31, 2022, filed Feb 14, 2023. Long positions only; changes compare share counts with Q3 2022.

Institution overview
Positions
1,169
−33 vs. Q3 2022
Portfolio value
$4.88B
+$197.5M (+4.2%) vs. Q3 2022
Filed
Feb 14, 2023
AmendedSEC
Holdings of Stephens Inc in Q4 2022
SecurityClassSharesValue% of portfolioShare changeActionHistory
ECPGEncore Capital Group IncCOM46$2.21K<0.1%00.0%UnchangedHistory
MGYMagnolia Oil & Gas CorpCL A115$2.70K<0.1%00.0%UnchangedHistory
RPDRapid7, Inc.COM84$2.85K<0.1%00.0%UnchangedHistory
PATHUiPath, Inc.Stock245$3.11K<0.1%−92−27.3%ReducedHistory
CELHCelsius Holdings, Inc.COM NEW30$3.12K<0.1%+30NewHistory
PIPRPiper Sandler CompaniesCOM50$6.51K<0.1%00.0%UnchangedHistory
SDGRSchrodinger, Inc.COM375$7.01K<0.1%00.0%UnchangedHistory
SLABSilicon Laboratories Inc.Stock65$8.82K<0.1%−720−91.7%ReducedHistory
AVAHAveanna Healthcare Holdings, Inc.COM12,000$9.36K<0.1%+12,000NewHistory
GTMZoomInfo Technologies Inc.Stock348$10.5K<0.1%−54−13.4%ReducedHistory
ONTOnterris, Inc.COM241$10.7K<0.1%−942−79.6%ReducedHistory
RYANRyan Specialty Holdings, Inc.CL A263$10.9K<0.1%+41+18.5%AddedHistory
UPWheels Up Experience Inc.COMMON STOCK12,000$12.4K<0.1%−6,000−33.3%ReducedHistory
TWTradeweb Markets Inc.Stock214$13.9K<0.1%00.0%UnchangedHistory
Snap Inc83304AAB2NOTE 0.750% 8/017,000$14.4K<0.1%00.0%Unchanged–
BNSBank of Nova ScotiaCOM15,000$14.7K<0.1%00.0%UnchangedHistory
Everbridge, Inc.29978AAC8NOTE 0.125%12/117,000$15.3K<0.1%00.0%Unchanged–
TCRTAlaunos Therapeutics, Inc.COM25,162$16.3K<0.1%00.0%UnchangedHistory
CGENCompugen LtdORD23,000$16.5K<0.1%00.0%UnchangedHistory
Viavi Solutions Inc.925550AB1NOTE 1.000% 3/017,000$17.1K<0.1%00.0%Unchanged–
USXUS Xpress Enterprises IncCOM CL A10,150$18.4K<0.1%−26,324−72.2%ReducedHistory
AVOMission Produce, Inc.COM1,700$19.8K<0.1%00.0%UnchangedHistory
Ionis Pharmaceuticals Inc462222AD2NOTE 4/022,000$20.3K<0.1%00.0%Unchanged–
Square Inc852234AF0NOTE 0.125% 3/022,000$20.9K<0.1%00.0%Unchanged–
Spirit Airls Inc848577AB8NOTE 1.000% 5/126,000$20.9K<0.1%00.0%Unchanged–
FNDFloor & Decor Holdings, Inc.CL A316$22.0K<0.1%−133−29.6%ReducedHistory
RBCRBC Bearings INCCOM116$24.3K<0.1%−2−1.7%ReducedHistory
Splunk Inc848637AD6NOTE 1.125% 9/126,000$24.5K<0.1%00.0%Unchanged–
Navios Maritime Holdings Inc.Y62197119COM13,998$24.5K<0.1%+13,998New–
Akamai Technologies Inc00971TAJ0NOTE 0.125% 5/026,000$27.3K<0.1%00.0%Unchanged–
Exact Sciences Corp30063PAC9NOTE 0.375% 3/035,000$27.4K<0.1%00.0%Unchanged–
OABIOmniAb, Inc.COM8,726$31.4K<0.1%+8,726NewHistory
Liberty Media Corp Del531229AB8NOTE 1.375%10/126,000$32.0K<0.1%00.0%Unchanged–
AZTAAzenta, Inc.COM556$32.4K<0.1%−853−60.5%ReducedHistory
KTOSKratos Defense & Security Solutions, Inc.COM NEW3,187$32.9K<0.1%+1,052+49.3%AddedHistory
Teladoc Health, Inc.87918AAF2NOTE 1.250% 6/043,000$33.0K<0.1%00.0%Unchanged–
Patrick Inds Inc703343AB9DBCV 1.000% 2/035,000$34.7K<0.1%00.0%Unchanged–
Royal Caribbean Group780153BB7NOTE 4.250% 6/135,000$34.7K<0.1%00.0%Unchanged–
Pebblebrook Hotel Tr70509VAA8NOTE 1.750%12/143,000$35.4K<0.1%00.0%Unchanged–
GRABGrab Holdings LtdCLASS A ORD11,350$36.5K<0.1%00.0%UnchangedHistory
Lumentum Hldgs Inc55024UAD1NOTE 0.500%12/143,000$36.9K<0.1%00.0%Unchanged–
RingCentral, Inc.76680RAF4NOTE 3/043,000$36.9K<0.1%00.0%Unchanged–
Nuvasive Inc670704AJ4NOTE 0.375% 3/143,000$37.7K<0.1%00.0%Unchanged–
PTCPTC Inc.Stock319$38.3K<0.1%+36+12.7%AddedHistory
Palo Alto Networks Inc697435AF2NOTE 0.375% 6/026,000$38.4K<0.1%00.0%Unchanged–
CONMED Corp207410AF8NOTE 2.625% 2/034,000$38.5K<0.1%00.0%Unchanged–
Westrock Coffee Co96145W111*W EXP 08/29/20217,625$38.8K<0.1%00.0%Unchanged–
Cable One, Inc.12685JAG0NOTE 1.125% 3/153,000$39.4K<0.1%00.0%Unchanged–
SYNHSyneos Health, Inc.CL A1,079$39.6K<0.1%−158−12.8%ReducedHistory
Ford MTR Co Del345370CZ1NOTE 3/142,000$39.6K<0.1%00.0%Unchanged–
Etsy Inc29786AAJ5NOTE 0.125%10/026,000$40.2K<0.1%00.0%Unchanged–
Burlington Stores, Inc.122017AB2NOTE 2.250% 4/135,000$40.3K<0.1%00.0%Unchanged–
Zillow Group, Inc.98954MAH4NOTE 2.750% 5/143,000$40.9K<0.1%00.0%Unchanged–
HUBGHub Group, Inc.CL A520$41.3K<0.1%00.0%UnchangedHistory
MGP Ingredients Inc55303JAB2NOTE 1.875%11/133,000$41.5K<0.1%+33,000New–
AZEKAZEK Co Inc.CL A2,050$41.7K<0.1%00.0%UnchangedHistory
Integra Lifesciences Hldgs C457985AM1NOTE 0.500% 8/143,000$41.7K<0.1%00.0%Unchanged–
Southwest Airls Co844741BG2NOTE 1.250% 5/035,000$42.0K<0.1%00.0%Unchanged–
NRG Energy, Inc.629377CG5DBCV 2.750% 6/043,000$42.5K<0.1%00.0%Unchanged–
DISH Network CORP25470MAB5NOTE 3.375% 8/168,000$42.6K<0.1%00.0%Unchanged–
Cheesecake Factory Inc163072AA9NOTE 0.375% 6/152,000$42.6K<0.1%00.0%Unchanged–
ICMBInvestcorp Credit Management BDC, Inc.COM12,180$42.9K<0.1%00.0%UnchangedHistory
WWRWestwater Resources, Inc.COM NEW55,032$43.5K<0.1%00.0%UnchangedHistory
Silicon Laboratories Inc.826919AD4NOTE 0.625% 6/135,000$43.7K<0.1%00.0%Unchanged–
Vail Resorts Inc91879QAN9NOTE 1/048,000$44.5K<0.1%00.0%Unchanged–
Envestnet, Inc.29404KAB2NOTE 1.750% 6/043,000$44.6K<0.1%00.0%Unchanged–
Microchip Technology Inc595017AU8NOTE 0.125%11/143,000$46.1K<0.1%00.0%Unchanged–
Dexcom Inc252131AK3NOTE 0.250%11/143,000$46.8K<0.1%00.0%Unchanged–
KLACKLA CorpCOM NEW127$47.9K<0.1%−89−41.2%ReducedHistory
VFFVillage Farms International, Inc.COM36,100$48.4K<0.1%−27,000−42.8%ReducedHistory
FOXFFox Factory Holding CorpCOM540$49.3K<0.1%−1,013−65.2%ReducedHistory
ONTOOnto Innovation Inc.COM744$50.7K<0.1%−500−40.2%ReducedHistory
AMBAAmbarella IncSHS633$52.1K<0.1%−493−43.8%ReducedHistory
FTITechnipFMC plcCOM4,421$53.9K<0.1%+4,421NewHistory
NOKNokia CorpSPONSORED ADR11,844$55.0K<0.1%−76−0.6%ReducedHistory
GLOClough Global Opportunities FundSH BEN INT11,192$56.7K<0.1%−10,839−49.2%ReducedHistory
Helix Energy Solutions Grp I42330PAK3NOTE 6.750% 2/142,000$58.0K<0.1%00.0%Unchanged–
FIPFTAI Infrastructure Inc.COMMON STOCK20,434$60.3K<0.1%−2,000−8.9%ReducedHistory
LSCCLattice Semiconductor CorpCOM980$63.6K<0.1%+230+30.7%AddedHistory
Biomarin Pharmaceutical Inc09061GAH4NOTE 0.599% 8/060,000$63.7K<0.1%00.0%Unchanged–
BRBRBellring Brands, Inc.Stock2,535$65.0K<0.1%00.0%UnchangedHistory
NICE Ltd.653656AB4NOTE 9/169,000$65.0K<0.1%00.0%Unchanged–
QTWOQ2 Holdings, Inc.COM2,506$67.3K<0.1%−297−10.6%ReducedHistory
Farfetch Ltd30744W107ORD SH CL A14,790$70.0K<0.1%+38+0.3%Added–
VVRInvesco Senior Income TrustCOM18,553$71.1K<0.1%00.0%UnchangedHistory
VISNVistance Networks, Inc.COM10,058$73.9K<0.1%+10,058NewHistory
LESLLeslie's, Inc.COM6,277$76.6K<0.1%−4,113−39.6%ReducedHistory
OCSLOaktree Specialty Lending CorpCOM11,606$79.7K<0.1%+421+3.8%AddedHistory
TNDMTandem Diabetes Care IncCOM NEW1,803$81.0K<0.1%−250−12.2%ReducedHistory
EQT Corp26884LAK5NOTE 1.750% 5/035,000$81.3K<0.1%00.0%Unchanged–
MNKDMannkind CorpCOM NEW15,527$81.8K<0.1%00.0%UnchangedHistory
DBXDropbox, Inc.CL A3,890$87.1K<0.1%−100−2.5%ReducedHistory
Cyberark Software LtdM2682V108SHS680$88.2K<0.1%00.0%Unchanged–
RNGRingCentral, Inc.CL A2,500$88.5K<0.1%+1,462+140.8%AddedHistory
DRSLeonardo DRS, Inc.Stock7,270$92.9K<0.1%+7,270NewHistory
GABGabelli Equity Trust IncCOM16,973$93.0K<0.1%00.0%UnchangedHistory
GOEVCanoo Inc.COM CL A75,750$93.2K<0.1%+75,750NewHistory
BBDCBarings BDC, Inc.COM11,446$93.3K<0.1%+11,446NewHistory
NUVANuvasive IncCOM2,315$95.5K<0.1%−205−8.1%ReducedHistory
COTYCoty Inc.COM CL A12,088$103.5K<0.1%−79−0.6%ReducedHistory

Sold out since Q3 2022 (95)

Positions held at the end of Q3 2022 that are gone from this filing.

Positions of Stephens Inc sold out since Q3 2022
SecurityClassShares in Q3 2022Value in Q3 2022% of portfolio in Q3 2022History
Vanguard Admiral FDS Inc921932885MIDCP 400 IDX87,035$12.9M0.3%–
Invesco Exch TRD SLF Idx FD46138J882BULSHS 2022 CB310,883$6.58M0.1%–
Innovator ETFs Trust45782C508US EQTY PWR BUF216,388$6.37M0.1%–
Litman Gregory FDS Tr53700T827IMGP DBI MAN ETF128,196$4.35M0.1%–
Global X Lithium & Battery Tech ETF37954Y855ETF63,317$4.18M0.1%–
TWTRTwitter, Inc.COM51,028$2.24M<0.1%History
ABMDAbiomed IncCOM6,263$1.54M<0.1%History
MOHMolina Healthcare, Inc.COM4,265$1.41M<0.1%History
Listed FDS Tr53656F623HORI KI INFL ETF48,850$1.36M<0.1%–
First Tr Exchng Traded FD VI33740F599FT VEST US EQT43,446$1.28M<0.1%–
iShares Tr46434VBA7IBONDS DEC22 ETF50,231$1.26M<0.1%–
FRTFederal Realty Investment TrustSH BEN INT NEW13,655$1.23M<0.1%History
WEATTeucrium Commodity TrustWHEAT FD119,432$1.09M<0.1%History
First Tr Exchng Traded FD VI33740F623FT VEST US EQT34,974$1.07M<0.1%–
TMPTompkins Financial CorpCOM11,255$817.0K<0.1%History
Global X FDS37954Y657US PFD ETF38,846$797.0K<0.1%–
MROMarathon Oil CorpCOM34,782$785.0K<0.1%History
SRIStoneridge IncCOM45,988$779.0K<0.1%History
PLLPiedmont Lithium Inc.Stock13,441$719.0K<0.1%History
LEGLeggett & Platt IncStock21,438$712.0K<0.1%History
LNTHLantheus Holdings, Inc.Stock9,747$686.0K<0.1%History
CSIQCanadian Solar Inc.COM17,652$658.0K<0.1%History
ESEversource EnergyStock7,320$571.0K<0.1%History
ACLSAxcelis Technologies IncStock9,200$557.0K<0.1%History
ESSEssex Property Trust, Inc.COM2,235$541.0K<0.1%History
Invesco Exch TRD SLF Idx FD46138J551BULSHS 2022 MUNI21,325$539.0K<0.1%–
ARAntero Resources CorpCOM16,434$502.0K<0.1%History
ENVXEnovix CorpCOM26,555$487.0K<0.1%History
AERAerCap Holdings N.V.SHS11,445$484.0K<0.1%History
DOVDOVER CorpCOM4,031$470.0K<0.1%History
SIVBSVB Financial GroupCOM1,392$467.0K<0.1%History
AOSSmith A O CorpCOM9,507$462.0K<0.1%History
DDOGDatadog, Inc.CL A COM5,113$454.0K<0.1%History
Direxion Shs ETF Tr25460E307AUSPCE CMD STG14,330$427.0K<0.1%–
MCYMercury General CorpCOM14,981$426.0K<0.1%History
THWabrdn World Healthcare FundBEN INT SHS32,918$423.0K<0.1%History
SESea LtdSPONSORD ADS6,577$369.0K<0.1%History
NRGNRG Energy, Inc.Stock9,473$363.0K<0.1%History
GHGuardant Health, Inc.COM6,647$358.0K<0.1%History
CALYCallaway Golf CoCOM18,498$356.0K<0.1%History
iShares Tr464287374NORTH AMERN NAT10,219$355.0K<0.1%–
AEOAmerican Eagle Outfitters IncCOM35,769$348.0K<0.1%History
SPDR Series Trust78464A292ST STR PFD ETF9,946$347.0K<0.1%–
TRUTransUnionCOM5,825$347.0K<0.1%History
First Rep BK San Francisco C33616C100COM2,641$345.0K<0.1%–
BUSEFirst Busey CorpCOM NEW15,667$344.0K<0.1%History
Invesco Bulletshares 2022 HY Bd (BSJM)46138J874BULSHS 2022 HY15,525$341.0K<0.1%–
VYXNCR Voyix CorpCOM17,503$333.0K<0.1%History
BXPBXP, Inc.COM4,224$317.0K<0.1%History
WDCWestern Digital CorpCOM9,509$310.0K<0.1%History
TEAMAtlassian CorpCL A1,435$302.0K<0.1%History
Vanguard Ftse All-World Ex-US Small-Cap ETF922042718ETF3,099$288.0K<0.1%–
ETF Managers Tr26924G201PRIME CYBR SCRTY6,510$282.0K<0.1%–
Schwab International Equity ETF808524805ETF9,976$281.0K<0.1%–
Goldman Sachs ETF Tr381430206ACTIVEBETA EME10,695$276.0K<0.1%–
J P Morgan Exchange Traded F46641Q654ULTRA SHT MUNCPL5,469$275.0K<0.1%–
VACMarriott Vacations Worldwide CorpCOM2,108$257.0K<0.1%History
SLCAU.S. Silica Holdings, Inc.COM23,420$256.0K<0.1%History
NHCNational Healthcare CorpCOM4,018$255.0K<0.1%History
iShares Tr46435G318IBONDS DEC20239,800$247.0K<0.1%–
ROKURoku, IncCOM CL A4,285$242.0K<0.1%History
MARMarriott International IncStock1,697$238.0K<0.1%History
DNBDun & Bradstreet Holdings, Inc.COM18,504$229.0K<0.1%History
Vanguard Admiral FDS Inc921932794SMLCP 600 GRTH1,296$227.0K<0.1%–
AIRCApartment Income REIT Corp.COM5,785$223.0K<0.1%History
BAMBrookfield Asset Management Ltd.CL A LTD VT SH5,412$221.0K<0.1%History
NFENew Fortress Energy Inc.COM CL A5,000$219.0K<0.1%History
DXCDXC Technology CoStock8,768$215.0K<0.1%History
LNGCheniere Energy, Inc.COM NEW1,291$214.0K<0.1%History
CNOBConnectOne Bancorp, Inc.COM9,119$210.0K<0.1%History
CNNECannae Holdings, Inc.COM10,181$210.0K<0.1%History
SNASnap-on IncCOM1,040$209.0K<0.1%History
CLFDClearfield, Inc.COM2,000$209.0K<0.1%History
LITELumentum Holdings Inc.COM2,953$202.0K<0.1%History
UTFCohen & Steers Infrastructure Fund IncCOM8,636$201.0K<0.1%History
Global X FDS37954Y715RBTCS ARTFL INTE10,353$187.0K<0.1%–
PINGPing Identity Holding Corp.COM5,447$153.0K<0.1%History
GTLSChart Industries IncCOM700$129.0K<0.1%History
TDFTempleton Dragon Fund IncCOM13,244$123.0K<0.1%History
SICPSilvergate Capital CorpCL A1,390$105.0K<0.1%History
CCLCarnival Corp Ltd.UNIT 99/99/999913,895$98.0K<0.1%History
SMTCSemtech CorpStock3,049$90.0K<0.1%History
SIRISirius XM Holdings Inc.COM15,427$88.0K<0.1%History
ETWEaton Vance Tax-Managed Global Buy-Write Opportunities FundCOM10,474$79.0K<0.1%History
IMGNImmunoGen, Inc.COM10,780$52.0K<0.1%History
SOLEmeren Group LtdSPONSORED ADS10,001$50.0K<0.1%History
BIRDSmartbird, Inc.COM CL A16,567$50.0K<0.1%History
LYGLloyds Banking Group plcSPONSORED ADR20,035$36.0K<0.1%History
NINENine Energy Service, Inc.COM10,000$26.0K<0.1%History
TRUETrueCar, Inc.COM12,300$19.0K<0.1%History
OWLTOwlet, Inc.COMMON STOCK16,333$17.0K<0.1%History
PSFEPaysafe LtdORD11,500$16.0K<0.1%History
SIENProject Sage Oldco, Inc.COM18,000$12.0K<0.1%History
GYREGyre Therapeutics, Inc.COM NEW21,525$11.0K<0.1%History
COUPCoupa Software IncCOM37$2.00K<0.1%History