Stephens Inc
- SEC CIK
- 0000757657
- Latest filing
- Jul 29, 2026
Holdings in Q4 2023
Holdings as of Dec 31, 2023, filed Feb 13, 2024. Long positions only; changes compare share counts with Q3 2023.
- Positions
- 1,248
- +34 vs. Q3 2023
- Portfolio value
- $5.80B
- +$580.7M (+11.1%) vs. Q3 2023
| Security | Class | Shares | Value | % of portfolio | Share change | Action | History |
|---|---|---|---|---|---|---|---|
| Vanguard Morningstar Total Stock Market ETF922908769 | ETF | 835,892 | $198.3M | 3.4% | +90,782+12.2% | Added | – |
| AAPLApple Inc. | Stock | 757,914 | $145.9M | 2.5% | −11,028−1.4% | Reduced | History |
| MSFTMicrosoft Corp | Stock | 315,095 | $118.5M | 2.0% | +10,760+3.5% | Added | History |
| iShares Russell 1000 Value ETF464287598 | ETF | 671,861 | $111.0M | 1.9% | −25,874−3.7% | Reduced | – |
| iShares Tr464287457 | 1 3 YR TREAS BD | 1,320,394 | $108.3M | 1.9% | +11,880+0.9% | Added | – |
| SPYSPDR S&P 500 ETF Trust | ETF | 216,663 | $103.0M | 1.8% | +17,425+8.7% | Added | History |
| Invesco QQQ Trust Series I46090E103 | ETF | 237,637 | $97.3M | 1.7% | +27,327+13.0% | Added | – |
| iShares Russell Mid-Cap Value ETF464287473 | ETF | 691,227 | $80.4M | 1.4% | +13,814+2.0% | Added | – |
| iShares Russell 1000 Growth ETF464287614 | ETF | 261,720 | $79.3M | 1.4% | −1040.0% | Reduced | – |
| KRUSKura Sushi USA, Inc. | CL A COM | 913,529 | $69.4M | 1.2% | +104,063+12.9% | Added | History |
| AMZNAmazon Com Inc | Stock | 455,427 | $69.2M | 1.2% | +20,123+4.6% | Added | History |
| WMTWalmart Inc. | Stock | 426,145 | $67.2M | 1.2% | +14,876+3.6% | Added | History |
| WisdomTree Tr97717Y527 | FLOATNG RAT TREA | 1,159,192 | $58.2M | 1.0% | −39,723−3.3% | Reduced | – |
| MRKMerck & Co., Inc. | Stock | 532,985 | $58.1M | 1.0% | +30,527+6.1% | Added | History |
| AVGOBroadcom Inc. | Stock | 48,626 | $54.3M | 0.9% | +1,170+2.5% | Added | History |
| Vanguard Scottsdale FDS92206C409 | SHRT TRM CORP BD | 686,144 | $53.1M | 0.9% | −2,462−0.4% | Reduced | – |
| J P Morgan Exchange Traded F46641Q670 | CORE PLUS BD ETF | 1,080,219 | $50.9M | 0.9% | +36,498+3.5% | Added | – |
| VVisa Inc. | Stock | 184,523 | $48.0M | 0.8% | +9,718+5.6% | Added | History |
| OBDCBlue Owl Capital Corp | COM | 3,087,719 | $45.6M | 0.8% | −243,401−7.3% | Reduced | History |
| JPMorgan Ultra-Short Income ETF46641Q837 | ETF | 896,318 | $45.0M | 0.8% | +166,327+22.8% | Added | – |
| JPMJPMorgan Chase & Co | Stock | 259,094 | $44.1M | 0.8% | −4,800−1.8% | Reduced | History |
| Vanguard Morningstar Value ETF922908744 | ETF | 286,550 | $42.8M | 0.7% | +42,064+17.2% | Added | – |
| iShares Tr464288646 | ISHS 1-5YR INVS | 808,423 | $41.5M | 0.7% | −13,692−1.7% | Reduced | – |
| UNHUnitedHealth Group Inc | Stock | 78,418 | $41.3M | 0.7% | +9,370+13.6% | Added | History |
| iShares Tr464287689 | RUSSELL 3000 ETF | 149,247 | $40.9M | 0.7% | +3,530+2.4% | Added | – |
| iShares Russell Mid-Cap Growth ETF464287481 | ETF | 376,127 | $39.3M | 0.7% | +25,005+7.1% | Added | – |
| Alps ETF Tr00162Q452 | ALERIAN MLP | 917,252 | $39.0M | 0.7% | −11,111−1.2% | Reduced | – |
| NVDANVIDIA Corp | Stock | 78,471 | $38.9M | 0.7% | −3,815−4.6% | Reduced | History |
| MAMastercard Inc | Stock | 90,471 | $38.6M | 0.7% | +3,375+3.9% | Added | History |
| GOOGAlphabet Inc. | Stock | 267,512 | $37.7M | 0.7% | +3,935+1.5% | Added | History |
| BXBlackstone Inc. | COM | 285,395 | $37.4M | 0.6% | +15,658+5.8% | Added | History |
| Vanguard Ftse Developed Markets ETF921943858 | ETF | 765,338 | $36.7M | 0.6% | +327,849+74.9% | Added | – |
| GOOGLAlphabet Inc. | Stock | 261,653 | $36.6M | 0.6% | +18,176+7.5% | Added | History |
| Vanguard Morningstar Small-Cap Value ETF922908611 | ETF | 195,584 | $35.2M | 0.6% | −8,510−4.2% | Reduced | – |
| Vanguard Morningstar Growth ETF922908736 | ETF | 107,978 | $33.6M | 0.6% | +2,952+2.8% | Added | – |
| Invesco Exch Traded FD Tr II46138G870 | VAR RATE PFD | 1,425,531 | $32.9M | 0.6% | −10,862−0.8% | Reduced | – |
| iShares Russell Midcap ETF464287499 | ETF | 411,881 | $32.0M | 0.6% | +13,723+3.4% | Added | – |
| JNJJohnson & Johnson | Stock | 201,726 | $31.6M | 0.5% | −10,105−4.8% | Reduced | History |
| SPDR Series Trust78468R523 | ST STR BL 12 ETF | 307,641 | $30.5M | 0.5% | +23,289+8.2% | Added | – |
| WMWaste Management Inc | Stock | 166,026 | $29.7M | 0.5% | +923+0.6% | Added | History |
| VanEck Morningstar Wide Moat ETF92189F643 | ETF | 350,129 | $29.7M | 0.5% | +98,139+38.9% | Added | – |
| iShares Tr46434V860 | TRS FLT RT BD | 583,154 | $29.4M | 0.5% | +64,598+12.5% | Added | – |
| iShares Tr464287630 | RUS 2000 VAL ETF | 188,589 | $29.3M | 0.5% | −7,150−3.7% | Reduced | – |
| iShares Tr464288687 | PFD AND INCM SEC | 906,086 | $28.3M | 0.5% | −13,824−1.5% | Reduced | – |
| PEPPepsiCo Inc | Stock | 165,281 | $28.1M | 0.5% | +8,097+5.2% | Added | History |
| CSCOCisco Systems, Inc. | Stock | 549,328 | $27.8M | 0.5% | +53,857+10.9% | Added | History |
| MCDMcDonalds Corp | Stock | 91,152 | $27.0M | 0.5% | +10,480+13.0% | Added | History |
| iShares MSCI Eafe ETF464287465 | ETF | 354,464 | $26.7M | 0.5% | −459,292−56.4% | Reduced | – |
| CATCaterpillar Inc | Stock | 88,941 | $26.3M | 0.5% | +5,004+6.0% | Added | History |
| XOMExxonMobil Holdings Corp | COM | 261,788 | $26.2M | 0.5% | +9,714+3.9% | Added | History |
| iShares Russell 2000 Growth ETF464287648 | ETF | 100,872 | $25.4M | 0.4% | −3,491−3.3% | Reduced | – |
| Vanguard Dividend Appreciation ETF921908844 | ETF | 146,768 | $25.0M | 0.4% | −3,110−2.1% | Reduced | – |
| ABBVAbbVie Inc. | Stock | 160,896 | $24.9M | 0.4% | −2,597−1.6% | Reduced | History |
| CVXChevron Corp | Stock | 167,141 | $24.9M | 0.4% | +5,940+3.7% | Added | History |
| LOWLowes Companies Inc | Stock | 111,417 | $24.8M | 0.4% | +2,121+1.9% | Added | History |
| iShares Tr464287572 | GLOBAL 100 ETF | 307,460 | $24.8M | 0.4% | −1,835−0.6% | Reduced | – |
| INTCIntel Corp | Stock | 488,692 | $24.6M | 0.4% | +129,214+35.9% | Added | History |
| J P Morgan Exchange Traded F46641Q332 | EQUITY PREMIUM | 435,721 | $24.0M | 0.4% | +75,521+21.0% | Added | – |
| CRMSalesforce, Inc. | Stock | 90,629 | $23.8M | 0.4% | −1,119−1.2% | Reduced | History |
| ETNEaton Corp plc | Stock | 99,000 | $23.8M | 0.4% | +8,842+9.8% | Added | History |
| BRK.BBerkshire Hathaway Inc | Stock | 66,678 | $23.8M | 0.4% | −6,554−8.9% | Reduced | History |
| First Tr Exchange-Traded FD33738D804 | LTD DUR INVT ETF | 1,253,519 | $23.8M | 0.4% | +33,141+2.7% | Added | – |
| DIASPDR Dow Jones Industrial Average ETF Trust | UT SER 1 | 60,804 | $22.9M | 0.4% | +789+1.3% | Added | History |
| KOCoca Cola Co | Stock | 382,232 | $22.5M | 0.4% | −27,256−6.7% | Reduced | History |
| METAMeta Platforms, Inc. | Stock | 63,290 | $22.4M | 0.4% | +12,410+24.4% | Added | History |
| Goldman Sachs ETF Tr381430479 | ACCESS INVT GR | 481,083 | $22.3M | 0.4% | +2,862+0.6% | Added | – |
| VZVerizon Communications Inc | Stock | 588,497 | $22.2M | 0.4% | −79,714−11.9% | Reduced | History |
| IAUiShares Gold Trust | ETF | 559,078 | $21.8M | 0.4% | −35,208−5.9% | Reduced | History |
| BACBank of America Corp | Stock | 644,097 | $21.7M | 0.4% | −83,319−11.5% | Reduced | History |
| ARCCAres Capital Corp | CEF | 1,050,781 | $21.0M | 0.4% | −44,062−4.0% | Reduced | History |
| LRCXLam Research Corp | COM | 26,246 | $20.6M | 0.4% | +3,218+14.0% | Added | History |
| ADBEAdobe Inc. | Stock | 34,122 | $20.4M | 0.4% | +1,668+5.1% | Added | History |
| UPSUnited Parcel Service Inc | Stock | 128,826 | $20.3M | 0.3% | −13,003−9.2% | Reduced | History |
| First Tr Exchange-Traded FD33739Q200 | FST LOW OPPT EFT | 411,375 | $19.9M | 0.3% | +9,214+2.3% | Added | – |
| First Tr Exchange-Traded FD336917109 | SHS | 550,885 | $19.8M | 0.3% | −641,691−53.8% | Reduced | – |
| MLMMartin Marietta Materials Inc | COM | 38,678 | $19.3M | 0.3% | +7,512+24.1% | Added | History |
| iShares Tr464287622 | RUS 1000 ETF | 72,092 | $18.9M | 0.3% | −4,380−5.7% | Reduced | – |
| HDHome Depot, Inc. | Stock | 52,902 | $18.3M | 0.3% | +2,304+4.6% | Added | History |
| Vanguard Morningstar Mid-Cap Value ETF922908512 | ETF | 126,077 | $18.3M | 0.3% | −18,736−12.9% | Reduced | – |
| Vanguard Morningstar Mid-Cap ETF922908629 | ETF | 77,778 | $18.1M | 0.3% | −4,824−5.8% | Reduced | – |
| Vanguard S&P 500 ETF922908363 | ETF | 41,258 | $18.0M | 0.3% | +4,257+11.5% | Added | – |
| FDXFedEx Corp | Stock | 70,580 | $17.9M | 0.3% | −4,490−6.0% | Reduced | History |
| LLYEli Lilly & Co | Stock | 30,528 | $17.8M | 0.3% | +512+1.7% | Added | History |
| Vanguard Morningstar Small-Cap ETF922908751 | ETF | 76,937 | $16.4M | 0.3% | +5,751+8.1% | Added | – |
| iShares Tr464288521 | CRE U S REIT ETF | 293,784 | $15.9M | 0.3% | −29,945−9.3% | Reduced | – |
| DUKDuke Energy CORP | Stock | 160,424 | $15.6M | 0.3% | +14,155+9.7% | Added | History |
| APHAmphenol Corp | CL A | 155,377 | $15.4M | 0.3% | −11,500−6.9% | Reduced | History |
| CMCSAComcast Corp | Stock | 347,080 | $15.2M | 0.3% | −13,584−3.8% | Reduced | History |
| iShares Tr464288588 | MBS ETF | 160,506 | $15.1M | 0.3% | +61,795+62.6% | Added | – |
| QCOMQualcomm Inc | Stock | 104,023 | $15.0M | 0.3% | +4,744+4.8% | Added | History |
| Vanguard Intermediate-Term Bond ETF921937819 | ETF | 196,106 | $15.0M | 0.3% | −11,234−5.4% | Reduced | – |
| Schwab US Dividend Equity ETF808524797 | ETF | 194,686 | $14.8M | 0.3% | +73,646+60.8% | Added | – |
| MDTMedtronic plc | Stock | 179,198 | $14.8M | 0.3% | −21,531−10.7% | Reduced | History |
| iShares U S ETF Tr46431W838 | SHOR MAT MUN ETF | 294,997 | $14.7M | 0.3% | +44,360+17.7% | Added | – |
| SOSouthern Co | Stock | 208,991 | $14.7M | 0.3% | +46,918+28.9% | Added | History |
| AMGNAmgen Inc | Stock | 50,025 | $14.4M | 0.2% | +275+0.6% | Added | History |
| Invesco Exch TRD SLF Idx FD46138J841 | BULSHS 2024 CB | 689,472 | $14.4M | 0.2% | +156,450+29.4% | Added | – |
| iShares Tr464287432 | 20 YR TR BD ETF | 145,370 | $14.4M | 0.2% | +10,769+8.0% | Added | – |
| ETEnergy Transfer LP | COM UT LTD PTN | 1,021,444 | $14.1M | 0.2% | −14,165−1.4% | Reduced | History |
| Vanguard Ftse All-World Ex-US Index Fund922042775 | ETF | 250,451 | $14.1M | 0.2% | +6,683+2.7% | Added | – |
Sold out since Q3 2023 (68)
Positions held at the end of Q3 2023 that are gone from this filing.
| Security | Class | Shares in Q3 2023 | Value in Q3 2023 | % of portfolio in Q3 2023 | History |
|---|---|---|---|---|---|
| Invesco Exch TRD SLF Idx FD46138J866 | BULSHS 2023 CB | 514,109 | $10.9M | 0.2% | – |
| GLBEGlobal-E Online Ltd. | SHS | 268,625 | $10.7M | 0.2% | History |
| MTWManitowoc Co Inc | COM NEW | 503,455 | $7.58M | 0.1% | History |
| Innovator ETFs Trust45782C680 | US EQTY PWR BF | 235,485 | $7.31M | 0.1% | – |
| THTarget Hospitality Corp. | COM | 417,673 | $6.63M | 0.1% | History |
| SMCISuper Micro Computer, Inc. | COM | 10,643 | $2.92M | 0.1% | History |
| DKSDick's Sporting Goods, Inc. | Stock | 24,062 | $2.61M | 0.1% | History |
| Innovator ETFs Trust45782C342 | US SML CP PWR ET | 90,900 | $2.43M | <0.1% | – |
| ROCKGibraltar Industries, Inc. | COM | 26,734 | $1.80M | <0.1% | History |
| ACLSAxcelis Technologies Inc | Stock | 10,693 | $1.74M | <0.1% | History |
| KAIKadant Inc | COM | 6,711 | $1.51M | <0.1% | History |
| ABGAsbury Automotive Group Inc | COM | 6,478 | $1.49M | <0.1% | History |
| ATVIActivision Blizzard, Inc. | COM | 12,399 | $1.16M | <0.1% | History |
| VMWVmware LLC | CL A COM | 6,269 | $1.04M | <0.1% | History |
| iShares Tr464287812 | US CONSM STAPLES | 4,022 | $750.2K | <0.1% | – |
| Invesco Exchange Traded FD T46137V100 | AEROSPACE DEFN | 8,425 | $672.3K | <0.1% | – |
| iShares Tr464287796 | U.S. ENERGY ETF | 13,327 | $632.1K | <0.1% | – |
| Accretion Acquisition Corp00438Y206 | UNIT 03/01/2028 | 56,000 | $589.1K | <0.1% | – |
| NDMONuveen Dynamic Municipal Opportunities Fund | COM SHS | 58,130 | $570.3K | <0.1% | History |
| TREELendingTree, Inc. | COM | 31,438 | $487.3K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J544 | BULSHS 2023 MUNI | 18,490 | $463.0K | <0.1% | – |
| Black Mountain Acq Corp09216A207 | UNIT 99/99/9999 | 42,000 | $450.2K | <0.1% | – |
| VMIValmont Industries Inc | COM | 1,812 | $435.3K | <0.1% | History |
| KWRQuaker Chemical Corp | COM | 2,576 | $412.2K | <0.1% | History |
| iShares Tr464288513 | IBOXX HI YD ETF | 4,984 | $367.4K | <0.1% | – |
| Vanguard Long-Term Treasury ETF92206C847 | ETF | 6,100 | $338.6K | <0.1% | – |
| iShares Tr46429B747 | 0-5 YR TIPS ETF | 3,402 | $329.7K | <0.1% | – |
| iShares Tr46435U713 | US INFRASTRUC | 8,954 | $327.6K | <0.1% | – |
| FRFirst Industrial Realty Trust Inc | COM | 6,637 | $315.8K | <0.1% | History |
| Invesco Exch TRD SLF Idx FD46138J858 | BULSHS 2023 HY | 12,829 | $301.5K | <0.1% | – |
| NOANorth American Construction Group Ltd. | COM | 13,165 | $285.9K | <0.1% | History |
| CBRLCracker Barrel Old Country Store, Inc | COM | 4,151 | $278.9K | <0.1% | History |
| KTBKontoor Brands, Inc. | Stock | 6,236 | $273.8K | <0.1% | History |
| EXEExpand Energy Corp | COM | 2,753 | $237.4K | <0.1% | History |
| TTITetra Technologies Inc | COM | 37,161 | $237.1K | <0.1% | History |
| CIENCiena Corp | COM NEW | 4,950 | $233.9K | <0.1% | History |
| WRKWestRock Co | COM | 6,382 | $228.5K | <0.1% | History |
| ENPHEnphase Energy, Inc. | Stock | 1,882 | $226.1K | <0.1% | History |
| OGNOrganon & Co. | Stock | 12,711 | $220.7K | <0.1% | History |
| AEHRAehr Test Systems | COM | 4,821 | $220.3K | <0.1% | History |
| LADRLadder Capital Corp | CL A | 21,365 | $219.2K | <0.1% | History |
| iShares Tr464288182 | MSCI AC ASIA ETF | 3,410 | $216.5K | <0.1% | – |
| HRBH&R Block Inc | COM | 5,000 | $215.3K | <0.1% | History |
| CNHCNH Industrial N.V. | SHS | 17,031 | $206.1K | <0.1% | History |
| iShares Tr46434V407 | 0-5YR HI YL CP | 5,001 | $205.2K | <0.1% | – |
| FMCFMC Corp | COM NEW | 3,042 | $203.7K | <0.1% | History |
| OCOwens Corning | Stock | 1,493 | $203.7K | <0.1% | History |
| DARDarling Ingredients Inc. | COM | 3,874 | $202.2K | <0.1% | History |
| iShares Tr464288307 | MRGSTR MD CP GRW | 3,507 | $200.4K | <0.1% | – |
| SDCSmileDirectClub, Inc. | CL A COM | 401,172 | $166.5K | <0.1% | History |
| OMCLOmnicell, Inc. | COM | 3,643 | $164.1K | <0.1% | History |
| SMFGSumitomo Mitsui Financial Group, Inc. | SPONSORED ADR | 16,436 | $161.9K | <0.1% | History |
| INSGInseego Corp. | COM | 250,000 | $105.0K | <0.1% | History |
| RNGRingCentral, Inc. | CL A | 2,903 | $86.0K | <0.1% | History |
| KMFKayne Anderson NextGen Energy & Infrastructure, Inc. | COM | 12,059 | $85.9K | <0.1% | History |
| TDFTempleton Dragon Fund Inc | COM | 10,010 | $85.5K | <0.1% | History |
| DISHDISH Network CORP | CL A | 13,659 | $80.0K | <0.1% | History |
| LAWCS Disco, Inc. | COM | 10,300 | $68.4K | <0.1% | History |
| EQT Corp26884LAK5 | NOTE 1.750% 5/0 | 22,000 | $61.1K | <0.1% | – |
| FOXFFox Factory Holding Corp | COM | 540 | $53.5K | <0.1% | History |
| INFNInfinera Corp | COM | 10,075 | $42.1K | <0.1% | History |
| FNDFloor & Decor Holdings, Inc. | CL A | 344 | $31.1K | <0.1% | History |
| Liberty Media Corp Del531229AB8 | NOTE 1.375%10/1 | 26,000 | $28.6K | <0.1% | – |
| Navios Maritime Holdings Inc.Y62197119 | COM | 13,998 | $28.0K | <0.1% | – |
| Spirit Airls Inc848577AB8 | NOTE 1.000% 5/1 | 26,000 | $21.6K | <0.1% | – |
| QBTSD-Wave Quantum Inc. | Stock | 15,000 | $14.5K | <0.1% | History |
| AVOMission Produce, Inc. | COM | 1,000 | $9.68K | <0.1% | History |
| QVCGAOld QVC Group, Inc. | COM SER A | 10,144 | $6.15K | <0.1% | History |