Stephens Inc
- SEC CIK
- 0000757657
- Latest filing
- Jul 29, 2026
Holdings in Q1 2023
Holdings as of Mar 31, 2023, filed May 15, 2023. Long positions only; changes compare share counts with Q4 2022.
- Positions
- 1,191
- +22 vs. Q4 2022
- Portfolio value
- $5.21B
- +$331.7M (+6.8%) vs. Q4 2022
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| COOKTraeger, Inc. | COMMON STOCK | 1 | $4 | <0.1% | +1 | New | History |
| MGYMagnolia Oil & Gas Corp | CL A | 83 | $1.82K | <0.1% | −32−27.8% | Reduced | History |
| ECPGEncore Capital Group Inc | COM | 53 | $2.67K | <0.1% | +7+15.2% | Added | History |
| MEDPMedpace Holdings, Inc. | COM | 17 | $3.20K | <0.1% | +17 | New | History |
| Cbre GBL Real Estate Inc FD12504G118 | RIGHT 04/06/2023 | 156,905 | $4.85K | <0.1% | +156,905 | New | – |
| RPDRapid7, Inc. | COM | 125 | $5.74K | <0.1% | +41+48.8% | Added | History |
| PATHUiPath, Inc. | Stock | 371 | $6.51K | <0.1% | +126+51.4% | Added | History |
| PIPRPiper Sandler Companies | COM | 50 | $6.93K | <0.1% | 00.0% | Unchanged | History |
| AZTAAzenta, Inc. | COM | 157 | $6.99K | <0.1% | −399−71.8% | Reduced | History |
| TCRTAlaunos Therapeutics, Inc. | COM | 15,162 | $9.55K | <0.1% | −10,000−39.7% | Reduced | History |
| SDGRSchrodinger, Inc. | COM | 375 | $9.87K | <0.1% | 00.0% | Unchanged | History |
| QVCGAOld QVC Group, Inc. | COM SER A | 10,080 | $9.96K | <0.1% | +10,080 | New | History |
| CELHCelsius Holdings, Inc. | COM NEW | 126 | $11.7K | <0.1% | +96+320.0% | Added | History |
| AVAHAveanna Healthcare Holdings, Inc. | COM | 12,000 | $12.5K | <0.1% | 00.0% | Unchanged | History |
| Everbridge, Inc.29978AAC8 | NOTE 0.125%12/1 | 17,000 | $15.3K | <0.1% | 00.0% | Unchanged | – |
| RYANRyan Specialty Holdings, Inc. | CL A | 384 | $15.5K | <0.1% | +121+46.0% | Added | History |
| Snap Inc83304AAB2 | NOTE 0.750% 8/0 | 17,000 | $15.6K | <0.1% | 00.0% | Unchanged | – |
| CGENCompugen Ltd | ORD | 23,000 | $16.1K | <0.1% | 00.0% | Unchanged | History |
| GTMZoomInfo Technologies Inc. | Stock | 675 | $16.7K | <0.1% | +327+94.0% | Added | History |
| HUBGHub Group, Inc. | CL A | 200 | $16.8K | <0.1% | −320−61.5% | Reduced | History |
| Viavi Solutions Inc.925550AB1 | NOTE 1.000% 3/0 | 17,000 | $17.2K | <0.1% | 00.0% | Unchanged | – |
| AVOMission Produce, Inc. | COM | 1,700 | $18.9K | <0.1% | 00.0% | Unchanged | History |
| Ionis Pharmaceuticals Inc462222AD2 | NOTE 4/0 | 22,000 | $20.0K | <0.1% | 00.0% | Unchanged | – |
| Spirit Airls Inc848577AB8 | NOTE 1.000% 5/1 | 26,000 | $20.9K | <0.1% | 00.0% | Unchanged | – |
| Square Inc852234AF0 | NOTE 0.125% 3/0 | 22,000 | $21.0K | <0.1% | 00.0% | Unchanged | – |
| TWTradeweb Markets Inc. | Stock | 314 | $24.8K | <0.1% | +100+46.7% | Added | History |
| Splunk Inc848637AD6 | NOTE 1.125% 9/1 | 26,000 | $25.2K | <0.1% | 00.0% | Unchanged | – |
| Navios Maritime Holdings Inc.Y62197119 | COM | 13,998 | $25.3K | <0.1% | 00.0% | Unchanged | – |
| Akamai Technologies Inc00971TAJ0 | NOTE 0.125% 5/0 | 26,000 | $26.1K | <0.1% | 00.0% | Unchanged | – |
| Liberty Media Corp Del531229AB8 | NOTE 1.375%10/1 | 26,000 | $28.2K | <0.1% | 00.0% | Unchanged | – |
| Exact Sciences Corp30063PAC9 | NOTE 0.375% 3/0 | 35,000 | $30.7K | <0.1% | 00.0% | Unchanged | – |
| OABIOmniAb, Inc. | COM | 8,658 | $31.9K | <0.1% | −68−0.8% | Reduced | History |
| Teladoc Health, Inc.87918AAF2 | NOTE 1.250% 6/0 | 43,000 | $33.2K | <0.1% | 00.0% | Unchanged | – |
| GRABGrab Holdings Ltd | CLASS A ORD | 11,350 | $34.2K | <0.1% | 00.0% | Unchanged | History |
| VFFVillage Farms International, Inc. | COM | 42,000 | $34.9K | <0.1% | +5,900+16.3% | Added | History |
| Royal Caribbean Group780153BB7 | NOTE 4.250% 6/1 | 35,000 | $35.5K | <0.1% | 00.0% | Unchanged | – |
| RBCRBC Bearings INC | COM | 154 | $35.8K | <0.1% | +38+32.8% | Added | History |
| Pebblebrook Hotel Tr70509VAA8 | NOTE 1.750%12/1 | 43,000 | $36.4K | <0.1% | 00.0% | Unchanged | – |
| Etsy Inc29786AAJ5 | NOTE 0.125%10/0 | 26,000 | $37.2K | <0.1% | 00.0% | Unchanged | – |
| Lumentum Hldgs Inc55024UAD1 | NOTE 0.500%12/1 | 43,000 | $37.2K | <0.1% | 00.0% | Unchanged | – |
| RingCentral, Inc.76680RAF4 | NOTE 3/0 | 43,000 | $37.9K | <0.1% | 00.0% | Unchanged | – |
| Nuvasive Inc670704AJ4 | NOTE 0.375% 3/1 | 43,000 | $38.0K | <0.1% | 00.0% | Unchanged | – |
| Cable One, Inc.12685JAG0 | NOTE 1.125% 3/1 | 53,000 | $38.7K | <0.1% | 00.0% | Unchanged | – |
| MGP Ingredients Inc55303JAB2 | NOTE 1.875%11/1 | 33,000 | $38.9K | <0.1% | 00.0% | Unchanged | – |
| SYNHSyneos Health, Inc. | CL A | 1,091 | $38.9K | <0.1% | +12+1.1% | Added | History |
| Southwest Airls Co844741BG2 | NOTE 1.250% 5/0 | 35,000 | $39.8K | <0.1% | 00.0% | Unchanged | – |
| Burlington Stores, Inc.122017AB2 | NOTE 2.250% 4/1 | 35,000 | $40.2K | <0.1% | 00.0% | Unchanged | – |
| CONMED Corp207410AF8 | NOTE 2.625% 2/0 | 34,000 | $41.8K | <0.1% | 00.0% | Unchanged | – |
| Integra Lifesciences Hldgs C457985AM1 | NOTE 0.500% 8/1 | 43,000 | $41.8K | <0.1% | 00.0% | Unchanged | – |
| Ford MTR Co Del345370CZ1 | NOTE 3/1 | 42,000 | $42.0K | <0.1% | 00.0% | Unchanged | – |
| Envestnet, Inc.29404KAB2 | NOTE 1.750% 6/0 | 43,000 | $42.6K | <0.1% | 00.0% | Unchanged | – |
| Westrock Coffee Co96145W111 | *W EXP 08/29/202 | 17,625 | $42.8K | <0.1% | 00.0% | Unchanged | – |
| Vail Resorts Inc91879QAN9 | NOTE 1/0 | 48,000 | $42.9K | <0.1% | 00.0% | Unchanged | – |
| Cheesecake Factory Inc163072AA9 | NOTE 0.375% 6/1 | 52,000 | $43.0K | <0.1% | 00.0% | Unchanged | – |
| Zillow Group, Inc.98954MAH4 | NOTE 2.750% 5/1 | 43,000 | $43.9K | <0.1% | 00.0% | Unchanged | – |
| SLABSilicon Laboratories Inc. | Stock | 252 | $44.1K | <0.1% | +187+287.7% | Added | History |
| Wolfspeed, Inc.977852AB8 | NOTE 0.250% 2/1 | 53,000 | $44.1K | <0.1% | +53,000 | New | – |
| NRG Energy, Inc.629377CG5 | DBCV 2.750% 6/0 | 43,000 | $44.2K | <0.1% | 00.0% | Unchanged | – |
| Enphase Energy, Inc.29355AAH0 | NOTE 3/0 | 43,000 | $44.2K | <0.1% | +43,000 | New | – |
| ABEVAmbev S.A. | SPONSORED ADR | 16,109 | $45.4K | <0.1% | +16,109 | New | History |
| SHIFT4 PMTS Inc82452JAB5 | NOTE 12/1 | 39,000 | $45.6K | <0.1% | +39,000 | New | – |
| Dexcom Inc252131AK3 | NOTE 0.250%11/1 | 43,000 | $46.1K | <0.1% | 00.0% | Unchanged | – |
| Microchip Technology Inc595017AU8 | NOTE 0.125%11/1 | 43,000 | $48.0K | <0.1% | 00.0% | Unchanged | – |
| EQT Corp26884LAK5 | NOTE 1.750% 5/0 | 22,000 | $48.5K | <0.1% | −13,000−37.1% | Reduced | – |
| Patk703343AG8 | 12/01/2028 | 54,000 | $48.8K | <0.1% | +54,000 | New | – |
| GOEVCanoo Inc. | COM CL A | 77,088 | $50.3K | <0.1% | +1,338+1.8% | Added | History |
| AZEKAZEK Co Inc. | CL A | 2,146 | $50.5K | <0.1% | +96+4.7% | Added | History |
| ONTOnterris, Inc. | COM | 1,432 | $51.1K | <0.1% | +1,191+494.2% | Added | History |
| PTCPTC Inc. | Stock | 401 | $51.4K | <0.1% | +82+25.7% | Added | History |
| Silicon Laboratories Inc.826919AD4 | NOTE 0.625% 6/1 | 35,000 | $52.3K | <0.1% | 00.0% | Unchanged | – |
| Palo Alto Networks Inc697435AF2 | NOTE 0.375% 6/0 | 26,000 | $52.4K | <0.1% | 00.0% | Unchanged | – |
| KLACKLA Corp | COM NEW | 133 | $53.1K | <0.1% | +6+4.7% | Added | History |
| FNDFloor & Decor Holdings, Inc. | CL A | 545 | $53.5K | <0.1% | +229+72.5% | Added | History |
| LYGLloyds Banking Group plc | SPONSORED ADR | 23,550 | $54.6K | <0.1% | +23,550 | New | History |
| GLOClough Global Opportunities Fund | SH BEN INT | 11,529 | $56.4K | <0.1% | +337+3.0% | Added | History |
| NOKNokia Corp | SPONSORED ADR | 11,694 | $57.4K | <0.1% | −150−1.3% | Reduced | History |
| Helix Energy Solutions Grp I42330PAK3 | NOTE 6.750% 2/1 | 42,000 | $57.4K | <0.1% | 00.0% | Unchanged | – |
| WWRWestwater Resources, Inc. | COM NEW | 55,032 | $61.1K | <0.1% | 00.0% | Unchanged | History |
| Biomarin Pharmaceutical Inc09061GAH4 | NOTE 0.599% 8/0 | 60,000 | $61.6K | <0.1% | 00.0% | Unchanged | – |
| VISNVistance Networks, Inc. | COM | 10,078 | $64.2K | <0.1% | +20+0.2% | Added | History |
| CGNXCognex Corp | COM | 1,297 | $64.3K | <0.1% | −1,898−59.4% | Reduced | History |
| VWEVintage Wine Estates, Inc. | COM | 61,233 | $65.5K | <0.1% | −3,417−5.3% | Reduced | History |
| NICE Ltd.653656AB4 | NOTE 9/1 | 69,000 | $66.1K | <0.1% | 00.0% | Unchanged | – |
| Pioneer Nat Res Co723787AP2 | NOTE 0.250% 5/1 | 31,000 | $66.2K | <0.1% | −21,000−40.4% | Reduced | – |
| ONTOOnto Innovation Inc. | COM | 763 | $67.1K | <0.1% | +19+2.6% | Added | History |
| MBLYMobileye Global Inc. | Stock | 1,553 | $67.2K | <0.1% | −83,390−98.2% | Reduced | History |
| VVRInvesco Senior Income Trust | COM | 18,553 | $68.3K | <0.1% | 00.0% | Unchanged | History |
| FOXFFox Factory Holding Corp | COM | 567 | $68.8K | <0.1% | +27+5.0% | Added | History |
| PZZAPapa Johns International Inc | Stock | 1,000 | $74.9K | <0.1% | +1,000 | New | History |
| FIPFTAI Infrastructure Inc. | COMMON STOCK | 25,434 | $76.3K | <0.1% | +5,000+24.5% | Added | History |
| AMBAAmbarella Inc | SHS | 1,095 | $84.8K | <0.1% | +462+73.0% | Added | History |
| TNDMTandem Diabetes Care Inc | COM NEW | 2,120 | $86.1K | <0.1% | +317+17.6% | Added | History |
| BRBRBellring Brands, Inc. | Stock | 2,535 | $86.2K | <0.1% | 00.0% | Unchanged | History |
| DBXDropbox, Inc. | CL A | 4,018 | $86.9K | <0.1% | +128+3.3% | Added | History |
| RNGRingCentral, Inc. | CL A | 2,970 | $91.1K | <0.1% | +470+18.8% | Added | History |
| LSCCLattice Semiconductor Corp | COM | 980 | $93.6K | <0.1% | 00.0% | Unchanged | History |
| DRSLeonardo DRS, Inc. | Stock | 7,302 | $94.7K | <0.1% | +32+0.4% | Added | History |
| GABGabelli Equity Trust Inc | COM | 16,973 | $97.4K | <0.1% | 00.0% | Unchanged | History |
| Farfetch Ltd30744W107 | ORD SH CL A | 20,421 | $100.3K | <0.1% | +5,631+38.1% | Added | – |
| UNITUniti Group Inc. | COM | 28,942 | $102.7K | <0.1% | −2,282−7.3% | Reduced | History |
Sold out since Q4 2022 (70)
Positions held at the end of Q4 2022 that are gone from this filing.
| Security | Class | Shares in Q4 2022 | Value in Q4 2022 | % of portfolio in Q4 2022 | History |
|---|---|---|---|---|---|
| iShares Tr46434V100 | 0-5YR INVT GR CP | 129,270 | $6.19M | 0.1% | – |
| First Tr Exchange-Traded FD33734X127 | ENERGY ALPHADX | 206,077 | $3.52M | 0.1% | – |
| First Tr Exchange-Traded FD33733E807 | NAT GAS ETF | 143,412 | $3.52M | 0.1% | – |
| Invesco Exchange Traded FD T46137V761 | ENERG EXPL ETF | 109,134 | $3.23M | 0.1% | – |
| WRKWestRock Co | COM | 87,115 | $3.06M | 0.1% | History |
| ACGLArch Capital Group Ltd. | Stock | 45,470 | $2.85M | 0.1% | History |
| TRTNTriton International Ltd | CL A | 31,498 | $2.17M | <0.1% | History |
| BBYBest Buy Co Inc | Stock | 19,621 | $1.57M | <0.1% | History |
| TALOTalos Energy Inc. | COM | 58,894 | $1.11M | <0.1% | History |
| American Elec PWR Co Inc02557T307 | UNIT 08/15/2025 | 20,165 | $1.04M | <0.1% | – |
| AES Corp00130H204 | UNIT 99/99/9999 | 8,904 | $908.3K | <0.1% | – |
| THQabrdn Healthcare Opportunities Fund | SHS | 43,950 | $870.6K | <0.1% | History |
| PPLTabrdn Platinum ETF Trust | PHYSCL PLATM SHS | 7,375 | $732.2K | <0.1% | History |
| Nextera Energy Inc65339F713 | UNIT 09/01/2025 | 13,750 | $690.1K | <0.1% | – |
| SLVOCredit Suisse AG | ETRA SILV SHS CO | 7,780 | $687.8K | <0.1% | History |
| SPDR Series Trust78464A656 | ST STR TIPS ETF | 25,607 | $659.6K | <0.1% | – |
| SBLKStar Bulk Carriers Corp. | SHS PAR | 33,262 | $639.6K | <0.1% | History |
| Algonquin PWR Utils Corp015857873 | UNIT 99/99/9999 | 22,745 | $542.9K | <0.1% | – |
| FGF&G Annuities & Life, Inc. | COMMON STOCK | 26,354 | $527.3K | <0.1% | History |
| BANRBanner Corp | COM NEW | 8,190 | $517.6K | <0.1% | History |
| DVDoubleVerify Holdings, Inc. | COM | 21,844 | $479.7K | <0.1% | History |
| DNOWDNOW Inc. | COM | 37,500 | $476.3K | <0.1% | History |
| OSWOnespaworld Holdings Ltd | COM | 50,317 | $469.5K | <0.1% | History |
| XPOXPO, Inc. | COM | 14,053 | $467.8K | <0.1% | History |
| FFIVF5, Inc. | Stock | 2,532 | $363.4K | <0.1% | History |
| HTGCHercules Capital, Inc. | COM | 26,150 | $345.7K | <0.1% | History |
| FSBCFive Star Bancorp | COM | 12,450 | $339.1K | <0.1% | History |
| CMSCMS Energy Corp | COM | 5,314 | $336.5K | <0.1% | History |
| HUBBHubbell Inc | COM | 1,373 | $322.1K | <0.1% | History |
| WisdomTree Tr97717W802 | ITL HIGH DIV FD | 8,700 | $312.1K | <0.1% | – |
| Signature BK New York N Y82669G104 | COM | 2,565 | $295.5K | <0.1% | – |
| STWDStarwood Property Trust, Inc. | COM | 15,404 | $282.4K | <0.1% | History |
| JJacobs Solutions Inc. | COM | 2,181 | $261.9K | <0.1% | History |
| Invesco Exchange Traded FD T46137V878 | DORSEY WRGT ENRG | 6,039 | $261.1K | <0.1% | – |
| CUBECubeSmart | REIT | 6,308 | $253.9K | <0.1% | History |
| Invesco Exch Traded FD Tr II46138E362 | S&P500 HDL VOL | 5,743 | $251.7K | <0.1% | – |
| TSLXSixth Street Specialty Lending, Inc. | COM | 14,025 | $249.6K | <0.1% | History |
| Vanguard Industrials ETF92204A603 | ETF | 1,358 | $248.0K | <0.1% | – |
| INVHInvitation Homes Inc. | COM | 8,355 | $247.6K | <0.1% | History |
| JDJD.com, Inc. | SPON ADS CL A | 4,302 | $241.5K | <0.1% | History |
| LNCLincoln National Corp | COM | 7,846 | $241.0K | <0.1% | History |
| BENFranklin Templeton Inc | COM | 9,003 | $237.5K | <0.1% | History |
| ARLPAlliance Resource Partners LP | Stock | 11,257 | $228.7K | <0.1% | History |
| CETCentral Securities Corp | COM | 6,770 | $226.1K | <0.1% | History |
| WALWestern Alliance Bancorporation | COM | 3,748 | $223.2K | <0.1% | History |
| ATOAtmos Energy Corp | COM | 1,992 | $223.2K | <0.1% | History |
| Boston Scientific Corp101137206 | 5.50% CNV PFD A | 1,935 | $222.2K | <0.1% | – |
| HRBH&R Block Inc | COM | 6,000 | $219.1K | <0.1% | History |
| CADECadence Bancorporation | EQUITY US CM | 8,865 | $218.6K | <0.1% | History |
| GATXGatx Corp | COM | 2,046 | $217.6K | <0.1% | History |
| CNPCenterpoint Energy Inc | COM | 7,244 | $217.2K | <0.1% | History |
| Nextera Energy Inc65339F770 | UNIT 99/99/9999 | 4,246 | $215.3K | <0.1% | – |
| MTBM&T Bank Corp | COM | 1,482 | $215.0K | <0.1% | History |
| ARWArrow Electronics, Inc. | COM | 2,028 | $212.1K | <0.1% | History |
| BDX 6 06/01/23 Pfd075887406 | CONVERTIBLE PREFERRED STOCK | 4,225 | $211.6K | <0.1% | – |
| Simplify Exchange Traded Fun82889N855 | SIMPLIFY INTERST | 2,908 | $208.2K | <0.1% | – |
| APAAPA Corp | Stock | 4,453 | $207.9K | <0.1% | History |
| Global X FDS37954Y830 | GLOBAL X COPPER | 5,760 | $204.1K | <0.1% | – |
| MPTMedical Properties Trust Inc | COM | 12,577 | $140.1K | <0.1% | History |
| ETYEaton Vance Tax-Managed Diversified Equity Income Fund | COM | 10,859 | $117.9K | <0.1% | History |
| MNKDMannkind Corp | COM NEW | 15,527 | $81.8K | <0.1% | History |
| OCSLOaktree Specialty Lending Corp | COM | 11,606 | $79.7K | <0.1% | History |
| LESLLeslie's, Inc. | COM | 6,277 | $76.6K | <0.1% | History |
| QTWOQ2 Holdings, Inc. | COM | 2,506 | $67.3K | <0.1% | History |
| ICMBInvestcorp Credit Management BDC, Inc. | COM | 12,180 | $42.9K | <0.1% | History |
| DISH Network CORP25470MAB5 | NOTE 3.375% 8/1 | 68,000 | $42.6K | <0.1% | – |
| Patrick Inds Inc703343AB9 | DBCV 1.000% 2/0 | 35,000 | $34.7K | <0.1% | – |
| USXUS Xpress Enterprises Inc | COM CL A | 10,150 | $18.4K | <0.1% | History |
| BNSBank of Nova Scotia | COM | 15,000 | $14.7K | <0.1% | History |
| UPWheels Up Experience Inc. | COMMON STOCK | 12,000 | $12.4K | <0.1% | History |